HomeMy WebLinkAbout19C - QUARERLY REPORT OF INVESTMENTS
REQUEST FOR
COUNCIL ACTION
CITY COUNCIL MEETING DATE: CLERK OF COUNCIL USE ONLY:
APRIL 16, 2012
TITLE: APPROVED
? As Recommended
QUARTERLY REPORT OF INVESTMENTS ? As Amended
El Ordinance on 1" Reading
AS OF MARCH 31, 2012 El Ordinance on 2nd Reading
? Implementing Resolution
? Set Public Hearing For
CONTINUED TO
i
FILE NUMBER
CITY MANAGER
RECOMMENDED ACTION
Receive and file.
DISCUSSION
In 1995, the State of California enacted legislation revising the reporting requirements relative to
investment of funds by governmental agencies. These requirements, which became effective on
January 1, 1996, mandate that a statement outlining the ability of The City and the
Redevelopment Agency to meet the budgeted expenditures for the subsequent six months be
submitted to the City Council on a quarterly basis. The legislation dictates that this quarterly
report contain the seven major elements listed below:
• Type of investments,
• Date of maturity,
• Par and dollar amounts invested in each security,
• Weighted average maturity of the investments,
• Market value as of the date of the report,
• Source of the market value information, and
• Any funds, investments or programs, including loans,
under the management of contracted parties.
State statutes require that a quarterly report be presented at a Council meeting; however, our
office continues to provide this information monthly. The information is in compliance with State
law and the City's Investment Policy. The attached report (Exhibit 1) accurately reflects all
pooled investments held on behalf of the City and Redevelopment Agency as of March 31, 2012.
19C-1
i
Quarterly Report of Investments
April 16, 2012
Page 2
FISCAL IMPACT
There is no fiscal impact associated with this action.
It A"'N't
Francisco Gutierrez
Executive Director
Finance & Management Services Agency
Exhibit 1 Treasurer's Report
I
19C-2
i
i
CITY OF SANTA ANA
TREASURER'S REPORT
as of March 31, 2012
EXHIBIT 1
I
I
19C-3
Q a ° m
c O U n of
m .o
<o c U
c cTi ~ o IL
O C O
n
O N en
t a 0
1..1 M c0 10 N i0 a d
W ao Un 00 p ° o p to Z
M M N O O co C y y
O O O C O O N
E .
0 2
(D
~(D t:
CL
C O O
M v N O N :k•
R % . c w
R
G~ 0 E j
N E"
U
U a~
w
M v M 4M L
co co ~ -0
c
m m 2
m w
U Q
cc N
C
w
1-1 c:
"6 C) M M.0
Q o
e 0 v v a o U1
_ o 2
0. oYm
a~ rn
Y cl CO O O ^ p
M N 0 'V
~ O M O ~ O p O Y ,
S ^ w o' N N Oi
co rl. N O N C14 .N._
O O_ f0 O O c
C) co P,
it O N CD pp M C 0
C6 L6 M co cc~
c
N ~ Q at uj
E m M M C N
a aD E r o NON
M W N
a 00 to ci
co O r n
4- M CD CD r- 0 r-
C3 co C4 -0
O O L 3° co co N
M co
} M a
0 N N O W N N LO H 3 m O
U O N m n N v v w Nc421 ~
o a. C6 a v 0) in p .Q N U
M M O rn m
U .c
0
N Q
v m~
c
ca ~ ui
a E
p> c
0
10
R co O co V) O co co rn o co c E
IL W
f~ c0 O O Ni tO
t- O r O -O T.~
r"i N o O M Cl)
O O O vi r N
i co O C M C U
r OD O M CC) ^ W W NI 0 c N
06 r 0~ n O N w n ^ ~ m c
C N
O CO M M M C "
E O
M •C d Vl
L c ~ c
O N N
>
0 E
l6
N
