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HomeMy WebLinkAbout25C - AGMT - DATA CENTER MAINT AND SUPPORTREQUEST FOR COUNCIL ACTION CITY COUNCIL MEETING DATE: APRIL 16, 2012 TITLE: AGREEMENT WITH SIGNATURE TECHNOLOGY GROUP, INC. FOR DATA CENTER MAINTENANCE & SUPPORT SERVICES CITY MANAGER RECOMMENDED ACTION CLERK OF COUNCIL USE ONLY: APPROVED ? As Recommended ? As Amended ? Ordinance on 1s1Reading ? Ordinance on 2"d Reading ? Implementing Resolution ? Set Public Hearing For_ CONTINUED TO FILE NUMBER Authorize the City Manager and the Clerk of the Council to execute an agreement with Signature Technology Group, Inc. (STG), for data center maintenance & support services for a three-year period with an option for two one-year renewals in an amount not to exceed $75,000 per year. DISCUSSION System maintenance and support services for the City Data Center and the Police Data Center are needed to provide repair maintenance and support on server class computers, tape libraries, storage devices and other related equipment. The server computer equipment in the Santa Ana Police Department Data Center runs all Police Department computerized systems including: computer aided dispatch, records management, jail management, crime scene investigation, special analysis, etc. The City Data Center hosts the City's financial management system, payroll system, utility billing system, business tax system, Santa Ana Property Information (SAPIN) system, the City web site, City electronic mail system, and many departmental systems for City Agencies. Over 160 physical computer servers operate in the two data centers. A Request for Proposal (RFP) for "Data Center Maintenance and Support Services" was issued in October 2011 and advertised on the City's web site. Ten firms were proactively sent the RFP. A total of ten proposal responses were received and evaluated by a team of specialists from the Information Services Division. Three of the received proposals were judged not responsive due to lack of support for the service level specified by the City or lack of support for a significant portion of the equipment for which the City seeks maintenance. 25C-1 Agreement For Data Center Maintenance & Support Services April 16, 2012 Page 2 The evaluation team assessed each proposal based on four criteria.Points were assigned to each Vendor's proposal based on several categories of requirements defined in the RFP. The following table shows evaluation criteria and maximum points for each assessment category: Evaluation Criteria Possible Points Qualifications to provide required services 20 References 30 Service Strategy to provide required services 20 Pricing 30 Total 100 Below is a summary of the assessment points rated for each of the seven responsive vendor proposals: Vendor Evaluation Points Signature Technology Group 92.4 - Systems Maintenance Services 78.0 - S no tek 65.1 SSCS 55.5 ATLANTIC TECH SERVICES 49.9 The Jasper Group 43.8 Guardian Computer Support 41.9 Based upon this, the evaluation team's assessment is that Signature Technology Group (STG), Inc. is the best qualified to provide maintenance and support for the computer equipment in the City Data Center and the SAPD Data Center and recommends that Signature Technology Group, Inc. be awarded an agreement with an initial term of three years with the option for the City to continue the agreement for two one-year periods. Under terms of the agreement the City may effectively end the agreement without penalty at any time with 30-day written notice. In addition to Signature Technology Group's top scoring technical qualifications, strongreference recommendations and customer driven service strategy, STG's cost proposal contained unique service commitments. First, STG will provide monetary rebates if it fails to meet service levels terms for on-site response time, for the maximum elapsed time for returning equipment to full service, or for continued periods of equipment outages beyond the service agreement. And second, no additional cost for premium maintenance service for critical equipment down support. This means that without consideration of a lesser contract service level if the City declares a critical equipment outage, STG will respond with their fastest response and premium support without further charge to the City.The commitment to contract service levels by the recommended maintenance vendor is vital to sustaining the City's computer operations under the Information Service Division's aggressive cost savings strategy of operating server-class computers for two to three years beyond the industry standard which is the manufacturer's three-year end-of-life for 25C-2 Agreement For Data Center Maintenance & Support Services April 16, 2012 Page 3 server equipment. This successful cost saving strategy can only be effective if the vendor for data center maintenance and support can provide needed parts and service in a highly responsive manner. The evaluation team strong believes Signature Technology Group is uniquely qualified to support the City's data centers and presents the best value for the needs of the City. FISCAL IMPACT Funds are budgeted and are available in the contractual services account of the Technology Plan -Maintenance & Support Internal Service Fund(10910147-62300). APPROVED AS TO FUNDS ANDACCOUNTS: Paul Walters Chief of Police Police Department Exhibit:1.Agreement Francisco Gutierrez Executive Director Finance/Management Services Agency 25C-3 25C-4 AGREEMENT BETWEEN THE CITY OF SANTA ANA AND SIGNATURE TECHNOLOGY GROUP, INC. THIS AGREEMENT (said Agreement), made and entered into this 10h day of April, 2012 by and between Signature Technology Group, Inc. (hereinafter "Vendor" or "STG"), and the City of Santa Ana, a charter city and municipal corporation organized and existing under the Constitution and laws of the State of California (hereinafter "City"). These entities are hereinafter sometimes jointly referred to as "PARTIES" and individually as "PARTY". RECITALS A. The City makes extensive use of its computing environment to support key business operations in every City Agency and Department. B. Key computer-based services such as electronic mail, Internet access, secure data storage, as well as computer applications such as payroll, SAPIN etc. operate on server-class computers in the City and Police Computer Centers. C. Due to the critical nature of these services and applications to the daily operation of the City, the City desires to retain a vendor having special skill and knowledge in the field of maintenance of "server-class" computers and related equipment. Further, City desires to retain a vendor that will provide hardware maintenance service to the City for "24 hours per day, 7 days a week". D. Vendor represents that Vendor is able and willing to provide the services to the City, which are set forth in the Exhibits attached hereto and listed in Section I.A. below. E. In undertaking the performance of this Agreement, Vendor represents that it is knowledgeable in its field and that any services performed by Vendor under this Agreement will be performed in compliance with such standards as may reasonably be expected from a professional maintenance services firm in the field. NOW THEREFORE, in consideration of the mutual and respective promises, and subject to the terms and conditions hereinafter set forth, the parties agree as follows: 1. SCOPE OF SERVICES a. Vendor shall perform those services as set forth in Exhibit A "Request for Proposal - Data Center Maintenance and Support Services for City of Santa Ana California" (hereafter "RFP"), dated October 24, 2011, and in Exhibit B "Response to RFP # IS-506 Data Center Maintenance and Support Services for the City of Santa Ana," dated November 15, 201 Ito this Agreement. b. The City reserves the right to seek services outside the terms and conditions of this contract regarding the maintenance and support of data center equipment and systems. c. Documents To Be Construed Together. All documents ("Exhibits") referred to in the Agreement, and the Agreement to be entered into between Vendor and the City, and all modifications of said Exhibits, shall be construed together as one document. In the event of a conflict among the documents, the provision of this Agreement takes precedence, followed by the provisions of the Proposal, then the RFP. However, the following terms supersede any conflicting items in Exhibits A and/or B. 25C-5 Exhibit 1 (1) STG may provide service under this agreement by using a subcontractor, which subcontractor will have been thoroughly vetted and will be closely supervised by STG. STG shall use only highly professional service technicians who have passed the certification tests available from HP on the equipment at the City's datacenters. The relationship under this agreement will be exclusively with STG and the City and any use of subcontractors by STG will be seamless to STG's delivery of services under this agreement. (2) The City will make available an on-site storage cabinet where STG can store replacement parts. (3) For the purposes of this agreement, Next Business Day (NBD) support is defined as follows: For any call for service received by STG by 5:OOPM Pacific Time on a City Business Day which cannot be resolved by phone, the vendor will dispatch a technician and parts to be onsite the next City Business Day [i.e. 9AM to 5PM, Monday through Friday excluding City designated holidays]. There is no on-site arrival time requirement, but the equipment must be returned to service by 5:OOPM Pacific Time the same day that the technician reports to the City site. Initial phone response/support and escalation procedures and timelines will be the same as the 6 hour call to repair service proposed. During each calendar year of support, the City will accept up to two (2) service calls that result in the equipment not being repaired on the next City Business Day without penalizing STG in any way, however, the equipment shall be repaired by noon Pacific Time on the following City Business Day or STG will not be in compliance with the NBD Service Level Agreement. Calls for support that qualify as Sevl or Sev2 situations will receive responses and repair attention in accordance with the definitions shown below. (4) For the purposes of the agreement, definitions of criticality of service calls for support are as follows: [a] A Sev 1 call is defined as - production system down, no work around available, significant customer production impact. If all of those conditions exist, then STG will resolve the problem as quickly as possible regardless of the Service Level Agreement (SLA) of the device. For 6-hour return to service, the City will see a STG technician on-site much sooner than the 3-hour requirement and the system fixed much faster than the 6-hour contractual obligation. For a device that is listed as being covered under NBD support, the City will receive immediate same day response. And, if necessary, a STG technician will come on-site to the City within a few hours even it is after hours, on the weekend or holidays. Furthermore, STG will have parts couriered to the City site if they are not already available locally. This SevI support is delivered at no additional cost to the City as part of the service that STG provides to insure maximum uptime for the City systems and minimal production impact of failed IT equipment. [b] A Sev2 call is defined as - production system down, inconvenient work around available, visible customer production impact. If all of those conditions exist, then STG will resolve the problem as quickly as it can regardless of the Service Level Agreement (SLA) associated with the City's device. For 6-hour return to service, the City will see a STG technician on-site sooner than the 3-hour requirement and the system fixed faster than the 6-hour contractual obligation. For a device that is listed as being covered under NBD support, STG will have a technician come on-site to the City as soon as possible including evenings, weekends and holidays if necessary. STG will overnight parts to the City for Saturday or holiday delivery to resolve the issue if the parts are not already available locally. [c] The City shall designate the severity of each call for service and STG will respond accordingly.STG will not allow any system, covered under this Agreement, that is hard down (Sev 1 or Sev2) to remain un-restored for any prolonged amount of time regardless of its service level coverage (e.g. NBD support level) or when the breakdown occurred (e.g. late on a Friday night or over a weekend that includes a holiday). City of Santa Ana Page 2 of 8 25C-6 Exhibit 1 (5) STG shall comply with the definitions and specific terms for monetary performance penalties for STG's failure to provide services in accordance with this agreement as provided in Exhibit D, "Required Performance Standards and Penalties for Non-Performance." 2. COMPENSATION a. City agrees to pay, and Vendor agrees to accept as total payment for its services, the rates and charges identified in Exhibit C, attached hereto and incorporated by this reference. The total sum to be expended under this Agreement shall not exceed $75,000 annually during the term of this Agreement for the services and equipment identified Exhibit A. The City may add or remove equipment and/or services contained herein, depending upon the City's need, with 15 days prior written notice provide by letter, fax or email. b. City will continue to contact the City's warranty service provider as long as the equipment is under warranty. During that warranty coverage period, STG will not charge for any support. Starting the day after the City's warranty period expires, STG will, unless previously informed by the City, start support services and billing for support services in accordance with the terms of this agreement. STG will prorate any first partial month of support to only charge for exactly the number of days that STG will be responsible for the City hardware maintenance under this agreement. c. The Vendor will provide the City with a monthly accounting of the services provided under this Agreement which may take the form of a statement or invoice showing an itemization of the covered equipment and total of the services provided in the reporting month. Payment by City shall be made within thirty (30) days following receipt of proper invoice listing covered equipment, subject to City accounting procedures. Payment need not be made for work which fails to meet the standards of performance set forth in the Recitals which may reasonably be expected by City. d. Invoices shall be mailed to: City of Santa Ana Attn: Lynda Kelly Information Services, M-12 P.O. Box 1988 Santa Ana, CA 92702-1988 3. TERM This Agreement shall commence on May 1, 2012 and terminate on April 30, 2015, unless terminated earlier in accordance with Section 15, below. The City shall retain an option to extend the terms and conditions of this Agreement for up to two additional one-year periods. 4. INDEPENDENT CONTRACTOR Vendor shall, during the entire term of this Agreement, be construed to be an independent contractor and not an employee of the City. This Agreement is not intended nor shall it be construed to create an employer-employee relationship, a joint venture relationship, or to allow the City to exercise discretion or control over the professional manner in which Vendor performs the services which are the subject matter of this Agreement; however, the services to be provided by Vendor shall be provided in a manner consistent with all applicable standards and regulations governing such services. Vendor shall pay all salaries and wages, employer's social security taxes, unemployment insurance and similar taxes relating to employees and shall be responsible for all applicable withholding taxes for its employees. City of Santa Ana Page 3 of 8 25C-7 Exhibit 1 5. INSURANCE Prior to undertaking performance of work under this Agreement, Vendor shall maintain and shall require its subcontractors, if any, to obtain and maintain insurance as described below: a. Commercial General Liability Insurance. Vendor shall maintain commercial general liability insurance naming the City, its officers, employees, agents, volunteers and representatives as additional insured(s) and shall include, but not be limited to protection against claims arising from bodily and personal injury, including death resulting therefrom and damage to property, resulting from any act or occurrence arising out of Vendor's operations in the performance of this Agreement, including, without limitation, acts involving vehicles. The amounts of insurance shall be not less than the following: single limit coverage applying to bodily and personal injury, including death resulting therefrom, and property damage, in the total amount of $1,000,000 per occurrence. Such insurance shall (a) name the City, its officers, employees, agents, volunteers and representatives as additional insured(s); (b) be primary and not contributory with respect to insurance or self-insurance programs maintained by the City; and (c) contain standard separation of insureds provisions. b. Business automobile liability insurance, or equivalent form, with a combined single limit of not less than $1,000,000 per occurrence. Such insurance shall include coverage for owned, hired and non- owned automobiles. c. Worker's Compensation Insurance. In accordance with the provisions of Section 3300 of the Labor Code, Vendor, if Vendor has any employees, is required to be insured against liability for worker's compensation or to undertake self-insurance. Prior to commencing the performance of the work under this Agreement, Vendor agrees to obtain and maintain any employer's liability insurance with limits not less than $1,000,000 per accident. section: The following requirements apply to the insurance to be provided by Vendor pursuant to this (i) Vendor shall maintain all insurance required above in full force and effect for the entire period covered by this Agreement. (ii) Certificates of insurance shall be furnished to the City upon execution of this Agreement and shall be approved in form by the City Attorney. (iii) Certificates and policies shall state that the policies shall not be canceled or reduced in coverage or changed in any other material aspect without thirty (30) days prior written notice to the City. e. If Vendor fails or refuses to produce or maintain the insurance required by this section or fails or refuses to furnish the City with required proof that insurance has been procured and is in force and paid for, the City shall have the right, at the City's election, to forthwith terminate this Agreement. Such termination shall not effect Vendor's right to be paid for its time and materials expended prior to notification of termination. Vendor waives the right to receive compensation and agrees to indemnify the City for any work performed prior to approval of insurance by the City. 6. INDEMNIFICATION Vendor agrees to and shall indemnify and hold harmless the City, its officers, agents, employees, Vendors, special counsel, and representatives from liability: (1) for personal injury, damages, just compensation, restitution, judicial or equitable relief arising out of claims for personal injury, including death, and claims for property damage, which may arise from the direct or indirect operations of the City of Santa Ana Page 4 of 8 25C-8 Exhibit 1 Vendor or its contractors, subcontractors, agents, employees, or other persons acting on their behalf which relates to the services described in section 1 of this Agreement; and (2) from any claim that personal injury, damages, just compensation, restitution, judicial or equitable relief is due by reason of the terms of or effects arising from this Agreement. This indemnity and hold harmless agreement applies to all claims for damages, just compensation, restitution, judicial or equitable relief suffered, or alleged to have been suffered, by reason of the events referred to in this Section or by reason of the terms of, or effects, arising from this Agreement. 7. CONFIDENTIALITY If Vendor receives from the City information which due to the nature of such information is reasonably understood to be confidential and/or proprietary, Vendor agrees that it shall not use or disclose such information except in the performance of this Agreement, and further agrees to exercise the same degree of care it uses to protect its own information of like importance, but in no event less than reasonable care. "Confidential Information" shall include all nonpublic information. Confidential information includes not only written information, but also information transferred orally, visually, electronically, or by other means. Confidential information disclosed to either party by any subsidiary and/or agent of the other party is covered by this Agreement. The foregoing obligations of non-use and nondisclosure shall not apply to any information that (a) has been disclosed in publicly available sources; (b) is, through no fault of the Vendor disclosed in a publicly available source; (c) is in rightful possession of the Vendor without an obligation of confidentiality; (d) is required to be disclosed by operation of law; or (e) is independently developed by the Vendor without reference to information disclosed by the City. 8. CONFLICT OF INTEREST CLAUSE Vendor covenants that it presently has no interests and shall not have interests, direct or indirect, which would conflict in any manner with performance of services specified under this Agreement. 9. NOTICE Any notice, tender, demand, delivery, or other communication pursuant to this Agreement shall be in writing and shall be deemed to be properly given if delivered in person or mailed by first class or certified mail, postage prepaid, or sent by telefacsimile or other telegraphic communication in the manner provided in this Section 9., to the following persons: To City: Clerk of the City Council City of Santa Ana 20 Civic Center Plaza (M-30) P.O. Box 1988 Santa Ana, CA 92702-1988 telefacsimile (714) 647-6956 With courtesy copies to: Finance and Management Services Agency Manager of Information Services City of Santa Ana 20 Civic Center Plaza (M-12) P.O. Box 1988 Santa Ana, CA 92702-1988 Fax 714-647-5406 City of Santa Ana Page 5 of 8 25C-9 Exhibit 1 and City Attorney City of Santa Ana 20 Civic Center Plaza (M-29) P.O. Box 1988 Santa Ana, California 92702-1988 Fax 714-647-6515 To Vendor: Signature Technology Group, Inc. 1344 Hidden Ranch Drive Simi Valley, California 93063 Fax 602-470-1112 A party may change its address by giving notice in writing to the other party. Thereafter, any notice, tender, demand, delivery, or other communication shall be addressed and transmitted to the new address. If sent by mail, any notice, tender, demand, delivery, or other communication shall be effective or deemed to have been given three (3) days after it has been deposited in the United States mail, duly registered or certified, with postage prepaid, and addressed as set forth above. If sent by telefacsimile, any notice, tender, demand, delivery, or other communication shall be effective or deemed to have been given twenty-four (24) hours after the time set forth on the transmission report issued by the transmitting facsimile machine, addressed as set forth above. 