HomeMy WebLinkAboutSTRADLING YOCCA CARLSON & RAUTH - 2012INSURANCE. '1401 �j v � i d
WORK MAY NQ ¢ PROCEED
CLERK OF COUNCIL
N-2012-028
DATE: 2012 LEGAL SERVICES AGREEMENT
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p_ CoA This LEGAL SERVICES AGREEMENT, made and entered into this .41day of
K(�r ev) February, 2012, by and between Stradling Yocca Carlson & Rauth (hereinafter "Attorneys"), and
Gert]-ji C: the City of Santa Ana, a charter city and municipal corporation duly organized and existing under
the Constitution and laws of the State of California ("City").
RECITALS
A. City desires to employ Attorneys to assist the City Attorney's Office in the provision of
specialized legal services to the City.
B. Attorneys represent that they are licensed to practice law in the State of California, have
special experience and knowledge in the fields of municipal finances, redevelopment law
and economic development.
NOW THEREFORE, in consideration of the mutual and respective promises, and subject to the
terms and conditions hereinafter set forth, the parties agree as follows:
1. EMPLOYMENT OF ATTORNEYS.
City hereby agrees to and does employ Attorneys, for the compensation hereinafter
specified, to assist the City Attorney in the representation of the City and general legal advice in the
field of redevelopment and economic development, at the rates specified herein.
Attorneys accept said employment and agree to perform, in timely and efficient manner all such
services as may be requested by the City Attorney. Attorneys shall confirm their acceptance of
work requested by City in writing by e-mail or letter.
2. PAYMENT FOR SERVICES RENDERED.
City agrees to compensate Attorneys, and Attorneys agree to accept from City, as and for
payment in full for said legal services compensation at the rates set forth below. Total
compensation under this Agreement shall not exceed $25,000.
Shareholders/Partners $325
(including Thomas P. Clark, Jr.)
Associates $250
Paralegals $140
3. METHOD OF PAYMENT. Attorneys shall submit a statement monthly, specifying the
services performed, dates and number of hours, itemization of expenses related thereto.
4. CONTROL OF LEGAL MATTERS. Attorneys agree that each and every matter or
proceeding in which they undertake to assist the City Attorney, as aforesaid, shall be and remain
under, and subject to the control and direction of said City Attorney at all stages, and that they shall
at all times keep the City Attorney informed of all matters pertaining thereto. City will keep
Attorneys informed of all significant developments in matters relating to any representation
undertaken by Attorneys.
Attorneys further agree, if and when their employment hereunder is terminated by City, as
hereinafter specified, they shall return to City Attorney any and all files then in their possession
concerning each and every matter or proceeding in which they represented the City pursuant to this
Agreement.
5. ATTORNEYS INDEPENDENT CONTRACTORS. It is mutually agreed by and between
the parties that, in the performance of their covenants hereunder, Attorneys are and shall be
independent contractors, and not officers or employees of City.
6. INSURANCE. Attorneys shall provide proof to the City Attorney of Professional
Liability (errors and omissions) insurance, with a combined single limit of not less than
$1,000,000 per claim, and maintain such insurance throughout the term of this Agreement. If
Attorneys fail or refuse to produce and maintain the insurance required by this section or fail or
refuse to furnish the City with required proof that insurance has been procured and is in force
and paid for, the City shall have the right, at the City's election, to forthwith terminate this
Agreement. Such termination shall not affect Attorneys' right to be paid for its time and
materials expended prior to notification of termination.
7. INDEMNIFICATION. Attorneys agree to and shall indemnify and hold harmless the
City, its officers, agents, employees, and representatives from liability for personal injury,
damages, restitution, judicial or equitable relief arising out of Attorneys' negligent or wrongful
performance or conduct of this Agreement.
8. CONFIDENTIALITY. If Attorneys receive from the City information which due to the
nature of such information is reasonably understood to be confidential and/or proprietary,
Attorneys agree that it shall not use or disclose such information except in the performance of
this Agreement, and further agrees to exercise the same degree of care it uses to protect its own
information of like importance, but in no event less than reasonable care. "Confidential
Information" shall include all nonpublic information. Confidential information includes not only
written information, but also information transferred orally, visually, electronically, or by other
means. Confidential information disclosed to either party by any subsidiary and/or agent of the
other party is also covered by this Agreement. The foregoing obligations of non-use and
nondisclosure shall not apply to any information that (a) has been disclosed in publicly available
sources; (b) is, through no fault of the Attorneys disclosed in a publicly available source; (c) is in
rightful possession of the Attorneys without an obligation of confidentiality; (d) is required to be
2
disclosed by operation of law; or (e) is independently developed by the Attorneys without
reference to information disclosed by the City.
