HomeMy WebLinkAbout25D - RFP AND AGMT - PARKING STRUCTURE OPERATOR201 w third street
201 west third street
201 w 3rd street
201 w 3rd st
3rd and broadway
third and broadway
3rd & broadway
third & broadway
REQUEST FOR
COUNCIL ACTION
CITY COUNCIL MEETING DATE:
NOVEMBER 19, 2012
TITLE:
REQUEST FOR PROPOSALS FOR
MUNICIPAL PARKING STRUCTURES
OPERATOR AND CONTRACT EXTENSION
FOR PARKING CONCEPTS INC.
CITY MANAGER
RECOMMENDED ACTION
CLERK OF COUNCIL USE ONLY:
APPROVED
? As Recommended
? As Amended
? Ordinance on 15t Reading
? Ordinance on 2"d Reading
? Implementing Resolution
? Set Public Hearing For_
CONTINUED TO
FILE NUMBER
1. Authorize the Community Development Agency to release a Request for Proposals for a
management contract for a parking operator to manage the four city-owned downtown
parking structures.
2. Authorize the City Manager and Clerk of the Coucil to execute the attached contract
amendment with Parking Concepts, Inc. of Los Angeles in an amount not to exceed $7,800
for a three-month period, subject to non-substantive changes approved by the City Manager
and City Attorney.
DISCUSSION
The City of Santa Ana owns and operates four parking facilities within Downtown Santa Ana. All
four facilities are multi-level parking structures and are vital in providing easily accessible parking
for the surrounding retail businesses and numerous visitors to this area. The parking structures
accommodate both transient and monthly patrons, as well as provide parking for numerous events
held throughout the year within the downtown.
The parking structures provide an initial impression to customers visiting Santa Ana; therefore, the
efficient operation of the parking structures and customer service are of primary importance. In
2007, following a Request for Proposals (RFP) process, a contract was awarded to Parking
Concepts Inc. (PCI) for the operation of four downtown city-owned parking garages. The current
operations agreement with PCI will expire on December 31, 2012 and all renewal options have
been exercised. On September 17, 2012, an action was presented to City Council to develop and
release an RFP for a municipal structures operator. The City Council motion was to continue
consideration of the matter until after the Property Based Improvement District (PBID)/Community
Management District (CMD) matter is resolved. However, since the the PBID/CMD matter is not
directly related to the release of a municipal parking structures operator RFP, staff is respectfully
requesting reconsideration of the matter at this time.
25D-1
RFP-Parking Structures Operator
November 19, 2012
Page 2
Staff recommends issuing a Request for Proposal to seek parking management companies
experienced in operating municipal parking structures. The attached Request for Proposals
(Exhibit 1) includes the proposed requirements of daily operations management of parking
structures, including, but not limited to: invoicing and collection of monthly fees, issuing validation
stamps, collecting parking fees, activation of monthly access cards, preparation of monthly
utilization reports, ongoing maintenance and equipment servicing, and providing adequate levels
of security. In addition to operating the day to day activities of the parking structures, the city is
seeking experienced parking management firms that will recommend and implement improvement
projects for the structures.
Due to the time delay in obtaining approval to release the RFP, staff is also requesting a three-
month amendment to the existing agreement (Exhibit 2) with Parking Concepts Inc. for continued
operations past their December 31, 2012 agreement, and will allow staff to complete the RFP
process. The selected consultant is expected to commence operations on April 1, 2013. The
extension also provide a smoother transition, if need be, from the current operator to the selected
operator.
FISCAL IMPACT
There is no fiscal impact for the release of the RFP. For the three-month extension amendment,
funds are available in the Downtown Parking Facilities account (no. 02718861-62300).
APPROVED AS TO FUNDS AND ACCOUNTS:
Nancy T. ?Jwards
Interim Ex utive Director
Community Development Agency
NTE/GPL/kg
Exhibit: 1. Request for Proposals
2. Amendment to Agreement
Francisco Gutierrez
Executive Director
Finance & Management Services Agency
25D-2
REQUEST FOR PROPOSALS
RFP 12-060
PARKING OPERATIONS AND MANAGEMENT SERVICES
DOWNTOWN PARKING FACILITIES
CITY OF SANTA ANA
Community Development Agency
20 Civic Center Plaza
Santa Ana, CA 92701
Gabriela P. Lomeli
Project Manager
(714) 647-5479 Office
(714) 647-5445 Fax
glomeli(&-santa-ana.org
KEY RFP DATES:
Issue Date:
Mandatory Pre-proposal Meeting:
Deadline to Submit Questions:
Response Posted on City Website:
Proposal Due Date:
Presentation/Interviews:
Projected Award Date:
Tuesday, November 20, 2012
Thursday, November 29, 2012 at 9:30 a.m.
Thursday, December 6, 2012 at 5:00 p.m.
Thursday, December 13, 2012 at 5:00 p.m.
Wednesday, December 19, 2012 at 4:00 p.m.
Tentative Week of January 28, 2013
Monday, February 18, 2013
City of Santa Ana Community Development Agency
Request for Proposals for Parking Operations and Management Services
EXHIBIT 1 Page 1
25D-3
NOTICE INVITING PROPOSALS
NOTICE IS HEREBY GIVEN that proposals will be received from qualified firms to provide Parking
Operations and Management Services. Responses to the Request for Proposals (RFP) will be
accepted until Wednesday, December 19, 2012 at 4:00 p.m. If further information is required, contact
Gabriela P. Lomeli at (714) 647-5479 or glomeli@santa-ana.org.
MAILED, DELIVERED BY HAND or COURIERED proposals will be accepted as follows:
City of Santa Ana
Community Development Agency (6th floor)
Attention: Gabriela P. Lomeli
20 Civic Center Plaza, M-25
Santa Ana, CA 92701
It is the responsibility of the proposer to see that any proposals submitted shall have sufficient time to be
received by the City of Santa Ana prior to the proposal due date and time. Questions regarding this
Request for Proposals shall be made in writing via e-mail to Gabriela P. Lomeli at glomeli@santa-ana.org.
The receiving time at the Front Desk of the City of Santa Ana Community Development Agency, 20
Civic Center Plaza, Santa Ana, CA 92701 will be the governing time for acceptability of proposals.
Late proposals will NOT be considered and will be returned to proposer unopened. Telegraphic,
electronic and facsimile proposals will not be accepted.
ONLY SEALED RFP RESPONSES ARE ACCEPTABLE.