10. EXCLUSIVITY AND AMENDMENT This Agreement represents the complete and exclusive statement between the City and Vendor, and supersedes any and all other agreements, oral or written, between the parties. In the event of a conflict between the terms of this Agreement and any attachments hereto, the terms of this Agreement shall prevail. This Agreement may not be modified except by written instrument signed by the City and by an authorized representative of Vendor. The parties agree that any terms or conditions of any purchase order or other instrument that are inconsistent with, or in addition to, the terms and conditions hereof, shall not bind or obligate Vendor nor the City. Each party to this Agreement acknowledges that no representations, inducements, promises or agreements, orally or otherwise, have been made by any party, or anyone acting on behalf of any party, which are not embodied herein. 11. ASSIGNMENT Inasmuch as this Agreement is intended to secure the specialized services of Vendor, neither party may assign, transfer, delegate, or subcontract any interest herein without the prior written consent of the other party, which consent shall not be unreasonably withheld or delayed, and any such assignment, transfer, delegation or subcontract without the party's prior written consent shall be considered null and void. Nothing in this Agreement shall be construed to limit the City's ability to have any of the services which are the subject to this Agreement performed by City personnel or by other vendors retained by City. 12. DISCRIMINATION Vendor shall not discriminate because of race, color, creed, religion, sex, marital status, sexual orientation, age, national origin, ancestry, or disability, as defined and prohibited by applicable law, in the recruitment, selection, training, utilization, promotion, termination or other employment related activities. Vendor affirms that it is an equal opportunity employer and shall comply with all applicable federal, state and local laws and regulations. City of Santa Ana Page 6 of 8 25C-10 Exhibit 1 13. JURISDICTION - VENUE This Agreement has been executed and delivered in the State of California and the validity, interpretation, performance, and enforcement of any of the clauses of this Agreement shall be determined and governed by the laws of the State of California. The Parties agree that venue shall be located in Orange County, California. 14. PROFESSIONAL LICENSES Vendor shall, throughout the term of this Agreement, maintain all necessary licenses, permits, approvals, waivers, and exemptions necessary for the provision of the services hereunder and required by the laws and regulations of the United States, the State of California, the City of Santa Ana and all other governmental agencies. Vendor shall notify the City in a timely manner and in writing of its inability to obtain or maintain such permits, licenses, approvals, waivers, and exemptions. Said inability shall be cause for termination of this Agreement. 15. TERMINATION This Agreement may be terminated by the City upon thirty (30) days written notice of termination. In such event, Vendor shall be entitled to receive and the City shall pay Vendor compensation for all services performed by Vendor prior to receipt of such notice of termination, subject to the following conditions: a. As a condition of such payment, the Executive Director may require Vendor to deliver to the City all work products completed as of such date, and in such case such work product shall be the property of the City unless prohibited by law, and Vendor consents to the City's use thereof for such purposes as the City deems appropriate. b. Payment need not be made for work which fails to meet the standard of performance specified in the Recitals of this Agreement. 16. MISCELLANEOUS PROVISIONS a. Each undersigned represents and warrants that its signature hereinbelow has the power, authority and right to bind their respective parties to each of the terms of this Agreement. b. All Exhibits referenced herein and attached hereto shall be incorporated as if fully set forth in the body of this Agreement. City of Santa Ana Page 7 of 8 25C-11 Exhibit 1 IN WITNESS WHEREOF, the parties hereto have executed this Agreement the date and year first above written. ATTEST: Maria D. Huizar Clerk of the Council APPROVED AS TO FORM: Joseph Straka Interim City Attorney Bv: Laura Sheedy Assistant City Attorney RECOMMENDED FOR APPROVAL: Francisco Gutierrez, Executive Director Finance & Management Services Agency CITY OF SANTA ANA Paul Walters Interim City Manager SIGNATURE TECHNOLOGY GROUP, INC. VENDOR tsignaturel Name: Title: Tax ID# City of Santa Ana Page 8 of 8 25C-12 Exhibit 1 Request for Proposal Data Center Maintenance and Support Services for City Of Santa Ana California RFP # IS-506 October 2011 issued: October 24, 2011 deadline: 4 p.m. November 17, 2011 25C-13 Exhibit A Key Request for Proposal (RFP) Dates Issue Date: Proposers Conference (see section 3.0 for details) Submission to City Council October 24, 2011 November 02, 2011 January, 2012 City of Santa Ana 25C-14 Page 2 of 39 Exhibit A Selection Notification: January, 2012 Table of Contents 1. GENERAL BACKGROUND AND OBJECTIVE ................................ 1.1 Definitions ....................................................................................... 1.2 Objective ......................................................................................... 1.3 Overview of City Data Center Hardware ........................................ 2. SERVICE-RELATED TERMS AND CONDITIONS ....................... 2.1 Essential Requirements .................................................................. 2.2 Vendor's Service Strategy .............................................................. 2.3 Pricing ............................................................................................. 3. PROPOSERS CONFERENCE ..................................................... 4. INSTRUCTIONS TO PROPOSERS ............................................. 4.1 Requesting a Copy of the RFP ....................................................... 4.2 Where and When to Submit Proposals .......................................... 4.3 Questions Regarding this Request for Proposal (RFP) ................. 5. CONTENTS OF AND INSTRUCTIONS TO PROPOSERS .......... 5.1 Section 1. Transmittal Letter/email ................................................ 5.2 Section 2. Proposal Response Form ............................................. 5.3 Section 2a. Pricing Form ............................................................... 6. PROPOSAL EVALUATION & SELECTION PROCESS ............... 7. TERMS AND CONDITIONS OF SPECIAL NOTE ........................ 7.1 Documents to be Construed Together .......................................... 7.2 Errors & Omissions ........................................................................ 7.3 Insurance ....................................................................................... 7.4 Invoices .......................................................................................... 7.5 Parking ........................................................................................... 7.6 Prices ............................................................................................. 7.7 Proof of Authority ........................................................................... 7.8 Reserved Right .............................................................................. 7.9 Taxes ............................................................................................. 7.10 Term of Agreement ........................................................................ 7.11 Withdrawal of Proposal .................................................................. TABLES Table A Summary of City of Santa Ana Data Center Hardware .... Table B Service Levels for City Data Center Equipment ............... Table C Evaluation Criteria ............................................................ APPENDICES Appendix A ... Proposal Response Form ................................................. Appendix B ... Sample Agreement ........................................................... Appendix C ... Sample Insurance Forms .................................................. City of Santa Ana 25C-15 .......... 4 ......... 4 .......... 5 .......... 5 ......... 6 .......... 6 .......... 8 .......... 9 ....... 10 ....... 10 ........ 10 ........10 ........ 12 ....... 12 ........ 12 ........ 12 ........ 12 ....... 13 ....... 14 ........ 14 ........ 14 ........14 ........15 ........16 ........ 16 ........ 16 ........ 16 ........ 16 ........ 16 ........ 16 .5 .8 13 18 30 37 Page 3 of 39 Exhibit A 1. GENERAL BACKGROUND AND OBJECTIVE 1.1 DEFINITIONS The following words as used in this Request for Proposal (RFP) shall be understood to refer respectively to: Word in RFP Definition "Agreement" The legal contract entered into between the City and selected Vendor to provide the products, to perform the services, and to provide the maintenance support under terms and conditions in this RFP, the selected Vendor's proposal and the mutually signed legal contract. "City" The City of Santa Ana, California "Close-out" Close-out is the event in which the City Data Center Staff accepts and approves the Vendor's response to the City's request for service and marks the end of service needs for the specific incident. "Condition of The acceptable condition of a system for which service has been System at Close requested after a predefined elapsed time period and after the Out" Vendor's service/repairs are deemed by the City successfully completed. "Contractor" Means the same and is used interchangeably with the term "Vendor." "Data Center Staff" The City of Santa Ana data center support team who may initiate and close-out a request for service under the terms of this Agreement. "Department" The several City departments and agencies therein. "Firm" Means the same and is used interchangeable with the term "Vendor". "Maximum The elapsed time from the moment City contacts the Vendor by either Response" phone or email requesting support to the instance when the Vendor's support staff reports on-site at the City data center. "OEM" Original Equipment Manufacturer. "Proposer" The person, firm or corporation who is responding to this request for proposal. "Return-to-Service The elapsed time from opening of service request to time City closes Time" request. "RFP" Request for Proposal which refers to this document. "SLA" Service Level Agreement is the set of quantified values and descriptors which measure the quality and speed of the Vendor's response to services identified under this Agreement "Vendor" The agreement is made by said City with the agent or legal representative who may be appointed to represent such person, firm or corporation in the signing and performance of said agreement. City of Santa Ana Page 4 of 39 25C-16 Exhibit A 1.2 OBJECTIVE The City of Santa Ana is seeking data center maintenance support for server-class computers, tape drives and console gear. This support would cover existing legacy equipment and possible new purchases of equipment. Services would be performed in the City's data centers in Santa Ana City Hall and the Santa Ana Police Department Building. Other sites may be added at anytime but would be within the geographical limits of the City. 1.3 OVERVIEW OF CITY DATA CENTER HARDWARE The City of Santa Ana operates two data centers: (a) the City Hall data center and (b) the Santa Ana Police Department data center. A summary of the pertinent hardware in these data centers is listed in Table A. Table A. Summary of City of Santa Ana Data Center Hardware Model Description Quantity PE2950 Dell Powered e 6 TQ810LL/A Promise V-Trak E-Class 6 TQ812LL/A Promise V-Trak J-Class 6 ZOE7 Apple Controller 2 403321-B21 Blades stem c7000 Enclosure 2 447707-B21 ProLiant BL460cG1 8 404707-B21 ProLiant BL480cG1 2 308724-001 Proliant DL360G3 1 367007-405 Proliant DL360G4 1 382147-405 Proliant DL360G4 2 389831-405 Proliant DL360G4 7 399524-B21 Proliant DL360G5 6 435944-001 Proliant DL360G5 4 457924-001 Proliant DL360G5 2 459960-005 Proliant DL360G5 2 490666-001 Proliant DL360G5 2 484184-B21 Proliant DL360G6 1 301111-001 Proliant DL380G3 6 333704-001 Proliant DL380G3 1 333705-001 Proliant DL380G3 1 349201-001 Proliant DL380G3 8 371293-405 Proliant DL380G4 5 383891-405 Proliant DL380G4 7 391835-B21 Proliant DL380G5 9 433524-001 Proliant DL380G5 2 433525-001 Proliant DL380G5 1 459584-005 Proliant DL380G5 2 AG771A Proliant DL380G5 4 494329-B21 Proliant DL380G6 11 201203-001 Proliant DL580G2 1 202176-001 Proliant DL580G2 2 325134-001 Proliant DL580G2 1 City of Santa Ana Page 5 of 39 25C-17 Exhibit A 262586-621 IP KVM 3x1x16 10 AF602A IP KVM 4x1x16 1 P4639AV Netserver LP2000r 1 J1470A Rack mount Flip-up KBD/Monitor 4 221546-001 Rack mount Flip-up KBD/Monitor TFT5600 4 AG052A Rack mount Flip-up KBD/Monitor TFT7600 2 AJ926A Stora eWorks 20121 Modular Smart Array 2 AJ750A Stora eWorks 20121 Modular Smart Array 1 302970-1321 Stora eworks MSA30 4 364430-1321 Stora eworks MSA50 4 418800-B21 Stora eworks MSA70 4 AG117A Stora eworks MSL2024 1 AJ037A Stora eworks MSL4048 4 190211-001 Stora eworks 4354R 7 C9529CB Surestore Tape Library 2/40 LVDS Ultrium 1 2. SERVICE-RELATED TERMS AND CONDITIONS 2.1 Essential Requirements In any agreement resulting from this Request for Proposal (RFP), the City considers the following requirements to be essential. Should the prospective vendor have an alternative perspective, the Vendor should provide an explanation in their proposal along with the specifics of the Vendor's alternative option/s. 2.1.1 Equipment covered 2.1.1.1 The Vendor must disclose in its proposal any model of equipment identified by the City as part of its current inventory for which it will not provide the full range of services included in this RFP and/or would terminate all or part of service prior to end of the term of the agreement. 2.1.1.2 The City may add and/or remove equipment from the coverage of the agreement with 15 days prior written notice (i.e. letter, fax, or email). 2.1.2 Break-Fix 2.1.2.1 Simply put, if something covered under the agreement breaks, the City expects the Vendor to return it to at least manufacturer's original equipment specifications within the time frame defined in the agreement. 2.1.3 Support Services 2.1.3.1 Help desk phone support must be available 24x7x365 and not have a wait time over 15 minutes to speak to a support engineer. 2.1.3.2 Help desk assistance for the City's efforts in self-help. This consists of advice on new configurations, new hardware configurations and troubleshooting issues while waiting for an onsite engineer to arrive. 2.1.4 Service Requests 2.1.4.1 The City must be able to initiate a request for support 24x7x365. City of Santa Ana Page 6 of 39 25C-18 Exhibit A 2.1.4.2 Service requests can be submitted to the vendor via toll-free phone number and via web. 2.1.4.3 The City shall assign the level of severity to each service request. 2.1.4.4 The City shall determine when a service call has reached Close-Out. Only at this time can the ticket be deemed completed. 2.1.5 Staffing 2.1.5.1 Vendor's staff to work on the City site must be able to pass a Santa Ana Police Department (SAPD) background check. 2.1.5.2 The City reserves the right to not accept or to have a service staffer removed for any reason. 2.1.6 Parts 2.1.6.1 All parts must be new and built to original equipment specifications. Any exceptions require prior written approval from the City. 2.1.6.2 If it is the Proposer's intention to use remanufactured or recertified parts as part of their maintenance and service for City equipment, the Proposer must identify that parts replacement approach in their proposal. 2.1.6.3 Upon request, the City will make available to the Vendor on-site storage space for some Vendor spare parts storage. If a Proposer is interested in this option, they need to provide an explanation of how inventory control would be handled for on-site stored spare parts. 2.1.7 Invoicing [note: special interest item for proposal evaluation] 2.1.7.1 The Vendor must provide the City with a monthly invoice detailing specific services by specific equipment provided by the Vendor and for which the Vendor seeks payment under the terms of the agreement. 2.1.7.2 The format and details of the invoice will be agreed upon before any billable services can begin. 2.1.8 Sub-contracting 2.1.8.1 The Vendor may not subcontract any part of the services under this agreement or use non-employees to perform those services without the prior expressed written approval of the City. 2.1.9 Service Level 2.1.9.1 Proposers are asked to respond on their ability to meet the identified service level and to provide separate pricing for each model of Data Center equipment for which the City seeks maintenance and support (see Table B). City of Santa Ana Page 7 of 39 25C-19 Exhibit A Table B. Service Levels for Citv Data Center Equipment Maximum Maximum Return- Condition of Condition of System at Close Out Phone Onsite To- System at Response Response Service Intermediate Period Time Time Time of Time 15 3 6 not applicable System restored to full functionality. minutes hours hours No work-arounds or temporary parts allowed without prior City authorization. 2.2 Vendor's Service Strategy Rather than dictate all the terms of the services, the City would like to take advantage of the considerable experience and expertise of the proposing Vendors. The City is looking for the Vendor to offer and describe the methods, processes and service levels that they would propose as appropriate for maintaining the equipment in the City data centers. The City seeks to understand the Vendor's service strategy in the following areas and has included questions of interest. Prospective vendors are encouraged to explain other aspects of their service strategy that they feel differentiate their ability to provide quality and timely maintenance services to the City. 2.2.1 Service Request Procedures 2.2.1.1 How would the City initiate a request for service? 2.2.1.2 How would a service request be closed out? 2.2.2 Help Desk [note: special interest item for proposal evaluation] 2.2.2.1 Explain the Vendor's help desk service strategy. 2.2.2.2 Does the help desk staff do more than take customer requests for service? If so, explain. 2.2.2.3 What is the expected wait time during regular business hours and after hours? 2.2.2.4 Where is the help desk physically located? 2.2.2.5 What is the knowledge level of the help desk staff? 2.2.2.6 Do the help desk staff have technical certifications? If so, explain. 2.2.2.7 Does the help desk staff have access to HP bug logs, problem fix records and technical documents? 2.2.2.8 Does the help desk staff have the experience to engage in interactive troubleshooting of complex events with the City's technical staff? If so, is this a regular part of the Vendor's help desk service? 2.2.2.9 How would the Proposer compare their help desk service to that of HP's Contract Support? 2.2.3 Escalation Procedures 2.2.3.1 What are the procedures for regular business hours and after-hours escalation? 2.2.3.2 What level of Vendor's management are involved in escalations and how? City of Santa Ana Page 8 of 39 25C-20 Exhibit A 2.2.4 Parts availability 2.2.4.1 How would parts availability be measured? 2.2.4.2 How available would parts be? 2.2.4.3 What if a part is not readily available? 2.2.5 Staffing 2.2.5.1 Is a primary responder designated? 2.2.5.2 How many staff and with what skills would be assigned to provide services to the City? 2.2.5.3 How would the competence of the Vendor's staff be established? 2.2.5.4 What skills will be provided? 2.2.5.5 What would be the availability of on-site engineers and help desk engineers? 2.2.5.6 How would the service staff be trained and certified on existing equipment and any new equipment? 2.2.5.7 How long will it take for the service staff to reach full competence on new equipment? 2.2.5.8 What type of oversight and quality control is provided to field staff and help desk staff? 2.2.6 Service Level Agreement 2.2.6.1 Is there a system of severity levels used to triage support requests? 2.2.6.2 Commitment to SLA reflected by Vendor's willingness to pay refunds for missing service levels. 2.3 Pricing 2.3.1 Multi-Year Discount. The City seeks pricing for an initial agreement term of three [3] years. Proposers must provide pricing which is fixed by specific model of equipment for this initial term. 2.3.2 Customer Loyalty Discount. The City seeks pricing for each of two optional additional one-year terms. 2.3.3 The Proposer is asked to explain the method they will follow to set the price for additional future models of equipment that the City elects to add for covered service but not identified in their original proposal. 2.3.4 Proposals from the Vendor must fully disclose any and all charges that the City would be subject to from the Vendor under an agreement resulting from this proposal. City of Santa Ana Page 9 of 39 25C-21 Exhibit A 3.0 PROPOSERS CONFERENCE 3.1 A non-mandatory proposers conference will be held: Date: November 02, 2011 Time: 10:00 a.m. Location: Santa Ana City Hall City Council Chamber 20 Civic Center Plaza Santa Ana, CA 92701 Directions: http://www.santa-ana.org/ISD/map_to_city_hall.pdf 3.2 The purpose of the conference is to clarify any questions related to the RFP. Any significant changes to the specifications, as a result of the discussions at the pre-proposal conference, will be communicated to all companies that have received the proposal package from the City. Attendance at the pre-proposal conference is not mandatory but is recommended. 