9. CONFLICT OF INTEREST CLAUSE. Attorneys covenant that it presently has no
interests and shall not have interests, direct or indirect, that would conflict in any manner with
the performance of services specified under this Agreement.
10. NOTICE. Any notice, tender, demand, delivery, or other communication pursuant to this
Agreement shall be in writing and shall be deemed to be properly given if delivered in person or
mailed by first class or certified mail, postage prepaid, or sent by telefacsimile or other
telegraphic communication in the manner provided in this Section, to the following persons:
To City: Clerk of the Council
City of Santa Ana
20 Civic Center Plaza (M-30)
P.O. Box 1988
Santa Ana, California 92702-1988
Fax No. 714-647-6956
Courtesy Copy: Office of the City Attorney
City of Santa Ana
20 Civic Center Plaza (M-29)
P.O. Box 1988
Santa Ana, California 92702
Fax No. 714-647-6515
To Attorneys: Stradling Yocca Carlson & Rauth
660 Newport Center Drive, Suite 1600
Newport Beach, California 92660-6422
Direct Tel: 949-725-4091
Direct Fax: 949-823-5091
A party may change its address by giving notice in writing to the other party. Thereafter, any
notice, tender, demand, delivery, or other communication shall be addressed and transmitted to
the new address. If sent by mail, communication shall be effective or deemed to have been given
three (3) days after it has been deposited in the United States mail, duly registered or certified,
with postage prepaid, and addressed as set forth above. If sent by telefacsimile, communication
shall be effective or deemed to have been given twenty-four (24) hours after the time set forth on
the transmission report issued by the transmitting facsimile machine, addressed as set forth
above. For purposes of calculating these time frames, weekends, federal, state, County or City
holidays shall be excluded.
11. EXCLUSIVITY AND AMENDMENT. This Agreement represents the complete and
exclusive statement between the City and Attorneys, and supersedes any and all other
agreements, oral or written, between the parties. In the event of a conflict between the terms of
this Agreement and any attachments hereto, the terms of this Agreement shall prevail. This
Agreement may not be modified except by written instrument signed by the City and by an
authorized representative of Attorneys. The parties agree that any terms or conditions of any
purchase order or other instrument that are inconsistent with, or in addition to, the terms and
conditions hereof, shall not bind or obligate Attorneys nor the City. Each party to this Agreement
acknowledges that no representations, inducements, promises or agreements, orally or otherwise,
have been made by any party, or anyone acting on behalf of any party, which are not embodied
herein.
12. ASSIGNMENT. Inasmuch as this Agreement is intended to secure the specialized
services of Attorneys, Attorneys may not assign, transfer, delegate, or subcontract any interest
herein without the prior written consent of the City and any such assignment, transfer, delegation
or subcontract without the City's prior written consent shall be considered null and void. Nothing
in this Agreement shall be construed to limit the City's ability to have any of the services which
are the subject of this Agreement performed by City personnel or by other attorneys retained by
City.
13. TERMINATION. This Agreement may be terminated by City at any time. In such
event, Attorneys shall be entitled to receive and the City shall pay Attorneys compensation for all
services performed by Attorneys prior to receipt of such notice of termination. As a condition of
such payment, Attorneys shall deliver to the City all files and records and documentation generated
under this Agreement as of such date.
Attorneys may terminate this Agreement, subject to their obligation to provide reasonable notice to
arrange alternative representation. In such case, City agrees to secure new counsel as quickly as
possible and to cooperate fully in the substitution of the new counsel as counsel of record in any
litigation in which Attorneys may be involved.
14. DISCRIMINATION. Attorneys shall not discriminate because of race, color, creed,
religion, sex, marital status, sexual orientation, age, national origin, ancestry, or disability, as
defined and prohibited by applicable law, in the recruitment, selection, training, utilization,
promotion, termination or other employment related activities. Attorneys affirm that it is an
equal opportunity employer and shall comply with all applicable federal, state and local laws and
regulations.
15. JURISDICTION — VENUE. This Agreement has been executed and delivered in the
State of California and the validity, interpretation, performance, and enforcement of any of the
clauses of this Agreement shall be determined and governed by the laws of the State of
California. Both parties further agree that Orange County, California, shall be the venue for any
action or proceeding that may be brought or arise out of, in connection with or by reason of this
Agreement.
16. MISCELLANEOUS PROVISIONS. Each undersigned represents and warrants that its
signature herein below has the power, authority and right to bind their respective parties to each of
the terms of this Agreement, and shall indemnify City fully, including reasonable costs and
attorney's fees, for any injuries or damages to City in the event that such authority or power is not,
in fact, held by the signatory or is withdrawn.
G,
IN WITNESS WHEREOF, the parties hereto have executed this Legal Services Agreement the day
and year first above written.
