HomeMy WebLinkAboutREACH EMPLOYEE ASSISTANCE, INC. -2002
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CONSULTANT AGREEMENT
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THIS AGREEMENT, made and entered into this _~ '` ~~day of~9ese, 2002 by and
between REACH Employee Assistance, Inc., a California corporation (hereinafter "Consultant"),
and the City of Santa Ana, a charter city and municipal corporation organized and existing under
the Constitution and laws of the State of California (hereinafter "City").
RECITALS
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A. The City desires to retain a consultant having special skill and knowledge in the field of
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~ ~ B. Consultant re resents that Consultant is able and willin to rovide such services to the
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z ~ C. In undertaking the performance of this Agreement, Consultant represents that it is
knowledgeable in its field and that any services performed by Consultant under this
Agreement will be performed in compliance with such standards as may reasonably be
expected from a professional consulting firm in the field.
NOW THEREFORE, in consideration of the mutual and respective promises, and subject to the
terms and conditions hereinafter set forth, the parties agree as follows:
1. SCOPE OF SERVICES
Consultant shall perform those services as set forth in Exhibit A to this Agreement.
2. COMPENSATION
a. City agrees to pay, and Consultant agrees to accept as total payment for its services,
the rates and charges identified in Exhibit A. Payments for services shall not exceed $40,000,
annually, during the term of this Agreement. The total sum to be expended under this
Agreement, shall not exceed $120,000 during the term of this Agreement.
b. Payment by City shall be made within thirty (30) days following receipt of proper
invoice evidencing work performed, subject to City accounting procedures. Payment need not
be made for work which fails to meet the standards of performance set forth in the Recitals
which may reasonably be expected by City.
3. TERM
This Agreement shall commence on January 1, 2003 and terminate on December 31,
2005, unless terminated earlier in accordance with Section 12, below. The term of this
Agreement may be extended upon a writing executed by the Executive Director of Personnel
Services Agency and the City Attorney.
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e. The following requirements apply to the insurance to be provided by Consultant
pursuant to this section:
(i) Consultant shall maintain all insurance required above in full force and
effect for the entire period covered by this Agreement.
(ii) Certificates of insurance shall be furnished to the City upon execution of
this Agreement and shall be approved in form by the City Attorney.
(iii) Certificates and policies shall state that the policies shall not be canceled
or reduced in coverage or changed in any other material aspect without
thirty (30) days prior written notice to the City.
f. If Consultant fails or refuses to produce or maintain the insurance required by this
section or fails or refuses to furnish the City with required proof that insurance has been procured
and is in force and paid for, the City shall have the right, at the City's election, to forthwith
terminate this Agreement. Such termination shall not effect Consultant's right to be paid for its
time and materials expended prior to notification of termination. Consultant waives the right to
receive compensation and agrees to indemnify the City for any work performed prior to approval
of insurance by the City.
6. INDEMNIFICATION
Consultant agrees to and shall indemnify and hold harmless the City, its officers, agents,
employees, consultants, special counsel, and representatives from liability: (1) for personal
injury, damages, just compensation, restitution, judicial or equitable relief arising out of claims
for personal injury, including health, and claims for property damage, which may arise from the
direct or indirect operations of the Consultant or its contractors, subcontractors, agents,
employees, or other persons acting on their behalf which relates to the services described in
section 1 of this Agreement; excepting those claims, demands, purported liability, or
consequential damages which arise out of the sole negligence of City. The Consultant further
agrees to indemnify, hold harmless, and pay all costs for the defense of the City, including fees
and costs for special counsel to be selected by the City, regarding any action by a third party
asserting that personal injury, damages, just compensation, restitution, judicial or equitable relief
due to personal or property rights arises by reason of the terms of, or effects arising from this
Agreement. City may make all reasonable decisions with respect to its representation in any
legal proceeding.
7. CONFIDENTIALITY
If Consultant receives from the City information which due to the nature of such
information is reasonably understood to be confidential and/or proprietary, Consultant agrees
that it shall not use or disclose such information except in the performance of this Agreement,
and further agrees to exercise the same degree of care it uses to protect its own information of
like importance, but in no event less than reasonable care. "Confidential Information" shall
include all nonpublic information. Confidential information includes not only written
information, but also information transferred orally, visually, electronically, or by other means.