NN ,2 f/1
r
c T y ~ N
c r
.-O M
~ ~ a0+
a
j ~ (A U C
y N c
04
y y N N ri N 0 C r
c U o d N U ML Q °
U C w N X Z tO N
ii ¢ co 5 d 3- w N M N U Q
(j L) M -0 (D 9
E O C c~ C 0 a' C A N M N O o
N Old t0 w m Co V c m 'O y m O j 3 • O E N
o
v C O] d c U .DI
C U Y 'co CD
c C t t C t0 R U N N w O. N
c a~ N D :E N co O
aci m ¢ y U of !!a A m o- E c
y Q c N OO c=> V_ _W c O N ,0 0,6 8 t: ui
E y L O c N 0 U c O 00
j N E w
W y J'~ W a> rn .0o f4 a~ 'c
LL d m
O U al 0 T C > u c i a m c_
- ~ U U U Q F- f0 M LL Ir of
~
N< N M N M V fD O (0 (D n n n n n M 0 O n p a
d a a 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 o 0 0 o 0 0 U d M6
N N N N N N N N N N N N N N N N N N N N N N 0 n n
N N o) Lo a) co to 00 00
10 O O 1\O M O O N ;6 M M O co
d z r r N N N N O r N 0 N N N fV
'7 0) O (O M o 0) 0) O M M 0) o r M
M r r r r r r 0
O O 0- 00 0 o O 00 O 00 r o LL
I ro
a
r r n N CO O) N O CO M N O CO 00 O M O 00 C
CL N
Q r r r r l r l ODD r co O M r n O) N n ONO O N N M a0 a'
A ~
a
V O Cl) )0 M O O O 40 O O O O O U) 0 M w O O N LO to O O N O O O M t0 Lo
M 00 OD co O N O O co to M O U) r O 00 O O O M N_ N U0 O 0) O O V• N o M
M M M (0 r _ r M M n 0) r 0 _
~ W N O S
C r O U) y j
0 0 O o 0 0 l 0 0I O 0 0 N - cl r O O O - -
O O O tD co a0 Of M U) U)
V t0 n co n 0) 0) OO ~ LO M M w (0 U) 04 0 O o w w a O O n O M 0 M M 0~ n
O V o0 n 0O O M O~ N
M M M M V' r O l ~ M I M r (p O O O N (P N O M r CO N Q) M 01 ~ /p n U) N
O O O O O O C O O O O (V O r r r r r r r p p r p p p r r r
M 0 O O O O O O O 10 0 0 0 0 0 O 0 O O O O O O O o 0 0
M M O N O U') U) O u1 N n U7 O O O O N O LO O O O O t0 t0 i0 t0
Cl? n m r M n O M r O r o N O O O U) co O N O
t~ O O O O O O r 0 0 M r r r r r r r r O r r r 0 0 r r r
d (D 0 40 W 0) v O O O O O O O O O O O O O O O O O O 00 O 00
7 O O O r (P V' M O O O O O O O O 0 0 0 0 0 0 O O O O O O 0 0 0
N 0 1, a OD U) 00 O O O O O 0 0 0 co O O O O O O O O O O O O O O
0) 0) (3) 0) v Cl) O 0) 0 0 0 O m O O O 0 0 0 0 0 0 O O O O O O
Y n n M n 0 N ll N O O r 0 o O O O C 0 U7 O O O O O c U) C O
O O O O) co O co tG
O N N co 00 (D V O 00 o 0 n 0 00 O O O N 00
O) O O O O O (0 O O O O O O 0) O O O O O O O O O
m r 0) (O r W n n O C O U) O O O O O O O 0) C C 0 C O O 0/ C 0
00 N 00 t0 0) O M U) U) r (N r M (N U) (0 U) V )0 ([I 0 V) 0 M a 0 0
tT 0) 0)
N O O co 00 0) _ 0 00 O O O O O O O 00 O 00 O 00 O O O
O O O O M O O O 0 0 0 0 0 0 O O O O O O O O O O O O
tp n 0 n v co U7 m 06 OD O O O Lo 0 O O O O O O O 0 O o O O O O O O
> 0) 0) M C) a M 0) 0) a U) O OD co O OD OD uD O U) a O O O U) O 0 U) O U)
n n C 'l O N O O N I-! M Oct '0 N O C O U) r O U) M O) 0) O O O N (D
N Co 0) M v O O O O V 0 0) IT M M 00 ri n v M O N (M M 0) C) W N r O O O 0 C) 0 O O O O O O O co (O O 00 0) 0 0)
tp n h C C O U) O O O O C O O O rn rn O C IL O O O 01
0 N O R N a 0) M a? r N r M N U) U) N U) V v U) V a M U) U) 7
C
E C14 to E 0 O 00 O co ~ V M 0 00 0 00 O 00 0 00 0 00 0 00 0 00
0 00 0 00 0 00 0 00 0 00 0 00 0 00
= O >