ATTEST:
Maria D. Huizar
Clerk of the Council
APPROVED AS TO FORM:
Joseph Straka
Interim City Attorney
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By: Lisa E. Storck
Assistant City Attorney
RECOMMEND FOR APPROVAL:
'ja
Nancy T. Ed w ds
Interim Executive Director
Community Development Agency
CITY OF SANTA ANA
Paul M. Walters
Interim City Manager
ATTORNEYS
Stradling Yocca 1
By:
Name: ? by >
Title:
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Rauth
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M-11INWFLIT �1117 1�1 1:12
holder. This certificate does not amend or alter the coverage afforded by the policy described
beloNv.
INSURED: Stradling Yocca Carlson & Rauth
660 Newport Center Drive
Newport Beach, CA 92660
Federal ID #: 95-3347002
INSURER. Attorneys Insurance Mutual Risk Retention Group, Inc.
COVIEiRAGE: This is to certify that the policy of insurance listed below has been issued to the
Insured named above for the period indicated. Notwithstanding any
requirement, term or condition of any contract or other document with respect to
which this certificate may be issued or may pertain, the insurance afforded by
the policy described herein is subject to all terms, exclusions and conditions of
such policy. The limit shown may have been reduced by paid claims.
TYPE OF
INSURANCE: Professional Liability
POLICY ER: IP -0000-18/2011
POLICY PERIOD: July 1, 2011 to July 1, 2012 (12:01 a.m.)
LIMIT: A minimum of $1,000,000 per claim and in aggregate including defense costs
excess of a self-insured retention.
CANCELLATION: Should the above described policy be canceled before the expiration date
thereof, the issuing company will mail 30 days written notice to the certificate
holder named below, Failure to mail such notice shall impose no obligation or
liability of any kind upon the company, its agents or representatives.
CERTIFICATE City of Santa Ana
HOLDER: 20 Civic Center Plaza, M-25
Santa Ana, CA 92701
ISSUED BY- Attorneys Insurance Mutual Risk Retention Group, Inc,
DATE ISSUED: March 16, 2012
AbTHORIZED REPRESENTATIVE
Artex Risk Solutions, Inc.
APPROVIE'D As @ro F011 41-
LIS/\ E
Assistant City Attorney
1/2"
rtTt7T—MrJ=1 Miens no 7W on Me certnicaN
holder. This certificate does not amend or alter the coverage afforded by the policy described
below.
INSURED: Stradling Yocca Carlson & Rauth
660 Newport Center Drive
Newport Beach, CA 92660
Federal ID #: 95-3347002
INSURER: Attorneys Insurance Mutual Risk Retention Group, Inc.
COVERAGE: This is to certify that the policy of insurance listed below has been issued to the
Insured named above for the period indicated. Nohvitlistanding any
requirement, term or condition of any contract or other document with respect to
which this certificate may be issued or may pertain, the insurance afforded by
the policy described herein is subject to all terms, exclusions and conditions of
such policy. The limit shown may have been reduced by paid claims.
TYPE OF
INSURANCE. Professional Liability
POLIO NUMBER: IP -0000-18/2011
POLICY PERIOD: July 1, 2011 to July 1, 2012 (12:01 a.m.)
LIMIT: Amiaimum of $1,000,000 per claim and in aggregate including defense costs
excess of a self-insured retention,
CANCELLATION: Should the above described policy be canceled before the expiration date
thereof, the issuing company will mail 30 days written notice to the certificate
holder named below. Failure to mail such notice shall impose no obligation or
liability of any kind upon the company, its agents or representatives,
CERTIFICATE City of Santa Ana acting as Successor Agency to the
HOLDER: Community Development Agency of the City of Santa Ana
20 Civic Center Plaza, M-25
Santa Ana, CA 92701
ISSUED BY: Attorneys Insurance Mutual Risk Retention Group, Inc. 1,0
DATE ISSUED: March 16, 2012 As "
pity ftv
AUTHORIZED REPRESENTATIVE
Artex Risk Solutions, Inc.
CERTIFICATE OF INSURANCE
Number 1307
This certificate is issued as a matter of information only and confers no rights upon the certificate
holder. This certificate does not amend or alter the coverage afforded by the policy described
below.
INSURED: Stradling Yocca Carlson & Rauth
660 Newport Center Drive
Newport Beach, CA 92660
Federal ID #:95.3347002
INSURER: Attorneys Insurance Mutual Risk Retention Group, Inc.
COVERAGE: This is to certify that the policy of insurance listed below has been issued to the
Insured named above for the period indicated. Notwithstanding any
requirement, term or condition of any contract or other document with respect to
which this certificate may be issued or may pertain, the insurance afforded by
the policy described herein is subject to all terms, exclusions and conditions of
such policy. The limit shown may have been reduced by paid claims.