DO NOT E-MAIL RFP RESPONSES
DO NOT FAX RFP RESPONSES
City of Santa Ana Community Development Agency
Request for Proposals for Parking Operations and Management Services
Page 2
25D-4
w
e
CITY OF SANTA ANA COMMUNITY DEVELOPMENT AGENCY
REQUEST FOR PROPOSALS FOR PARKING OPERATIONS AND MANAGEMENT SERVICES (RFP)
PAGE
1. INTRODUCTUION 6
II. PERIOD OF CONTRACT 6
III. OPTION OF RENEWAL 6
IV. FISCAL NONFUNDING CLAUSE 6
V. SCOPE OF WORK/SERVICES 7
VI. GENERAL INFORMATION 7
VII. COORDINATION 7
VIII. CONTRACTOR RESPONSIBILITIES 7
IX. INITIATION/KICK OFF MEETING 7
X. CITY BUSINESS LICENSE 8
XI. RULES FOR PROPOSALS 8
Xli. PRE-PROPOSAL MEETINGS 8
XIII. E-MAIL COMMUNICATIONS AND INTERPREPATIONS/CLARIFICATIONS 8
XIV. ADDENDA 8
XV.SUBMITTAL REQUIREMENTS INFORMATION AND DEADLINE 8
XVI. MINIMUM QUALIFICATIONS 8
XVII. SUBMITTAL REQUIREMENTS 9
XVIII. CONTRACTOR SELECTION - PROPOSAL AND EVALUATION 11
XIX. PUBLIC RECORDS 12
EXHIBIT A - SCOPE OF SERVICES 13
1. INTRODUCTION 13
A. LOCATION OF FACILITIES 13
B. CURRENT OPERATING SCHEDULES 14
C. HOURS OF OPERATIONS 14
D. CURRENT EQUIPMENT 15
E. PROPOSED STAFFING LEVELS 15
II. CONTRACTOR REQUIREMENTS AND RESPONSIBILITIES 15
A. PARKING OPERATIONS AND MAINTENANCE SPECIFICATION 15
City of Santa Ana Community Development Agency
Request for Proposals for Parking Operations and Management Services
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25D-5
B. CONTRACTOR PERSONNEL 16
C. CUSTOMER SERVICE 17
D. MAINTENANCE 17
E. PARKING ANALYSIS 18
F. REQUIRED CONTRACTOR IDENTIFICATION SIGNAGE 18
G. INSPECTIONS 18
H. SPECIFICATIONS 18
1. LOGS / NOTIFICATIONS / REQUIRED REPORTING 18
J. SUPERVISION OF CONTRACT AND MEETING WITH THE CITY 19
K. MATERIALS AND EQUIPMENT 19
L. ADDITIONAL SERVICES 19
III. DE FINITIONS 19
IV. TERMS AND CONDITIONS 19
A. TERM 19
B. CONTINUED FUNDING 19
C. COMPENSATION 20
D. INDEPENDENT CONTRACTOR 20
E. INSURANCE 20
F. HOLD HARMLESS / INDEMNIFICATION 21
G. NOTICE 22
H. TERMINATION 22
1. CONTRACTOR OPTION FOR TERMINATION 23
J. LIQUIDATED DAMAGES 23
K. EMPLOYMENT OPPORTUNITIES FOR SANTA ANA RESIDENTS 23
L. CONTRACTOR COMMUNITY EVENT PARTICIPATION AND PUBLIC 23
AWARENESS
M. COMPLIANCE WITH APPLICABLE LAWS AND REGULATIONS 23
N. ASSIGNMENT 24
0. JURISDICTION - VENUE 24
P. FINES 24
EXHIBIT A -1 FACILITY LOCATIONS 25
EXHIBIT A - 2 EXISTING EQUIPMENT 26
EXHIBIT A - 3 DRAFT PARKING MANAGEMENT AGREEMENT 29
EXHIBIT A - 4 PARKING FACILITIES MAINTENANCE SCHEDULE 30
EXHIBIT B PROPOSERS STATEMENT AND FEE SCHEDULE 33
EXHIBIT C ADDITIONAL INSURED ENDORSEMENT FOR COMMERCIAL 34
GENERAL LIABILITY POLICY
City of Santa Ana Community Development Agency
Request for Proposals for Parking Operations and Management Services
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25D-6
EXHIBIT D REFERENCES AND RELEVANT WORK HISTORY 35
EXHIBIT E PROPOSAL CONTRACT AND AGREEMENT - PROPOSERS 36
STATEMENT
EXHIBIT F PROPOSAL CONTRACT AND AGREEMENT - CERTIFICATION OF 37
NONDISCRIMINATION BY CONTRACTOR
EXHIBIT G NON-COLLUSION AFFIDAVIT 39
City of Santa Ana Community Development Agency
Request for Proposals for Parking Operations and Management Services
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25D-7
CITY OF SANTA ANA COMMUNITY DEVELOPMENT AGENCY
REQUEST FOR PROPOSALS FOR PARKING OPERATIONS AND MANAGMENT SERVICES (RFP)
1. INTRODUCTION
The City of Santa Ana is issuing this Request for Proposals (RFP) for Parking Operations and
Management Services for the operations, management and maintenance of four public parking
structures and one public surface lot that serve retail, restaurants, office and mixed use developments in
the Downtown area.
II. PERIOD OF CONTRACT
Unless earlier terminated as allowed for in the Agreement, agreement term shall be for a period of two
years. The agreement term is anticipated to commence after City Council award of this agreement and
upon receipt and approval of all required insurance documents. The projected agreement
commencement date is March 1, 2013 and may be adjusted as necessary.
III. OPTION OF RENEWAL
The term of this Agreement shall have provisions for three (3), one-year renewal options at the
discretion of the City and City Council approval unless the City notifies the Contractor in writing at least
thirty (30) days before the end of the initial term or any extended term, of its intent to terminate the
Agreement at the conclusion of the initial term or any extension. Time is of the essence in the
performance of services under this agreement
IV. FISCAL NONFUNDING CLAUSE
In the event sufficient budgeted funds are not available for a new fiscal period, the City shall notify the
provider of such occurrence in writing at least thirty (30) days before the end of the current fiscal period
and contract shall terminate on the last day of current fiscal period without penalty or expense to the
City.
V. SCOPE OF WORK/SERVICES
The scope of work may include any and all work efforts related to the Parking Operations and
Management Services per EXHIBIT A - SCOPE OF SERVICES.
The Contractor shall be an independent contractor capable of providing experienced, knowledgeable
and professional staff. The Contractor shall be responsive and maintain excellent working relationships
with city residents, businesses, government officials and City staff. The Contractor shall provide
adequate staffing levels at all times and adhere to established schedules. The Contractor shall be
knowledgeable of and comply with federal, state and local regulations, including but not limited to the
California Vehicle Code and the Santa Ana Municipal Code.
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25D-8
VI. GENERAL INFORMATION
A. The term of the contract will begin after the contract is awarded by the City Council.
B. When determined appropriate, the City will provide information in its possession relevant to
preparation of required information in RFP. The City will provide only the staff assistance and
documentation specifically referred to herein.
C. The Contractor shall be responsible for retaining data, records and documentation for the
preparation of the required information. These materials shall be made available to the City as
requested by the City.
D. This RFP does not commit the City to pay costs incurred in preparation of a response to this RFP.
All costs incurred in the preparation of the proposal, the submission of additional information and/or
any aspect of a proposal prior to award of a written contract will be borne by the respondent. The
City reserves the right to accept or reject the combined or separate components of this proposal in
part or in its entirety or to waive any informality or technical defect in proposal.
E. All data, documents and other products used, developed or produced during response preparation
of the RFP will become property of the City. All responses to the RFP shall become property of the
City. Proposer information identified as proprietary information shall be maintained confidential, to
the extent allowed under the California Public Records Act.
F. The City reserves the right to reject, replace and approve any and all subcontractors.
All subcontractor(s) shall be identified in the response to the RFP and the City reserves the right to
reject any subcontractor(s). Subcontractors shall be the responsibility of the prime Contractor and
the City shall assume no liability of such subcontractors.
VII. COORDINATION
Coordination by the awarded Contractor with the City, other contractors and agencies will be
required to achieve satisfactory and timely delivery of the required services. Coordination may
include, but not be limited to, coordination with impacted businesses, neighborhood and civic
groups, local and/or state agency boards, and attendance at City Commission and Council
meetings.
The City will decide the manner in which the coordination efforts will be conducted. At the City's
option, coordination efforts may be performed by the Contractor's direct contact, by the Contractor
acting through the City or by the City only. When coordination efforts require agreements, such
agreements shall be coordinated through the City.
VIII. CONTRACTOR RESPONSIBILITIES
The selected Contractor will assume responsibilities for all services in its proposal. The selected
Contractor shall identify a sole point of contact with the greatest knowledge in regard to parking
operations and management service operations and contractual matters, including payment of any
and all charges resulting from the Agreement.
IX. INITIATION/KICK OFF MEETING
The selected proposer will be required to meet with City staff prior to commencement of services or
at any time as required by the City, to discuss and agree on operational issues, including transition
of services and scheduling.
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25D-9
X. CITY BUSINESS LICENSE
The selected proposer shall be required to obtain a City of Santa Ana Business license within 30-
days of selection and must provide a copy to the City project manager or designee prior to
commencing any work in Santa Ana.
XI. RULES FOR PROPOSALS
The signer of the RFP must declare in writing that the only person, persons, company or parties
interested in the proposal as principals are named therein; that the proposal is made without collusion
with any other person, persons, company or parties submitting a proposal; that it is in all respects fair
and in good faith without collusion or fraud; and, that the signer of the proposal has full authority to bind
the proposer
(Exhibit H).
XII. PRE-PROPOSAL MEETING
A mandatory pre-proposal meeting is scheduled for Thursday, November 29, 2012 at 09:30 a.m. at
parking structure B located at 300 E. Fifth St. (meet at the southeast corner of 5, St. and Spurgeon St.).
The meeting will include a walk-through of the facility. All questions shall be required to be submitted in
written form to the Project Manager via email no later than 5:00 p.m. on Thursday, December 6,
2012. Responses to questions received by the deadline referenced above will be posted to the City's
Bids and RFPs page at http://www.santa-ana.org/finance/currentbidsandresults.asp by Thursday,
December 13, 2012.
XIII. E-MAIL COMMUNICATIONS AND INTERPRETATIONS/CLARIFICATIONS
To facilitate the RFP process, proposers are required to monitor and respond to e-mail requests within
48 hours. No oral interpretations will be made by the City to any proposer as to the meaning of
requirements identified herein, including the Scope of Service and Terms and Conditions. Every
request for such an interpretation must be made in writing via e-mail to the Project Manager no later
than 5:00 p.m. on Thursday, December 6, 2012. Significant interpretations or clarification will be
made by an addendum to this RFP, which will be posted to the website. Addenda may become part of
the agreement documents.