Confidential information disclosed to either party by any subsidiary and/or agent of the other
party is covered by this Agreement. The foregoing obligations of non-use and nondisclosure
shall not apply to any information that (a) has been disclosed in publicly available sources; (b) is,
through no fault of the Consultant disclosed in a publicly available source; (c) is in rightful
possession of the Consultant without an obligation of confidentiality; (d) is required to be
disclosed by operation of law; or (e) is independently developed by the Consultant without
reference to information disclosed by the City.
8. CONFLICT OF INTEREST CLAUSE
Consultant covenants that it presently has no interests and shall not have interests, direct
or indirect, which would conflict in any manner with performance of services specified under
this Agreement.
9. NOTICE
Any notice, tender, demand, delivery, or other communication pursuant to this
Agreement shall be in writing and shall be deemed to be properly given if delivered in person or
mailed by first class or certified mail, postage prepaid, or sent by telefacsimile or other
telegraphic communication in the manner provided in this Section, to the following persons:
To City:
Clerk of the City Council
City of Santa Ana
20 Civic Center Plaza (M-30)
P.O. BOX 1988
Santa Ana, CA 92702-1988
telefacsimile (714) 647-6956
With courtesy copies to:
Executive Director of Personnel Services
City of Santa Ana
20 Civic Center Plaza (M-24)
P.O. Box 1988
Santa Ana, California 92702
telefacsimile (714) 647-6930
and,
City Attorney
City of Santa Ana
20 Civic Center Plaza (M-29)
P.O. Box 1988
Santa Ana, California 92702
telefacsimile (714) 647-6515
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To Consultant:
REACH Employee Assistance, Inc.
101 East Lincoln Avenue, Suite 230
Anaheim, California
Attn: Dr. Marcus Dayhoff
A party may change its address by giving notice in writing to the other party. Thereafter,
any notice, tender, demand, delivery, or other communication shall be addressed and transmitted
to the new address. If sent by mail, any notice, tender, demand, delivery, or other
communication shall be effective or deemed to have been given three (3) days after it has been
deposited in the United States mail, duly registered or certified, with postage prepaid, and
addressed as set forth above. If sent by telefacsimile, any notice, tender, demand, delivery, or
other communication shall be effective or deemed to have been given twenty-four (24) hours
after the time set forth on the transmission report issued by the transmitting facsimile machine,
addressed as set forth above. For purposes of calculating these time frames, weekends, federal,
state, County or City holidays shall be excluded.
10. EXCLUSIVITY AND AMENDMENT
This Agreement represents the complete and exclusive statement between the City and
Consultant, and supersedes any and all other agreements, oral or written, between the parties. In
the event of a conflict between the terms of this Agreement and any attachments hereto, the
terms of this Agreement shall prevail. This Agreement may not be modified except by written
instrument signed by the City and by an authorized representative of Consultant. The parties
agree that any terms or conditions of any purchase order or other instrument that are inconsistent
with, or in addition to, the terms and conditions hereof, shall not bind or obligate Consultant nor
the City. Each party to this Agreement acknowledges that no representations, inducements,
promises or agreements, orally or otherwise, have been made by any party, or anyone acting on
behalf of any party, which are not embodied herein.
11. ASSIGNMENT
Inasmuch as this Agreement is intended to secure the specialized services of Consultant,
Consultant may not assign, transfer, delegate, or subcontract any interest herein without the prior
written consent of the City and any such assignment, transfer, delegation or subcontract without
the City's prior written consent shall be considered null and void. Nothing in this Agreement
shall be construed to limit the City's ability to have any of the services which are the subject to
this Agreement performed by City personnel or by other consultants retained by City.
12. TERMINATION
This Agreement may be terminated by the City or Consultant upon sixty (60) days written notice
of termination. If the Agreement is thus terminated by the City for reasons other than
Consultant's failure to perform its obligations, City shall pay Consultant a prorated amount based
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on the services satisfactorily completed and accepted prior to the effective date of termination.
Such payment shall be Consultant's exclusive remedy for termination without cause.
Payment need not be made for work which fails to meet the standard of performance
specified in the Recitals of this Agreement.