4.0 INSTRUCTIONS TO PROPOSERS 4.1 Requesting a Copy of the RFP Copies of this RFP may be requested from: • By mail: City of Santa Ana Information Services (M-12) P.O. Box 1988 20 Civic Center Plaza Santa Ana, CA 92702 • By phone: 714-647-5471 • By Fax: 714-647-5406 (Caution: do not submit proposals via fax) • By email: datacentermaintenance@santa-ana.org 4.2 Where and When to Submit Proposals Proposals shall be prepared and submitted in accordance with the requirements set forth in the RFP. City of Santa Ana Page 10 of 39 25C-22 ExhibitA Proposals must be received by the Information Services Division, regardless of delivery method, on or before: 17 November, 20110 4:00 p.m. • Hard Copy Delivery: The Proposer will submit an original and two copies (total of three) of its proposal in a package bearing the firm's name and address and clearly marked as follows: Proposal to Provide Data Center Maintenance and Support Services for the City of Santa Ana if walked in: if mailed: City of Santa Ana City of Santa Ana Information Services Information Services, M-12 Room B-22 P.O. Box 1988 Basement City Hall Santa Ana, CA 92702 20 Civic Center Plaza Santa Ana, CA 92701 Directions: http://www.santa-ana.org/ISD/map_to_city_hall.pdf • Electronic Mail (email) Delivery: The Proposer may transmit its proposal via email to: datacentermaintenance(a?santa-ana.org Subject: Proposal for Data Center Maintenance and Support Services Be sure to attach any additional material, documents, etc. to be considered. • Facsimile transmission (FAX) delivery is not acceptable. Please note that this is not a bid and therefore there is no formal "bid opening." This is a proposal and as such, the City's proposal procedures apply. City of Santa Ana Page 11 of 39 25C_23 ExhibitA 4.3 Questions Regarding this Request for Proposal (RFP) Requests for information, technical questions, questions regarding this RFP or the process may be directed to: Tom Gergen Manager of Information Services Information Services Division phone: 714-647-6958 email: tgergen@santa-ana.org Address: City of Santa Ana Information Services (M-12) P.O. Box 1988 20 Civic Center Plaza Santa Ana, CA 92702 Attn: Tom Gergen Questions regarding this Request for Proposal should be directed only to the person designated above. Do not contact any other City employee or official regarding this RFP 5.0 CONTENTS OF PROPOSAL Proposals submitted in response to this RFP will consist of the following Sections: Section # Proposal Parts 1. A transmittal letter [optional] 2. A proposal response form 3. A price proposal form Each of the substantive components is discussed in more detail below. 5.1 Section 1. Transmittal Letterlemail [optional] May contain any introductory information at the Proposers discretion. 5.2 Section 2. Proposal Response Form A Proposal Response Form for the service proposal has been provided in Appendix A. Proposers must complete this provided form or submit a separate response which addresses each and every item on the form. This proposal is intended to provide the City with an understanding of the Proposer's qualifications and ability to provide the specific services and support sought by the City (see Section 2). 5.3 Section 2a. Pricing Form A Pricing Form for the Proposer's price proposal has been provided as Appendix A, Section 2a. Pricing Form. City of Santa Ana Page 12 of 39 25C_24 Exhibit A This price proposal is intended to identify for the City every charge associated with providing the services, products and operational system sought by the City and additional efforts offered by the Proposer. The City considers clarity in explanation/description of cost items to be critically important. 6.0 PROPOSAL EVALUATION & SELECTION PROCESS To assess qualifications in providing the services sought by the City, every Proposer must complete and submit the Proposal Response Form and a Price Proposal Form (Appendix A) or submit a separate response which addresses each item cited in Appendix A for which they are proposing. Step 1. The City's procurement process is based upon open competition through a defined evaluation and selection process. There are required inputs and deadlines to which there are no exceptions. The City will ensure that all Proposers strictly abide by these. It is the Proposer's task to demonstrate its ability to perform the specific services and provide the specific products identified in this RFP. Based on the information provided on the Proposal Response Form (Appendix A), each of the Proposers will be evaluated by a City selection team as to their qualifications and will be assigned a score. Note that proposed price is only one of several criteria. It is not the City's intention to exclude very high bids or to automatically award an agreement to the Proposer of the lowest price for services. The City is attempting to get the best balance of service, value and price. The selection recommendation will be based on the accumulated point score for all criteria. Applicants will be evaluated on the following criteria with possible scoring points: Table C. Evaluation Criteria Criteria Possible Points Qualifications to provide required services 20 including experience/quality of technical service staff, account support staff, & administrative support [key focus: invoicing] References max of three 30 [key focus: client experience with similar type and quantities of equipment under similar service levels complexity] Service Strategy to provide required services 20 including ability and methodology to execute on proposed services Pricing 30 Total 100 City of Santa Ana Page 13 of 39 25C_25 ExhibitA Step 2. An interview by the evaluation team may be required for clarification purposes. However, only the top rated Proposers will be asked to participate in the interview process. Step 3. Based on the evaluation of the City selection team, a recommendation will be made to the City Council to authorize an agreement between the City and the selected Vendor. Notification of selection will occur only after the City Council authorization action. Step 4. After an authorization to proceed by City Council, the City will offer the selected Vendor an agreement to provide the service described in this RFP. A sample agreement can be found in Appendix B. 7.0 TERMS AND CONDITIONS OF SPECIAL NOTE 7.1 Documents to be Construed Together The Request for Proposal and the Agreement to be entered into between the Vendor and the City, and all modifications of said documents, shall be construed together as one document. 7.2 Errors & Omissions Proposer shall not be allowed to take advantage of any errors in or omissions in the Request for Proposal. Full instructions will be given if such error or omission is discovered and timely called to the attention of the City. 7.3 Insurance Proof of insurance is not required to be submitted with the proposal, but will be required prior to the City's award of the contract. Proposers should carefully consider the City insurance requirements and the related documentation. Proposals should be based on full and complete compliance with all parts and directions. 7.3.1 The Vendor will be required to have the following insurance: a. Commercial general liability - $1,000,000 or more covering bodily injury and property damage per occurrence. b. Business Auto including owned, non-owned, and hired vehicles - $1,000,000 or more covering bodily injury and property damage per occurrence. c. Workers' Compensation Coverage for employees, unless the Vendor is a sole proprietor with NO employees. City of Santa Ana Page 14 of 39 25C_26 ExhibitA 7.3.2 The Vendor will be required to provide the following insurance documents that contain specific modifications before any work can commence: a. Complete and provide an Additional Insured Endorsement form. (1) See Appendix C for City's preferred Additional Insured Endorsement form. b. Complete with modifications and provide a Certificate of Insurance form. (1) Include in the "Certificate Holder" block (left bottom corner) the statement: CITY OF SANTA ANA, ITS OFFICERS, AGENTS AND EMPLOYEES P.O. BOX 1988 SANTA ANA, CA 92702 (2) Modify the "Cancellation" block to read: SHOULD ANY OF THE ABOVE DESCRIBED POLICIES BE CANCELLED BEFORE THE EXPIRATION DATE THEREOF, THE ISSUING COMPANY WILL E'` DEAVO TO MAIL *30 DAYS WRITTEN NOTICE TO THE CERTIFICATE HOLDER NAMED TO THE LEFT, BUT FAILURE TO MAIL SUCH NOTICE SN A r 1 !MPOS NO OBLIGATION O I I A B11 iTY OF A ATV KIND UPON T_ HE CQ_ AI D A NY, ITC AGENTS I DI ]i2\I ISIS\D IIID O REPRESENTATIVES (3) See Appendix C for sample of a properly completed Certificate of Liability Insurance form. c. Insurance companies may be California admitted or non-admitted carriers. If non-admitted, they need to be licensed to do business in California and proof may be required. d. Vendors who self-insure Workers' Compensation must submit a copy of their Certificate to Consent to Self-Insure from the State of California and provide third party administration information, if applicable. (1) See Appendix C for sample of a proof of Workers' Compensation Insurance form. 7.4 Invoices Invoices, submitted in duplicate, shall be mailed to: City of Santa Ana Information Services (M-12) P.O. Box 1988 Santa Ana, CA 92702 The Agreement number must appear on all invoices. City of Santa Ana Page 15 of 39 25C_27 ExhibitA The City will pay invoices 30 days after receipt of invoice and approval of service by the Manager of Information Services. 7.5 Parking The City will attempt to provide for parking adjacent to supported facilities. However, the City cannot guarantee availability of parking; in which case, the Vendor must bear the cost of alternative parking. 7.6 Prices No increase in price from those initially proposed and covered by the Agreement will be allowed during the period covered by this agreement without the City's concurrence and prior approval. 7.7 Proof of Authority If the Proposer is a corporation, formal proof of the authority of the officer signing the Proposer's proposal to bind the corporation must be submitted and will be required prior to the City's award of the agreement. A copy of the corporate resolution or minutes can be adequate proof. A simple letter is not sufficient. 7.8 Reserved Right The City reserves the right to reject any and all proposals and any item or items therein, and to waive any non-conformity of proposals with this RFP, whether of a technical or substantive nature, as the interest of the City may require. 7.9 Taxes Prices proposed shall include all applicable taxes. 7.10 Term of Agreement The term of this Agreement shall be for three years. The City of Santa Ana reserves the right to exercise an option renewing this Agreement for an additional two (2) one-year periods, if the prices (do not increase more than 5% annually), terms, and conditions are acceptable to both parties. This term is subject to final approval by the Santa Ana City Council. 7.11 Withdrawal of Proposal Any requests to withdraw a proposal must be submitted in writing (via letter or email). City of Santa Ana Page 16 of 39 25C_28 ExhibitA Appendices Appendix A - Proposal Response Form Appendix B - Sample Agreement Appendix C - Sample Insurance Forms City of Santa Ana 25C-29 Page 17 of 39 Exhibit A APPENDIX A - Proposal Response Form (Fill in this form or submit a separate response which addresses each item.) Proposal to Provide Data Center Maintenance and Support Services for the City of Santa Ana Section 1. Transmittal Letter/email [optional] Proposing Vendors may include a transmittal letter/email which may, at their discretion, contain any introductory information that the Vendor feels is relevant. Section 2. Proposal Response Form Name of Proposing Firm: Vendor's Principal Location: Vendor's Location that will service the City: Contact Name for Proposal: Phone Number: Fax Number: email address Please submit answers to the following questions (Note: Proposer may attach additional or substitute pages as needed to complete responses.) Vendor Qualifications 1. Short summary description of the organization and major services offered by your firm. 2. Short summary description of the ownership. APPENDIX A Proposal Response Form City of Santa Ana 25C-30 Page 18 of 39 Exhibit A (Continued) 3. The number of years that the Proposer has been in the business of providing maintenance and support services on serve-class computer equipment/systems. (If company name or ownership has changed of the period cited, please note and explain.) Years: 4. Has your firm had a contract terminated for cause within the last 3 years? If so, briefly explain the circumstances. 5. Has either a customer or a subcontractor/vendor/manufacturer sued your firm in the last 3 years? If so, briefly explain the circumstances. 6. Identify and provide evidence of the Proposer's certification/authorizations to provide HP maintenance services and support on HP systems/equipment identified in section 1.3 of the RFP. City of Santa Ana Page 19 of 39 25C-31 Exhibit A APPENDIX A Proposal Response Form (Continued) 7. References Provide a MAXIMUM of three (3) references from government agencies or commercial firms that will attest to your firm's ability within the last three years to provide work similar in scope sought by the City in this RFP. Reference One: Name of Client Location where work was performed Knowledgeable contact (name) Contact's title Contact' email address Contact's phone number Approximate period during which the services were provided Description of service provided Reference Two: Name of Client Location where work was performed Knowledgeable contact (name) Contact's title Contact' email address Contact's phone number Approximate period during which the services were provided Description of service provided Reference Three: Name of Client Location where work was performed Knowledgeable contact (name) Contact's title Contact' email address Contact's phone number Approximate period during which the services were provided Description of service provided City of Santa Ana Page 20 of 39 25C_32 ExhibitA APPENDIX A Proposal Response Form (Continued) 8. Essential Requirements City Required Terms and Conditions Accept Decline Identify any Alternatives exce tions l E ui ment covered F The Vendor must disclose in writing in its ? Yes proposal any model of equipment identified by the City as part of its current inventory for which the Vendor will not provide the full range of services included in this RFP and/or would terminate all or part of service prior to end of the term of the agreement. ref: section 2.1.1.1 The City may add and/or remove equipment from ? Yes ? No the coverage of the agreement with 15 days prior written notice (i.e. letter, fax, or email). ref: section 2.1.1.2 Break-Fix Simply put, if something covered under the ? Yes ? No agreement breaks, the City expects the Vendor to return it to at least manufacturer's original equipment specifications within the time frame defined in the agreement. ref: section 2.1.2.1 Support Services Help desk phone support must be available ? Yes ? No 24x7x365 and not have a wait time over 15 minutes to speak to a support engineer. ref: section 2.1.3.1 Help desk assistance for the City's efforts in self- ? Yes ? No help. This consists of advice on new configurations, new hardware configurations and troubleshooting issues while waiting for an onsite engineer to arrive. ref: section 2.1.3.2 Service Requests The City must be able to initiate a request for ? Yes ? No support 24x7x365. ref: section 2.1.4.1 Service requests can be submitted to the vendor ? Yes ? No via toll-free phone number and via web. ref: section 2.1.4.2 The City shall assign the level of severity to each ? Yes ? No service request. ref: section 2.1.4.3 The City shall determine when a service call has ? Yes ? No reached Close-Out. Only at this time can the ticket be deemed completed ref: section 2.1.4.4 City of Santa Ana Page 21 of 39 25C-33 ExhibitA APPENDIX A Proposal Response Form (Continued) City Required Terms and Conditions Accept Decline Identify any exceptions Alternatives (explain) Staffing Vendor's staff to work on the City site must be ? Yes ? No able to pass a Santa Ana Police Department background check. ref: section 2.1.5.1 The City reserves the right to not accept or to ? Yes ? No have a service staffer removed for any reason. ref: section 2.1.5.2 Parts All parts must be new and built to original ? Yes ? No equipment specifications. Any exceptions require prior written approval from the City. ref: section 2.1.6.1 If it is the Proposer's intention to use ? Yes ? No remanufactured or recertified parts as part of their maintenance and service for City equipment, the Proposer must identify that parts replacement approach in their written proposal. [ref: section 2.1.6.2] Description: Upon request, the City will make available to the ? Yes ? No Vendor on-site storage space for some Vendor spare parts storage. If a Proposer is interested in this option, they need to provide an explanation of how inventory control would be handled for on- site stored spare parts. [ref: section 2.1.6.3] Explanation: Invoicing [note: special interest item for proposal evaluation] The Vendor must provide the City with a monthly ? Yes ? No invoice detailing specific services provided by the Vendor and for which the Vendor seeks payment under the terms of the agreement. ref: section 2.1.7.1 The format and details of the invoice will be ? Yes ? No agreed upon before any billable services can begin. ref: section 2.1.7.2 Sub-contracting The Vendor may not subcontract any part of the ? Yes ? No services under this agreement or use non- employees to perform those services without the prior expressed written approval of the City. ref: section 2.1.8.1 City of Santa Ana Page 22 of 39 25C-34 Exhibit A APPENDIX A Proposal Response Form (Continued) 9. Vendor's Service Strategy In an effort to better understand your firm's service strategy, the City has identified some specific interest areas. Please provide a brief description of your firm's approach, procedures or methods to each of the following: In addition, supply a short response to each of the City's questions relating to the interest area. City Interest Areas relating to Data Center Maintenance and Support 0 Related questions Response Vendor's Service Strategy Service Request Procedures How would the City initiate a request for service? uest be How would a service re q closed out? [ref: section 2.2.1] Help Desk 0 Explain the Vendor's help desk service strategy. desk staff do more than Does the hel p take customer requests for service? If so, explain? ected wait time during 0 What is the ex p regular business hours and after hours? Where is the help desk physically located? 0 What is the knowledge level of the help desk staff? Do the help desk staff have technical explain? certifications? If so , Does the help desk staff have access to HP bug logs problem fix records , and technical documents? City of Santa Ana Page 23 of 39 25C-35 ExhibitA APPENDIX A Proposal Response Form (Continued) City Interest Areas relating to Data Center Maintenance and Support ® Related questions Response Vendor's Service Strategy Help Desk (continued) Does the help desk staff have the experience to engage in interactive troubleshooting of complex events with the City's technical staff? If so, is ' s this a regular part of the Vendor i ? l k h d ce p es serv e are oser com ld the Pro H p p ow wou their help desk service to that of HP's Contract Support? e level of the the knowled Wh t i g a s help desk staff? [ref: section 2.2.21 Escalation Procedures 0 What are the procedures for regular business hours and after-hours escalation? ement vel of Vendor's mana 0 Wh t l g a e are involved in escalations and how? [ref: section 2.2.3] Parts availability How would parts availability be measured? arts be? How available would p available? art is not readil What if a y p [ref: section 2.2.4] Staffing 0 Is a primary responder designated? staff and with what skills 0 How man y would be assigned to provide services to the City? City of Santa Ana Page 24 of 39 25C-36 ExhibitA APPENDIX A Proposal Response Form (Continued) City Interest Areas relating to Data Center Maintenance and Support ® Related questions Response Vendor's Service Strategy Staffing (continued) How would the competence of the Vendor's staff be established? rovided ill be Wh kill t p s w a s of on- ld be the availabilit t wo 0 Wh y a u site engineers and help desk engineers? ld the service staff be trained H ow wou and certified on existing equipment and any new equipment will take for the service staff 0 How lon g to reach full competence on new equipment? ht and quality e of oversi 0 What t g yp control is provided to field staff and help desk staff? [ref: section 2.2.5] Service Level Agreement Is there a system of severity levels used to triage support requests? Reflecting their commitment to SLA , does the Vendor pay refunds for missing service levels? [ref: section 2.2.61 City of Santa Ana Page 25 of 39 25C-37 ExhibitA APPENDIX A Proposal Response Form (Continued) 10. Proposers are encouraged to explain other aspects of their service strategy that they feel differentiate their ability to provide quality and timely maintenance services to the City. [ref: section 2.2] City of Santa Ana Page 26 of 39 25C-38 ExhibitA APPENDIX A Proposal Response Form (Continued) Section 2b. Pricing Form 11. Identify your firm's ability to support each maintenance service level listed below, any exceptions, any alternatives, proposed pricing and any and all other associated charges. [ref: section 2.3.1] Maximum Phone Response Time 15 minutes Maximum Response Time 3 hours Return-To-Service Time 6 hours Condition of System at Intermediate Period of Time Not applicable Condition of System at Close Out System restored to fully functionality. No work-arounds or temporary parts allowed. Vendor can and will support these maintenance service levels ? Yes ? No Identify any exceptions Alternatives (explain) 12. Multi-Year Discount. The City seeks pricing for an initial agreement term of three [3] years. Proposers must provide pricing which is fixed by specific model of equipment for this initial term. [ref: section 2.3.21 Term of agreement for Data Center Pricing Discount Describe how three [3] year term pricing would support and maintenance different from a one-year term pricing [e.g. discount, etc. 3 years ? No ? Yes 13. Customer Loyalty Discount. The City seeks pricing for each of two optional additional one-year terms. [ref: section 2.3.3] Term of agreement for Data Center Pricing Discount Describe how additional