XIV. ADDENDA
If clarification or interpretation of this RFP is considered necessary by the City, a written addendum shall
be issued and the information will be posted on the City's website at http://www.santa-
ana.org/finance/currentbidsandresults.asp. It is the responsibility of each proposer to periodically check
the City's website to ensure that they have received and reviewed any and all addenda to this RFP.
XV. SUBMITTAL INFORMATION AND DEADLINE
Proposals are due to the City of Santa Ana, at the date, time and location set forth on the Notice
Inviting Proposals. Faxed and E-mail proposals will not be accepted.
XVI. MINIMUM QUALIFICATIONS
The following are the minimum qualifications to be considered as an eligible candidate to
City of Santa Ana Community Development Agency
Request for Proposals for Parking Operations and Management Services
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25D-10
submit a proposal for the requested services described in this RFP.
A. Proposers shall have at minimum of five (5) years recent experience operating a single public
pay parking lot or structure with a minimum of 400 parking spaces generating annual gross
parking revenue in excess of $350,000; and at least two (2) years experience in the last five (5)
years operating public pay parking lot(s) and/or structure(s) which generate annual gross
revenue in excess of $1,000,000.
B. Proposers shall have at least three (3) years continuous experience during the past five (5) years
in the operation and management of a public pay, multi-level parking structure which was open
at least 10 hours per day, five days or more per week.
C. Proposers key personnel must have a minimum often (10) years of experience as described in
the Attachment A - Scope of Work
D. Proposer must have an office location(s) within Orange County, CA.
XVII. SUBMITTAL REQUIREMENTS
The RFP is intended to assess and evaluate each firm's capabilities as they apply to the proposed
project. Each firm must address each of the following items in its response to the RFP.
A. Statement of Qualifications - In order to maintain uniformity, the Statement of Qualifications must
be limited to a MAXIMUM of 25 PAGES (excluding front and back covers). The page limitation
includes all appendixes, attachments and supplemental information. The following information is
required:
1. Cover Letter: A letter signed by a principal or authorized representative who can make legally
binding commitments for the entity.
2. Firm and Personnel Experience: A profile of the firm's experience, personnel and history relating
to the scope of work identified in Exhibit A. Include project description, year performed/completed
and client name with contact information including their telephone number. The Project
Manager/Principal Agent's contact information (e.g. Operation/Field Supervisor) for the proposed
work shall be identified and associates in-charge when Project Manger/Principal Agent is absent
as well as that of other key personnel. An organization chart identifying only those who will
perform work for the proposed project and their brief resume (if applicable). The Project
Manager/Principal Agent shall be the primary contact person to represent your firm and will be the
person to conduct the presentation, if invited for an interview.
3. Plans: Submit a narrative description for the following.
a. Management Plan:
i. The proposed management of the facilities including but not limited to staffing,
accounting and logistics.
ii. Projected pro forma.
iii. Detailed revenue control procedures.
b. Operations Plan:
i. Describe in detail the proposed operations plan of facilities including but not
limited to general operations, maintenance, security and staffing.
c. Transition and Implementation Plan:
i. Describe the steps to be taken to transition into the facilities and begin operations.
Include a time implementation schedule for the transition plan.
City of Santa Ana Community Development Agency
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25D-11
d. Facilities Improvement Plan:
i. Identify and describe improvements to be made, if any, at the parking facilities
(paint, signage, minor repairs, etc.)
ii. A timeline for the proposed improvements.
e.General Improvements/Recommendation Plan
i. Describe any improvements your company would propose to improve the facilities
overall, both physical and operational.
4. Labor Relations: Provide a response to the following questions:
a. Characterize your company's labor relations program and union representation.
i. Are the employees who will be staffing City facilities currently represented by a
recognized labor union or governed by a collective bargaining agreement?
ii. Which union or association is recognized?
iii. If there is a collective bargaining agreement, when is it scheduled to expire?
b. In the past 3 years, has the company been involved in any labor representation or
collective bargaining disputes with one or more labor organizations?
i. If so, further explain.
ii. Would any of those have an impact on the company's ability to carry out the City's
work if awarded the contract?
c. In the past 3 years, has the company been involved in any labor representation or
collective bargaining disputes with one or more labor organizations?
5. Human Resources: Provide a response to the following questions:
a. Describe your employee recruitment program (methods & process).
b. Describe your pre-employment personality testing used in recruiting, if any.
c. What has been the employee turnover experience for your personnel?
d.What are the three major reasons for turnover?
e. How many contract personnel, full time and part time, do you employ?
f. Employment Policies:
i. What are your pre-hire screening and testing procedures?
ii. Do you provide random drug test before and after hiring?
iii. What are your hiring and termination policies?
iv. What role do you see the City playing in the hiring and termination procedures?
6. Training Policies: Describe what company training programs you provide, the frequency of when
trainings are offered, the number of training hours provided to each employee, etc.
7. Staffing Policies: Provide responses to the following questions:
a.Will you recruit personnel for this contract differently from other standard parking
contracts? If so, how and why? What specific recruitment methods will be used?
b.With other parking companies advertising for employment opportunities, what will you do
to meet the city's needs?
c. List the wage rates and billing rates by type of position for each of the type of services to
be provided. Response must include the following:
i. Suggested beginning hourly wage for each position.
ii. A detailed description of all fringe benefits offered to employees.
iii. A detailed description of any employee incentive programs offered by the
company that rewards/encourages employee safety, productivity, excellent
customer service.
8. Financial Responsibility (Capacity):
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25D-12
a.Proposer shall submit its most recent audited financial statement, evidencing Proposer's
financial capacity to fully perform the required services, including provision of
equipment and personnel expenses over a 90-day period. If said financial statement
does not reflect full 90 day operational capacity, Proposer may include a letter of credit
as evidence of supplemental capacity
9. Submittal of Proposal:
a. Seven (7) copies of the response to the RFP shall be signed by a company
official with the power to bind the company.
b. One (1) copy of the submittal on a Compact Disc, USB Flash Drive or Equivalent.
c. Structure your proposal to include the Scope of Services response, General Time
implementation Schedule, Fees/Contract Price and Exhibits.
B. EXHIBIT B -PROPOSERS STATEMENT AND PROPOSAL ITEM PRICING
C. EXHIBIT C - ADDITIONAL INSURED ENDORSEMENT FOR COMMERCIAL GENERAL
LIABILITY POLICY (NOT REQUIRED UNTIL AFTER CONTRACTOR SELECTION)
D. EXHIBIT D - REFERENCES AND RELEVANT WORK HISTORY (PAST 20 YEARS)
E. EXHIBIT E - PROPOSAL CONTRACT AND AGREEMENT - PROPOSERS STATEMENT
F. EXHIBIT F - PROPOSAL CONTRACT AND AGREEMENT - CERTIFICATION OF
NONDISCRIMINATION BY CONTRACTOR
G. EXHIBIT G - NON-COLLUSION AFFIDAVIT
H. The proposal must be completely responsive to the RFP.
1. The City reserves the right to reject any or all proposals submitted and no representation is made
hereby that any contract will be awarded pursuant to this RFP or otherwise.
XVIII. CONTRACTOR SELECTION - PROPOSAL AND EVALUATION
The criteria for evaluating the proposals submitted will take the following items into consideration:
A. Qualifications and Company Experience ............................................................
30%
B. Proposed Plans (Management, Operations, Facilities Improvements, Transitional
and Implementation and General Improvements/Recommendation ......................... 30%
C. Fee Proposal ...............................................................................................
30%
D. Quality and Depth of Proposal ..........................................................................
10%
The proposals will be reviewed by a committee of City staff members. The committee will evaluate
Proposers based on their response to the RFP. A final score will be calculated for each submitted
proposal and used to rank the proposers. The most responsive proposers will be informed after
proposal packet evaluation. The committee will interview the top tier of proposers and recommend
award of the contract to the proposer who will provide the best quality service at minimum cost to the
City. The City reserves the right to negotiate pricing and for additional interviews. The City will notify
the successful firms by email of invitation for final oral interview and/or award.
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XIX. PUBLIC RECORDS
Proposals will become public record after award of agreement. Interested offerors may submit a
written request, with a self-addressed stamped envelope to receive results of the evaluation.
Proposer information identified as proprietary information shall be maintained confidential, to the
extent allowed under the California Public Records Act. Submit your request to, City of Santa Ana
Community Development Agency, Attn: Gabriela P. Lomeli, 20 Civic Center Plaza M-25, Santa Ana,
CA 92701.
