HomeMy WebLinkAbout2012-043 - Amending the Conflict of Interest Codes of Certain City Agencies and DepartmentsRESOLUTION NO. 2012-043
A RESOLUTION OF THE CITY COUNCIL OF THE CITY OF
SANTA ANA AMENDING THE CONFLICT OF INTEREST
CODES OF CERTAIN CITY AGENCIES AND
DEPARTMENTS
BE IT RESOLVED BY THE CITY COUNCIL OF THE CITY OF SANTA ANA AS
FOLLOWS
Section 1. The City Council of the City of Santa Ana hereby finds determines
and declares as follows:
A The various offices agencies and departments of the City of Santa Ana
have maintained Conflict of Interest Codes pursuant to the Political
Reform Act of 1974 (California Government Code sections 81000 et seq.)
since the enactment of that law.
B The last comprehensive revision of the Conflict of Interest Code of the
various offices, agencies, and departments of the City is set forth in City
Council Resolution No. 2010-044 adopted September 20, 2010.
C Certain agencies and departments of the City now desire to amend the list
of designated employees in the Conflict of Interest Code set forth in
Resolution No. 2010-044.
Section 2. The persons holding designated positions defined in Exhibit A
attached to and made part of this resolution shall file statements of economic interest
pursuant to the requirements of the City's Conflict of Interest Code.
Section 3. The disclosure categories as defined in Exhibit B are attached to
and made a part of this resolution.
Section 4. This resolution shall supersede and replace Resolution No. 2010-
044.
Section 5. This Resolution shall take effect immediately upon its adoption by
the City Council, and the Clerk of the Council shall attest to and certify the vote
adopting this Resolution.
Resolution No. 2012-043
Page 1 of 10
ADOPTED this 1St day of October 2012.
APPROVED AS TO FORM:
Mayor
By: ' k
Sonia R. Carvalho,
City Attorney
AYES: Councilmembers: Alvarez, Benavides, Bustamante, Martinez,
Tinaiero, Sarmiento, Pulido (7)
NOES: Councilmembers: None (0)
ABSTAIN: Councilmembers: None (0)
NOT PRESENT: Councilmembers: None (0)
CERTIFICATE OF ATTESTATION AND ORIGINALITY
I, MARIA D. HUIZAR, Clerk of the Council, do hereby attest to and certify that the
attached Resolution No. 2012-043 to be the original resolution adopted by the City
Council of the City of Santa Ana on October 1, 2012.
Date: /1-414 - 2- Maria D. Huizar,
Clerk of the Council
Resolution No. 2012-043
Page 2 of 10
EXHIBIT A
CITY OF SANTA ANA
CONFLICT OF INTEREST CODE
DESIGNATED POSITIONS
2012-2014
This Conflict of Interest Code is adopted for the City of Santa Ana California pursuant to
the Political Reform Act of 1974 (California Government Code, Sections 81000 g.). It
consists of the model code set forth in Regulation 18730 of the Fair Political Practices
Commission, incorporated herein by reference, together with the following Appendix:
DESIGNATED EMPLOYEES / FILERS DISCLOSURE
CATEGORY
Elected Officials
Mayor
Councilmembers'
Office of the City Manager
City Manager
Assistant City Manager
Assistant to the City Manager
Deputy City Manager
Deputy City Manager for Development Services
Executive Director of External Affairs
Strategic Communications Manager
Consultants 2 1
Contract Planning Consultants 7
Contract Plan Check Services 7
Program Transit Consultant Manager 2,5
Office of the Clerk of the Council
Clerk of the Council
Office of the Citv Attorne
City Attorney ' 1
Chief Assistant City Attorney 1
Senior Legal Management Assistant 4
Senior Assistant City Attorney 1
Assistant City Attorney 1
Deputy City Attorney 1
Resolution No. 2012-043
Page 3 of 10
DESIGNATED EMPLOYEES / FILERS DISCLOSURE
CATEGORY
Communitv Development Aaenc
Executive Director of Community Development 1
Deputy City Manager for Development Services 1
Assistant Director of Community Development 1
Community Development District Manager 1
Economic Development Manager 1
Economic Development Specialist II 2,4
Economic Development Specialist II 2,4
Economic Development Specialist III 2,4
Employment Services Fiscal Specialist 4
Housing Authority Analyst 2,4
Housing Authority Coordinator 2,4
Housing Authority Operations Supervisor 4
Housing Division Manager 1
Housing Programs Analyst 2,4
Housing Programs Coordinator 2,4