one-year term pricing support and maintenance would different from single year term pricing [e.g. discount, etc. Two optional additional one-year ? No terms ? Yes City of Santa Ana Page 27 of 39 25C-39 ExhibitA APPENDIX A Proposal Response Form (Continued) 14. Complete the following table to identity proposed pricing. Dririnn Tnhln- Prnnn¢arl Pricinn fnr nnaintannnra/Sunnort for Citv Data Center Hardware odel escription Proposed Monthly Pricing for Initial 3-year Term Proposed Monthly Pricing for First Optional Is' year Term Proposed Monthly Pricing for First Optional 2"" year Term PE2950 Dell Powered e $ $ $ TQ810LUA Promise V-Trak E-Class $ $ $ TQ812LL/A Promise V-Trak J-Class $ $ $ ZOE7 Apple Controller $ $ $ 403321-1321 Blades stem c7000 Enclosure $ $ $ 447707-621 ProLiant BL460cG1 $ $ $ 404707-1321 ProLiant BL480cG1 $ $ $ 308724-001 Proliant DL360G3 $ $ $ 367007-405 Proliant DL360G4 $ $ $ 382147-405 Proliant DL360G4 $ $ $ 389831-405 Proliant DL360G4 $ $ $ 399524-1321 Proliant DI-360G5 $ $ $ 435944-001 Proliant DL360G5 $ $ $ 457924-001 Proliant DL360G5 $ $ $ 459960-005 Proliant DI-360G5 $ $ $ 490666-001 Proliant DI-360G5 $ $ $ 484184-B21 Proliant DL360G6 $ $ $ 301111-001 Proliant DL380G3 $ $ $ 333704-001 Proliant DL380G3 $ $ $ 333705-001 Proliant DL380G3 $ $ $ 349201-001 Proliant DL380G3 $ $ $ 371293-405 Proliant DL380G4 $ $ $ 383891-405 Proliant DL380G4 $ $ $ 391835-B21 Proliant DL380G5 $ $ $ 433524-001 Proliant DI-380G5 $ $ $ 433525-001 Proliant DL380G5 $ $ $ 459584-005 Proliant DL380G5 $ $ $ AG771A Proliant DL380G5 $ $ $ 494329-1321 Proliant DI-380G6 $ $ $ 201203-001 Proliant DL580G2 $ $ $ 202176-001 Proliant DI-580G2 $ $ $ 325134-001 Proliant DL580G2 $ $ $ 262586-1321 IP KVM 3x1x16 $ $ $ AF602A IP KVM 4x1x16 $ $ $ P4639AV Netserver LP2000r $ $ $ J1470A Rack mount Flip-up KBD/Monitor $ $ $ 221546-001 Rack mount Flip-up KBD/Monitor TFT5600 $ $ $ AG052A Rack mount Flip-up KBD/Monitor TFT7600 $ $ $ AJ926A Storage rks 20121 Modular Smart Array $ $ $ AJ750A Stora eWorks 2012i Modular Smart Array $ $ $ 302970-621 Stora eworks MSA30 $ $ $ 364430-B21 Stora eworks MSA50 $ $ $ 418800-621 Stora eworks MSA70 $ $ $ AG117A Stora eworks MSL2024 $ $ $ AJ037A Stora eworks MSL4048 $ $ $ 190211-001 Stora eworks 4354R $ $ $ C9529CB Surestore Tape-Library 2/40 LVDS Ultrium $ $ $ City of Santa Ana Page 28 of 39 25C-40 Exhibit A APPENDIX A Proposal Response Form (Concluded) 15. Explain the method that your firm proposes to set the price for additional models of equipment not identified in any original agreement. [ref: section 2.3.4] 16. Identify any and all charges that the City would be subject to from your firm under an agreement to provide the City with Data Center support and maintenance. [ref: section 2.3.5] City of Santa Ana Page 29 of 39 25C-41 Exhibit A APPENDIX B - Sample Agreement AGREEMENT BETWEEN THE CITY OF SANTA ANA AND THIS AGREEMENT (said Agreement), made and entered into this day of January 2012 by and between (hereinafter "Vendor" or " "), and the City of Santa Ana, a charter city and municipal corporation organized and existing under the Constitution and laws of the State of California (hereinafter "City"). These entities are hereinafter sometimes jointly referred to as "PARTIES" and individually as "PARTY". RECITALS A. The City makes extensive use of its computing environment to support key business operations in every City Agency and Department. B. Key computer-based services such as electronic mail, Internet access, secure data storage, as well as computer applications such as payroll, SAPIN etc. operate on server-class computers in the City and Police Computer Centers. C. Due to the critical nature of these services and applications to the daily operation of the City, the City desires to retain a vendor having special skill and knowledge in the field of maintenance of "server-class" computers and related equipment. Further, City desires to retain a vendor that will provide hardware maintenance service to the City for "24 hours per day, 7 days a week". D. Vendor represents that Vendor is able and willing to provide the services to the City, which are set forth in the Exhibits attached hereto and listed in Section I.A. below. E. In undertaking the performance of this Agreement, Vendor represents that it is knowledgeable in its field and that any services performed by Vendor under this Agreement will be performed in compliance with such standards as may reasonably be expected from a professional maintenance services firm in the field. NOW THEREFORE, in consideration of the mutual and respective promises, and subject to the terms and conditions hereinafter set forth, the parties agree as follows: 1. SCOPE OF SERVICES a. Vendor shall perform those services as set forth in Exhibit A "Proposal " and Exhibit B "Request for Proposal - Data Center Maintenance and Support Services for City of Santa Ana California" (hereafter "RFP") to this Agreement. b. The City reserves the right to seek services outside the terms and conditions of this contract regarding the maintenance and support of data center equipment and systems. c. Documents To Be Construed Together. All documents ("Exhibits") referred to in the Agreement, and the Agreement to be entered into between Vendor and the City, and all modifications of said Exhibits, shall be construed together as one document. In the event of a conflict among the City of Santa Ana Page 30 of 39 25C-42 Exhibit A documents, the provision of this Agreement take precedence, followed by the provisions of the Proposal, then the RFP. 2. COMPENSATION a. City agrees to pay, and Vendor agrees to accept as total payment for its services, the rates and charges identified in the attached Exhibits. The total sum to be expended under this Agreement shall not exceed $ during the term of this Agreement for the services for the equipment identified Exhibit A. b. The Vendor will provide the City with a monthly accounting of the services provided under this Agreement which may take the form of a statement or invoice showing an itemization and total of the services and the price of each service provided in the reporting month. c. City may add or subtract equipment and/or services contained herein, depending upon City's need, with thirty (30) days prior written notice to the Vendor. d. Qualified hardware services added to the initial order will be added at pricing based on at e. The City will validate during normal business hours for parking in the parking lot directly south of the City Hall building (20 Civic Center Plaza) and for parking in the parking structure directly east of the Santa Ana Police Facility (60 Civic Center Plaza) for access and necessary visits in order to perform the Scope of Services. Parking fees at any other location of work and at other times are the sole responsibility of the Vendor. f. Payment by City shall be made within thirty (30) days following receipt of proper invoice evidencing work performed, subject to City accounting procedures. Payment need not be made for work which fails to meet the standards of performance set forth in the Recitals which may reasonably be expected by City. g. Invoices shall be mailed to: City of Santa Ana Attn: Lynda Kelly Information Services, M-12 P.O. Box 1988 Santa Ana, CA 92702-1988 3. TERM This Agreement shall commence on the date first written above and terminate on , 200, unless terminated earlier in accordance with this Agreement. The term of this Agreement may be extended upon a writing executed by the Executive Director of the Finance Department and the City Attorney, and upon Vendor's written consent. 4. INDEPENDENT CONTRACTOR Vendor shall, during the entire term of this Agreement, be construed to be an independent contractor and not an employee of the City. This Agreement is not intended nor shall it be construed to create an employer-employee relationship, a joint venture relationship, or to allow the City to exercise discretion or control over the professional manner in which Vendor performs the services which are the City of Santa Ana Page 31 of 39 25C-43 ExhibitA subject matter of this Agreement; however, the services to be provided by Vendor shall be provided in a manner consistent with all applicable standards and regulations governing such services. Vendor shall pay all salaries and wages, employer's social security taxes, unemployment insurance and similar taxes relating to employees and shall be responsible for all applicable withholding taxes for its employees. 5. INSURANCE Prior to undertaking performance of work under this Agreement, Vendor shall maintain and shall require its subcontractors, if any, to obtain and maintain insurance as described below: a. Commercial General Liability Insurance. Vendor shall maintain commercial general liability insurance naming the City, its officers, employees, agents, volunteers and representatives as additional insured(s) and shall include, but not be limited to protection against claims arising from bodily and personal injury, including death resulting therefrom and damage to property, resulting from any act or occurrence arising out of Vendor's operations in the performance of this Agreement, including, without limitation, acts involving vehicles. The amounts of insurance shall be not less than the following: single limit coverage applying to bodily and personal injury, including death resulting therefrom, and property damage, in the total amount of $1,000,000 per occurrence. Vendor shall supply City with a fully executed additional insured endorsement in substantially the form attached hereto as Exhibit D upon execution of this Agreement and shall be approved in form by the City Attorney. b. Business automobile liability insurance, or equivalent form, with a combined single limit of not less than $1,000,000 per occurrence. Such insurance shall include coverage for owned, hired and non- owned automobiles. c. Worker's Compensation Insurance. In accordance with the provisions of Section 3300 of the Labor Code, Vendor, if Vendor has any employees, is required to be insured against liability for worker's compensation or to undertake self-insurance. Prior to commencing the performance of the work under this Agreement, Vendor agrees to obtain and maintain any employer's liability insurance with limits not less than $1,000,000 per accident. d. The following requirements apply to the insurance to be provided by Vendor pursuant to this section: (i) Vendor shall maintain all insurance required above in full force and effect for the entire period covered by this Agreement. (ii) Certificates of insurance shall be furnished to the City upon execution of this Agreement and shall be approved in form by the City Attorney. (iii) Certificates and policies shall state that the policies shall not be canceled or reduced in coverage or changed in any other material aspect without thirty (30) days prior written notice to the City. e. If Vendor fails or refuses to produce or maintain the insurance required by this section or fails or refuses to furnish the City with required proof that insurance has been procured and is in force and paid for, the City shall have the right, at the City's election, to forthwith terminate this Agreement. Such termination shall not effect Vendor's right to be paid for its time and materials expended prior to notification of termination. Vendor waives the right to receive compensation and agrees to indemnify the City for any work performed prior to approval of insurance by the City. City of Santa Ana Page 32 of 39 25C-44 ExhibitA 6. INDEMNIFICATION Vendor agrees to and shall indemnify and hold harmless the City, its officers, agents, employees, Vendors, special counsel, and representatives from liability: (1) for personal injury, damages, just compensation, restitution, judicial or equitable relief arising out of claims for personal injury, including health, and claims for property damage, which may arise from the direct or indirect operations of the Vendor or its contractors, subcontractors, agents, employees, or other persons acting on their behalf which relates to the services described in section 1 of this Agreement; and (2) from any claim that personal injury, damages, just compensation, restitution, judicial or equitable relief is due by reason of the terms of or effects arising from this Agreement. This indemnity and hold harmless agreement applies to all claims for damages, just compensation, restitution, judicial or equitable relief suffered, or alleged to have been suffered, by reason of the events referred to in this Section or by reason of the terms of, or effects, arising from this Agreement. 7. CONFIDENTIALITY If Vendor receives from the City information which due to the nature of such information is reasonably understood to be confidential and/or proprietary, Vendor agrees that it shall not use or disclose such information except in the performance of this Agreement, and further agrees to exercise the same degree of care it uses to protect its own information of like importance, but in no event less than reasonable care. "Confidential Information" shall include all nonpublic information. Confidential information includes not only written information, but also information transferred orally, visually, electronically, or by other means. Confidential information disclosed to either party by any subsidiary and/or agent of the other party is covered by this Agreement. The foregoing obligations of non-use and nondisclosure shall not apply to any information that (a) has been disclosed in publicly available sources; (b) is, through no fault of the Vendor disclosed in a publicly available source; (c) is in rightful possession of the Vendor without an obligation of confidentiality; (d) is required to be disclosed by operation of law; or (e) is independently developed by the Vendor without reference to information disclosed by the City. 8. CONFLICT OF INTEREST CLAUSE Vendor covenants that it presently has no interests and shall not have interests, direct or indirect, which would conflict in any manner with performance of services specified under this Agreement. 9. NOTICE Any notice, tender, demand, delivery, or other communication pursuant to this Agreement shall be in writing and shall be deemed to be properly given if delivered in person or mailed by first class or certified mail, postage prepaid, or sent by telefacsimile or other telegraphic communication in the manner provided in this Section 9., to the following persons: To City: Clerk of the City Council City of Santa Ana 20 Civic Center Plaza (M-30) P.O. Box 1988 Santa Ana, CA 92702-1988 telefacsimile (714) 647-6956 With courtesy copies to: Finance and Management Services Agency City of Santa Ana Page 33 of 39 25C-45 Exhibit A Manager of Information Services City of Santa Ana 20 Civic Center Plaza (M-12) P.O. Box 1988 Santa Ana, CA 92702-1988 telefacsimile (714) 647-5406 and, City Attorney City of Santa Ana 20 Civic Center Plaza (M-29) P.O. Box 1988 Santa Ana, California 92702-1988 telefacsimile (714) 647-6515 To Vendor: A party may change its address by giving notice in writing to the other party. Thereafter, any notice, tender, demand, delivery, or other communication shall be addressed and transmitted to the new address. If sent by mail, any notice, tender, demand, delivery, or other communication shall be effective or deemed to have been given three (3) days after it has been deposited in the United States mail, duly registered or certified, with postage prepaid, and addressed as set forth above. If sent by telefacsimile, any notice, tender, demand, delivery, or other communication shall be effective or deemed to have been given twenty-four (24) hours after the time set forth on the transmission report issued by the transmitting facsimile machine, addressed as set forth above. 10. EXCLUSIVITY AND AMENDMENT This Agreement represents the complete and exclusive statement between the City and Vendor, and supersedes any and all other agreements, oral or written, between the parties. In the event of a conflict between the terms of this Agreement and any attachments hereto, the terms of this Agreement shall prevail. This Agreement may not be modified except by written instrument signed by the City and by an authorized representative of Vendor. The parties agree that any terms or conditions of any purchase order or other instrument that are inconsistent with, or in addition to, the terms and conditions hereof, shall not bind or obligate Vendor nor the City. Each party to this Agreement acknowledges that no representations, inducements, promises or agreements, orally or otherwise, have been made by any party, or anyone acting on behalf of any party, which are not embodied herein. 11. ASSIGNMENT Inasmuch as this Agreement is intended to secure the specialized services of Vendor, neither party may assign, transfer, delegate, or subcontract any interest herein without the prior written consent of the other party, which consent shall not be unreasonably withheld or delayed, and any such assignment, transfer, delegation or subcontract without the party's prior written consent shall be considered null and void. Nothing in this Agreement shall be construed to limit the City's ability to have any of the services City of Santa Ana Page 34 of 39 25C-46 ExhibitA which are the subject to this Agreement performed by City personnel or by other vendors retained by City. 12. DISCRIMINATION Vendor shall not discriminate because of race, color, creed, religion, sex, marital status, sexual orientation, age, national origin, ancestry, or disability, as defined and prohibited by applicable law, in the recruitment, selection, training, utilization, promotion, termination or other employment related activities. Vendor affirms that it is an equal opportunity employer and shall comply with all applicable federal, state and local laws and regulations. 13. JURISDICTION - VENUE This Agreement has been executed and delivered in the State of California and the validity, interpretation, performance, and enforcement of any of the clauses of this Agreement shall be determined and governed by the laws of the State of California. The Parties agree that venue shall be located in Orange County, California. 14. PROFESSIONAL LICENSES Vendor shall, throughout the term of this Agreement, maintain all necessary licenses, permits, approvals, waivers, and exemptions necessary for the provision of the services hereunder and required by the laws and regulations of the United States, the State of California, the City of Santa Ana and all other governmental agencies. Vendor shall notify the City in a timely manner and in writing of its inability to obtain or maintain such permits, licenses, approvals, waivers, and exemptions. Said inability shall be cause for termination of this Agreement. 15. TERMINATION This Agreement may be terminated by the City upon thirty (30) days written notice of termination. In such event, Vendor shall be entitled to receive and the City shall pay Vendor compensation for all services performed by Vendor prior to receipt of such notice of termination, subject to the following conditions: a. As a condition of such payment, the Executive Director may require Vendor to deliver to the City all work products completed as of such date, and in such case such work product shall be the property of the City unless prohibited by law, and Vendor consents to the City's use thereof for such purposes as the City deems appropriate. b. Payment need not be made for work which fails to meet the standard of performance specified in the Recitals of this Agreement. 16. MISCELLANEOUS PROVISIONS a. Each undersigned represents and warrants that its signature hereinbelow has the power, authority and right to bind their respective parties to each of the terms of this Agreement. b. All Exhibits referenced herein and attached hereto shall be incorporated as if fully set forth in the body of this Agreement. City of Santa Ana Page 35 of 39 25C-47 Exhibit A IN WITNESS WHEREOF, the parties hereto have executed this Agreement the date and year first above written. ATTEST: Maria D. Huizar Clerk of the Council CITY OF SANTA ANA Paul Walters Interim City Manager APPROVED AS TO FORM: Joseph Straka Interim City Attorney Bv: Laura Sheedy Assistant City Attorney RECOMMENDED FOR APPROVAL: Francisco Gutierrez, Executive Director Finance & Management Services Agency VENDOR [signature] Name: Title: Tax ID# City of Santa Ana 25C-48 Page 36 of 39 Exhibit A Appendix C - Sample Insurance Forms Sample Additional Insured Endorsement Form ADDITIONAL INSURED ENDORSEMENT Insurance Company This endorsement modifies such insurance as is afforded by the provisions of Policy # relating to the following: 1. The City of Santa Ana, 20 Civic Center Plaza, Santa Ana, California 92701; its officers, employees, agents and volunteers are named as additional insureds ("additional insureds") with regard to liability and defense of suits arising from the operations and uses performed by or on behalf of the named insured. 2. With respect to claims arising out of the operations and uses performed by or on behalf of the named insured, such insurance as is afforded by this policy is primary and is not additional to or contributing with any other insurance carried by or for the benefit of the additional insureds. 3. This insurance applies separately to each insured against whom claim is made or suit is brought except with respect to the company's limits of liability. The inclusion of any person or organization as an insured shall not affect any right which such person or organization would have as a claimant if not so included. 4. With respect to the additional insureds, this insurance shall not be canceled, or materially reduced in coverage or limits except after thirty (30) days written notice has been given to the City of Santa Ana, 20 Civic Center Plaza, Santa Ana, California 92701. (Completion of the following, including countersignature, is required to make this endorsement effective.) Effective , this endorsement form as a part of Policy # Issued to Named Insured Countersigned by Authorized Representative City of Santa Ana 25C-49 Page 37 of 39 Exhibit A APPENDIX C Sample Insurance Forms (Continued) Sample Certificate of Liability Form AC-0,80. CERTIFICATE OF LIABILITY INSURANCE 11 /12 DATE/12 /9 /97 PRODUCER THIS CERTIFICATE IS ISSUED AS A MATTER OF INFORMATION ONLY AND CONFERS NO RIGHTS UPON THE CERTIFICATE Insurance Services Group, Inc. HOLDER THIS CERTIFICATE DOES NOT AMEND, EXTEND OR ALTER THE COVERAGE AFFORDED BY THE POLICIES BELOW. 