r- 0 m C) m vv t°Dn 0) co 00 00 00 00 00 00 00 00 00 00 00 00 00 00 00 00 00 00 00 00 00
1l
N ` n n o C IL O O C O O O O O C O O C O C C C O C O O O O
1 A O Q 0) to V O 0i 0) O O O O O O O O O O O O O O O O O O O O O
r d N N -W 0 0) O O O O O O O O O O O O O O O O O O O O O O O
N M r 0) co ao n n o C 0 W o 0 C 0 0 C 0 C 0 0 C 0 0 0 O o C
N C 00 Op N OD R 10 y 0) M U) U) r N I M N (0 i0 L f) U) U) Un U) U) M U) U) U)
G < R w m
0 O ~ L
t ` O Q) lV r N N_
v r O r N O O O r r r r r r N N N N N r r r N
^O y
to
O 0 00 O O O 0 00 O O O 0 0 0 0 00 0 co
1.~ O N N
N N N N N N N N N N N N N N N N N N N N N
Q 2 M M NN M O W) M \N N M0 N (p U) M M O M n B) U) 0) m co 00 00
r r N N N N O r N O N N N
CL O r M M v 0) o o r N N M M M co O r M
d r o 0 o a o 0 0 0 0 0 o r o co 0 co r o
4)V O N O
>cc n C
0
¢ m N M ~
n O O O O
c c M 0 U U U U
LL Il O m
Y Y Y Y Y Y Y Y Y Y Y Y Y Y O) m 0)
N(D C C C C C C C C C C C C C C C C C t"~'
N (0 l6 co co t0 m N co (6 l0 (0 m co 9 N l9 t0 t0 /6 O O O O
E w m_ cc) co m m m m m mm co m~
c c c c c c c c c c c c c c c c ct~ c
N N Y Y Q m m 0 10 N t0 M
T N M N N l9 l0 N to 0 0
Y C C 2 O O O O O O O O O O O O O O O O
` C C 0 C M N N U 0 U U U J J J J J J J J J J J J J J J J J J
7 U A co co 10 co I Z N E 0 N 0 d 0 0 0 0 0 N 0 0 0 0 0 0 N 0
€ E E E E E E E E E E E E E E E E E E
y c c y Q y `t0 (D N 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0
U) > U > LL LL LL x 2 2 x 2 2 2 x 2 2 2 2 x 2 2 x 2 2
m ap LL ¢ N N N m m N m m f0 N m -T N N N N m m m
N C O N
c c m
;Q c g c a~ m` a~ ~ a~ ~ m m d m m~ m d `m d d v d d d
t0 C7 A LL
U. LL LL
LL LL LL LL LL LL LL LL LL LL LL
LL LL LL LL LL LL
y y
ZO U) LL
a
t'n co 0
C o 'C
V 0
E ti Q y
d C LL LL co n r co m M N O v 'It g 0nj r 0 O O C c0 0 0) N U) n 00
C N a O (,j U) C 0) V O O) O O N N M V V V N Cl) I M N V UU))
_y N 0 r N N r N N N N N N N N N N N N N N N N N
0 r r
r Q r r r r r r r r r r r r r r r r r p
C C O
A Y d C1 N
C C 10 d O
(D M r U) _ N
Q S O V' N •d n Q > ( xN i0 Y U' Q 0 (~O H C~ G. CL Z v U CO 0 x V
p
CD cli C )0 R Y Y wd 3 - M } L U) Q w 2 N N N (co,
N V LL_ LL y N E N L M U) U) O (O (0 W t0 O W
C d X X X n n n n n n n n n n n C7 C~ C7 C9 M
_ G 1 M M (h M co M M M M M M M M M M M M A 't A O
M C, co 0 V J g g U f0 _N N 0 9 M M M, M (M M M M M M M M M M M M
r V' ? U M M M M M M M M M M f 2 M M M M M 07 M C7
ra
N Z, .d.+ M t0 M M V (O O (O O n n n O n n n n 0
d 'C A o 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 ~ U c~i
~ « ~ N N N N N N N N N N N N N N N N N O n
07 O In W n (A O w O 0 O 0 O w 0 U N
a 2 N N ` O N N N N M N M O N N
0I R 0 V N ^ O N M M O CL
O O O O O O O O 0 0 _
c N N N O n 0 (0 0 O O v m V M M V N (yf Q ~
N n N O O N n O n O 0 0 O O (O (O p d
0 LO LO N N N N M N M M Cl) M N
I a Q a
d
V M N N w m (O w O O 0 M O 01 O m O O N co
to V n N (O CO 0 O N V n O M O_ O 00
p
O 00 O.- CR ~ rll~ O r N U O N OO
N O O r O
O (O 0I
O n O N O O V (O M O N N ao
w N O O M t0 V W M N O (O O w 00 OO I (O m
(y O CO O N O n O N N V N N V u7 O O N n
O O O O U0 O O O O O O O O O O O O
