HomeMy WebLinkAbout75A - PH - PREP ORDINANCEREQUEST FOR
COUNCIL ACTION
CITY COUNCIL MEETING DATE:
SEPTEMBER 6, 2011
TITLE.
PUBLIC HEARING - CONTINUATION OF
THE PROACTIVE RENTAL
ENFORCEMENT PROGRAM (PREP)
CITY MANAGER
RECOMMENDED ACTION
CLERK OF COUNCIL USE ONLY:
APPROVED
? As Recommended
? As Amended
? Ordinance on 151 Reading
? Ordinance on 2"d Reading
? Implementing Resolution
? Set Public Hearing For_
CONTINUED TO
FILE NUMBER
Approve an ordinance to extend Proactive Rental Enforcement Program (PREP) for four
years and provide that beginning with the 2012 license renewal cycle that the per unit fee be
adjusted annually, based on a percentage reflected by the change in the Consumers Price
Index-Urban, All Services Component for the Los Angeles-Riverside-Orange County area.
2. Approve continuation of the Gold Seal Incentive Program and funding to recognize
exemplary rental properties.
DISCUSSION
The Proactive Rental Enforcement Program (PREP) was initially approved by the City Council in
1992 in response to a study prepared by community leaders. The study, entitled the "Mayor's
Task Force on Neighborhood Standards and Preservation", proposed establishing a systematic
proactive rental inspection program to address poorly maintained rental properties that were
negatively impacting the quality of life of tenants and surrounding residents. After an extensive
series of negotiations between representatives from the City, the rental housing industry and the
real estate association, a program and operational guidelines were agreed upon. The program
was to be compliance driven versus punitive and would sunset in December of 1999. Upon
completion of inspections in several designated neighborhoods and one round of city-wide
inspections, the program was renewed for four years, first in 1999, again in 2003 and later in
2007.
When the PREP program was initially approved, the rental housing industry requested a
provision be included that would reward rental owners who have displayed exemplary
maintenance and management practices, and who have not created service demands from
Community Preservation or the Police Department. This provision was labeled the Gold Seal
Incentive Program.
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Continuation of PREP
September 6, 2011
Page 2
The primary benefit for rental owners who can successfully complete a three stage qualification
process and receive Gold Seal recognition is an exemption from the annual which initially was
$17.50 per unit fee for a period of four years. The annual PREP per unit fee of $17.50 was
increased in 2010 to $19.50 due to increasing costs to administer the program. The increase in
revenue also reduced the amount of expenditures not funded by the PREP fee were accounted
for in the Planning and Building Agency's operating budget.
The exemptions for rental owners currently participating in the Gold Seal program are scheduled
to sunset along with the PREP program in December 2011. An early continuation of the program
by the City Council will allow time for a Gold Seal application period to be conducted in 2011 and
no break in rental fee exemptions for those that can re-qualify.
The present funding for the Gold Seal program is $110,000, which provides for 5,640 units to
receive exemptions from the $19.50 per unit annual fee.
The primary concentration of the PREP inspections is on the exterior maintenance of rental
properties, such as poor landscaping, unsightly paint, damaged fencing, illegal storage or
inoperable vehicles. Should a condition be observed that leads to suspicion of a more serious
issue being present on the property, or within the structure, a thorough inspection is conducted.
The PREP team also responds to all complaints received by Community Preservation pertaining
to rental properties.
As awareness of the PREP program has grown, rental owners understand their properties will be
routinely surveyed. This has led to an increasing number of owners regularly monitoring their
properties and correcting unsightly conditions as they may occur. Unfortunately, another sizable
number of rental owners still does not demonstrate diligence in their management and lets their
properties to repeatedly regress into eyesores. These are the properties requiring continued
regular proactive inspections by the PREP staff. Each year, PREP inspectors survey one-fourth
of the City, using the Police reporting districts as a guide. All rental housing in the quadrant is
surveyed and those with deficiencies are issued notices to correct the conditions. The on-going
challenge for PREP is to maintain improvements made in the completed areas, while moving on
to conduct inspections in the next quadrant. Properties that rapidly deteriorate generate most of
the complaints received by the PREP staff.
Due to the proactive nature of the program, inspectors have addressed conditions of the rental
properties before adjacent impacted neighbors are compelled to file a complaint. The on-going
challenge for PREP is to maintain improvements made in the completed areas, while moving on
to conduct inspections in the next quadrant. Properties that rapidly deteriorate generate most of
the complaints received by the PREP inspectors.