204 Cedar Street Cambridge HD 21613 COMPANIES AFFORDING COVERAGE 0. Philip Feldman COMPANY A Federal Insurance Company P11 N. 410-228-6464_ &.N. INSURED COMPANY B COMPANY C COMPANY D COVERAGES :.; . THIS IS TO CERTIFY THAT THE POLICIES OF INSURANCE LISTED BELOW HAVE BEEN ISSUED TO THE INSURED NAMED ABOVE FOR THE POLICY PERIOD INDICATED, NOTWITHSTANDING ANY REQUIREMENT. TERM OR CONDITION OF ANY CONTRACT OR OTHER DOCUMENT WITH RESPECT TO WHICH THIS CERTIFICATE MAY BE ISSUED OR MAY PERTAIN, THE INSURANCE AFFORDED BY THE POLICIES DESCRIBED HEREIN IS SUBJECT TO ALL THE TEPJAS, EXCLUSIONS AND CONDITIONS OF SUCH POLICIES. LIMITS SHOWN MAY HAVE BEEN REDUCED BY PAID CLAIMS. RANCe POLICY HUMBER POUCYEFFECTNE DATE (MM)DD%YI POUCYEXPIRATION DATE IMM)DWYI LIMITS GENERAL AGGREGATE $2,000 , 000 ERALUAB'L Y VCOMME-R-CftG-ENERALUAB'L-rT 04/01/97 04/01/98 PRODUcTs-COMPKIPAGG $2,000000 a OCCUR PERSONAL & ADV INJURY $ 1 , 00 0 , 000 ACTOR'S PROT EACH OCCURRENCE $1,000,000 A X Computer Software 04/01/97 04/01/96 FIRE DAMAGE (Any aafa.) $ Included & Svcs E&O $1,000,000 CLAIM 1QDE MEDEXP(Any -p-) f 10,000 AUT OMOBILE LIABILITY COMBINED SIJGLE LIMIT $ 1,0D0,000 ANY AVID ALL OWNED AUTOS BODILY INARY S SOHEDIJLEO AUTOS (Pe P- 4 A X HIREDAVTOS 04/01/97 04/01/98 BOCILYIAMY f X NON-OWNED AUTOS (Pm *Cad-4 PROPERTY DAMAGE S GARAGE LIABILITY AUTO ONLY • EA ACCIDENT S _ ANY AUTO OTHER THAN AUTO C#A.Y: EACH ACCIDENT $ AGGREGATE S EXCESSLIA"11Y EACH OCCURRENCE - S . UMBRELLA FORM AGGREGATE .. $ OTHER THAN UMBRELLA FORM S WORKERS COMPENSATION AND y/C T IjM?IT$ ER EMPLOYERSLIABKITY EL EACH ACCIDENT S l#PROPRIETOR/ IN _ EL DISEASE, POLICY LIMIT f P ARTNERSIEXECUTIVE OFFICERS ARE: EXCL '. EL DISEASE, EA EMPLOYEE I OTHER DESCRIPTION OF OPERATIONSR.OCATIONSNEMMES(SPECM ITEMS CERTIFICATE HOLDER . CANCELI:ATION SHOULD ANY OF THE ABOVE DESCRIBED POLICIES BE CANCELLED BEFORE THE CITY OF SANTA ANA. ITS OFFICERS, AGENTS AND EXPIRATION DATE THEREOF, THE ISSUING COMPANY WILL E11146"WRW MAIL EMPLOYEES 30 DAYS YITNTTEN NOTICE TO THE CERT)FICATE HOLDER NAMED TO THE LEFT, P.O. BOX 1988 SANTA ANA. CA 92702 AUTHORRED REPRESENTATIVE q G. Philip Teldman / AGOTRD 2tSv^,17/85) mACORD'CORPORATION 1988 City of Santa Ana Page 38 of 39 25C-50 Exhibit A APPENDIX C Sample Insurance Forms (Concluded) Sample Workers' Comp Form STATE P.O. BOX 420807, SAN FRANCISCO, CA 94142.0807 COMPENSATION I N S U R A N C E FUND CERTIFICATE OF WORKERS' COMPENSATION INSURANCE NOVEMBER 5, 1997 POLICY NUMBER! CERTIFICATE EXPIRES: 12-31-98 F- CITY OF SANTA ANA INFORMATION SERVICES M-12 ATTN LYNDA KELLY P O BOX 1988 SANTA ANA CA 92702 JOB: VERIFICATION OF INSURANCE L This is to certify that we have issued a valid Workers Compensation insurance policy in a form approved by the California Insurance Commissioner to the employer named below for the policy period indicated. This policy is not subject to cancellation by the Fund except upon ten days' advance written notice to the employer. We will also give you TEN days' advance notice should this policy be cancelled prior to its normal expiration. This certificate of insurance is not an insurance policy and does not amend, extend or alter the coverage afforded by the policies listed herein. Notwithstanding any requirement, term, or condition of any contract or other document with respect to which this certificate of insurance may be issued or may pertain, the insurance afforded by the policies described herein is subject to all the terms, exclusions and conditions of such policies. AUTHORIZED REPRESENTATIVE PRESIDENT EMPLOYER'S LIABILITY LIMIT INCLUDING DEFENSE COSTS: 1,000,000 PER OCCURRENCE EMPLOYER r- L DOCUMENT THIS BACKGROUND City of Santa Ana 25C-51 Page 39 of 39 Exhibit A November 15, 2011 City of Santa Ana Information Services (M-12) P.O. Box 1988 20 Civic Center Plaza. Santa Ana, CA 92702 Attn: Tom Gergen Reference: RFP #IS-506 for Data Center Maintenance and Support Services Dear Mr. Gergen; Signature Technology Group, Inc. (STG) is very pleased to have been given the opportunity to submit this response/proposal to the referenced solicitation. As a twenty-five (25) year old IT support organization this is exactly the type of service that we provide to our customers on a 24x7x365 basis. We have extensive experience in the support of HP equipment and we are proud to say that we support over a dozen large governmental organizations throughout the State of California. STG has thoroughly reviewed the solicitation and would like to congratulate you on publishing a comprehensive and well thought out document. Because of the detail that was included it is very clear to us exactly what is expected if we were awarded this contract and we can guarantee you that you will receive precisely the services that are required. Our goal is to exceed your expectations at every step of the support delivery process. The attached response includes detailed answers to each of the questions posed in the solicitation, but I would like to reiterate a few of the most important points. STG is currently supporting all of the exact same models of equipment as those listed in the RFP for our other customers across North America. So, we have the experience, knowledge and access to spare parts to do an outstanding job for the City. Some of these same systems we have under contract at other sites and they have a time to repair that is as fast as six (6) hours, as is required in this RFP, or even faster (4 or even 2 hours). So, we understand how to prepare for and execute on a service contract that requires 6-hour fix. STG is a significant subcontractor to HP supporting thousands of servers for their outsourced customers across the US. A complete history of our work with HP is included in the response, but it is important to note that HP trusts STG to support some of their most important customers, and we hope the City takes that into account when making your decision. Page 1 of 2 2424 West Desert Cove Avenue, Phoenix, AZ 85029 • (800) 229-7900 • www.SignatureTechnology.com 25C-52 Exhibit B We have endeavored to provide all of the details in our response for the City to make a positive decision to choose STG to be your service provider. However, if you need any additional information, please do not hesitate to contact me. I can guarantee you that if STG is awarded this contract our entire company will work tirelessly to validate that decision. Sincerely, G Stephen M voy Vice Presi nt Page 2 of 2 2424 West Desert Cove Avenue, Phoenix, AZ 85029 • (800) 229-7900 • www.SignatureTechnology.com 25C-53 Exhibit B UNANIMOUS CONSENT OF DIRECTORS OF SIGNATURE TECHNOLOGY GROUP, INC. The undersigned persons, being all of the directors of Signature Technology Group, Inc., an Arizona corporation (the "Corporation"), hereby give their written consent and authorization, in accordance with the provisions of Section 10-821 of the Arizona Revised Statutes, to the adoption of the following resolutions, and the sarne are hereby adopted: RESOLVED, that Stephen McEvoy as Vice President/Chief Operating Officer of the Corporation is authorized to execute and deliver contracts on behalf of the Corporation, including but not limited to University of Connecticut Contract No. UC-PG080107. FURTHER RESOLVED, that all acts of the Board of Directors and officers of the Corporation since the last meeting of the directors are hereby ratified and approved in all respects. The Secretary of the Corporation is hereby directed to file this instrument with the minutes of the proceedings of the directors of the Corporation. The actions taken hereby shall be of the same force and effect as if taken at a meeting of the directors, duly called and constituted pursuant to the laws of the State of Arizona. Dated as of May 13, 2010. Warren C. Scott Ay? Roberta O. Scott S:;scott.1119606707-G cneial%Other`,STG`,t) nanC'nsntBOD-100608.doc DIRECTORS 25C-54 Exhibit B SIGNATURE TECHNOLOGY GROUP Data Center Solutions Professionals RESPONSE TO RFP FOR DATA CENTER MAINTENANCE AND SUPPORT SERVICES FOR THE CITY OF SANTA ANA, CALIFORNIA RFP #IS-506 APPENDIX A SECTION 1. Transmittal Letter See Tab 1 for Transmittal Letter SECTION 2. Proposal Response Form Name of Proposing Firm: Vendor's Principal Location: Vendor's Location that will service the City: Contact Name for Proposal: Phone Number: Fax Number: E-mail address: Vendor Qualifications Signature Technology Group, Inc. 2424 W. Desert Cove Ave., Phoenix, AZ 85029 1344 Hidden Ranch Drive, Simi Valley, CA 93063 Robbie Michel 800-229-7900, 602-427-4515 602-470-1112 rmichel@signaturetechnology.com 1. Short summary description of the organization and major services offered by your firm. Signature Technology Group is an information technology data center services, staff augmentation and services consulting firm. We deliver superior value-priced services, consulting engagements and program management for both private and government sector clients. Founded in 1990 and headquartered in Phoenix, Arizona, STG provides top-level talent to support data center solution services nationwide, across all technology platforms and currently supporting multiple OEM providers. STG specializes in helping our clients reduce risk, improve efficiency and maximize the utilization rate of their IT infrastructure. Our adaptable solutions provide flexible and customized service level agreements to match our customers' requirements, and improve cost control through repeatable and scalable solutions. STG has built a solid foundation of infrastructure, consulting services and program management systems that allow our team to consistently exceed our service level objectives. The STG core business is to provide services exactly as those described in this RFP. Many of our clients are governmental agencies and we won their business by being the best qualified and lowest priced solution that was offered in response to their RFPs. Page 1 of 27 25C-55 Exhibit B Quick Facts: Founded in 1990 • Over 600 break/fix service contracts • Supporting multiple Fortune 100 companies as well many state, county and city agencies • 50,000 square-foot corporate headquarters in Phoenix, Arizona • High concentration of customers in California including multiple state-level statewide customers • Supporting over 250,000 devices in North America, including thousands of HP Proliant servers Today, the company occupies a three-building corporate campus in Phoenix, Arizona, as well as 11 nationwide regional offices. In addition, STG has a network of over 3,000 professional, certified technicians across the United States and Canada. STG's U.S.-based Service Desk dispatches technicians through a state-of-the-art, Web-based management system, offering fast, reliable support within the United States and Canada. STG provides a wide spectrum of maintenance-related services such as, IMACs (Installs, Moves, Adds, and Changes), warranty tracking, inventory control, project management, equipment disposition, leasing options, and resale of certified used equipment to extend the capacity for equipment already in use that may have been determined as end of life by the manufacturer. Below is the STG Signature Service Model, which outlines the breadth of our technology offerings. n Data Center Services it@ Software Support Hardware Maintenance Operating Systems Support Project Management Break-Fix/Parts Distribution Patch Management Data Center Construction IMAC Support Data Migration Virtuali:ation Projects Service Desk Application Migration Server Consolidation Page 2 of 27 25C-56 Managed Services Capacity Planning Process Improvements IT Assessments Remote Network Monitoring Exhibit B SIGNATURE TECNNOLOGY GROUP Data Center Solutions Professionals 2. Short summary description of the ownership. STG is a privately held "S" corporation. The ownership has not changed since STG was founded and the Chairman of the Board is the owner along with his wife. 3. The number of years that the Proposer has been in the business of providing maintenance and support services on server-class computer equipment/systems. Years : 21 STG was founded in 1990 as Tech Support Services. In 1995 Oak Creek Maintenance was incorporated and in 1997 its name was changed to Signature Technology Group. The core business of STG has not changed since it was started and that business is to provide precisely the services described in this RFP. 4. Has your firm had a contract terminated for cause within the last 3 years? If so, briefly explain the circumstances. STG has not had a contract terminated for cause ever. 5. Has either a customer or a subcontractor/vendor/manufacturer sued your firm in the last 3 years? If so, briefly explain the circumstances. STG has not been sued by a customer or subcontractor/vendor/manufacturer ever. 6. Identify and provide evidence of the Proposer's certification/authorizations to provide HP maintenance services and support on HP systems/equipment identified in section 1.3 of the RFP. STG has been supporting HP as a significant subcontractor in the support of their outsourced customers for over ten (10) years. This relationship started with STG supporting a large amount of equipment in most of the EDS mega-centers and has continued and grown since HP bought EDS a few years ago. STG has earned the trust of HP management by providing a consistently superior level of service to HP customers when hardware maintenance is required on a 24x7 basis. Because of this unique working relationship with HP, STG enjoys significant access to HP information. The items listed below show the degree to which STG can easily access critical HP information about the City's systems on a real time basis. 1. STG has established an HP Partnership with an outlet ID of 03457300001. 2. With this HP partnership ID, we can tap into HP's Channel Services Network located at http://h30125.www3.hp.com/csn/?hpp, and get Bug Fixes, Resolutions, Software, Service Manuals and Configurations. Page 3 of 27 25C-57 Exhibit B SIGNATURE TECHNOLOGY GROUP Data enter Solutions Professionals 3. With this HP partnership ID, we also get access to HP's Business Center Operations (BCO) for HP Certifications under its Partner Portal located at http://h20375.www2.hp.com/portal/site/publicpartner- portal/menu item.92adb114d98ecc78f24af950f8039e01/ 4. We can also call HP for limited phone support and HP will guide us to whether a particular issue is a software and/or hardware failure and email to us their analysis. Finally, STG will assign a primary technician and a backup who each have been trained, using HP online educational materials, on the proper support techniques for the equipment that the City is running. This will be true on the first days of the contract and will continue for the life of the relationship between the City and STG, because we will keep our service technicians trained on all of the equipment that the City will purchase in the future. 7. References Provide a MAXIMUM of three (3) references from government agencies or commercial firms that will attest to your firm's ability within the last three years to provide work similar in scope sought by the City in this RFP. Reference One: Name of Client Sacramento County Location where work was performed Throughout Sacramento County, CA Knowledgeable contact (name) Michael Brennan Contact's title Help Desk Manager Contact's email address brennanm@saccounty.net Contact's phone number (916) 874-7230 Approximate period during which the services were provided January 1, 2003 to present. Current contract expires on June 30, 2013. Description of service provided Please see complete write-up following. STG supports over 500 HP Proliant servers with a few of those having a 2 hour restore requirement. Page 4 of 27 25C-58 Exhibit B SIGNATURE TENNOLOGY GROUP Data Center Solutions Professionals Reference Two: Name of Client Frontier Communications ($3.813 communications company) Location where work was performed Ft. Wayne, IN; Rochester, NY Knowledgeable contact (name) Mark Kitson Contact's title Hardware Site Support Contact's email address Mark.kitson@ftr.com Contact's phone number 260-450-4710 Approximate period during which the services 2010 - Present were provided Description of service provided Hardware Maintenance Break Fix - HP support for almost 200 HP Proliant servers, mostly on a 24x7 basis. This customer was chosen because their inventory is very similar to what the City needs supported. Reference Three: Name of Client Alameda County Location where work was performed Oakland, CA. Knowledgeable contact (name) CJ Johnson Contact's title IT Director Contact's email address cj.johnson@acgov.org Contact's phone number 510-272-3732 Approximate period during which the services 2004 - Present were provided Description of service provided 247 support for large IBM systems and dozens of Dell servers. This account just recently added some HP Proliant servers. This reference was chosen because they are a large governmental organization in California and we have been supporting them for many years. Complete Sacramento County project description. At Sacramento County STG maintains over 12,500 pieces of equipment and responds to over 175 hardware maintenance calls each month. Sacramento County provides a monthly Report Card to STG that shows how well we are performing against our Service Level Agreements. Our cumulative report for the last eight years is included below. According to Sacramento County, over the last 20 years that they have been keeping records, no vendor has ever scored 100% before. STG is very proud of our record at Sacramento County, and this is quite typical of the level of service that we provide to our customers. Page 5 of 27 25C-59 Exhibit B SIGNATURE TECHNOLOGY GROUP Data Center Solutions Professionals In the report below there are two primary compliance timeframes, the time to respond to each call (MTTRD) and the time to repair each issue (MTTRE). As you can see, STG scored in the almost perfect range and responded to over 16,000 on-site service calls. What is even more compelling is that the response time for Category I is only 15 minutes and the repair time for Category E and F (all servers, including HP Proliant systems) is only 4 hours. That means all issues were resolved and the equipment repaired within 4 hours, or the call was considered to be a failure. Furthermore, many of their most critical devices are under an uplifted maintenance timeframe with STG. About 100 Win-tel servers must be repaired within 2 hours of receipt of the call, or that call is considered a failure. As you can see, STG has almost a perfect record of success, even against these extremely tight timeframes. MTTRD (Respond) MTTRE (Repair) Total % MTTRD % MTTRE Category A 120 109 121 99.17% 90.08% Category B 347 337 348 99.71% 96.84% Category C 7 7 7 100.00% 100.00% Category D 4 4 4 100.00% 100.00% Category E 122 121 122 100.00% 99.18% Category F 983 976 984 99.90% 99.19% Category G 12121 12095 12134 99.89% 99.68% Category H 446 437 446 100.00% 97.98% Category l 227 227 234 97.01% 97.01% Category K 388 386 388 100.00% 99.48% Category L 1295 1278 1297 99.85% 98.54% Totals 16060 15977 16085 99.84% 99.33% STG won the contract in late 2002 and started on January 1, 2003. Due to the County's procurement policies this contract was put out for re-bid in 2008 and the County once again chose STG to be their support vendor. 