City of Santa Ana Community Development Agency
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25D-14
CITY OF SANTA ANA COMMUNITY DEVELOPMENT AGENCY
REQUEST FOR PROPOSALS FOR PARKING OPERATIONS AND MANAGEMENT SERVICES
EXHIBIT A - SCOPE OF SERVICES
1. INTRODUCTION
The City of Santa Ana is issuing this Request for Proposals (RFP) for Parking Operations and
Management Services to operate and manage four downtown public parking structures and a public
surface lot located within the Downtown area (Exhibit A-1). The duties and responsibilities of selected
contractor will be to oversee daily operation and management of the facilities, including, but not limited
to: invoicing and collection of monthly fees, issuing validation stamps, collecting parking fees, activation
of monthly access cards, preparation of monthly utilization reports and maintenance. In addition, the
selected contractor will be required to operate and maintain all current equipment listed in Exhibit A-2
and any new equipment installed during the term of the Agreement. Currently, the City plans to upgrade
access controls and install roll down security gates at all vehicle entrances. As part of the Agreement,
the contractor will assist the City with the management of construction activity associated with the
equipment and security gate installation, and the orderly operation of the parking structures continuously
during the construction activity.
A. LOCATION OF FACILITIES:
Parking Structure A: Northeast corner of Broadway and Third Street
(440 spaces*) 201 West Third Street
Parking Structure B: South side of Fifth Street between Bush and French Street
(700 spaces*) 300 East Fifth Street
Parking Structure C: Northwest corner of Birch Street and Third Street
(400 spaces*) 310 North Birch Street
Parking Structure D: Southwest corner of Fifth Street and Main Street
(400 spaces*) 420 South Main Street
Surface Lot 1: Northeast corner of Bush Street and Third Street
(62 spaces) 201 East Third Street
*Approximate number, available space varies based on tenant utilization.
Each location currently accommodates both monthly and transient patrons with the exception of the
surface lot which at this time only services transient patrons. In addition, these facilities provide parking
for numerous events held in the Downtown. The surface lot may also be used to stage City approved
events. The City, through the Public Works Division, has plans to replace the existing access controls
and install security gates at all vehicle entrance points at the four parking structures. This project is
tentatively scheduled to go out to bid by the Public Works Division in late 2012 with a contract awarded
in early 2013. The Parking Operations Manager will assist the City with the management of
construction activity associated with the equipment installation, and the orderly operation of the parking
structures continuously during the construction activity. The City can request to have additional
locations not listed above be managed under this Operations and Management Agreement, subject to
additional fee.
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B. CURRENT OPERATING SCHEDULES (Subject to Change)
Parking Structure A: Operated seven days a week.
Parking Structure B: Operated Monday through Friday, Saturday after 6pm and Sunday if events
are scheduled.
Parking Structure C: Operated Monday through Saturday.
Parking Structure D: Operated Monday through Saturday, closed on Sunday. Currently, this is the
only facility with roll down gates that allows for complete closure of the
structure.
Parking Lot 1: Attended Monday through Saturday for revenue collection purposes. There is
not an attendant assigned to this location.
Current Holidavs Observed: lnarkina structure personnel will not work these holidavsl
New Years Da Labor Da
Martin Luther Kin Da Veterans Da
Presidents Da Thanksgiving Da
Memorial Da Christmas Da
Independence Da
C. HOURS OF OPERATION- (Subject to Change)
Hours of operation vary among the different parking facilities. Operations, management, and security
are of critical importance to the success of the facilities. Below is a summary of the hours of operation:
Parking Structure A: Monday - Tuesday 08:00 AM - 08:00 PM
Wednesday - Saturday 08:00 AM - 01:00 AM
Sunday 10:00 AM - 06:30 PM
Parking Structure B: Monday - Tuesday 07:30 AM - 09:00 PM
Wednesday - Friday 07:30 PM - 01:00 AM
Saturday 06:00 PM - 01:00 AM
(Sundays only if there is a special event scheduled)
Parking Structure C: Monday -Tuesday 08:00 AM - 06:00 PM
Wednesday-Friday 08:00 AM - 01:00 AM
Saturday 04:00 PM - 01:00 AM
Sunday Closed
Parking Structure D: Monday-Friday 06:00 AM - 11:30 PM
Saturday 06:00 AM - 12:00 AM
Sunday Closed
Parking Lot 1: Monday-Saturday 08:00 AM - 08:00 PM
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D. CURRENT EQUIPMENT
Attached as Exhibit A-2 is a list of all current equipment that contractor will be required to maintain
as part of their obligation.
E. PROPOSED STAFFING LEVELS
1 Operations Manager
1 Shift Supervisor
Below are the current staffing levels for all the parking locations indicated in the RFP. The number
of employee hours to be worked shall be scheduled by contractor with the written approval of the
Project Manager.
Parking Structure A: 3 full time parking attendants
1 part time parking attendant
Parking Structure B: 2 full time parking attendants
2 part time parking attendants
Parking Structure C: 3 full time parking attendants
Parking Structure D: 2 full time parking attendants
2 part time parking attendants
Parking Lot 1: Operations Manager or his/her designee to do daily revenue collection.
In addition, the selected operator will be responsible for contracting for security guard services.
Current security staffing levels for service at the four parking structure locations consists of:
1 post commander
1 lead security guard
12 full time security guards
CONTRACTOR REQUIREMENTS AND RESPONSIBILITIES
A. PARKING OPERATIONS AND MAINTENANCE SPECIFICATIONS
Proposer will be conclusively presumed to have read and to be familiar with the attached
Management Agreement (EXHIBIT A-3). It is the intent of the City that the Operator will fully comply
with every requirement of said Management Agreement. This Management Agreement is viewed as
a major contract with major responsibilities on the part of the Operator. The City wants a proven
operator with current experience in handling comparable single client facilities. It is expected that
the selected proposer will provide an experienced Operations Manager to oversee these operations.
The facilities will be maintained and operated in a courteous, efficient and prompt manner at all
times.
City of Santa Ana Community Development Agency
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Although the City will closely monitor the operator's financial controls and procedures to ensure
against mishandling or theft of public funds, it is expected that the operator, as a proven professional
parking management firm, will provide optimum in fiscal responsibility.
Detailed records must be maintained with direct supervision and certification of a Certified Public
Accountant. Likewise, timely deposits and reports are to be prepared and adhered to. The City
expects the best professional and responsible service attainable.
B. CONTRACTOR PERSONNEL
1. The contractor shall furnish the necessary personnel, including one (1) Operations Manager and
one (1) Shift Supervisor. Hours will be determined based on the needs of the City. The City of
Santa Ana shall have discretion in approving changes to work hours and assignments or areas.
A list identifying the names of all Contractor personnel shall be provided to the City Project
Manager or designee.
3. Each of the Contractor's employees performing work pursuant to this Request For Proposals
(RFP) shall:
a. Have ability to read, write legibly, speak and comprehend the English language - Bilingual
fluency in Spanish or other language approved on the City's bilingual list is preferred;
b. Capable of performing assigned duties;
c. Pass a background check that shall include a review of the employee's criminal history that
would pose a liability for the City including crimes of violence. The City of Santa Ana
reserves the right to mandate removal of any contractor's employees found unacceptable to
the City for any reason;
d. Have a High School Diploma or its equivalent;
e. Be well groomed at all times; and
f. Have a minimum of eight (8) hours of basic customer service training including, but not
limited to, conflict resolution, handling difficult customers and cultural diversity
4. The contractor must provide an Operations Manager during daytime working hours to supervise
all selected proposer employees on duty. The Operations Manager shall have substantial
expertise and experience in parking management and operation services. The Operations
Manager shall be the primary contact between the city and selected proposer on matters relating
to the operations and management services provided through this RFP.
5. The Operations Manager shall be the primary daily operations contact to the City and shall also
do the following:
a. Respond to complaints and provide the City's designee with a copy of the complaint and the
resolution or, in the event an investigation is required, the steps being taking to resolve the
complaint and the date a resolution can be expected.
b. Contact the City designee at least once each day to discuss and clarify operational
assignments and receive any special instructions;
c. Ensure that contractor personnel perform the duties required by the RFP; and
d. Prepare and submit monthly progress reports and status reports as may be required by the
city designee.
City of Santa Ana Community Development Agency
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6. The contractor shall be required to designate an Assistant Operations Manager. This person
shall have the authority over the personnel and shall be a member of the contractor's
management staff with authority to represent the contractor on policy matters.
7. All shifts must be supervised.
8. The contractor shall provide and pay for all uniforms for contract personnel assigned to work in
the field.
a. Uniform specifications shall include a photograph or diagram and written description of the
uniforms for male and female personnel and include marking(s), shirt sleeves length (short or
long), shoe type, the color of shirts, pants, jacket(s) and any other relative information. As an
option, the contractor may allow the employee to wear shorts of the same color as the
uniform pants during the summer months.
b. The Community Development Agency Director or his/her designee shall review and approve
all uniforms and insignias.
c. Uniforms shall be properly fit with no rips or tears and must be clean and pressed at all times
to present a neat appearance.