Housing Specialist 1 2,6
Housing Specialist II 2,6
Loan Specialist 2
Management Aide 2
Management Analyst 2,4
Redevelopment Program Manager 1
Redevelopment Project Assistant 4,2
Redevelopment Project Manager 1 2, 4, 5
Redevelopment Project Manager II 2, 4, 5
Redevelopment Project Manager III 1
Residential Construction Specialist 2,5
Senior Community Development Analyst 2,4
Senior Housing Specialist 2
Senior Management Analyst 2,4
Senior Management Assistant 2,4
Senior Residential Construction Specialist 2,5
Workforce Specialist III 2,4
Workforce Specialist IV 2,4
Finance Manaaement Services Aaenc
Executive Director ' 1
Accounting Manager 1
Administrative Services Manager 1
Assistant Director of Finance Management Services 1
Budget and Research Manager 1
Business Tax Collector / Inspector 1
Buyer 3, 5, 7
Resolution No. 2012-043
Page 4 of 10
DESIGNATED EMPLOYEES / FILERS DISCLOSURE
CATEGORY
Central Services Supervisor 3
Corporate Yard Facilities / Fleet Services Mgr 3
Facilities Maintenance Superintendent 3,5
Financial Analyst 3
Fleet Equipment Supervisor 3
Information Services Manager 3
Revenue Supervisor 7
1
Senior Management Analyst 4
Storekeeper 3
Supervising AGGOUntant 4
Supervising Buyer 3, 5, 7
Treasury Manager 1
Treasury Services Supervisor 1
Fire Department
Coi--rre Chief
4
Deputy Ciro Chief 4
^
t
Ciro MaFsha4 4
Ciro Safety Analyst 6
Fire Safety SpeGialist e a
Firefighters (I Rdergrc) nd TnnLs\ ?6
r
Parks Recreation and Communitv Services
Executive Director 1
Administrative Services Manager 1
Community Services Manager 4, 5, 7
Senior Management Analyst 1
Zoo Manager 4, 5, 7
Personnel Services Department
Executive Director 1
Assistant Director of Personnel Services 1
Benefits Supervisor 4
Benefits. & Compensation Manager 4
Liability Claims Coordinato 4
Personnel Operations ManaW A
t
Risk Manager 1
Worker s Compensation Administrator 4
Workers Compensation Supervisor 4
Resolution No. 2012-043
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DESIGNATED EMPLOYEES / FILERS
Planning and Building Agency
Executive Director
Assistant Director of Planning and Building
Assistant Plan Check Engineer I
Assistant Plan Check Engineer II
Assistant Planner I
Assistant Planner II
Associate Plan Check Engineer
Associate Planner
Building Inspector
Building Safety Manager
Combination Building Inspector
Community Preservation Coordinator
Community Preservation Inspector
Community Preservation Manager
Community Preservation Technician
Deputy Building Official (New Construction)
Deputy Building Official (Plan Check)
Electrical Inspector
Electrical Plan Checker
Landscape Development Associate
Management Aide
Management Analyst
Part-time Permit Technician
Part-time Combination Building Inspector
Part-time Plans Examiner I
Part-time Plans Examiner II
Part-time Senior Planner
Part-time Associate Planner
Part-time Deputy Building Official (Plan Check)
Part-time Planning Technician
Permit Processor
Permit Supervisor
Permit Technician
Planning Technician
Planning Manager
Plumbing Inspector
Plumbing Mechanical Inspector
Principal Plan Check Engineer
Principal Planner
Senior Accounting Assistant
Senior Building Inspector
Resolution No. 2012-043
Page 6 of 10
DISCLOSURE
CATEGORY
2,7
2,7
2,6,7-
2,6,7-
2,7
2,6,7-
6
6
1
6
1
6
1
6
2,6,7-
2,6,7-
4,7
4,7
6
6
2,7
2,7
2, 6, 7
2,6,7
1
2,6,7
6
2 6, 7**
6
2, 6, 7
1
6
6
2,7
2 6, 7**
4
6
DESIGNATED EMPLOYEES / FILERS DISCLOSURE
CATEGORY
Senior Combination Building Inspector 6
Senior Community Preservation Inspector 6
Senior Electrical Inspector 6
Senior Electrical Systems Specialist 2, 6 ***
Senior Management Analyst 4,7
Senior Plan Check Engineer 2,7
Senior Planner 2, 6, 7 ****
Senior Plumbing / Mechanical Systems Specialist 2, 6 ***
Senior Plumbing Inspector 6
Supervisor of Inspections 2, 6, 7
Police Department
Police Chief 1
Jail Administrator 1
Police Administrative Manager 1
Police Captain 1
Police Communications Manager 4
Police Fiscal Officer 1
Police Lieutenant 1
Police Property & Facilities Manager 1
Police Records Manager 4
Police Systems and Communications Manager 1
Police Technology & Support Administrator 1
Public Works Aaenc
Executive Director 1
Administrative and Enterprise Services Manager 1