8. Essential Requirements A. Equipment Covered The vendor must disclose in writing in its proposal any model of equipment identified by the City as part of its current inventory for which the Vendor will not provide the full range of services included in this RFP and/or would terminate all or part of service prior to the end of the term of the agreement. (ref: section 2.1.1.1) Accept X Decline No exceptions Page 6 of 27 25C-60 Exhibit B SIGNATURE TECHNOLOGY GROUP Data (enter Solutions Professionals The city may add and/or remove equipment from the coverage of the agreement with 15 days prior written notice (i.e. letter, fax, or email.) (ref: section 2.1.1.2) Accept X Decline No exceptions B. Break-Fix Simply put, if something covered under the agreement breaks, the City expects the Vendor to return it to at least manufacturer's original equipment specifications within the time frame defined in the agreement. (ref: section 2.1.2.1) Accept X Decline Except in the cases of acts of God or intentional abuse as are commonly defined by industry standards. STG will return the equipment to 100% functionality but there may be a charge if the root cause was one of the reasons listed above. These issues are extremely rare but we wanted to be thorough in our response. C. Support Services Help desk phone support must be available 24x7x365 and not have a wait time over 15 minutes to speak to a support engineer. (ref: section 2.1.3.1) Accept X Decline No exceptions Help desk assistance for the City's efforts in self-help. This consists of advice on new configurations, new hardware configurations and troubleshooting issues while waiting for an onsite engineer to arrive. ( ref: section 2.1.3.2). Accept X Decline No exceptions D. Service Requests The City must be able to initiate a request for support 24x7x365. (ref: section 2.1.4.1) Accept X Decline No exceptions Service requests can be submitted to the vendor via toll-free phone number and via web. (ref: section 2.1.4.2) Accept X Decline No exceptions The City shall assign the level of severity to each service request (ref: section 2.1.4.3) Accept X Decline No exceptions STG encourages the City to assign a level of severity to each service request. It is STG standard practice to do the same. The City shall determine when a service call has reached Close-Out. Only at this time can the ticket be deemed completed. (ref: section 2.1.4.4) Accept X Decline No exceptions E. Staffing Vendor's staff to work on the City site must be able to pass a Santa Ana Police Department background check (ref: section 2.1.5.1). Accept X Decline No exceptions Page 7 of 27 25C-61 Exhibit B SIGNATURE TECHNOLOGY GROUP Data Center Solutions Professionals The City reserves the right to not accept or to have a service staffer removed for any reason. (ref: section 2.1.5.2) Accept X Decline No exceptions F. Parts All parts must be new and built to original equipment specifications. Any exceptions require prior written approval from the City. (ref. section 2.1.6.1) Accept X Decline No exceptions If it is the Proposer's intention to use remanufactured or recertified parts as part of their maintenance and service for City equipment, the Proposer must identify that parts replacement approach in their written proposal (ref. section2.1.6.2) Accept X Decline One exception STG uses only new parts as long as they are available. The only case in which we would use remanufactured parts is if the parts are no longer being made because the City chooses to continue to operate some systems beyond the date when the OEM makes new parts. Only under those circumstances will STG use remanufactured parts. In that case, STG always requires the parts to be recertified and tests the parts before using them in a customer's equipment. Upon request, the City will make available to the Vendor on-site storage space for some Vendor spare parts storage. If a Proposer is interested in this option, they need to provide an explanation of how inventory control would be handled for on-site stored spare parts. (ref. section 2.1.6.3) Accept X Decline No exceptions The STG approach to providing good computer hardware maintenance for our customers is to pre- purchase critical spares and have them available on-site or in a local warehouse. STG certifies that it has access to sufficient inventory levels of specific parts to support the City's equipment in accordance with RFP's Service Level Agreements (SLAB). Only new OEM parts or parts equal in performance to new parts shall be used in repairs. New OEM parts will be used for all repairs as long as they are available. Replacement parts will be at equal revision level to the part being replaced. Parts, which have been replaced, shall become the property of STG, except those designated by the City as possibly containing confidential information. STG has an extensive inventory of computers and spare parts stored in our national warehouses in Phoenix, AZ, and at strategic locations throughout the nation. We essentially have a warehouse near each of our large customer's main sites. A portion of the inventory consists of equipment and parts identical to the equipment at the City. STG is recognized internationally, as a source of spare parts and equipment for many companies as well as end users. All spare parts are changed to the correct revision level and fully tested prior to shipment to our local warehouse or the site. No attempt is made to repair failed boards on-site. Our experience suggests that on-site repair, while less expensive to STG, distracts the field engineers from their mission to keep the system available for use and may result in poor quality repairs. Page 8 of 27 25C-62 Exhibit B SIGNATURE TECHNOLOGY GROUP Data Center Solutions Professionals Initial stocking and reorder levels are set at a base line determined by equipment population and dynamically adjusted continually based on ongoing usage statistics. Once inventory levels for a part fall below the reorder point threshold, a reorder is placed automatically. This process saves time and prevents the delays and errors that can occur with manual purchasing processes. As a result of the diversity of equipment types available to customers in today's environment, STG has established relationships with many OEM's, manufacturers, VAR's, distributors, and parts vendors to purchase replacement parts or machines from. Who STG purchases from is dependent upon the age of the equipment and whether or not it is still in production or still supported by the OEM. Most parts purchases are from the OEMs as long as the part is still available from them. STG utilizes several strategic parts stocking locations across the US with our main warehousing and testing facilities located in Phoenix, Arizona. Parts are also stocked on every customer site based on Service Level Agreements, equipment population, equipment configuration, equipment model types as well as data on historical failure rates of parts where it is available. Management and maintenance of STG inventories are enhanced by the use of Service Parts Planning software tools integrated with our suite of automated systems. Parts movement: EMERGENCY For same day or next day requirements STG uses the following services depending on the severity: UPS Red Federal Express P1 Next Flight Out (STG is an authorized shipper by the TSA and there is a flight every 30 minutes from Phoenix to one of the nearby LA airports) Mach 1 Air Freight I-Cat Air Freight Courier Services (Depending on Location) Air Charter Services (Depending on Location) EXPEDITED For delivery times required within 1 to 3 days STG uses UPS or Federal Express expedited services. STANDARD For normal stock parts replenishment requirements of 3 to S day delivery times, STG utilizes UPS, Federal Express or USPS ground services. Page 9 of 27 25C-63 Exhibit B SIGNATURE TECHNOLOGY GROUP Data Center Solutions Professionals Through a combination of having most critical spares already in our warehouse and our ability to rapidly get additional parts to the site, STG has a complete plan for providing the replacement parts that are needed quickly and efficiently. STG has a very sophisticated approach to selecting the spare parts that we store in our local warehouse. Because we have been supporting almost all of the same equipment for other customers, we have a breakage pattern stored in our automated systems. This allows us to see what spare parts have actually been used previously, which is a very good indicator of what will be needed in the future. We use this information to build a baseline of spare parts that are shipped to our local warehouse at the beginning of the contract. We augment this initial set of spares with those components that can result in a system being hard down. This is generally power supplies, controllers, etc., which can be single points of failure. Finally, we will work with the City to determine your most critical devices and ship in additional spares and whole unit replacements for these systems, since they would have the most detrimental effect on your production if/when they have problems. Spare parts will be in place on the effective date of the contract. G. Invoicing The Vendor must provide the City with a monthly invoice detailing specific services provided by the Vendor and for which the Vendor seeks payment (ref: section 2.1.7.1) Accept X Decline No exceptions STG will submit an invoice to the City on a monthly basis and there will be a spreadsheet that accompanies each invoice showing the full list of equipment that was supported for the period of the invoice. Any additions or deletions will be clearly noted, as well as any partial month's billing based upon inventory changes that occurred during the month. The sum of that spreadsheet will cross foot to the amount on the invoice so the City will clearly see the basis for our contracted maintenance charges. For those months when any Time and Material (T&M) services were performed, there will be a separate invoice for each instance that is accompanied by a detailed Service Order report that shows specifically the parts that were used and the labor hours/charges for the repairs. Each T&M invoice will be expected by the City because STG will provide a written quote prior to performing any of the repairs and will get an approval from the City to proceed for the stated amount. STG can assure the City that there will be no surprises when our monthly invoices arrive, but if there are questions we will be happy to provide detailed explanations for all of our billing if requested to do so. The format and details of the invoice will be agreed upon before any billable services can begin. (ref: section 2.1.7.2) Accept X Decline No exceptions Page 10 of 27 25C-64 Exhibit B SIGNATURE TECHNOLOGY GROUP Data Center Solutions Professionals STG will be able to match the City's requested invoice format with no problems and we will insure that we cover this item as part of our project kickoff at the very beginning of our maintenance responsibilities. H. Sub-contracting The Vendor may not subcontract any part of the services under this agreement or use non- employees to perform those services without the prior expressed written approval of the City. (ref: section 2.1.8.1) Accept X Decline No exceptions 9. Vendor's Service Strategy In an effort to better understand your firm's service strategy, the City has identified some specific interest areas. Please provide a brief description of your firm's approach, procedures, or methods to each of the following. In addition, supply a short response to each of the City's questions relating to the interest area. Service Request Procedures A. Service Request Procedures (ref: Section 2.2.1) i. How would the City initiate a request for service? A simple call to our maintenance center will start the process, putting you in touch with our Dispatch Center. Our Dispatch Centers are staffed around the clock. We have two of them, both located in Phoenix, AZ. They provide redundancy so you are always able to place service calls and speak to a live dispatcher. We do not have a response tree that must be navigated (push 1 for this, or 2 for that...), instead our dispatcher answers the phone after only a few rings, and says, "STG, may I help you?". STG also offers multiple electronic methods to open a service request, including a web portal, email or fax. All of these options funnel into our Dispatch Center and the same approach is followed regardless of the method that our customers choose to open a service request. To open a service call only a few key pieces of information need to be communicated. We do not keep our customers on the phone for long, and our web portal has only a few mandatory fields that must be submitted. Our philosophy is that your technical team should be able to request service from STG in a very short period of time, and then get back to their core duties. Once you place a service call, STG will perform all of the activities from that point forward to resolve the problem. After the call is made, STG will contact the person designated in the service request within 15 minutes and establish an ETA for the on-site work that needs to be done. Our service technician will show up on time and perform all of the diagnostic efforts that are necessary and proceed with the repairs as quickly as possible. Page 11 of 27 25C-65 Exhibit B SIGNATURE TECHNOLOGY GROUP Data Center Solutions Professionals ii. How would a service request be closed out? When a call is completed, the technician will notify the appropriate/designated City of Santa Ana personnel via the approved method (you let us know whether that is via email, phone call or personal visit). When the City personnel agree that the problem has been resolved, then we will close the call in our system and with your Help Desk. If the City personnel to do not agree that a problem has been fixed to their satisfaction, then we continue to work on the issue until it is completely resolved. When the City approves, then our on-site technician will notify STG, detailing all of the work that was done and the parts used, so that our Dispatchers can enter the information in our Service Order records. In the event that the City of Santa Ana should decide in advance of work being done that it wishes to cancel a service request, a call to STG's service desk will be all that is necessary. B. Help Desk (ref: section 2.2.2) i. Explain the Vendor's held desk service strategy. STG operates a Service Desk, since we are in the business of servicing our customers. Our strategy in establishing our Service Desk and operating it around the clock is to provide the best support possible to our customers in the shortest period of time. To do that, we have put some of our best and most experienced technicians on the Service Desk and that is who the City will primarily communicate with regarding the problems that are encountered. The implementation of this strategy results in shorter wait times for our customers and each problem is assigned to a Service Desk member who 'owns' that problem until it is resolved. This means each communication with the City will be moving the issue toward resolution, since the Service Desk analyst from STG will have all of the prior knowledge about the service request from the very beginning of the issue. This is in sharp contrast to other company's implementation of a Help Desk where the customer is the only point of continuity and the customer often finds themselves explaining to the Help Desk what steps have already been taken to resolve a particular issue. The STG outlook on servicing our customers is we do what needs to be done in accordance with our customers' timeline and schedule. For example, the City will set the severity of each service request. The City can also specify when the most convenient time would be for our local technician to come on- site and complete the repairs. Our strategy is that we put the customer in the driver's seat and we take direction from you, which we think is the way it should be. Page 12 of 27 25C-66 Exhibit B SIGNATURE TECHNOLOGY GROUP Data Center Solutions Professionals ii. Does the help desk staff do more than take customer requests for service? If so, explain. STG operates a Service Desk which is staffed by highly experienced and professional hardware/software support specialists who have an average of 10+ years in the industry. Our Service Desk operates around the clock and the professionals that the City would be speaking with will be able to immediately help the City with a wide range of issues. All of our Service Desk staff hold multiple certifications, including A+, Network+, Security+, MCP, as well as specific vendor certifications including HP certifications. The City will be assisted to whatever level is needed on each individual call by the personnel on our Service Desk. iii. What is the expected wait time during regular business hours and after hours? The typical wait time is measured in seconds, not minutes. There is little difference in the wait time between peak hours and after hours because we have sized our staff appropriately. STG does operate our Service Desk on a priority triage basis so the higher severity calls get priority when needed. iv. Where is the help desk physically located? STG's Service Desk is virtual but all of the personnel are located within the US and their native language is English. Due to the virtual nature of our delivery model, no weather problem, power outage or phone issue can disrupt our ability quickly communicate with our customers when they need support. v. What is the knowledge level of the help desk staff? We believe that our Service Desk model is unique in the industry. The STG view is to make our most knowledgeable staff immediately available to our customers so service requests can be closed as quickly as possible. By taking this approach, STG is able to quickly assess each situation and expertly determine the most probable cause of the problem and the correct solution. As a result of this philosophy, STG has an extremely knowledgeable Service Desk staff that will be able to intelligently communicate with the City on each problem that is encountered and work through the issues quickly to the most appropriate resolution. vi. Do the help desk staff have technical certifications? If so, explain Yes, collectively our Service Desk staff holds the following certifications: CompTIA A+, Server+, Network+, Security + Microsolft MCSE, Networking, Windows, Systems Engineer Page 13 of 27 25C-67 Exhibit B SIGNATURE TECHNOLOGY GROUP Data Center Solutions Professionals Dell PC, Dell Server, Dell Desktop, Dell Notebook, Dell PowerEdge, Dell Printer, Dell PowerVault, Dell PowerConnect, Dell Blade, Optiplex, Precision, Latitude, Inspiron, Memory, Networking, Wireless Networking, Minitower, Switches, etc. HP HP9000 Server, HP Printers, HP Servers, Desktops, Workstations, Notebooks, HP Network Printer Management, HP Basic Networking, HP Wireless Networking, HP Intro to StorageWorks, HP Tape Backup Solution, HP Admin Windows Server, HP Security of IT Prof, HP Spam and Spyware, HP Virus Protection, HP Firewall, HP MS Exchange Server, HP Network Attached Storage, and HP Network Administration, Compaq Server, Compaq Desktop/Workstation, Compaq Portables HP Firewall Basics, StorageWorks, DEC AlphaServer 8200/8400, Blade Server Maintenance, etc. IBM RS6000 p-Series, IBM AS/400 i-Series, IBM Mainframe z-Series, IBM Netfinity x-Series, IBM 3494/3584 tape library, IBM 2105 Shark, IBM 9391/92/94/95, IBM 3745/46, 4381, 3090, 2105, FastT, Models 550, 55A 285, 720, 451, 575, 595, 590, IBM PC, Printers, Desktops, Mobile Systems, etc. Sun Certified Systems Administrator, Solaris System Performance, Solaris System Administration and Advanced System Administration, Sun Systems Fault Analysis, SunFire, Sun Ultra Cisco Network Associate, LAN/WAN, Routing, Switches STG has an active training and certification program and each of our technicians and Service Desk staff have quarterly goals to continue their education. As a result, this list of certifications will continue to grow over time. One of the guiding factors for our training is the list of equipment that we are supporting for all of our customers, so if we are fortunate enough to win this bid for the City, our Service Desk staff will insure that their certifications match with your equipment. vii. Does the help desk staff have access to HP bug logs, problem fix records and technical documents? Yes, completely. 1. STG has established an HP Partnership with an outlet ID of 03457300001. 2. With this HP partnership ID, we can tap into HP's Channel Services Network located at http://h30125.www3.hp.com/csn/?hpp, and get Bug Fixes, Resolutions, Software, Service Manuals and Configurations. 3. With this HP partnership ID, we also get access to HP's Business Center Operations (BCO) for HP Certifications under its Partner Portal located at http://h20375.www2.hp.com/portal/site/publicpartner- portal/menuitem.92ad b114d98ecc78f24af950f8039e01/ 4. We can also call HP for limited phone support and HP will guide us to whether a particular issue is software and/or hardware failure and email to us their analysis. Page 14 of 27 25C-68 Exhibit B SIGNATURE TECHNOLOGY GROUP Data Center Solutions Professionals viii. Does the help desk staff have the experience to engage in interactive troubleshooting of complex events with the City's technical staff? If so, is this a regular part of the Vendor's help desk service? Yes. Our Service Desk personnel understand that the equipment that we are maintaining does not operate in isolation at our customer's sites. It is necessary to understand the whole environment and what forces may have contributed to the problem that is being experienced. Our Service Desk staff have learned over the years not to jump to conclusions or to have tunnel vision, but instead to discuss with our customers, in an intelligent fashion, all of the events that may have impacted each particular situation. Our Service Desk staff's many years of experience will prove to be a very value asset to the City and your technical team will enjoy the interaction with our Service Desk staff, because it will be helpful and to the point. ix. How would the Proposer compare their help desk service to that of HP's Contract Support Due to our unique position of being a subcontractor to HP for their outsourcing centers, we have multiple interactions with the HP help desk every day. We firmly believe that our Service Desk is far superior. Our Service Desk personnel areas knowledgeable as those from HP and we are able to give our customers more personalized service. x. What is the knowledge level of the help desk staff? We believe that our Service Desk model is unique in the industry. The STG view is to make our most knowledgeable staff immediately available to our customers so service requests can be closed as quickly as possible. By taking this approach, STG is able to quickly assess each situation and expertly determine the most probable cause of the problem and the correct solution. As a result of this philosophy, STG has an extremely knowledgeable Service Desk staff that will be able to intelligently communicate with the City on each problem that is encountered and work through the issues quickly to the most appropriate resolution. C. Escalation Procedures (ref: section 2.2.3) What are the procedures for regular business hours and after-hours escalation? The STG escalation policy and procedures are outlined in the answer following this one, but the procedure from the City's perspective is the same during regular business hours and after-hours. STG operates around the clock and the operations management and executive managers at STG are all available to the City at any time of the day or night via their cell phones. The cell phone numbers will be Page 15 of 27 25C-69 Exhibit B SIGNATURE TECHNOLOGY GROUP Data Center Solutions Professionals given to the City shortly after contract award and you are free to contact the management team at any time that you feel the need to escalate a particulate issue. Twice daily, STG account and operations management meet to review all open service calls. Each call is reviewed for activity and resolution. Management is able to make real time decisions on any service calls that need special attention and determine if additional technical support is needed or if the call should be escalated to the next priority level. Each call received by STG is given a severity rating. STG applies a Sev1-Sev3 rating to each call, Sev1 being the most severe. Under a Sev1 rating, all STG technical and operational resources are applied. Upper operations management remains involved until the call is resolved. A Sev1 call may require transporting additional personnel and or parts to the City's site as well as escalation to the OEM. STG has many procedures in place to ensure that we repair your equipment as quickly as possible. We have a very rigorous escalation procedure that all of our support staff follows, to make sure that all calls are closed as quickly as humanly possible. STG's standard procedure is to escalate any non-remedied situation that affects system performance on a two (2) hour basis after the initial maintenance attempt. Each subsequent escalation step (see Figure 1) occurs after a two (2) hour time period has elapsed without the problem being resolved. The information provided here is our standard procedure, but these timeframes will be accelerated based upon the 6-hour fix Service Level Agreement (SLA) that we have with the City of Santa Ana. What level of Vendor's management are involved in escalations and how? If the cause of the problem/malfunction is not determined within two (2) hours or less after repairs begin, the assigned support specialist notifies his manager and an Incident Manager is assigned to help gather