9. If the Contractor finds it necessary to utilize substitute personnel, they are to be equal in
qualifications and training to regular personnel.
C. CUSTOMER SERVICE
Contractor shall provide service, which is accessible, courteous, responsive, timely, equitable and
given in the spirit of professionalism and mutual respect. All Contractor personnel are a reflection of
the City of Santa Ana and as such are expected to:
Interact with customers and City officials, whether in person or on the phone, in a pleasant,
respectful and professional manner.
2. Give full attention to each customer's needs by asking questions. Provide information, products
and service in an accurate, organized and complete manner. Determine that the customer's
request has been fulfilled.
3. Comply with all federal, state, county, and city laws and regulations.
4. Use adequate equipment that is kept clean and neat at all times.
5. Maintain working spaces, clean and free of clutter or distractions.
6. Train other Contractor employees to be polite and courteous during public contact.
7. Employ truth and accuracy in reporting customer service records.
D. MAINTENANCE
It is expected that the selected proposer will agree to keep the parking facilities clean and in a
proper state of maintenance as referenced in Exhibit A-4 and repair other than major structural
repairs, and at the termination of the Agreement, to leave the parking facilities in substantially the
same condition as existed at the commencement of the Agreement, normal wear and tear expected.
Selected proposer shall be responsible for repair and maintenance of any and all parking equipment
City of Santa Ana Community Development Agency
Request for Proposals for Parking Operations and Management Services
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2501-19
at the City's expense, subject to City's written approval except in case of emergencies in which case
notification shall be oral.
E. PARKING ANALYSIS
The City may request selected contractor for data gathered from the parking facilities for the purpose
of conducting a parking analysis and/or request to subcontract for a complete parking operations
study to evaluate and make recommendations for potential operational improvements and identify a
monitoring system for evaluating success of a new operational program.
F. REQUIRED CONTRACTOR IDENTIFICATION SIGNAGE
City of Santa Ana authorized contractors will be required to have identification signage on all vehicles at
all times while working in an official capacity for the City. Such signage shall be of a professional manner
and maintained neat in appearance, free of graffiti, easily identifiable and in sound condition. All costs
associated with the fabrication of such signage shall be borne by the Contractor. Such signage design
shall be pre-approved by the City prior to production.
Signage type and material shall be plastic with magnetic backing, painted signage on vehicle or
similar. Taped vehicle signage will not be allowed.
G. INSPECTIONS
A representative from the City shall regularly inspect the operations and management and other areas
subject to this Agreement to ensure that the work is being, and has been, performed in accordance with
the terms identified in this agreement. All work found in such inspections not conforming to the
applicable requirements shall be corrected by the Contractor and the City shall have the right to withhold
payment to the Contractor until the work is corrected.
H. SPECIFICATIONS
This scope of services is intended to cover all labor, material and standards of workmanship to be
employed for in this work plan or reasonably implied by terms of same. Work or materials of a minor
nature which may not be specifically mentioned, but which may be reasonably assumed as
necessary for the completion of this work, shall be performed by the Contractor as if described in the
specifications.
1. LOGS / NOTIFICATIONS / REQUIRED REPORTING
1. The Contractor shall log all equipment service and repairs.
2. The Contractor shall log on a daily basis and handle all complaints from the public regarding
parking facilities in a courteous and professional manner as well as any corrective action taken
as a result.
3. The Contractor shall note any hazardous conditions or damage to public parking facilities and
shall report these conditions immediately to the Project Manager; first by telephone and followed
by a monthly report.
4. The Contractor will track and provide periodic reports on parking utilization levels for all parking
facilities included in this RFP.
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25D-20
5. The Contractor shall permit the City to inspect and audit its books and records regarding City-
provided services at any reasonable time.
J. SUPERVISION OF CONTRACT AND MEETINGS WITH CITY
All work shall meet with the approval of the Santa Ana Community Development Agency. As
determined necessary by the City, there shall be a minimum of one monthly meeting with the
Contractor and the City representative to determine progress and to establish areas needing
attention. Status reports of activities performed by the Contractor will be submitted in writing to the
City on a weekly basis or as determined necessary by the City.
K. MATERIALS AND EQUIPMENT
The contractor shall make a reasonable effort to purchase equipment and materials in the City of
Santa Ana and to utilize Santa Ana vendors. Such efforts shall be provided to the City. The City
shall have the ability to provide a list of possible Santa Ana vendors to the Contractor. The City has
the option to purchase and provide materials. The City has the option to purchase special material
or the City will reimburse the Contractor for purchase of special material only after authorization by
the City.
L. ADDITIONAL SERVICES
Selected contractor may be requested to provide or subcontract other services related to the parking
facilities which may include, but not limited to, implementing a park wayfinding program, parking
enforcement within the parking facilities and a valet program. Also, may be requested to assist city
staff in preparing and updating a webpage to inform the public of parking locations, rates, operating
hours and special event parking.
III. DEFINITIONS
None.
IV. TERMS AND CONDITIONS
A. TERM
The term of this Contract is projected to commence on or about March 1, 2013 after City Council
award of this contract and upon receipt and approval of all required bonds and insurance documents
and terminate February 28, 2015, unless earlier terminated as set forth in Section H, below. City
may grant an option to renew up to three additional one-year periods. Said options shall be
exercised in writing at least thirty (30) days prior to the end of the initial term or any extension
thereof.
B. CONTINUED FUNDING
In the event funding is not allocated for Parking Operations and Management services during the
annual budget approval process, the City shall notify the provider of such occurrence in writing at
least thirty (30) days before the end of the current fiscal period, and contract shall terminate on the
last day of current fiscal period without penalty or expense to the City
City of Santa Ana Community Development Agency
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C. COMPENSATION
City agrees to pay and Contractor agrees to accept a flat monthly fee for the scope of service
outlined in this RFP and will be reimbursed for certain costs including routine parking structure
expenses, emergency repair costs, minor improvements and additional work hours as requested
and approved in advance by the City.
2. As part of the proposal, include:
a. A flat monthly fee for each of the five parking facilities. Evaluation will be based on
cumulative monthly fee of all five facilities.
b. Include a schedule indicating the components of the proposed fee for each structure (ie.
accounting, overhead, profit, etc.)
c. Hourly fee for additional cashiers, parking attendants or other staff when required/requested
by the City.
d. The parties may annually agree to an adjustment of parking operations and management
services charges (not to exceed 2%) commencing at the end of the first year of the agreement,
utilizing the month of December statistics and supporting documentation. The two indices which
will be used for determining adjustments to parking operations and management services
charges shall be the most recent December Consumer Price Index (CPI) for All Urban
Consumers for Los Angeles-Anaheim-Riverside CMSA, published by the United States
Department of Labor Bureau of Labor Statistics or any relevant successor for the Orange County
area.
3. Extra Work
a. No new work of any kind shall be considered unless a separate estimate is given for said
work and the estimate is approved by the City in writing before the work is commenced. The
Contractor will be required to provide detailed information of such extra work.
Documentation of contract compliance may be required on some occasions.
D. INDEPENDENT CONTRACTOR
Contractor shall during the entire term of this Contract, be construed to be an independent
contractor and not an employee of the City. This Contract is not intended nor shall it be construed to
create an employer-employee relationship, a joint venture relationship, or to allow the City to
exercise discretion or control over the manner in which Contractor performs the services required by
this Contract. However, the services to be provided by Contractor shall be provided in a manner
consistent with all applicable standards and regulations governing such services. Contractor shall
pay all salaries and wages, employer's social security taxes, unemployment insurance and similar
taxes relating to employees and shall be responsible for all applicable withholding taxes.
E. INSURANCE
Prior to undertaking performance of work under this Contract, Contractor shall maintain and shall
require its subcontractors, if any, to obtain and maintain insurance as described below:
1. Commercial General Liability Insurance. Contractor shall maintain commercial general liability
City of Santa Ana Community Development Agency
Request for Proposals for Parking Operations and Management Services
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25D-22
insurance which shall include, but not be limited to protection against claims arising from bodily
and personal injury, including death resulting there from and damage to property, resulting from
any act or occurrence arising out of Contractor's operations in the performance of this
Agreement, including, without limitation, acts involving vehicles. The amounts of insurance shall
be not less than the following: single limit coverage applying to bodily and personal injury,
including death resulting there from, and property damage, in the total amount of $2,000,000 per
occurrence, $2,000,000 in the aggregate.
