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AG~FI~!° ~~A~Ztl1 BVtl~~i"~C~G ~A7~:
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LEGAL, SERl72CES AGREEMENT WITH
5T LING, YOCCA, CARLS®N & RAUZ°H
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APPROVL®
~` As Recommended
As Amended
^ Ordinance on 1 s' Reading
^ Ordinance on 2"d Reading
^ Imglementing Resolution
^ Set Publie Hearing For_
CflNTINtlED 1`O
FtlLE iJiJMBER
Authorize the Executive Director and Agency Secretary to execute the
attached legal services agreement with the redevelopment law firm
Stradling, Yocca, Carlson & Rauth, subject to non-substantive changes
approved by the Executive Director and Agency General Counsel.
While the City Attorney`s Office serves as general counsel to the
Redevelopment Agency, from time to time it is necessary to contract for
services through outside counsel. Those situations usually arise in
complex real estate matters, litigation and special financial
transactions such as bond issues that require particular expertise or
focused resources. The Agency is in need of legal services with regard
to the Station District, particularly with the pending Disposition and
Development Agreement negotiations with Related Griffin for development
of the Agency's 48 parcels. The resources in the City Attorney's office
are limited at this time, and we are on a relatively expedited schedule
to achieve the target date of June 2010 for project entitlements and
final agreements with the Agency. The firm principal proposed serves as
Agency Counsel for the City of Anaheim and has been involved in agreement
negotiations with Related on similar affordable housing projects.
The law firm of Stradling, Yocca, Carlson & Rauth has a proven track
record of advising and representing redevelopment agencies in a wide
range of redevelopment, real estate and tax matters. The Firm is the only
redevelopment specialty firm based in Orange County and has served as
Bond Counsel to the Redevelopment Agency, Industrial Development
Authority, and the Empowerment Corporation. Mr. Thomas Clark will be the
firm principal assigned. Mr. Clark is a renowned redevelopment attorney
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Legal Services Agreement
February 1, 2010
Page 2
with an extensive track record in negotiating complex real estate
projects throughout Southern California. The City Attorney will have
approval rights over all other firm attorneys working on any assigned
matter.
The firm will apply a flat billing rate of $325 per hour for all
attorneys assigned matters by the City Attorney.
FISCAL IMPACT
Funds are available in the Merged Administration and Redevelopment Funds
(account nos. 57018843-62300 and 57018842-62300).
APPROVED AS TO FUNDS AND ACCOUNTS:
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Cynt is J. elson
Executive Director
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Francisco
Executive
Finance &
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Gutierrez
Director
Management Services Agency
LEGAL SERVICES AGREEMENT
This AGREEMENT, made and entered into this 1st day of February, 2010 by and
between Stradling Yocca Carlson & Rauth, a California professional corporation (hereinafter
"Attorneys"), and the Community Redevelopment Agency of the City of Santa Ana, a public
body, corporate and politic ("Agency").
RECITALS
A. Agency desires to employ Attorneys to assist the Agency General Counsel in the provision
of legal services to the Agency, and
B. Attorneys represent that they are licensed to practice law in the State of California, have
special experience and knowledge in the fields of real estate, municipal and California
redevelopment law, and desire to undertake said employment.
NOW THEREFORE, in consideration of the mutual and respective promises, and subject to the
terms and conditions hereinafter set forth, the parties agree as follows:
1. EMPLOYMENT OF ATTORNEYS.
Agency hereby agrees to and does employ Attorneys, for the compensation hereinafter
specified, to assist its Agency General Counsel in transactional and litigation services related to
Agency matters and other legal issues when and as requested by said Agency General Counsel to do
so. Attorneys accept said employment and agree to perform, in timely and efficient manner all such
services as may be requested by the Agency General Counsel. Attorneys shall confirm their
acceptance of work requested by Agency in writing by e-mail or letter.
2. PAYMENT FOR SERVICES RENDERED.
A. FEES
Agency agrees to compensate Attorneys, and Attorneys agree to accept from Agency, as and
for payment in full for all of said services in regard to each such action, compensation at a
maximum rate of $325 per hour for work performed by Attorneys.
B. REIMBURSEMENT FOR COSTS
Agency agrees to reimburse Attorneys for out-of-pocket expenses including mileage authorized by
the Agency General Counsel in connection with the performance of duties under this Agreement.