City Engineer 1
Contract Administrator 5
Construction Inspector 1 5
Construction Inspector II 5
Deputy City Engineer 2, 4, 5, 7
Principal Civil Engineer 2, 5, 7
Projects Manager 2-,7 1
Public Works Maintenance Manager 1
Senior Civil Engineer 2, 5, 7
Senior Engineer 2, 5,7
Senior Transportation Analyst 2, 5,7
Transit Program Manager 1
Water Resources Manager 1
Resolution No. 2012-043
Page 7 of 10
DESIGNATED EMPLOYEES / FILERS
DISCLOSURE
CATEGORY
Board / Commission Members
Community Redevelopment & Housing Commission Members 1
Environmental / Transportation Advisory Committee Members 1
Historic Resources Commission Members 1
Personnel Board Members 1
Planning Commission Members'
Workforce Investment Board Members 1
' The Mayor, City Council, City Manager, City Attorney, Executive Director of Finance
Management Services Agency, and Planning Commissioners file Economic Disclosure
Form 700 with the Fair Political Practices Commission per Government Code Section
87200.
2 City Consultants shall be included when the City Manager determines in writing that a
particular consultant is hired to perform duties that would constitute a "designated
position". Such written determination shall include a description of the consultant's
duties and, based upon the description, a statement of the extent of disclosure
requirements. The determination by the City Manager is a public record and shall be
retained for public inspection in the same manner and location as this conflict of interest
code.
Resolution No. 2012-043
Page 8 of 10
EXHIBIT B
CITY OF SANTA ANA
CONFLICT OF INTEREST CODE
DISCLOSURE CATEGORIES
Required filers must review Form 700 Schedules and complete forms as
mandated by the specific Disclosure Category designated.
Disclosure Category 1: Full Disclosure
Persons in this category shall disclose all applicable investments, business positions,
income, any interests in real property located in the City or within a two-mile radius
outside of the City limits, and, any interests in property owned or used by the City.
Disclosure Category 2: Decision Making Authority Affecting Real Property
Persons in this category shall disclose all applicable investments, business positions,
and income, including loans and gifts, from sources which engage in land development,
construction, or the acquisition or sale of real property, also reportable are all interests
in real property located in the City and within a two-mile radius outside of the City
limits or of any property owned or used by the City.
Disclosure Category 3: City-wide Purchasing Responsibilities
Persons in this category shall disclose applicable investments, business positions, and
income, including loans and gifts, from sources which provide services, supplies,
materials, machinery, or equipment of the type utilized by the City
Disclosure Category 4: Department/Division Purchasing Responsibilities
Persons in this category shall disclose all applicable investments, business positions,
and income, including loans and gifts, from sources which provide services, supplies
materials, machinery, or equipment of the type utilized by the designated employee s
agency, department, or division.
Disclosure Category 5: Public Works/Construction Projects Responsibilities
Persons in this category shall disclose all interests in and income from businesses
engaged in construction, landscaping, street repair, traffic signal installation or
modification or the supply of materials for any of the above.
Disclosure Category 6: Regulatory Power
Persons in this category shall disclose all appl
and income, including loans and gifts, from
regulatory, permit, or licensing authority of
department, or division.
icable investments, business positions,
any source which is subject to the
the designated employee's agency,
Resolution No. 2012-043
Page 9 of 10
Disclosure Category 7: Planning and Engineering
Persons in this category shall disclose all applicable investment, business positions,
and income, including loans and gifts, from any source engaged in engineering,
planning, and design services.
Resolution No. 2012-043
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