Business automobile liability insurance, or equivalent form, with a combined single limit of not
less than $2,000,000 per occurrence. Such insurance shall include coverage for owned, hired
and non-owned automobiles.
3. Worker's Compensation Insurance. In accordance with the provisions of Section 3300 of the
Labor Code, Contractor is required to be insured against liability for worker's compensation or to
undertake self-insurance. Prior to commencing the performance of the work under this Contract,
Contractor agrees to obtain and maintain any employer's liability insurance with limits not less
than $1,000,000 per accident.
1. The following requirements apply to the insurance to be provided by Contractor pursuant to this
section:
a. Commercial general liability and business automobile insurance policies shall (a) name the
City, its officers, employees, agents, volunteers and representatives as additional
insured(s); (b) be primary and not contributory with respect to insurance or self-insurance
programs maintained by the City; and (c) contain standard separation of insureds
provisions. A sample additional insured endorsement is attached hereto as Exhibit C.
Contractor shall maintain all insurance required above in full force and effect for the entire
period covered by this Agreement.
b. Certificates of insurance shall be furnished to the City upon execution of this Contract and
shall be approved in form by the City Attorney.
c. Certificates and policies shall state that the policies shall not be canceled or reduced in
coverage or changed in any other material aspect without thirty (30) days prior written notice
to the City.
2. If Contractor fails or refuses to produce or maintain the insurance required by this section or fails
or refuses to furnish the City with required proof that insurance has been procured and is in force
and paid for, the City shall have the right, at the City's election, to forthwith terminate this
Contract. Such termination shall not affect Contractor's right to be paid for its time and materials
expended prior to notification of termination. Contractor waives the right to receive
compensation and agrees to indemnify the City for any work performed prior to approval of
insurance by the City.
F. HOLD HARMLESS/ INDEMNIFICATION
To the fullest extent permitted by law, Contractor shall indemnify, defend and hold harmless City, its
officers, agents and employees (collectively, the "Indemnified Parties") from and against any and all
claims (including, without limitation, claims for bodily injury, death or damage to property), demands,
obligations, damages, actions, causes of action, suits, losses, judgments, fines, penalties, liabilities,
costs and expenses (including, without limitation, attorney's fees, disbursements and court costs) of
every kind and nature whatsoever (individually, a Claim; collectively, "Claims"), which may arise from
or in any manner relate (directly or indirectly) to any work performed or services provided under this
City of Santa Ana Community Development Agency
Request for Proposals for Parking Operations and Management Services
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25D-23
Contract (including, without limitation, defects in workmanship and/or materials) or Contractor's
presence or activities conducted performing the work (including the negligent and/or willful acts,
errors and/or omissions of Contractor, its principals, officers, agents, employees, vendors, suppliers,
contractors, subcontractors, anyone employed directly or indirectly by any of them or for whose acts
they may be liable for any or all of them). Notwithstanding the foregoing, nothing herein shall be
construed to require Contractor to indemnify the Indemnified Parties from any Claim arising from the
sole negligence or willful misconduct of the Indemnified Parties. Nothing in this indemnity shall be
construed as authorizing any award of attorney's fees in any action on or to enforce the terms of this
Contract. This indemnity shall apply to all claims and liability regardless of whether any insurance
policies are applicable. The policy limits do not act as a limitation upon the amount of indemnification
to be provided by the Contractor.
G. NOTICE
Any notice, tender, demand, delivery or other communication pursuant to this Contract shall be in
writing and shall be deemed to be properly given if delivered in person or mailed by first class or
certified mail, postage prepaid, or sent by telefacsimile or other telegraphic communication to the
following persons:
To City: Clerk of the Council
City of Santa Ana
20 Civic Center Plaza (M-30)
P.O. Box 1988
Santa Ana, CA 92702-1988
Fax 714-647-6956
With courtesy copy to:
Gabriela P. Lomeli
City of Santa Ana
Community Development Agency
20 Civic Center Plaza (M25)
Santa Ana, CA 92701
Fax 714-647-5455
H. TERMINATION
The City reserves the right to terminate the contract, without penalty, for cause immediately or
without cause.
1. In the event Contractor fails or refuses to
timely perform any of the provisions of this Agreement in the manner required, or if Contractor
violates any provision of this Agreement, Contractor shall be deemed in default. City shall
provide written notice of such default to Contractor's Project Manager. Contractor shall cure said
default within a period of two (2) working days. If such cure is not completed in a timely manner,
City may assess liquidated damages or terminate the Agreement forthwith by giving written
notice to Contractor's Project Manager. City may, in addition to the other remedies provided in
this Agreement or authorized by law, terminate this Agreement by giving written notice of
termination. Contractor shall be responsible for all costs incurred by City, including replacement
costs of equipment and labor required to provide service during Contractor's default.
City of Santa Ana Community Development Agency
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25D-24
2. This agreement may be terminated without
cause by City upon thirty (30) days written notice delivered to the Contractor either personally or
by mail. Upon termination, City shall pay to Contractor that portion of compensation specified in
the Agreement that is earned and unpaid prior to the effective date of termination.
3. In addition to, or in lieu of, remedies provided
in this Agreement or pursuant to law, City shall have the right to withhold all or a portion of
Contractor's compensation for contract services if, in the judgment of the Projects Manager or
designee, the level of service falls below appropriate Parking Operations and Management
standards and/or Contractor fails to satisfactorily perform contract services. City shall have the
right to retain funds withheld until the Project Manager or designee determines that contract
services are performed as well and as frequently as required by this Agreement.
1. CONTRACTOR OPTION FOR TERMINATION
The Contractor may request termination of the contract when conditions during the contract make it
impossible to perform or when prevented from proceeding with the contract by act of God, by law or
official action of a public authority or in the event on nonpayment by the City. Such request will
require one-hundred and eighty (180) days written notice prior to contract termination date
requested. In the event of nonpayment of undisputed sums by the City, Contractor shall give the
City thirty (30) working days to cure the alleged breach.
J. LIQUIDATED DAMAGES
If the City determines that the Contractor breaches its promise to provide parking operations and
management services in compliance with the Terms and Conditions of applicable laws and
regulations, and the specifications set forth above, it would be impracticable and extremely difficult
to determine the damage to City arising from such breach. Therefore, in the event of Contractor's
breach, Contractor shall pay to City the sum of $125 per hour per occurrence for such breach per
parking personnel, in addition to any cost, fines, etc. levied against the City.
K. EMPLOYMENT OPPORTUNITIES FOR SANTA ANA RESIDENTS
Contractor shall solicit and advertise employment opportunities to Santa Ana residents. The City
shall inform the Contractor of areas to publicize recruitment opportunities, such as work centers and
community centers. Such effort and procedure will be provided to the City for review.
L. CONTRACTOR COMMUNITY EVENT PARTICIPATION AND PUBLIC AWARENESS
If requested by City, Contractor shall participate in extensive public awareness efforts and
community events and programs, such as neighborhood and City events. Such participation shall
be upon City request provided with reasonable notice of event timing. Such events will not exceed
four (4) per year.
M. COMPLIANCE WITH APPLICABLE LAWS AND REGULATIONS
1. Contractor shall perform all requirements under this contract in strict observance of and in
compliance with all applicable environmental, traffic, safety and any other laws, regulations,
ordinances, codes and any other legislative or statutory requirements.
City of Santa Ana Community Development Agency
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25D-25
2. Contractor warrants that the performance of services under this contract shall be compliant with the
current requirements of the Occupational Safety and Health Act (OSHA) and as it may be amended
or updated throughout the term of this contract.
N. ASSIGNMENT
Inasmuch as this Contract is intended to secure the specialized services of Contractor, Contractor
may not assign, transfer, delegate or subcontract any interest herein without the prior written
consent of City and any such assignment, transfer, delegation or subcontract without the City's prior
written consent shall be considered null and void.
0. JURISDICTION -VENUE
This Contract has been executed and delivered in the State of California and the validity,
interpretation, performance and enforcement of any of the clauses of this Contract shall be
determined and governed by the laws of the State of California. Both parties further agree that
Orange County, California, shall be the venue for any action or proceeding that may be brought or
arise out of, in connection with or by reason of this Contract.
P. FINES
The Contractor shall be liable for all violation fines levied against the City by State or Federal
Agencies and the Courts such as, but not limited to, oil or fluid leaks.