3. METHOD OF PAYMENT
Attorneys shall, by the 15~s day of each month, submit a statement, specifying the
services performed, dates and number of hours, itemization of expenses related thereto.
4. CONTROL OF LEGAL MATTERS.
Attorneys agree that each and every matter or proceeding in which they undertake to assist
the Agency General Counsel, as aforesaid, shall be and remain under, and subject to the control and
direction of said Agency General Counsel at all stages, and that they shall at all times keep the
Agency General Counsel informed of all matters pertaining thereto. Agency will keep Attorneys
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informed of all significant developments in matters relating to any representation undertaken by
Attomeys.
Attomeys further agree, if and when their employment hereunder is terminated by Agency,
as hereinafter specified, they shall return to Agency General Counsel any and all files then in their
possession concerning each and every matter or proceeding in which they represented the Agency
pursuant to this Agreement.
5. ATTORNEYS INDEPENDENT CONTRACTORS.
It is mutually agreed by and between the parties that, in the performance of their covenants
hereunder, Attorneys are and shall be independent contractors, and not officers or employees of
Agency.
6. INSi.)RANCE
Prior to undertaking performance of work under this Agreement, Attorneys shall provide
proof to the Agency General Counsel of Professional Liability (errors and omissions) insurance,
with a combined single limit of not less than $1,000,000 per claim, and maintain such insurance
throughout the term of this Agreement.
If Attorneys fails or refuses to produce and maintain the insurance required by this
section or fails or refuses to furnish the Agency with required proof that insurance has been
procured and is in force and paid for, the Agency shall have the right, at the Agency's election,
to forthwith terminate this Agreement. Such termination shall not affect Attorneys' right to be
paid for its time and materials expended prior to notification of termination. Attorneys waive the
right to receive compensation and agree to indemnify the Agency for any work performed prior
to approval of insurance by the Agency.
7. INDEMNIFICATION
Attorneys agree to and shall indemnify and hold harmless the Agency, its officers, agents,
employees, and representatives from liability for personal injury, damages, restitution, judicial or
equitable relief arising out of Attorneys' negligent or wrongful performance or conduct of this
Agreement.
8. CONFIDENTIALITY
If Attorneys receive from the Agency information which due to the nature of such
information is reasonably understood to be confidential and/or proprietary, Attorneys agree that
it shall not use or disclose such information except in the performance of this Agreement, and
further agrees to exercise the same degree of care it uses to protect its own information of like
importance, but in no event less than reasonable care. "Confidential Information" shall include
all nonpublic information. Confidential information includes not only written information, but
also information transferred orally, visually, electronically, or by other means. Confidential
information disclosed to either party by any subsidiary and/or agent of the other party is covered
by this Agreement. The foregoing obligations of non-use and nondisclosure shall not apply to
any information that (a) has been disclosed in publicly available sources; (b) is, through no fault
of the Attorneys disclosed in a publicly available source; (c) is in rightful possession of the
Attorneys without an obligation of confidentiality; (d) is required to be disclosed by operation of
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law; or (e) is independently developed by the Attorneys without reference to information
disclosed by the Agency.
9. CONFLICT OF INTEREST CLAUSE
Attorneys covenant that it presently has no interests and shall not have interests, direct or
indirect, that would conflict in any manner with performance of services specified under this
Agreement.
10. NOTICE
Any notice, tender, demand, delivery, or other communication pursuant to this
Agreement shall be in writing and shall be deemed to be properly given if delivered in person or
mailed by first class or certified mail, postage prepaid, or sent by telefacsimile or other
telegraphic communication in the manner provided in this Section, to the following persons:
To Agency: Agency Secretary
C/O Clerk of the Council
City of Santa Ana
20 Civic Center Plaza (M-30)
P.O. Box 1988
Santa Ana, Califomia 92702-1988
telefacsimile (714) 647-6956
Courtesy Copy Agency General Counsel
C/O Office of the City Attorney
City of Santa Ana
20 Civic Center Plaza (M-29)
P.O. Box 1988
Santa Ana, California 92702
Telefacsimile (714) 647-6515
To Attorneys: Stradling, Yocca, Carlson & Rauth
660 Newport Center Drive, Suite 1600
Newport Beach, California 92660
Telefacsimile (949)725-4100
Attn: Thomas Clark
A party may change its address by giving notice in writing to the other party. Thereafter,
any notice, tender, demand, delivery, or other communication shall be addressed and transmitted
to the new address. If sent by mail, communication shall be effective or deemed to have been
given three (3) days after it has been deposited in the United States mail, duly registered or
certified, with postage prepaid, and addressed as set forth above. If sent by telefacsimile,
communication shall be effective or deemed to have been given twenty-four (24) hours after the
time set forth on the transmission report issued by the transmitting facsimile machine, addressed
as set forth above. For purposes of calculating these time frames, weekends, federal, state,
County or City holidays shall be excluded.