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Continuation of PREP
September 6, 2011
Page 3
The most notable achievement of the PREP program since inception is the substantial financial
reinvestment to upgrade Santa Ana's rental housing. In terms of reinvestment, from the inception
of the program through June 2011, PREP inspections have been responsible for in excess of $5
million dollars directly being reinvested back into the improvement and maintenance of the City's
rental housing stock.
The PREP program has proven beneficial to Santa Ana by maintaining the City's rental housing
at an acceptable standard. The program receives positive reviews from residents for the
improved appearance of their neighborhoods and from the rental housing industry for abiding by
the approved guidelines and not generating complaints to their respective associations. As both
apartment associations will attest, there have been very few complaints regarding PREP since
inspections began in 1993. Almost all the complaints received were from property owners who
were denied Gold Seal benefits. The owners had an opportunity to appeal their denial to the
Rental Housing Task Force, which could either uphold or overturn the denial.
With proven success in reducing complaints received for rental properties, noticeably improving
the appearance of many rental properties and maintaining continued support of the rental
housing industry, the Planning and Building Agency is requesting the extension of the PREP
program for another four year term to allow continued inspection of all rental housing in the City.
In addition it is requesting the authorization of the required funding for the Gold Seal Incentive
Program. For the purposes of cost administration it is also requesting approval to annually adjust
the per unit fee based on a percentage reflected by the change in the Consumers Price Index-
Urban, All Services Component for the Los Angeles-Riverside-Orange County area.
The Rental Housing Task Force has unanimously endorsed extending the PREP program for
another four years contingent upon no changes to program guidelines, policies, or funding, and
continuation of the Gold Seal Incentive Program (Exhibit 1).
Environmental Impact
The PREP program is exempt from CEQA pursuant to Section 15061(b)(3) of CEQA Guidelines
in that it can be seen with certainty that extension of the existing rental inspection program will
have no possible significant effect on the environment. Additionally, extension of the PREP
program is further exempted pursuant to the Class 21 Categorical Exemption, Section 15321 of
the CEQA Guidelines, which exempts enforcement actions of regulatory agencies. Categorical
Exemption No. ER-2011-54 has been adopted for this program.
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Continuation of PREP
September 6, 2011
Page 4
FISCAL IMPACT
Funding for the Proactive Rental Enforcement Program is derived from a $19.50 per unit per year
fee for all rental units in Santa Ana. Annual revenue is expected to be $505,606 with program
expenditures anticipated to be $614,400 (Exhibit 2). The expenditures not funded by the PREP
fee will be accounted for in the Planning and Building Agency's operating budget.
APPROVED AS TO FUNDS AND ACCOUNTS:
W ay M. Trevino
Executive Director
Planning & Building Agency
FF:rb
WreportsTREP Cont 9.06.11
Francisco Gutierrez
Executive Director
Finance & Management Services Agency
Exhibit: 1. Rental Housing Task Force Letter
2. Fee Study
75A-4
RENTAL HOUSING TASK FORCE
PROACTIVE RENTAL ENFORCEMENT PROGRAM
August 18, 2011
Mr. Jay Trevino, Executive Director
Planning & Building Agency
City of Santa Ana
20 Civic Center Plaza, M-20
P.O. Box 1988
Santa Ana, CA 92702-1922
Subject: PREP Extension and Inspection Fee Adjustment
Dear Mr. Trevino:
This letter is written to advise you that as the Chairman of the Rental Housing Task Force, I am
hereby notifying you of the unanimous decision by the Rental Housing Task Force Members to
endorse the request by the Planning and Building Agency for the continuation of the Proactive
Rental Enforcement Program (PREP) for the calendar years of 2012 - 2015. Our endorsement is
conditional with the understanding that there will be no changes to the current operational
guidelines or to the availability of the Gold Seal Incentive Program. We also support the request
to adjust the annual PREP per rental unit inspection fee annually, effective with the 2012 license
renewal billing cycle, based on Consumer Price Index for the Los Angeles-Riverside-Orange
County area,
I represent the Apartment Association of Orange County and have been a member of the Rental
Housing Task Force since the inception of PREP in 1992. 1 have been please with the City of
Santa Ana's commitment to operating the program in complete compliance with the originally
approved policies and procedures. The other members and I look forward to this cooperative
working relationship continuing.
The Rental Housing Task force is requesting the Santa Ana City Council to approve the PREP
inspection fee adjustment with the understandings stated above.
Sincerely, r,.