City of Santa Ana Community Development Agency
Request for Proposals for Parking Operations and Management Services
Page 24
25D-26
EXHIBIT A-1
CITY OF SANTA ANA COMMUNITY DEVELOPMENT AGENCY
REQUEST FOR PROPOSALS FOR PARKING OPERATIONS AND MANAGEMENT SERVICES
THIS DOCUMENT IS FOR INFORMATIONAL PURPOSES ONLY TO ILLUSTRATE EXISTING CITY OF
SANTA ANA PARKING STRUCTURE AND SURFACE LOT LOCATIONS
N
I
kil CITY of SANTA
PARKING STRUCTURES
k` AND SURFACE LOT
?.vo
gg<
3
h
4TH ST 4TH ST
3RD ST A Third & Broadway
3 Levels - 440 Spaces
z B Fifth & French
4 Levels - 700 Spaces
C Third & Birch li ail, E
2 ST
5 Levels - 400 Spaces
D Fifth & Main
7 Levels - 400 Spaces
1 Third & Bush
tSTST ISTST Surface Lot - 62 Spaces
City of Santa Ana Community Development Agency
Request for Proposals for Parking Operations and Management Services
Page 25
25D-27
CITY OF SANTA ANA COMMUNITY DEVELOPMENT
REQUEST FOR PROPOSALS FOR PARKING OPERATIONS AND MANAGEMENT SERVICES
EXHIBIT A-2
THIS DOCUMENT IS FOR INFORMATIONAL PURPOSES ONLY TO ILLUSTRATE EXISTING
EQUIPMENT AT EACH LOCATION
STRUCTURE A
Current Equipment
1
180
8
8
1
Parking Equipment
5
3
1
1
5
201 West 3rd Street
Elevator
Interior Light Fixtures 408 lamps
Exterior Lights & Fixture
Roof Pole Lights & Fixture
Landscape Irrigation System
1 Sump Pump
Federal APD Gates
Federal APD Ticket Spitters
Amano Register
Amano Validator
Proximity Card readers
Service by Amtech
T12 30 Watt 48 -IN FLRMP
150 Watt HPS Medium Size
250 Watt HPS Mogul Size
Service by Specialty Environments
Service by OC
Pump
Service and Repair by Total Access Company
Office Equipment
1
1
4
2
1
3
2
1
1
STRUCTURE B
Current Equipment
2
160
32
9
1
Access Card Dell PC & program
Access Card Controller box
Vertex VX230 UHF 16 Channel two way radios
Vertex VX spare battery
Vertex VX six bank rapid charger
Vertex VX remote speaker microphone
Telephone and base
Security/ Information desk
Cashier Booth
300 East 5th Street
Elevators
Interior Light & Fixtures
Interior Fixtures 64 Lamps
Roof Pole Light & Fixture
Landscape Irrigation System
2 Sump Pump
Service by Fujitech
150 Watt HPS Medium Size Ceiling Mount
T12 30 Watt 48 -IN FLRMP Ceiling Mount
250 Watt HPS Mogul Size Pole Light
Service by Specialty Environments
Service by OC
Pump
City of Santa Ana Community Development Agency
Request for Proposals for Parking Operations and Management Services
Page 26
25D-28
Parking Equipment
5
3
1
1
5
1
Office Equipment
STRUCTURE C
Current Equipment
1
66
15
6
1
1
1
Parking Equipment
EXHIBIT A-2
Service and Repair by Total Access Company
Stanley Gates
Stanley Ticket Dispenser
Amano Register
Amano Validator
Falcon Key Card Readers
Falcon Key Card System
1 Telephone and base
2 Cashier Booth
310 North Birch Street
Elevators
Interior Light & Fixtures
Interior stair Light & Fixtures
Roof Pole Light & Fixture
Landscape Irrigation System
Sump Pump
Caterpillar Backup Generator
Service by Fujitech
150 Watt HPS Medium Size Pendant Light
70 Watt HPS Mogule Size Wall Mount
250 Watt HPS Mogul Size Pole Light
Service by Specialty Environments
Service by OC
Pump
Service and Repair by Total Access Company
EXHIBIT A-2
3 Federal APD Gates
1 Federal APD Ticket Dispenser
1 Amano Register
1 Amano Validator
3 Falcon Key Card Readers
1 Falcon Key Card System
Office Equipment
2 Telephone and base
1 Cashier Booth
1 Dell Office PC
1 Brother Fax/Printer/scanner/copy machine
1 Netgear Wireless Router
1 LG Portable Air Conditioner
1 Goldstar Portable Air Conditioner
STRUCTURE D 420 North Main Street
Current Equipment
2 Elevators Service by Amtech
105 Interior Light & Fixtures 150 Watt HPS Megul Size Ceiling Mount
40 Interior stair Light & Fixtures T4 13 Watt Wall Mount
4 Roof Pole Light & Fixture 250 Watt HPS Mogul Size Pole Light
City of Santa Ana Community Development Agency
Request for Proposals for Parking Operations and Management Services
Page 27
25D-29
1 Landscape Irrigation System
1 Sump Pump
1 Exhaust Fan
Parking Equipment
3 Federal APD Gates
1 Federal APD Ticket Dispenser
1 Amano Register
1 Amano Validator
2 Falcon Key Card Readers
1 Falcon Key Card System
Office Equipment
1 Telephone and base
1 Cashier Booth
1 Fire Alarm System Controller Box
SURFACE LOT 1
Parking Equipment LUKE
(single space meter)
Service by Specialty Environments
Service by OC
Pump
Service and Repair by Total Access Company
City of Santa Ana Community Development Agency
Request for Proposals for Parking Operations and Management Services
Page 28
25D-30
CITY OF SANTA ANA COMMUNITY DEVELOPMENT
REQUEST FOR PROPOSALS FOR PARKING OPERATIONS AND
MANAGEMENT SERVICES
EXHIBIT A-3
DRAFT PARKING MANAGEMENT AGREEMENT
NON-EXCLUSIVE OPERATING AGREEMENT
FOR PUBLIC PARKING GARAGES & SURFACE LOT STAFFING
AND FIELD MANAGEMENT BETWEEN THE CITY OF SANTA ANA
AND (OPERATOR)
This Agreement is made and entered into this day of , 20 by and
between the CITY OF SANTA ANA, a charter city and municipal corporation of the
State of California ("City") and ("Operator").
W-I-T-N-E-S-S-E-T-H
Recitals:
A. City has issued a Request for Proposals (RFP) for the operation of the downtown
parking garages and surface parking lots. City desires to procure adequate and
efficient management of certain public parking garages and surface parking lots
for which it has operational responsibility, which structures are currently
described as follovN s:
Parking Garage A: 440-space garage existing on the northeast corner of
Broadway and Third Street.
2. Parking Garage B: 700-space garage on the south side of Fifth Street
between Bush and French Streets.
3. Parking Garage C: 400-space garage on the northwest corner of Birch and
Third Streets.
4. Parking Garage D: 400-space garage on the southwest corner of Fifth and
Main Streets.
Surface Parking Lot #1: 62 space surface parking lot on the northeast corner
of Bush and Third Street.
B. Operator is experienced in the operation and management of automobile parking
garages and surface parking lots, and is ready, able and willing to undertake the
operation and management of the above-described parking garages and lots.
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C. The City can, at any time during the Term of this Agreement, request to have
additional locations not listed above be managed under this Agreement subject to
additional fees.
D. In undertaking the performance of this Agreement, Operator represents that it is
knowledgeable in its field and that any services performed by Operator under this
Agreement will be performed in compliance with such standards as may reasonably be
expected from a professional consulting firm in the field.
Wherefore, in consideration of their mutual and respective promises and subject to the
terms and conditions hereinafter set forth, the parties hereto do hereby agree as follows:
1. DEFINITIONS
For purposes of this Agreement, the following meanings shall apply:
A. "Premises" shall initially mean Parking Garages A, B, C, and D, along
with Surface Parking Lot # 1, used interchangeably with the term "Parking
Facilities" (see Exhibit A, attached hereto and incorporated herein).
Additional Premises may be added by the City during the term hereof.
B. "City" shall mean the City of Santa Ana, California, a charter city and
municipal corporation.
C. "Contract Administrator" shall mean the City Manager or his/her
designee; the person on City staff that is appointed to be the contact
person with regard to this Agreement.
D. "Fiscal Year" shall mean January 1 through December 31.
E. "Gross Revenue" sliall mean the total amount of all parking receipts,
admission, rentals, and other fees of any nature or kind charge, received,
or collected by Operator in the course of operating the Premises, whether
such monies are received at the Premises or elsewhere.
F. "Hazardous Materials" shall mean any and all (a) substances, products,
by-products. waste, or other materials of any nature or kind whatsoever
which is or becomes listed, regulated or addressed under an
Environmental Law, and (b) any materials, substances, products, by-
products, waste, or other materials of any nature or kind whatsoever
whose presence in and of itself or in combination with other materials,
substances, products, by-products, or waste may give rise to liability under
any Environmental Law or any statutory or common law theory based on
negligence, trespass, intentional tort, nuisance, strict or absolute liability
or under any reported decisions of any state or federal court; and (c) any
substance, product, by-product, waste, or any other material which may be
hazardous or harmful to the air, water, soil, environment or affect
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industrial hygiene, occupational, health, safety and/or general welfare
conditions, including without limitation, petroleum and/or asbestos
materials, products, by-products or waste.