13. DISCRIMINATION
a. Consultant shall not discriminate because of race, color, creed, religion, sex, marital
status, sexual orientation, age, national origin, ancestry, or mental or physical disability, as
defined and prohibited by applicable law, in the recruitment, selection, training, utilization,
promotion, termination or other employment related activities. Consultant affirms that it is an
equal opportunity employer and shall comply with all applicable federal, state and local laws and
regulations.
b. Consultant shall, in all solicitations and advertisements for employees placed by, or
on behalf of Consultant, state that all qualified applicants will receive consideration for
employment without regard to race, color, religion, sex, national origin, or mental or physical
disability.
c. Consultant shall cause the foregoing paragraphs (a) and (b) to be inserted in all
subcontracts for any work covered by this Agreement, provided that the foregoing provisions
shall not apply to subcontracts for standard commercial supplies or raw materials.
14. JURISDICTION -VENUE
This Agreement and all questions relating to its validity, interpretation, performance, and
enforcement shall be governed and construed in accordance with the laws of the State of
California. This Agreement has been executed and delivered in the State of California and the
validity, interpretation, performance, and enforcement of any of the clauses of this Agreement
shall be determined and governed by the laws of the State of California. Both parties further
agree that Orange County, California, shall be the venue for any action or proceeding that may
be brought or arise out of, in connection with or by reason of this Agreement.
15. PROFESSIONAL LICENSES
Consultant shall, throughout the term of this Agreement, maintain all necessary licenses,
permits, approvals, waivers, and exemptions necessary for the provision of the services
hereunder and required by the laws and regulations of the United States, the State of California,
the City of Santa Ana and all other governmental agencies. Consultant shall notify the City
immediately and in writing of her inability to obtain or maintain such permits, licenses,
approvals, waivers, and exemptions. Said inability shall be cause for termination of this
Agreement.
16. MISCELLANEOUS PROVISIONS
a. Each undersigned represents and warrants that its signature hereinbelow has the power,
authority and right to bind their respective parties to each of the terms of this Agreement, and shall
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indemnify City fully, including reasonable costs and attorney's fees, for any injuries or damages to
City in the event that such authority or power is not, in fact, held by the signatory or is withdrawn.
b. All Exhibits referenced herein and attached hereto shall be incorporated as if fully set
forth in the body of this Agreement.
IN WITNESS WHEREOF, the parties hereto have executed this Agreement the date and year
first above written.
ATTEST:
PATRICIA E. HEALY
Clerk of the Council
CITY O - NTA A
DAVID N. REAM
City Manager
APPROVED AS TO FORM:
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~" ~ ~ SEPH W. LETCH
City Attorney
RECOMMENDED FOR APPROVAL:
CONSULTANT
R. ARCUS DAYH F
CEO & Clinical Director
LETICIA DAYHOFF
Secretary
Tax ID #
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EXHIBIT A
SCOPE OF SERVICES
Consultant shall perform the following duties and responsibilities throughout the term of this
Agreement:
ASSESSMENT /COUNSELING /REFERRAL FOR EMPLOYEES AND DEPENDENTS
A total assessment will be administered for a thorough analysis of a client's problem.
Employees and immediate family members are entitled to up to three sessions per incident, every
six months. Consultant shall provide professional assessment/counseling to the point of referring
the client to an outside counseling professional or agency. In addition, Consultant will provide
follow-up consultation. The number of sessions offered, within this limit, will be at the sole
discretion of Consultant's staff.
Consultant will assign a liaison person to City and provide staff to assist City with the
Employee Assistance Program (EAP). Consultant will provide qualified, experienced
counselors, knowledgeable in assessment skills to provide personal counseling to employees and
immediate family members.
A. CONFIDENTIALITY AND RELEASE OF INFORMATION
Consultant shall not disclose to City the identity of any employee or immediate family
member who elects to participate in the EAP without first obtaining a written Authorization and
Release of Information from the employee, Exhibit 1, attached hereto.
If an Authorization and Release of Information has been given, and to extent of said
Authorization, Consultant may release to City, in writing, the following information regarding an
employee who has been referred to the EAP as a condition of employment with the City:
a. Whether the employee has agreed to participate in the EAP.
b. A list of appointments kept and missed, together with reasons for missed
appointments.
c. The employee's anticipated treatment plan as a participant in the EAP. This plan
shall consist of the following:
l .) The anticipated number of visits, appointments, or sessions requested of the
employee.