0 0 0 O N (O O O N 0 0 0 O (O i0 O O
m O O O 00 O N M O N O O O N n n O
y
d 0 00 0 00 0 00 0 0 0 0 0 0 0 0 O
7 UO O (O O O O O O O 0 0 0 U9 O O O O (O 00
m n O M O O O O O O o o O 0 O O O O h Ci
O O O N O O O O O O O V O O O O O N
Y (O O N OD O O O O O O O O O O O O N N
8 O O CO 00 O O O O O O O n 0 0 O O O
00 O (O O M O (O O O O n 0 O O O O O (0 01
m O O O O O n 0 C O O) O OO O O O O N 00
N (O N M ~O N M (A N M (O n (O (O ~O (O 00
N N
M
O O O O O O O O O O O O O O O O O O co
O O O 0 0 0 O O O O 00 O U( O O O O M n
j0 O O O O O O 0 0 0 O M O u7 O O O O 00 O
N (O n V O (O O O O (O O M (0 Cl O i0 00
Q1 O N
O O n O V IQ O M 00 O O O
M V O N M V (O N N
O O (O O N Ln O N n O u7 O CD O OVi T M
!0 O O 0 0 C n 0 0 O O O W O O O O N a
M CO N N M LO N CO (O (O Cl) LO n UO V (O V 00
~ N
G M
_ E N N
Q r °o °o °o °o °0 00 °o °o °o o° 00 00 00 00 00 00 00 0
c C 0 j 00 00 00 00 0 00 00 00 00 00 00 00 00 00 00 00 00 pp rMi
N O o C 0 0 0 0 C 0 0 0 0 0 C 0 0 0 0
_ m 0 00 0 00 0 0 0 0 0 0 0 00 0 0 w ((i
y 1.. a O O (O 0 0 0 (n 0 0 0 n 0 N O O O O O M
M 0 0-L O O O n C 0 O 00 O 00 0 0 O O O pt
/A C M (O N N O') (O N M (O 0 M LO n to (O 0 (O co
C m L~ e0- M
0 L
U O d d N N N N N N N N
a0 R m 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0
t O N N N N N N N N N N N N N N N N N
U) (o ao o v n n o au .O 0 o 0 o ao 0
0 O N N N O N N N N M (~7 (17 O N N
CL a o 0 0 0 on a 0 0 0 0 0 0 0 0
ao
C CD M
w d O
d (Np_ A
Q m p O
W N
O n
V (Oy
Up Up (J Up pU pU Up (p~ Up Up ~ M
N N 0 N N N (O N N N N N t/~ N N N y
Vl N N N N N N N N N N N N N N N N
Q Q Q Q Q Q Q Q Q Q Q Q Q Q Q Q Q
01 O1 Of Cl _m Ol Of O 01 CA _O _O _O D1 01 07 d
U) m m m m m m m m m m m m m m m m m d
N Z Z Z Z Z Z Z Z Z Z Z Z Z Z Z Z Z Qa Q
~ m m m m m m w m m m m R m m y
d d N d dp pN -p N ) -p N 'a) -0) U a V C (CO
LL~ d w d d d d d d d d d d d d
LL LL LL LL LL LL LL LL LL LL LL LL LL LL LLdLLd LL
H ~ F
_d
y
C
d V
"y n n O V n V (O N (O (O 00 O N O O N
y O (O (O (O M O n n O O O 07 (0
> = N N N N V V V V (O (O (O CN O N N
C G N N N N N N N N N N N N N N N N N N
O o
V Oi
T o
V N
C
N N
Q O 10 0 O V M N N (O O LL7 M
Q co Z O} J Y 0 0 m N N Y U p
` a Q Q a' H d F- F F m W U LL N N O
m LL LL O W LL LL LL LL
LL LL LL LL l!L- t~L G~L d
co O O O (O (O (0 co t0 (O to (O co (O (O (O t0
O M M M M M M M M M M M M fM M fh M M D
U LL M M m v) M M M M M (h (~7 c
Y
d Q a M
O U
a v
o a
«.C M yO- LLI
j, 3 ~ N L 4
o m IL
CL
0 C) a co
M O O O 0 40
O O O O
co O O O n
~a O O O O
47 ~
7 h W N MO
a Cl) of m a;
Y M 00 ID LO
O rn u-1 t-
o N ~
aD
M
co T co
W
CC) co co 40
M
O N N
N Oi iA I~ co
N a ^ n
CD
M
C N
t4 d
a . T- z n rn N N
C6 M* M, co 00 P.
_ N M
C C ~ ~ of vi r ri
tQ O a N v u
d ao 0
4. ~ t M
O O O i
Ua a° m NNN
oo00
d 0 0
rn c oo r°'i
m
Q m o ao
N
c n
O W
C N
Cl)
d
U
a) L°
V) u, d 0
m m -D 1.)
c
W U U Lf m v
y c c f0 a E
c Q co d
2 2 c E c
CL a in > °c
L
N
a7 ~ 0 O
m W H
y ° M
6 US U)
>
C M M U)
CD m LL
Z pOp~
~ O
N O
c } N
R aC Q N
m J
E O
a
r w
~LL 19C-7
19C-8