all of the resources that would be helpful on this particular issue. The Incident Manager is also responsible for effective and thorough communications between STG and the City of Santa Ana. If after an additional two (2) hours or less time has elapsed and the problem is still not resolved, the Centers of Expertise (COE) Platform Owner is notified of the problem and contributes their product specific expertise. The third level technical escalation point is to assign the Subject Matter Expert (SME) with the most experience on the failing device or piece of software, from the COE matrix. This individual typically has 10+ years on the exact software/device that needs repairs, so their contribution to the problem is extremely helpful. Should a Sev1 situation exist where a component or device is out of service a ("RED ALERT" situation), the STG Incident Manager will become actively involved. The Incident Manager will work with the site personnel, the SME, and the Director of Operations to formulate and implement an appropriate action plan to effectively resolve the problem. The Incident Manager is responsible for managing all information to and from all parties involved. Page 16 of 27 25C-70 Exhibit B SIGNATURE TECHNOLOGY GROUP Data Center Solutions Professionals A "RED ALERT" situation demands the attention of all STG resources necessary to solve the problem in the most efficient manner. This may include replacing the failing unit with an installation ready major unit. The major unit will be supplied by STG at no additional cost to the City of Santa Ana. Those familiar with the problem of getting the OEM to supply such replacements appreciate this service. Supplemental On-Site Headquarters Support includes activating and transporting additional technical resources from corporate headquarters or from another field location to the site at no additional cost to the City of Santa Ana. OEM Technical Support includes obtaining and transporting needed OEM (HP) specialists to the site at no additional cost to you. The STG Incident Manager presents all action plans to the appropriate the City of Santa Ana personnel. The plan will be implemented in such a manner as to minimize the negative impact on customer's production schedule. Signature Technology Group. Inc. Escalation Process Critical Problem Management 24 Hours per Day 365 Days per Year Site Based Customer Service Engineer TECHNICAL MANAGEMENT Escalation Path 11 Escalation Path First Escalation Two Hours After Maintenance Attempt incident Manager i Operations Director Second Escalation Four Hours After Maintenance Attempt COE Platform Owner ?' Major Aocounts Manager Third Escalation Six Hours After Maintenance Attempt 1 VP Of Operations Experts Fourth Escalation - RED ALERT Eight Hours After Maintenance Attempt N Technical President Signature Support Technology Group The escalation procedure diagram uses the abbreviation of COE, which stands for our Centers of Expertise. This is a service delivery model that leverages multiple system and platform expertise within our organization. The Centers of Expertise are established for Platforms/Product lines to provide a Page 17 of 27 25C-71 Exhibit B SIGNATURE TECHNOLOGY GROUP Data Center Solutions Professionals vehicle for communicating technical expertise, accelerating problem resolution, researching technical information, and to develop technical expertise to the highest level possible. All of this results in much faster resolution times for our customers. The Centers of Expertise that we have identified at STG are as follows: -Dell Intel Servers - HP / Compaq Intel -HP Midrange -IBM Intel Servers -IBM Mainframes & RISC - Printers -Sun -Tape Library -Call Home -SAN & Networking - H P9000 -IBM INFOPRINT3800,3900,4000,2105 It is the intention of this type of model to assist in the diagnosis and resolution of high priority service calls and to assist in generally difficult service issues. Putting this model in place provides the entire organization with access to additional technical expertise to resolve service issues in a timely manner. Each of these Centers of Expertise will consist of a Platform Owner and a team of 3-4 people (SMEs - Subject Matter Experts). This is a virtual team lead by the Platform Owner to communicate technical information, mentor others in their technical expertise and to quickly assist the organization when specific expertise is needed. Platform Owner Responsibilities: ¦ Identify the specific strengths of team members. ¦ Identify and maintain certifications within the team where necessary. ¦ Help to develop their team members in furthering knowledge of their particular hardware platform ¦ Acquire additional resources such as documentation, diagnostics and special tools. ¦ Conduct "virtual team" meetings on a regular basis. Page 18 of 27 25C-72 Exhibit B SME Responsibilities: ¦ Participate actively within their hardware platform team. ¦ Maintain current certifications where necessary. ¦ Lend support when asked. ¦ Take initiative to keep up to date on the specific platform. ¦ Mentor others as necessary to resolve repair issues quickly. D. Parts availability (ref: section 2.2.4) How would parts availability be measured? The STG approach to providing good computer hardware maintenance support for our customers is to pre-purchase critical spares and have them available at a local warehouse or on-site. Our goal is to have 95% of optimum replaceable units (ORUs) in a nearby warehouse. This will allow our on-site technicians to close the majority of our service requests almost immediately after the diagnostic phase is complete. Due to the 6-hour fix requirement of this contract, STG will pre-purchase and place on-site more spares than the typical contract for your inventory of equipment. Obviously waiting overnight for parts delivery would put our repair times beyond the 6-hour SLA. How available would parts be? STG certifies that it has access to sufficient inventory levels of specific parts to support the City of Santa Ana's equipment in accordance with the solicitation's Service Level Agreement (SLA). STG is currently supporting all of the exact same models of equipment for other customers, so we know that parts are readily available for these systems from multiple sources. STG will insure that the parts that are needed for the repairs to your equipment are on-site when they are needed to meet or exceed the 6-hour fix requirement. Given our spare parts modeling capabilities and our ability to get spares to your site from our major warehouses in Phoenix, STG is confident that we will have the right parts at your facility when they are needed on a consistent basis. What if a part is not readily available? STG has multiple sources for all parts that we use in our repair business. Our logistics team is excellent at finding replacement parts and we have a very large network of trusted vendors that we rely upon. It is rare that we encounter a situation where we can't find an HP part in a matter of just a few minutes, particularly since the City is running 'mainstream' equipment. However, in the unlikely event that a specific part is out of stock in all locations, then we have various alternatives that we could employ. For instance, if it is a hard drive in a RAID array, then we can Page 19 of 27 25C-73 Exhibit B SIGNATURE TECHNOLOGY GROUP Data Center Solutions Professionals substitute the same speed drive but with a larger capacity and the array will use the appropriate amount of space. If a small piece of a larger component is not available, we will replace the entire component, even though this may be more expensive for STG. STG has time tested procedures in place to secure parts not in its inventory. In the unlikely event the parts will take more than six hours to arrive, STG agrees to notify the City of Santa Ana as soon as possible and give an ETA for the part. As documented previously, if a part needs to be couriered to the site on a Next Flight Out (NFO) basis STG will do that at no additional cost to the City. E. Staffing (ref: section 2.2.5) i. Is a primary responder designated? Yes. STG will assign a primary technician who will respond to the majority of service requests. If he is unavailable, there will be a local backup who will respond quickly and who will be familiar to the City's environment. ii. How many staff and with what skills would be assigned to provide services to the City? STG always assigns three technicians to each account, which insures that immediate service will always be able to be provided. The vast majority of service calls will result in the same primary technician coming on-site to perform the repairs. This creates operational efficiency as the STG technician and the City staff grow to create a cohesive working environment. Plus, the STG service technician will have firsthand experience with service incidence at the City over the history of the account. STG has included two resumes that show the certifications and experience of the technicians that we hope to assign to the City account if we are fortunate enough to be awarded this contract. If additional certifications are necessary, it will be STG's responsibility to gain them quickly, completely at our expense. The backup technician will come on-site to repair the City's equipment if the primary technician is not available. The backup technician would have similar skills and capabilities as will the third level technician. It is our intention to have the primary technician respond to 98%+ of the incidents at the City. iii. How would the competence of the Vendor's staff be established? Our benchmark for our technical staff's capabilities is measured and reviewed on an ongoing basis. It is a combination of multiple factors that collectively demonstrate each technician's ability to resolve our customers' problems. Some of the factors that go into this evaluation are: Page 20 of 27 25C-74 Exhibit B SIGNATURE TECHNOLOGY GROUP Data Center Solutions Professionals • Their technical skills, as demonstrated by the training and certification that they complete • Their customer communications skills as demonstrated through customer feedback • Their efficiency in resolving service requests, as demonstrated by the number of service calls closed and the time to close each one • Their written communications skills, as demonstrated through the information they record in our service tracking system about each call closed • Their ability to take direction and make improvements when told to do so by STG management • Customer feedback regarding their on-site demeanor and professionalism At any point that STG operations management determines that an improvement is needed in our staff's competence an action plan will be developed and communicated to the individual technician. Goals will be set with timelines and regular follow-up will insure that the improvements are made in the time allotted. STG has a merit pay increase system in place that gives higher salary raises to those service technicians who are deemed to be more skilled in accordance with the grading system outlined above. Given the financial incentives involved, our technical team is properly motivated to do their best at all times. STG understands that it is not our customer's responsibility to measure or grade our technician's competence, but if the City would like to provide STG with your feedback we would be glad to hear from your perspective and take corrective action if it is warranted. iv. What skills will be provided? The assigned service staff will have many years of experience as a field service technician and will have HP certifications on the equipment that is running at the City. Their skills will include: • Proper and systematic troubleshooting of all problems reported to insure that the correct faulty component has been identified • Ability to read internal error logs so the history of a problem can be fully understood • Training, experience and skill in the replacement of all parts of all systems in the City's inventory • Thorough understanding of microcode and its impact of proper hardware maintenance • Very good familiarity with the operating systems that run on the servers that we are supporting • Excellent customer communications skills, both verbal and written • Excellent architectural understanding of the systems that we are supporting • A willing attitude that is based on a service mentality • A true team member that operates as an extension of the City's technical personnel Page 21 of 27 25C-75 Exhibit B (STG) that we want to work with you in all different ways to make your ongoing computer hardware maintenance as easy as possible. v. What would be the availability of on-site engineers and help desk engineers? The City will have a dedicated STG support specialist who will come on-site immediately after notification of a problem and repair the equipment in six (6) hours or less. This on-site support is available on a 24x7 basis. Our Service Deck engineers are also available to the City at any time on a 240 basis and they are prepared to help with any issues on an immediate basis. STG understands that time is of the essence in a support contract and we respond immediately to our customers' requests for service, both over the phone through our Service Desk, and in person with a knowledgeable, local service specialist. vi. How would the service staff be trained and certified on existing equipment and any new equipment? STG has access to all of the web-based HP training and certification processes and we take advantage of that to train our service staff on the recommended support techniques for the City's equipment. The online certification process is fee based and STG pays for all of our technicians to take these tests and get certified. As an example, a copy of a recent HP certification exam is included to show that just a few days ago one of our service technicians passed the test on the support of the HP MSL2024 and HP4048 tape libraries. In addition, STG has all of the HP service publications for the equipment listed in the RFP and we always follow the OEM guides when performing our repair services. As HP introduces new equipment and/or new models of existing equipment, if there is new or supplemental training created by HP then we will have access to it. For any new equipment that the City may purchase in the future, STG will insure that your assigned technicians take the web-based training and pass the online HP tests to become certified before performing any service on these new devices. STG hopes to have periodic dialogues with the City to understand your future purchase decisions so we can get a head start on getting our technicians certified. vii. How long will it take for the service staff to reach full competence on new equipment? STG is confident that we can have your service team trained and certified on new equipment in a matter of just a few days or possibly a week, since the training and certification is all online and web-based. Page 22 of 27 25C-76 Exhibit B SIGNATURE TECHNOLOGY GROUP Data Center Solutions Professionals Because of our technicians' in-depth understanding of the HP product line our staff typically only needs to study a new system for a few days and then they can pass the HP certification tests on their first attempt. viii. What type of oversight and quality control is provided to field staff and help desk staff? STG has a Director of Western Operations (Dave Rickon) who is based in Sacramento and the service technicians who would maintain the City's equipment would be supervised by Dave. He would make regular trips to Santa Ana starting with monthly visits and once he was convinced that your support was running smoothly he would then only visit on quarterly basis. However, he will electronically monitor all service calls for timeliness of response and repair as well watch the spares inventory to insure that the on-site warehouse is kept at optimum spares depth. Dave is available to the City on a 24x7 basis via his cell phone. Our Service Desk personnel report to our Service Desk manager who is Mike Finley. Mike's sole function is to actively manage and monitor the Service Desk activity and he is excellent at his job. We actually receive very positive feedback from our customers on the operation of our Service Desk and the quality of timeliness of the support that they provide. The STG Quality Management Policy is designed to provide the highest quality service in a timely manner to ensure success. To achieve this goal we have a Quality Management System in place where we have defined and documented operational processes and procedures within all functional areas of our business. Our Quality Management System incorporates the best practices from quality methodologies incorporated in ISO, Deming, and ITIL. Our quality process and procedures are a result of providing high quality, timely service to our client for over two decades. We have defined processes in place, which are reviewed on a regular basis to continuously provide the most responsive service to our clients. Our Quality Plan includes defined processes and procedures as outlined below. For each of these areas we have identified a system owner to oversee the process and make suggestions and improvements, as our business requires. Our management team reviews all process improvements and is committed to continuously improving the quality of the services that we provide. The quality of the staff and the ongoing monitoring of the quality work that the assigned staff produces is the responsibility of the respective managers as documented above. STG is extending the option to the City to interview and select candidates that meet your criteria the best. If you would like to do that, we would be very pleased to setup multiple interviews for each position (primary, backup and third-level on-site support technician). Page 23 of 27 25C-77 Exhibit B SIGNATURE TECHNOLOGY GROUP Data Center Solutions Professionals There are a number of quality metrics for this type of work. Here is a list of just a few of them: • Number of successful problem resolutions on the first call • Average/min/max time on the phone with a customer each month • Average/min/max hold time for a customer to speak with the Help Desk • Average/min/max call depth • Average/min/max on-site response time for hands-on resolution • Average/min/max on-site repair time for hands-on resolution • Cost for hardware repairs on a monthly basis and trend analysis • Number of devices serviced multiple times in a given period • Web-based quality feedback mechanism from the user community • Trend analysis on calls to the Service Desk (going up or down) • Many others STG will collect these metrics and analyze them on a regular basis. We will be looking for a positive trend over time starting with the 'as is' situation when this contract starts. STG is dedicated to regular reviews of our processes and procedures to identify areas that require improvement. Our management team is always looking for areas where we can improve and provide our customers with the highest quality service. Many of our process improvement initiatives are employee driven as a result of all employees being committed to providing the highest possible customer satisfaction in all areas of our business. F. Service Level Agreement Is there a system of severity levels used to triage support requests? Yes. See section C -Escalation Procedures above. Each call received by STG is given priority rating. STG applies a Sev1-Sev3 rating to each call, Sev1 being the most severe. Reflecting their commitment to SLA, does the Vendor pay refunds for missing service levels? This is an excellent question and STG hopes that the City will place a significant weight to each vendor's response. It easy to promise good service, but when asked to back it up with financial penalties most companies won't do that. STG is willing to establish meaningful financial penalties for our failure to provide the service as documented in this RFP. Page 24 of 27 25C-78 Exhibit B SIGNATURE TECHNOLOGY GROUP Data Center Solutions Professionals 10. Proposers are encouraged to explain other aspects of their service strategy that they feel differentiate their ability to provide quality and timely maintenance services to the City. (ref: section 2.2) There are a number of areas where STG's experience and focus on IT systems maintenance sets us apart from most (if not all) support organizations. 1. We have been successfully fulfilling computer hardware maintenance contracts with a 6-hour fix or faster for over eight (8) years. If a company has never worked under these very fast SLAB in the past they don't have the experience, appreciation or procedures to understand how this changes the maintenance strategy completely. STG fully grasps the implications of a 6-hour fix SLA and we will put the necessary elements in place to be successful. 2. Asa company, STG is completely focused on the mission on providing high quality, responsive service to our hardware maintenance customers. We do not resell equipment or engage in other business ventures that can take away our management's focus on our core business; which is providing exactly the type of services that are described in this RFP. 3. We enjoy a very unique working relationship with HP that goes to some very high levels within the HP organization. As a longterm trusted service provider to HP we have consistently lived up to their very high service standards and offered them support prices that are the best in the industry. Put another way, HP has searched for the best maintenance vendor that they could find and they have chosen STG repeatedly. That should send a strong signal to the City that we have been thoroughly vetted by HP and found to be a partner they trust to service some of their most critical customers. 