2.) The type of therapeutic procedures in general terms, that the employee will
receive during his/her participation in the EAP.
3.) A description of the treatment service provider to which the employee is
referred.
d. Any conclusion or opinion of Consultant that the employee is limited or restricted in
his/her ability to perform the employee's job duties.
e. Consultant's conclusion or opinion that employee's participation may necessitate
employee's absence from the City.
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f. That the employee has failed, refused, or discontinued to proceed with the EAP or
any treatment service provider.
g. A report containing the following:
l .) Disabilities, limitations or restrictions of employee
2.) Recommendation on further treatment.
City shall not demand or obtain the above confidential information without the express written
Authorization and Release of Information, signed by the employee.
In addition to the confidentiality of information obtained by Consultant, the circumstances
leading to City's referral of an employee to the EAP shall be confidential. City shall not disclose
those circumstances to Consultant without employee's written permission.
Consultant shall not release confidential information to any treatment service providers without
the express, written, Authorization and Release of Information, signed by employee.
B. DEFINITIONS
a. "Client" shall mean an employee or his/her immediate family member
participating in the EAP.
b. "Treatment Service Providers" or "Service Providers" shall mean an outside
counseling professional or agency, referred by Consultant, whose services will be
paid by the client.
C. COUNSELING HOURS
Consultant shall provide EAP counseling and assessment from 8:00 a.m. to 8:00 p.m.,
Monday through Thursday, Friday 8:00 a.m. to 5:00 p.m.
Every attempt will be made to see management referrals and employees in crisis as
quickly as possible and no later than 24 hours (during business hours) of the call being made.
All other clients will be seen within 48 hours of the call being made.
City shall provide Consultant with the names and telephone numbers of liaison
individual(s) who can be contacted in case of emergency,
D. 24 HOUR AVALIABILITY, 7 DAYS A WEEK
Consultant provides confidential intake and psycho-social assessment and counseling to
the point of referral to employees and their immediate family members with a 24 hour telephone
service. Consultant assures that no calls go unanswered and that all crisis callers receive
courteous and prompt service. During non-business hours, all calls answered by Consultant's
answering service will be connected to the on-call counselor.
E. REFERRAL NETWORK
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When necessary, Consultant will refer employees and dependents to appropriate, cost
effective, geographically convenient and high quality services provided by individuals and
agencies which have been screened by our staff.
F. MONITORING /FOLLOW UP
Consultant will monitor and follow-up as long as appropriate all people referred by the
EAP to outside individuals and community resources to assure the problem is resolved and that
the client is satisfied with the quality of referrals. In cases of management referrals, Consultant
will also follow-up regularly with the City on status of job performance.
G. SERVICE UTILIZATION REPORTS
Consultant will provide quarterly confidential reports on service utilization, aggregate
client profiles, assessed problems and outcome at case closure. Said report shall not disclose the
identity of any client participating in the EAP. Client satisfaction reports will be available upon
request by City, to the extent client has provided an Authorization, Release of Information.
H. BENEFITS
The City agrees to provide Consultant with copies of all City employee benefit plans and
appraise Consultant of all changes as they occur.
AVOIDING CONFLICT OF INTEREST
Consultant agrees to avoid conflict of interest by providing up to three referrals to clients
based on competency, geography and the most cost effective modality to deal with the client's
problem(s). No referrals will be made to the private practices of Consultant counseling staff
members or to any private practitioner and/or agency that a Consultant counselor has an
economic relationship with. Only the City may make exceptions to this rule.
J. ALCOHOISM AND CHEMICAL DEPENDENCY INTERVENTION SERVICES
Consultant provides job related alcoholism and chemical dependency intervention
services as required.
K. POLICY AND PROCEDURE
City may implement a policy and procedure statement on employee assistance when
appropriate. Consultant will provide technical assistance to City staff in writing a policy and
procedure statement on employee assistance.