Ray Ma gi, Chairman /
Rental Housing Task Force
c: Miguel Pulido, Mayor
Paul Walters, Interim City Manager
Exhibit 1
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75A-6
Fee Study
Proactive Rental Enforcement Program
Program Account 11-510
Projected Expenditures and Revenue
EXPEDITURES
PREP Inspector Salaries & Wages - Regular $ 422,250.00
PREP Operating Overhead Expenditures $ 192,150.00
Total PREP Operating Expenditures $ 614,400.00
Total Paid Rental Units Licensed For Inspection 26,637
Average Cost Per Unit $ 23.07
REVENUE
Total Rental Units Licensed For Inspection 32,277
Gold Seal Exempt Units 5,640
Gold Seal Exemption Funding $ 110,000.00
Total Paid Rental Units Licensed For Inspection 26,637
Annual Surcharge Per Unit $ 19.50
Total Rental Business License Revenue $ 519,422.00
PROJECTION TOTALS
Expenditures $ 614,400.00
Revenue $ 519,422.00
Variance $ 94,978.00)
EXHIBIT 2
75A-7
75A-8
ROH 09/06/11
ORDINANCE NO. 2011-
AN ORDINANCE OF THE CITY COUNCIL OF THE CITY
OF SANTA ANA AMENDING SECTION 21-120r.1(a) OF
THE SANTA ANA MUNICIPAL CODE TO ADJUST AND
EXTEND THE FEE CHARGED TO FINANCE THE CITY'S
PROACTIVE RENTAL ENFORCEMENT PROGRAM.
THE CITY COUNCIL OF THE CITY OF SANTA ANA HEREBY ORDAINS AS
FOLLOWS:
Section 1. The City Council hereby finds, determines and declares as follows:
A. The City Council of the City of Santa Ana adopted the Proactive Rental
Enforcement Program (PREP), to provide periodic and systematic
inspections of all residential rental properties in the City of Santa Ana, and
B. The PREP is intended to uncover unsanitary conditions and life safety
hazards for occupants of residential rental properties, to ensure that rental
properties have operable and safe water, sewage disposal, heating and
electric systems, and to encourage owners or managers of residential
rental properties to make repairs and conduct preventative building
maintenance before deteriorated conditions upon rental property become
life safety issues; and
C. In 1992, City Council adopted a residential rental surcharge imposed on
property owners who choose to enter into the residential property rental
business to pay the enforcement costs of the Proactive Rental
Enforcement Program, including inspection and administration costs; and
D. In an effort to continue monitoring the results of the program, PREP will
continue for another four-year period, commencing on January 1, 2012,
and will sunset on December 31, 2015, to allow for review of the program;
and
E. All fees assessed for the PREP bear a direct correlation between the
amount of the fee and the actual cost of the services provided, including
administration, enforcement and implementation services specifically
related to the PREP. Further, the proposed increase will not result in
revenue which exceeds the City's estimated reasonable costs to provide
the PREP; and
Ordinance No. NS-
Page 1 of 5
75A-9
F. In order to correlate the amount of the fee with the actual cost of the
services provided, the fee shall be adjusted annually in accordance with
the consumer price index as published by the United States Department of
Labor for the Los Angeles-Riverside-Orange County (formerly Los
Angeles-Long Beach-Anaheim) metropolitan area, as detailed in section
21-121 of the Municipal Code.
G. A 2011 fee study reported the total projected expenditures for the PREP
would amount to an estimated $614,400.00, which includes an estimated
$422,250.00 for required staff and an estimated $192,150.00 in
operational costs.
H. On June 20, 1994, the City Council adopted Resolution No. 94-026 which
approved and adopted the "Gold Seal Incentive Program" whereby
particular residential properties or residential apartments may be certified
as having met standards of excellence in property maintenance and as
certified, would be exempted from payment of the residential rental
surcharge fee for a three-year period; and
The funding for the Gold Seal Incentive Program is $110,000.00, which
currently provides for 5,640 units to receive exemptions from the existing
$19.50 per unit annual fee. The number of units that can be approved to
participate in the Gold Seal Incentive Program will fluctuate with the
adjustment of the annual fee in line with the consumer price index.
J. According to the 2011 fee study, records indicate an inventory of 32,277
rental units licensed for inspection. Subtracting out the 5,640 units
qualified for the Gold Seal Incentive Program, 26,637 units were
accountable for the $19.50 per unit fee, thus generating annual revenue of
$519,422.00.
K. Thus, it is anticipated that the deficit for the PREP will be $94,978.00 for
the last year of the PREP term based on the estimated $614,400.00 in
expenditures and $519,422.00 in revenues.
L. Continuation of the Proactive Rental Enforcement Program is essential to
the neighborhoods in Santa Ana to provide assurances that the rental
housing will not be allowed to revert to the condition which led to the initial
concerns for the implementation of an inspection program in 1992.
Section 2. In accordance with the California Environmental Quality Act, the
recommended action is categorically exempt from further review per section 15321,
Class 21, as the project involves an enforcement action by a regulatory agency for an
inspection program. A Categorical Exemption for Environmental Review No. ER-2011-
54 will be filed for this project.