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11. EXCLUSIVTI'Y AND AMENDMENT
This Agreement represents the complete and exclusive statement between the Agency
and Attorneys, and supersedes any and all other agreements, oral or written, between the parties.
In the event of a conflict between the terms of this Agreement and any attachments hereto, the
terms of this Agreement shall prevail. This Agreement may not be modified except by written
instrument signed by the Agency and by an authorized representative of Attorneys. The parties
agree that any terms or conditions of any purchase order or other instrument that are inconsistent
with, or in addition to, the terms and conditions hereof, shall not bind or obligate Attorneys nor
the Agency. Each party to this Agreement acknowledges that no representations, inducements,
promises or agreements, orally or otherwise, have been made by any party, or anyone acting on
behalf of any party, which are not embodied herein.
12. ASSIGNMENT
Inasmuch as this Agreement is intended to secure the specialized services of Attorneys,
Attorneys may not assign, transfer, delegate, or subcontract any interest herein without the prior
written consent of the Agency and any such assignment, transfer, delegation or subcontract
without the Agency's prior written consent shall be considered null and void. Nothing in this
Agreement shall be construed to limit the Agency's ability to have any of the services which are
the subject of this Agreement performed by Agency personnel or by other Attorneys retained by
Agency.
13. TERMINATION
This Agreement may be terminated by Agency at any time. In such event, Attorneys shall
be entitled to receive and the Agency shall pay Attorneys compensation for all services performed
by Attorneys prior to receipt of such notice of termination. As a condition of such payment,
Attorneys shall deliver to the Agency all files and records generated under this Agreement as of
such date.
Attorneys may terminate this agreement, subject to their obligation to provide reasonable
notice to arrange alternative representation. In such case, Agency agrees to secure new counsel as
quickly as possible and to cooperate fully in the substitution of the new counsel as counsel of record
in any litigation in which Attorneys may be involved.
14. DISCRIMINATION
Attorneys shall not discriminate because of race, color, creed, religion, sex, marital status,
sexual orientation, age, national origin, ancestry, or disability, as defined and prohibited by
applicable law, in the recmitment, selection, training, utilization, promotion, termination or other
employment related activities. Attorneys affirm that it is an equal opportunity employer and shall
comply with all applicable federal, state and local laws and regulations.
15. NRISDICTION -VENUE
This Agreement has been executed and delivered in the State of California and the
validity, interpretation, performance, and enforcement of any of the clauses of this Agreement
shall be determined and governed by the laws of the State of California. Both parties further
agree that Orange County, California, shall be the venue for any action or proceeding that may
be brought or arise out of, in connection with or by reason of this Agreement.
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16. MISCELLANEOUS PROVISIONS
Each undersigned represents and warrants that its signature herein below has the power,
authority and right to bind their respective parties to each of the terms of this Agreement, and shall
indemnify Agency fully, including reasonable costs and attorney's fees, for any injuries or damages
to Agency in the event that such authority or power is not, in fact, held by the signatory or is
withdrawn.
IN WITNESS WHEREOF, the parties hereto have executed this Agreement the day and year first
above written.
ATTEST:
Maria D. Huizar
Clerk of the Council
APPROVED AS TO FORM:
Joseph W. Fletcher
Agency General Counsel
COMMUNITY REDEVELOPMENT
AGENCY OF THE CITY OF SANTA ANA
Cynthia J. Nelson
Executive Director
STRADLING YOCCA CARLSON &
RAUTH
By:
Name:
Its:
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