2. TRAINING
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Consultant will provide Management and Supervisory training sessions annually. It is
recommended that a maximum of 25 managers/supervisors attend each session. The purpose of
these training sessions is to make managers and supervisors aware of City EAP policy and
procedures, of how to identify poor job performance as it relates to personal problems and to
familiarize them with the processes of referrals and follow-up.
Consultant will supply, if requested, Management and Supervisor Employee Assistance
Program guidelines for inclusion in City personnel management guidelines.
3. PROGRAM PROMOTION
City agrees to support Consultant in developing a yearly EAP promotion plan as follows:
b. Initial EAP orientation classes for employees in groups of up to 50 will be
available to City as a means of introducing EAP policy and procedures and
utilization of Consultant's services.
c. "Munch & Learn" presentations will be conducted periodically upon request by
the City, at City location to maximize utilization of Consultant's services.
d. REACH brochure and REACHIine cards will be supplied to the City for
distribution to all employees.
e. REACH Frontline will be electronically supplied to the City quarterly for
distribution to all supervisors.
£ REACHIine.com will be available for online use to all employees and family
members. Employees will be supplied a password as mentioned on REACH
employee brochure for online secure are access.
g. REACHIine posters will be supplied from time to time for posting on City staff
bulletin boards.
h. Originals of promotional materials, for inclusion as short articles in internal staff
newsletter or as check stuffers, will be supplied upon request by the City.
i. Consultant's staff will participate in City's employee benefit's fair upon request.
j. Consultant will assist with drafting the EAP benefit announcement letter to be
signed by City, on City letterhead and mailed to the home of all employees.
4. QUALITY
Consultant shall conduct on-going quality assurance audits on all aspects of the program
from inception to end of the contract year. Consultant will provide quarterly reports.
5. CITY OBLIGATIONS
• EAP is a totally confidential program. The City will only be aware of employees referred
officially by management and information about such employees will not be released
without the written consent of the employee client.
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• Consultant will not, in all cases, be able to resolve the employee's or dependent's
problem(s) in the set number of counseling sessions. In such cases the employee, or
dependent, will be referred to quality, cost effective resources available within the
community.
• Employees and dependents will not be charged for the services provided by Consultant. If
referrals are necessary, those referrals may result in additional cost to the City's benefit
plan and may result in added costs to the employee or dependent.
• The EAP is made available to all full, part-time and temporary employees and their
dependents. EAP benefits attach on the first day of employment.
• It is anticipated that the yearly employee utilization rate will be a minimum of 6-8%.
Consultant's promotional program will aim at achieving at least this utilization rate.
COMPENSATION
The cost to the City for the services to be provided by Consultant shall be $1.85/ full time
budgeted positions/month. The parties agree the City has 1740 full time budgeted positions.
Persons employed by the City on a part time and/or temporary basis, and their dependents, shall
be entitled to receive REACH services to the same extent as full time employees without
additional compensation from City. The total cost to City shall not exceed $40,000 annually,
during the term of this Agreement.
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EXHIBIT B
ADDITIONAL INSURED ENDORSEMENT
FOR COMMERCIAL GENERAL LIABILITY POLICY
Insurance Company
This endorsement modifies such insurance as is afforded by the provisions of Policy
# relating to the following:
1. The City of Santa Ana, 20 Civic Center Plaza, Santa Ana, California 92701; its
officers, employees, agents, volunteers and representatives are named as additional insureds
("additional insureds") with regard to liability and defense of suits arising from the operations
and uses performed by or on behalf of the named insured.
2. With respect to claims arising out of the operations and uses performed by or on
behalf of the named insured, such insurance as is afforded by this policy is primary and is not
additional to or contributing with any other insurance carried by or for the benefit of the
additional insureds.
3. This insurance applies separately to each insured against whom claim is made or
suit is brought except with respect to the company's limits of liability. The inclusion of any
person or organization as an insured shall not affect any right which such person or organization
would have as a claimant if not so included.
4. With respect to the additional insureds, this insurance shall not be cancelled, or
materially reduced in coverage or limits except after thirty (30) days written notice has been
given to the City of Santa Ana, 20 Civic Center Plaza, Santa Ana, California 92701.
(Completion of the following, including countersignature, is required to make this endorsement
effective.)
Effective ,this endorsement form as a part of
Policy #
Issued to
Named Insured
Countersigned by
Authorized Representative
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