TYPE OF
INSURANCE: Professional Liability
POLICY NUMBER: IP -0000-18/2012
POLICY PERIOD: July 1, 2012 to July 1, 2013 (12:01 a.m.)
LIMIT: A minimum of $1,000,000 per claim and in aggregate including defense costs
excess of a self-insured retention.
CANCELLATION: Should the above described policy be canceled before the expiration date
thereof, the issuing company will mail 30 days written notice to the certificate
holder named below. Failure to mail such notice shall impose no obligation or
liability of any kind upon the company, its agents or representatives.
CERTIFICATE City of Santa Ana
HOLDER: Administrative Services Division
Community Development Agency
20 Civic Center Plaza, M-25
Santa Ana, CA 92701
ISSUED BY: Attorneys Insurance Mutual Risk Retention Group, Inc.
DATE ISSUED: July 10, 2012 �pBdV$U neo /
c IORGK 1
orn
115a� 'Gty Attey `
Nsstst
AUTHORIZED REPRESENTATIVE
Artex Risk Solutions, Inc,
IV, LDI z- OZ''
CERTIFICATE OF INSURANCE
Number 1416
This certificate is issued as a matter of information only and confers no rights upon the certificate
holder. This certificate does not amend or alter the coverage afforded by the policy described
below.
INSURED: Stradling Yocca Carlson & Rauth
660 Newport Center Drive
Newport Beach, CA 92660
Federal ID #:95-3347002
INSURER: Attorneys Insurance Mutual Risk Retention Group, Inc.
COVERAGE: This is to certify that the policy of insurance listed below has been issued to the
Insured named above for the period indicated. Notwithstanding any
requirement, term or condition of any contract or other document with respect to
which this certificate may be issued or may pertain, the insurance afforded by
the policy described herein is subject to all terms, exclusions and conditions of
such policy. The limit shown may have been reduced by paid claims.
TYPE OF
INSURANCE: Professional Liability
POLICY NUMBER: IP -0000-18/2013
POLICY PERIOD: July 1, 2013 to July 1, 2014 (12:01 a.m.)
LIMIT: A minimum of $1,000,000 per claim and in the aggregate including defense
costs excess of a self-insured retention.
CANCELLATION: Should the above described policy be canceled before the expiration date
thereof, the issuing company will mail 30 days written notice to the certificate
holder named below. Failure to mail such notice shall impose no obligation or
liability of any kind upon the company, its agents or representatives.
CERTIFICATE
HOLDER: City of Santa Ana
Administrative Services Division
Community Development Agency
20 Civic Center Plaza, M-25
Santa Ana, CA 92701
ISSUED BY: Attorneys Insurance Mutual Risk Retention Group, Inc.
DATE ISSUED: July 1, 2013
LISA S70 ;i�!:
— Assistant Div ,',fun n,;,
AUTHORIZED REPRESENTATIVE
Amethyst Captive Insurance Solutions. Inc.
CERTIFICATE OF INSURANCE
Plumber 2172
This certificate is issued as a matter of information only and confers no rights upon the certificate
holder. This certificate does not amend or alter the coverage afforded by the policy described
below..
INSURED: Stradling Yocca Carlson & Rauth
660 Newport Center Drive
Newport. Beach, CA 92.660
Federal ID : 95-3347002
INSURER: Attorneys Insurance Mutual Risk Retention Group, Inc.
COVERAGE: This is to certify that the policy of insurance listed below has been issued to the
Insured named above for the period indicated. Notwithstanding any
requirement, term or condition of any contract or other document with respect to
which this certificate may be issued or may pertain, the insurance afforded by
the policy described herein is subject to all terms, exclusions and conditions of
such policy. The limit shown may have been reduced by pard claims.
TYPE OF
INSURANCE: Professional. Liability
POLICY NUMBER: IP -0000-1802016
POLICY PERIOD: July 1, 2016 to July 1, 2017 (1.2:01 a.m.)
LIMIT: A minimum of 51,000,000 per claim and in the aggregate including; defense
costs excess of a self-insured retention.
CANCELLATION: Should the above described policy be canceled before the expiration date
thereof, the issuing company will mail 30 days written notice to the certificate
holder named below. Failure to mail such notice shall impose no obligation or
liability of any kind upon the company, its agents or representatives..
CERTIFICATE City of Santa Ana
HOLDER: Attn: Sonia Carvalho/City Attorney Administrative Services Division
Community Development Agency
20 Civic Center Plaza, M-25
Santa Ana, CA 92701
ISSUED BY:
DATE ISSUED:
Attorneys Insurance Mutual Risk Retention Group, Inc.
July 1, 2016.
AUTHORIZED REPRESENTATIVE
Amethyst Captive Insurance Solutions, Inc.