Ordinance No. NS-
Page 2 of 5
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Section 3. Section 21-120r.1 of the Santa Ana Municipal Code is hereby
amended to allow adjustment of the residential rental surcharge and extend the sunset
date. Said Section 21-120r.1 shall read in full as follows:
Sec. 21-120r.1. Residential Rental Surcharge.
(a) Except as otherwise provided in subsection (b) of this section, the
business license tax for residential property rental and residential
apartment rental shall consist of the amount set forth in subsections (2)
and (3) of section 21-120r plus an annual surcharge of nineteen dollars
and fifty cents ($19.50) per each property rental unit or each apartment
rental unit. The surcharge hereby established shall be due and payable
and shall be paid at the same time and in the same manner that the
amount due under section 21-120r is due and payable. No business
license shall be issued unless the surcharge is paid. Penalties and interest
shall be assessed upon the total amount due and unpaid at the rate
specified in this chapter until such time as both the amount due under
section 21-120r and the surcharge due under this section are paid in full.
All provisions for the enforcement, collection and recovery of unpaid
business license taxes shall likewise apply to the enforcement, collection
and recovery of any unpaid surcharge.
this GhapteF to the GORtraFy, the amount of the SUFGharge shall RGt Ghange
eXGept by ameRdment of this . This section shall expire on, and be
of no further force or effect after December 31, 2011- 2015.
(b) The city council may, by resolution, establish a program whereby
particular residential properties or residential apartments, licensed
pursuant to this chapter, may be certified as having met standards of
excellence in property maintenance. In such event, the executive director
of the planning and building agency shall be responsible for the
implementation of that program. Owners of property certified pursuant to
that program shall be exempt from the payment of the surcharge specified
in subsection (a) of this section for the three (3) tax years next succeeding
the time of such certification. The executive director of the planning and
building agency shall provide the executive director of the finance and
management services agency with listings of licensed properties certified
under this program, which shall be periodically updated to reflect changes.
The city council may provide for such financial limitations on the
exemptions to be granted from the surcharge as the city council deems
appropriate.
Ordinance No. NS-
Page 3of5
75A-11
Section 4. Section 21-121 of the Municipal Code relating to annual consumer
price index adjustments shall be applied to the aforementioned residential rental
surcharge in the same manner as it is applied to all other business license fees and
charges except that the residential rental surcharge imposed by this chapter shall be
first adjusted effective November 1, 2011, upon a base year ending with the month
ending October 31, 2010, and the base year residential rental surcharge rate subject to
adjustment shall be $19.50. Thereafter, each annual adjustment of the residential rental
surcharge made in accordance with section 21-121 shall assume the same base year
and base rate.
Section 5. If any section, subsection, sentence, clause, phrase or portion of this
ordinance is for any reason held to be invalid or unconstitutional by the decision of any
court of competent jurisdiction, such decision shall not affect the validity of the
remaining portions of this ordinance. The City Council of the City of Santa Ana hereby
declares that it would have adopted this ordinance and each section, subsection,
sentence, clause, phrase or portion thereof irrespective of the fact that anyone or more
sections, subsections, sentences, clauses, phrases, or portions be declared invalid or
unconstitutional.
Section 6. Neither the adoption of this ordinance nor the repeal hereby of any
ordinance shall in any manner affect the prosecution for violation of ordinances, which
violations were committed prior to the effective date hereof, nor be construed as
affecting any of the provisions of such ordinance relating to the collection of any such
license or penalty or the penal provision applicable to any violation thereof, nor to affect
the validity of any bond or cash deposit in lieu thereof, required to be posted, filed or
deposited pursuant to any ordinance and all rights and obligations there under
appertaining shall continue in full force and effect.
ADOPTED this day of 2011.
Miguel A. Pulido
Mayor
Ordinance No. NS-
Page 4 of 5
75A-12
APPROVED AS TO FORM:
Joseph A. Straka, Interim City Attorney
By:
Ryan O. Hodge
Assistant City Attorney
AYES: Councilmembers
NOES: Councilmembers
ABSTAIN: Councilmembers
NOT PRESENT: Councilmembers
CERTIFICATE OF ATTESTATION AND ORIGINALITY
I, MARIA D. HUIZAR, Clerk of the Council, do hereby attest to and certify that the
attached Ordinance No. NS-XXX to be the original ordinance adopted by the City
Council of the City of Santa Ana on , and that said ordinance was
published in accordance with the Charter of the City of Santa Ana.
Date:
Clerk of the Council
City of Santa Ana
Ordinance No. NS-
Page 5 of 5
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