4. We are just the right size to do business with. We are large enough to provide all of the services that the City requires, but we are small enough to work with easily and bend our procedures to do things the way that the City would like to see them. 5. Asa company we have current hands-on experience with all of the exact same models that are listed in the RFP. This should be proof positive that we can successfully repair these systems if we are chosen to be your service provider. Page 25 of 27 25C-79 Exhibit B z SIGNATURE TECHNOLOGY GROUP Data Center Solutions Professionals SECTION 2b. Pricing Form 11. Identify your firm's ability to support each maintenance service level listed below, any exceptions, any alternatives, proposed pricing and any and all other associated charges. Maximum Phone Response Time 15 minutes Maximum Response Time 3 hours Return-To-Service Time 6 hours Condition of System at Intermediate Period of Time Not applicable Vendor can and will support these maintenance service levels Yes Identify any exceptions No exceptions Alternatives (explain) No alternatives 12. Multi-Year Discount. The City seeks pricing for an initial agreement term of three (3) years. Proposers must provide pricing which is fixed by specific model of equipment for this initial term. (ref: section 2.3.2) Term of agreement for Data Center Support Pricing Discount Describe how three (3) year term pricing would be different and Maintenance from on-year pricing (e.g. discount, etc. 3 years No Yes X Multi-year discounts are available for prepaid support-to be negotiated, not currently included in the pricing submitted. 13. Customer Loyalty Discount. The City seeks pricing for each of two optional additional one-year terms. (ref: section 2.3.3) Term of agreement for Data Center Support and Maintenance Pricing Discount Describe how additional one-year term pricing would be different from single year pricing (e.g. discount, etc.) Two optional additional one-year No Yes X Multi-year discounts are available for terms prepaid support-to be negotiated, not currently included in the pricing submitted. 14. Complete the following table to identify proposed pricing. STG has separated our pricing submission and included it in separate tab of this proposal. We hope this makes it easier for the City to view our pricing. 15. Explain the method that your firm proposes to set the price for additional models of equipment not identified in any original agreement. (ref: section 2.3.4) STG has created our pricing based upon a discount off of HP list post-warranty pricing. As new models of equipment are purchased by the City, STG will use that same discount percentage to create our Page 26 of 27 25C-80 Exhibit B SIGNATURE TECHNOLOGY GROUP Data Center Solutions Professionals support pricing for those devices. This approach guarantees that our pricing will stay consistent for the entire term of the contract. 16. Identify any and all charges that the City would be subject to from your firm under an agreement to provide the City with Data Center support and maintenance (ref: section 2.3.5) The line item pricing shown in our Cost Proposal is all that the City will need to pay to STG to have all of the equipment listed repaired any time that they experience a hardware problem. This price includes all parts, labor, overtime, travel, shipping, warehousing, management, etc. If there are no changes to the inventory at the City then the monthly charges shown in our price submission will be all that is invoiced on a monthly basis to receive all of the services as outlined in this RFP. The City is free to add or subtract equipment from this contract and the monthly prices will go up and down in accordance with those changes in the equipment to be supported. The only other charges would be as a result of specific Time and Material tasking from the City for STG to perform services outside of the scope of this contract, such as upgrade a system, or repair a system that is not on contract. Finally, if any of the problems are caused by Acts of God or intentional misuse or abuse of the systems then STG reserves the right to charge for those repairs. This only happens in very rare instances and the City and STG would discuss these situations before an invoice was sent. This policy is in line with standard industry practices for computer hardware repair. Page 27 of 27 25C-81 Exhibit B APPENDIX A (Continued) 14. Complete the following table to identity proposed pricing. Pricing Table: Proposed Pricing for Maintenance/Support for City Data Center Hardware Proposal Response Form Proposed Monthly Pricing for Initial 3-year Term Proposed Monthly Pricing for First Optional 1st year Term Proposed Monthly Pricing for First Optional 2nd year Term Model Description PE2950 Dell Poweredge 354.00$ 354.00$ 354.00$ TQ810LL/A Promise V-Trak E-Class 580.80$ 580.80$ 580.80$ TQ812LL/A Promise V-Trak J-Class 464.40$ 464.40$ 464.40$ ZOE7 Apple Controller 85.20$ 85.20$ 85.20$ 403321-1321 BladeSystem c7000 Enclosure 97.20$ 97.20$ 97.20$ 447707-1321 ProLiant BL460cG1 144.80$ 144.80$ 144.80$ 404707-621 ProLiant BL480cG1 38.80$ 38.80$ 38.80$ 308724-001 Proliant DL360G3 31.90$ 31.90$ 31.90$ 367007-405 Proliant DL360G4 27.10$ 27.10$ 27.10$ 382147-405 Proliant DL360G4p 54.20$ 54.20$ 54.20$ 389831-405 Proliant DL360G4p 189.70$ 189.70$ 189.70$ 399524-1321 Proliant DL360G5 178.20$ 178.20$ 178.20$ 435944-001 Proliant DL360G5 118.80$ 118.80$ 118.80$ 457924-001 Proliant DL360G5 59.40$ 59.40$ 59.40$ 459960-005 Proliant DL360G5 59.40$ 59.40$ 59.40$ 490666-001 Proliant DI-360G5 59.40$ 59.40$ 59.40$ 484184-621 Proliant DL360G6 25.80$ 25.80$ 25.80$ 301111-001 Proliant DL380G3 299.40$ 299.40$ 299.40$ 333704-001 Proliant DI-380G3 49.90$ 49.90$ 49.90$ 333705-001 Proliant DL380G3 49.90$ 49.90$ 49.90$ 349201-001 Proliant DL380G3 399.20$ 399.20$ 399.20$ 371293-405 Proliant DL380G4 213.00$ 213.00$ 213.00$ 383891-405 Proliant DL380G4 298.20$ 298.20$ 298.20$ 391835-1321 Proliant DL38OG5 383.40$ 383.40$ 383.40$ 433524-001 Proliant DL380G5 85.20$ 85.20$ 85.20$ 433525-001 Proliant DL380G5 42.60$ 42.60$ 42.60$ 459584-005 Proliant DL380G5 85.20$ 85.20$ 85.20$ AG771A Proliant DL380G5 351.20$ 351.20$ 351.20$ 494329-621 Proliant DL380G6 369.60$ 369.60$ 369.60$ 201203-001 Proliant DL580G2 92.90$ 92.90$ 92.90$ 202176-001 Proliant DL580G2 185.80$ 185.80$ 185.80$ 325134-001 Proliant DL580G2 92.90$ 92.90$ 92.90$ 262586-1321 IP KVM 3x1x16 151.00$ 151.00$ 151.00$ AF602A IP KVM 4x1x16 31.90$ 31.90$ 31.90$ P4639AV Netserver LP2000r 50.40$ 50.40$ 50.40$ City of Santa Anna 25C-82 Page 28 Exhibit B APPENDIX A (Continued) 14. Concluded Proposal Response Form Proposed Monthly Pricing for Initial 3-year Term Proposed Monthly Pricing for First Optional 1st year Term Proposed Monthly Pricing for First Optional 2nd year Term J1470A Rack mount Flip-up KBD/Monitor 24.40$ 24.40$ 24.40$ 221546-001 Rack mount Flip-up KBD/Monitor TFT5600 29.60$ 29.60$ 29.60$ AG052A Rack mount Flip-up KBD/Monitor TFT7600 12.20$ 12.20$ 12.20$ AJ926A StorageWorks 2012i Modular Smart Array 79.20$ 79.20$ 79.20$ AJ750A StorageWorks 2012i Modular Smart Array 28.00$ 28.00$ 28.00$ 302970-621 Storageworks MSA30 175.60$ 175.60$ 175.60$ 364430-1321 Storageworks MSA50 175.60$ 175.60$ 175.60$ 418800-621 Storageworks MSA70 153.20$ 153.20$ 153.20$ AG117A Storageworks MSL2024 52.90$ 52.90$ 52.90$ AJ037A Storageworks MSL4048 361.20$ 361.20$ 361.20$ 190211-001 Storageworks 4354R 740.60$ 740.60$ 740.60$ C9529CB Surestore Tape Library 2/40 LVDS Ultrium 427.90$ 427.90$ 427.90$ City of Santa Anna 25C-83 Page 29 Exhibit B iUs C 0 U U N ' f l l T I F It ... . . . . .. . . . . . > a syWOy? ? r N n r N N N n r O LL 3gyC ? ? ??L ?"@ @?L€ '?" ? @ g' ??@ L? €'el'? @@ &?g '@@ g'€'€' ?+ ? 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NN ?N c Z BE ? m.? _ ? $$ Q Y Q y k O Q o U V g'? a 25C-85 SIGNATURE TECHNOLOGY GROUP Data Center Solutions Professionals CARMELO GRECIA Summary • Accomplished Senior Hardware Specialist with 12+ years experience in Data Center Operations and Call Centers for both public and private entities. • 12+ years of progressive computer/network/hardware operations experience in challenging organizations with mixed mainframe and server environment including, Intel Based Servers, AS400, OS2, ZOS, VAX, ALPHA, UNIX, PASCAL and COBOL. • 10+ years providing Help Desk support to thousands of users worldwide, earning a solid reputation for productivity, complex problem resolution and professionalism for all Intel Based Computers, Xerox based Printers, HP Ink jet technologies, IBM Dot Matrix Shuttle Printers, Bell and Howell and Fujitsu volume scanners. • Excellent communication and diagnostic skills with rarely escalate issues and 100% turn-around time. • Proactive self-starter known to initiate process and system improvements to increase system stability and staff productivity. Certifications Dell DCSE Coma ASP HP Printer Tech HP Accredited Platform Specialist CompTIA A+ Com TIA Network+ I-Net+ SCSA 1 MCP HP CSA HP US IBM SAN IBM PC Architecture DEC Alpha Server HP Laptop, Desktop, Servers; HP Accredited Platform Specialist Compaq Laptop and Desktop; Compaq Accredited Platform Specialist STG Certified IBM zOS 2097 and 2098, AS400, P and X-Series Mainframes, Midrange, Blades, Distributed Servers, DEC Alpha Server 8200/8400, RISC 6000, 3494 Tape Library VTS Sun Certified System Administrator Solaris 8 Microsoft Certified Professional Page 1 of 4 25C-86 Exhibit B SIGNATURE TECHNOLOGY GROUP Data Center Solutions Professionals Work History 2005-present Signature Technology Group Technical Services Specialist Senior Customer Service Engineer Provide Data Center Hardware Engineering/ Incident Management, Technical Service Management services for STG's customers throughout California (multiple city and county locations) and nationwide. Services delivered include: • Problem analysis through effective troubleshooting techniques • Rapid repair of systems through board level replacement • Very effective customer communications of issues and resolution of problems • Effective parts management process to insure accurate stock on hand As a result of my dedication and expertise have: • Multiple commendations from customers and managers for great work and professionalism. • Accurately and efficiently diagnosed all service issues with a very high first attempt close percentage • Leveraged extensive experience in multiple operating environments including mainframe connectivity and security, Windows NT/2000/XP, UNIX/LINUX, OS2/zOS/AIX, workstations and distributed servers 2000-2005 Spherion/Agilent Technologies Senior IT Consultant Successive career progression through IT Hardware Technician to Lead IT Hardware Technician to Lead Hardware/Software Engineer to Senior Hardware Specialist/IT Consultant Provided last line desktop technical consultation and resolution for Agilent's Global Help Desk system supporting 10000+ employees throughout the U.S. and overseas. Primarily troubleshot Compaq/HP Server hardware, software and connectivity issues for a mixed UNIX, Windows, and mainframe environment for senior Agilent managers and VPs for equipments mentioned above. Additionally managed junior technicians, Help Desk, expense processing, e-procurement, SLAs, SOWs, rollout/migration projects for Spherion Technologies. Achieved highest levels of productivity, handled over 200 calls per week avg. 50+ calls daily. Promoted to assume additional responsibilities as Technical Advisor providing expert guidance to Global Help Desk Staff. Page 2 of 4 25C-87 Exhibit B SIGNATURE TENNOLOGY GROUP Data Center Solutions Professionals Provided special assistance such password security, intrusion detection, and data retrieval and archiving to key departments including HR, Lab PhDs, and Senior Executives and VPs for Windows and UNIX systems. Independently designed rollout, image, backup and migration scripts using Ghost, saving Agilent 50% in cost for time and materials for servers and desktops. Worked industriously on weekends providing sole support for international and remote key employees, mostly VPs. 1999-2000 CompuCom/Nortel Networks Help Desk Analyst Managed Help Desk ticketing system for Nortel Networks' satellite sites consisting of 20 Windows NT Servers and 6 UNIX Sun print servers interconnected through Cisco routers for 5000+ employees. Investigated and resolved performance issues demonstrating strong diagnostic skills across multiple platforms. • Provided after hours support for Network, Help Desk and NT Client/Server environments. • Managed key deliverables, SOWs, SLAs for Nortel Networks. Education and Training CompTIA A+ Certification, I-Net+, Network + Canada College Computer Technician Program - Certificate of Completion DPEC, Inc Negotiating, A+ Certification: Networks, Windows 98, Investing Fundamentals, Netscape Navigator 4.0 Hewlett-Packard 23 courses in HP Server, Laptop/Desktop, Storage & LAN Canada College ?? Dynamic HTML: JavaScript Mastery Level IBM PC Institute PC Architecture ...r....... .. x ._... « Cisco Systems Networking Cisco/Sun Academy Academy - OICW Prometric/Sun Microsystems Sun Certified System Administrator Solaris 8 Microsoft Microsoft Certified Professional Compaq Accredited Platform Specialist - Desktop / Workstation, Portables Specialization IBM "SAN Fundamentals of Storage Attach Networks Ohlone College ? Computer Science OICW Cisco/Sun Administration Academy Page 3 of 4 25C-88 Exhibit B SIGNATURE TE NNOLOGY GROUP Data enter solutions Professionals Fnidnmpnt and Rnftwarp Bell and Howell scanner All Compact/HP Proliant InRange 3632 lines , IBM 8000+ lines, and All Server lines including Blade ESCON 9032 lines, HBAs, Fujitsu Volume Scanner Servers Jellybeans. models. Large format scanners Intel based Desktop, Laptops, SUN SPARC 5, and 6800 10 1280 DEC VAX and Alpha Servers and Mobile devices, 32/64 bit , , StorEdge Disk Arrays Servers, and X/86-type StorageTek Tape computers Libraries All Dell Power Vault, Power IBM DTS, LTO libraries, 3494, Dell 2500 PERC Edge Server lines RISC 6000, AS400s, zOS, Controllers OS2, IBM 2096, 2097 and EMC Clariion, Centera, 2098, IBM p-Series, Power Symmetrix Series Servers, x-Series All Brocade Switches Servers HP 9000, e3000 Server lines, CISCO Switch 2900, MDS All HP, Xerox, Lexmark, DTS, and ATL tape libraries 9000 lines, 2XXX series Dell, Epson, Canon, Routers Tectronix, Zebra dot Aruba Wi-Fi Controllers matrix, thermal laser, Linksys, Netgear, Wireless LAN plotter, and ink jet printers including 4224s, 4247s, 2105s, Infoprint business printers Scanners, including Bell & Windows Server, Windows NT, StarOffice, MS Office, Howell, Fujitsu, Canon and Unix, Linux, HP-UX, Solaris, Firefox, IE, Netscape, Kodak Flash, HTML, PHP, WSH, Java, XML PERL, Shell, FTP, VPN, RAS, DOS scripting, Ghose, VMware, Veritas, SAN, NAS, RAID, Remedy, VNC, Liberum Page 4 of 4 25C-89 Exhibit B SIGNATURE TECHNOLOGY GROUP Data Center Solutions Professionals Certified Opp,messional Chad E. Hutto Summary I have worked in Information Technology for over 10 years. I have always been able to work without supervision due to my commitment to excellence. I have been responsible for maintaining servers, laptops, workstations and networking equipment for STG's largest customers. Certifications • CompTIA A+ • CompTIA Server+ • Microsoft Certified Professional • Hewlett Packard Accredited Platform Specialist for Proliant DL/ML Servers • HP Accredited Platform Specialist for Commercial Desktops, Workstations and Notebooks • HP Accredited Platform Specialist Blade Systems • HP Accredited Platform Specialist for Mobile Computing • Dell Certified Systems Engineer for all Dell servers, portables, desktops, printers • Dell PowerEdge, PowerVault, Printer, PowerConnect, Desktop, Notebook, Policies and Procedures Work History 2007-Present Signature Technology Group Field Service Engineer • 1 support all hardware located at client's data centers including: all servers, laptops, workstations and storage equipment • The position requires 24/7/365 on-call status focusing on production servers • 1 also support numerous other data centers across the nation • 1 work the Service Desk to support via phone all hardware at multiple client data centers. The positions entails detailed note keeping on all open calls, coordination of parts orders and delivery and sourcing capable technicians guaranteed to arrive at the site during the scheduled service window. • 1 am a member of STG's "Center of Expertise Team" as platform owner for HP/Compaq Intel supporting other STG technicians. Page 1 of 2 25C-90 Exhibit B SIGNATURE TECHNOLOGY GROUP Data Center Solutions Professionals 2005-2007 RadioShack Corporation Executive Support LAN Technician • Supporting top executives and their administrators 24/7 • All aspects of corporate hardware and software and connectivity • Repair and maintenance of laptops • Manager of two technicians for all corporate laptop warranty repair cases 2000-2005 RadioShack Corporation LAN Technician • Hardware and software second level support. • Creating corporate laptop images for Windows 2000 migration on campus and remote • Configuring, testing, and deploying wireless network for LAN roll-out • Configuring and maintaining laptops through LAN and dial-up connections via NT and Novell based network • Install and support MS Windows NT 4.0, 2000 Professional, XP, 98 and 95 Experience • Windows 95, 98, NT Server/Workstation 4.0, 2000 Advanced Server/Workstation, XP, MS-DOS versions 2.1-6.22 Operating Systems, Norton Ghost, Dameware and many more • Dell, Compaq, Toshiba and IBM laptop/desktop troubleshooting, configuration and repair • Windows 2000 migration planning and implementation • Microsoft Office Suites • Network planning, implementation, troubleshooting and maintenance for wired and wireless networks • Pascal programming • AutoCAD Versions 10 through 14. Intergraph Microstation Version 5 • 1999 Southern Methodist University - Microsoft Certification Training School • 1994 Art Institute of Dallas - Associate Degree of Applied Science - Major: Computer Aided Drafting and Design. • 1991 Tarrant County Junior College - emphasis in Computer Sciences Page 2 of 2 25C-91 Exhibit B a N Z O V V) Q N V LL _O a. a o a- W ?UJ W N U G. V 0- < < m 0 0 (D s N U N O N ? E _N c U a O r U = Q = 2 U O 0 E U 25C-92 E 0 c - E O N V) o s ? O c ? aD O ?- U Q = E aD O U ? T N (D (D U U Ln U Q) N Q o CO 6 O O Q N E O ? C o O ° o ? c d O E O 0 o - O 2 2 C- o N o o ° O 3 Q 2 a Exhibit B ?Q N_ Z ?O u Ln ? w cn w E O ck: _0 C w T LL w N U a v Q Q x 0 0 N - cn C- s N U -0 N n a ? a? E O O s N O c C L Q- O ( WZ U `N - C: V -70 C) (D u 3 u l1 W = Q = 0 0 U Q0 O Q) E L? U 25C-93 E 0 0 c a? 0 E c (D O N 2 o N O D O °' v E O U L U U U C \N` W W Q - 0 O O E N p O o V c O a° rnc a o E U c ? 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O o 0 c u u t==o a V a tD « u ? 0 =m ?Z Z 25C-101 U X W SIGNATURE TECHNOLOGY GROUP Data Center Solutions Professionals REQUIRED PERFORMANCE STANDARDS AND PENALTIES FOR NON-PERFORMANCE The Acceptable Quality Level (AQL) shall be used as a measure to express the maximum deviation allowed from the established Agreement standard; which if exceeded shall be considered unacceptable performance. The AQL does not imply that the vendor may knowingly perform in a defective manner, but instead it implies that the City recognizes the fact that there exists an element of unintentional human error. If defective performance exceeds the standard as stated in the Required Performance Standards defined herein, a Contract Discrepancy Report shall be issued, a copy of which shall be provided to STG and other action shall be taken as the City deems necessary. Additionally, STG is required to correct the deficiency. The Required Performance Standards shall identify the key performance indicators of the Agreement and those shall be evaluated by the City to ensure that STG meets the Agreement Performance Standards. STG shall grant Monthly Maintenance Charge (MMC) credits to the City for STG's failure to respond timely, STG's failure to repair equipment timely and for equipment effectiveness level deficiencies. The MMC applies to each equipment item that is to be duly maintained by STG, and is defined as the fixed monthly/annual maintenance charge, as specified in Exhibit D - Asset List. Equipment item credits will be applied against the MMC for the applicable equipment item. STG shall accumulate response, repair and downtime information by equipment item and shall use the information to calculate MMC credits for each equipment item on a calendar month basis. The City will also accumulate response, repair and downtime information and calculate MMC credits. STG's records shall be subject to comparison with the City's records. STG shall itemize MMC credits due to the City, by equipment item; on each monthly/annual invoice (as the case may be) and reduce the invoice charges by the amount of the credits. STG shall apply MMC credits for any given month on that months' corresponding Invoice. If STG's maintenance personnel fail to arrive at the City site within the stipulated response time, STG shall grant a credit to the City equal to twenty five (25) percent of the MMC for all the equipment items that are inoperable due to a malfunction. In the event that the City notifies STG of the need for remedial maintenance service but defers STG's arrival, the deferred time will be deducted from STG's total response time before calculating any credits due to the City If STG's maintenance personnel fail to repair inoperable equipment within the stipulated repair time, STG shall grant a credit to the City equal to twenty five (25) percent of the MMC for all the equipment items that are inoperable due to the malfunction. In the event that the City defers STG's arrival or denies STG access to inoperable equipment or to other equipment required to complete the repair(s), the deferred and/or denied time will be deducted from the total repair time before calculating any credits due to the City. This provision does not apply to equipment that becomes inoperable due to the fault or negligence of the City. Page 4 of 5 2424 West Desert Cove Avenue, Phoenix, AZ 85029 • (800) 229-7900 • www.SignatureTechnology.com Exhibit D 25C-102 SIGNATURE TECHNOLOGY GROUP Data Center Solutions Professionals 4 The downtime hours for each equipment item shall be accumulated for the month and the total monthly downtime hours shall be applied to the table below to determine the credit. If the total monthly downtime hours for an equipment item equals or exceeds any of the downtime hours listed in the table below, STG shall grant to the City the corresponding MMC percentage credit. Downtime Hours (Equals or Exceeds) MMC Credit (Percentage of MMC) 12 hours 25% 19 hours 50% 24 hours 75% 40 hours 100% Monthly maintenance payments shall be determined by subtracting MMC credits due to the City from the MMC for each equipment item. Applicable credits include repair time credits, effectiveness level credits, and credits for failure to respond timely. If the MMC minus the MMC credits due for any item during any calendar month results in a negative figure, the total amount due to STG for that item is zero ($0.00). Page 5 of 5 2424 West Desert Cove Avenue, Phoenix, AZ 85029 • (800) 229-7900 • www.SignatureTechnology.com Exhibit D 25C-103 25C-104