G. "Management Fee" shall mean the fee that the City pays the Operator for
performing those obligations set forth in the Agreement. The fee is
proposed as an annual maximum fixed amount and is paid on a monthly
prorated basis.
H. "Parking Manager" shall mean the person that the Operator selects and
appoints whose responsibility shall be overseeing the operation of the
Parking Facilities, as further discussed in Section 12 D hereof.
"Reimbursable Expenses" shall mean expenses incurred by Operator for
equipment or supplies, or paid to a third party vendor, which are not
included as part of the operating fee and which shall be reimbursed by the
City.
2. SCOPE OF SERVICES
Operator shall perform those services as specified in detail in the RFP and the
attached Proposal dated . 2012, attached hereto and incorporated as Exhibit
B. Operational services shall include valet parking services and the installation of certain
improvements to enhance garage/parking lot security and operations, as requested by the City.
These improvements may include, but are not limited to: upgrading/adding lighting, installation
of security cameras, and improving circulation, where possible.
Budgets shall be submitted for each Fiscal Year or portion thereof occurring
during the term of this Agreement showing the estimated Operating Expenses for such
Fiscal Year or portion thereof occurring during the term of this Agreement, in such
format as is required by the Contract Administrator, or his/her designee. The initial
proposed budget shall be submitted by Operator to the Contract Administrator prior to the
commencement date set forth herein. Subsequent proposed budgets should be submitted
prior to the commencement of the Fiscal Year to which they pertain. Operator and the
Contract Administrator shall cooperate in good faith to develop reasonable approved
budgets, provided, however, that the Contract Administrator shall retain ultimate
authority to determine each approved budget in the event of disagreement. Any approved
budget may be amended at any time by a written amendment approved by the Contract
Administrator and Operator. In the event that the City incurs any obligation for Operating
Expenses, which are not in accordance with an approved budget, City may deduct the
amount of such obligation from the Management Fee.
3. TERM OF AGREEMENT
3.1 Initial Term - The initial term of this Agreement is a two (2) year term, from
March 1, 2013 to February 28, 2015.
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3.2 Options - City has the right to extend the term of this Agreement for three (3)
additional one-year periods (the "Additional Terms"), based upon the same conditions of
the Initial Term, subject to adjustments for compensation. City shall notify Operator in
writing of its exercise of its option for an Additional Term no less than thirty (30) days
prior to the end of the then current Term.
4. COMPENSATION
As total compensation for Operator's services under this Agreement, City agrees
to pay and Operator agrees to accept, a management fee in the amount of
Dollars ( $ ) annually, paid on a monthly prorated
basis of $ per month.
5. DESIGNATION OF OPERATOR AS MANAGER: PARKING FACILITIES TO BE
OPF.R ATED
A. Non-exclusive Agreement. Operator's right to operate the Parking Facilities is
non-exclusive.
B. Designation of Operator as Manager. City hereby designates and hires Operator
as the operator and manager of the hereinafter described Parking Facilities and
Operator accepts such designation and agrees to operate and manage the Parking
Facilities subject to the terms, covenants and conditions of this Agreement.
Operator acknowledges that this Agreement conveys no interest in nor attaches to
any underlying real property comprising the Parking Facilities. Accordingly, City
and Operator agree that nothing in this Agreement shall entitle or permit or be
construed to permit Operator to file any claim, lien or notice against any real
property. As material consideration for this Agreement, Operator waives any
rights it may now or hereafter have to record a Its pendens against the Parking
Facilities under Section 405 et. seq. of the California Code of Civil Procedures, or
any other provision of law, if a dispute arises under this Agreement.
C. Parking Facilities to be Operated. Operator shall operate those certain vehicular
Parking Facilities, together with all incidental and appurtenant improvements
constructed thereon, shown on Exhibit A, attached hereto and made a part hereof,
hereinafter referred to as the "Parking Facilities," in accordance with the terms
and conditions set forth in this Agreement.
D. Performance. The hours of operation of each Parking Facility are set by the City.
Operator must staff each facility sufficiently during all operating hours. It is
expected that the parties will discuss and agree upon levels of staffing; however,
if the parties cannot agree, the decision of the Contract Administrator shall
control. Maintenance tasks should be performed at such hours as to minimize the
impact on customers.
E. Modification by City. The City may, during the term of this Agreement, modify
the list of Parking Facilities listed on Exhibit A. It may also modify parking space
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inventory. Such modifications shall not be considered a breach of this
Agreement.
6. COVENANTS OF THE OPERATOR
A. Operator agrees throughout the term of this Agreement to manage,
operate, supervise, and maintain the Premises economically, diligently, effectively, and to
the best of its ability. The Operator agrees not to use or permit the use of the Premises
for any purpose other than for vehicular parking, nor to engage in or permit any other
business activity on, within or from the Premises. The Operator must manage and
operate the Parking Facilities in a manner that reflects the City's commitment to
customer service, careful stewardship of the public's capital investments, adequate
safeguards on City's revenues and professional management of the City's services.
B. The Operator, as operator and manager of the Premises, shall comply
with and conform to all provisions of law including, without limiting the generality of the
foregoing, all requirements of all Federal, State and local enactments, bylaws, and other
governmental or municipal regulations now or hereafter in force which relate to the
operation, management, and supervision of the Premises, and the Operator shall comply
with all Police, Fire, and safety regulations imposed by any governmental, State, or City
authorities, or made by property insurance companies, and shall obtain and maintain all
licenses and consents necessary for the proper and lawful operation, management, and
supervision of the Premises.
C. Operator agrees that this Agreement shall not be construed as granting
any right of possession, estate, title or interest in the Parking Facilities. Operator agrees
that this Agreement shall not impair the City, its agents or employees from entering the
Parking Facilities at any time.
D. Operator agrees and acknowledges that it is an independent contractor
and not an employee of the City. Operator shall maintain complete control over all of its
employees and any subcontractors. This Agreement is not intended nor shall it be
construed to create an employer-employee relationship, a joint venture relationship, or to
allow the City to exercise discretion or control over the professional manner in which
Operator performs the services which are the subject matter of this Agreement; however,
the services to be provided by Operator shall be provided in a manner consistent with all
applicable standards and regulations governing such services and the terms of this
Agreement. Operator shall pay all salaries and wages, employer's social security taxes,
unemployment insurance and similar taxes relating to employees and shall be responsible
for all applicable withholding taxes. Neither Operator nor City is granted any right or
authority to assume or create any obligation on behalf of the other.
7. RECORDS AND ACCOUNTS
A. Records. The Operator shall, at all times during the term of this
Agreement, keep or cause to be kept true and complete books, records,
and accounts of all gross receipts from the operation of the Parking
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Facilities within each of the Parking Facilities. The books, records, and
accounts shall be supported by source documents such as computer
records and printouts, cash register tapes, and/or other pertinent
documents.
Computer and/or cash register totals shall be read and recorded by the
Operator at the beginning and end of each business day for each exit lane.
The Operator shall provide, subject to reimbursement by the City, serially
numbered tickets compatible with and for use in operating the parking
control equipment provided by the City for monitoring vehicular parking
and shall keep a record of said tickets acceptable to the City.
B. The Accounting Year. For this Agreement, the accounting year shall be
January to December. The accounting year shall be maintained
throughout the term of the Agreement unless the Contract Administrator
approves in writing a different accounting year. Contract Administrator
shall approve a change in accounting years only in the event the
accounting year in use results in undue hardship for either the Operator or
the City and not because of mere convenience or inconvenience.
C. Financial Statements. Within ninety (90) days after the end of each
accounting year, the Operator shall, at the Operator's sole expense, submit
to the City a Statement of Gross Receipts, audited by a Certified Public
Accountant, for each accounting year.
D. Failure to Submit Financial Statements. In the event Operator fails to
submit the financial statements required in paragraph C above by the due
date, Contract Administrator may require that Operator pay to the City any
and all costs incurred by City to prepare the required financial statement,
plus an administrative fee equal to 50% of those costs.
E. Audits. All the Operator's books of accounts and records and supporting
source documents related to this Agreement or to business operations
conducted within or from the Parking Facilities shall be kept and made
available at one location within the limits of Orange County, California.
The City shall, through its dully authorized agents or representatives, have
the right to examine and audit said books of accounts and records and
supporting source documents at any and all reasonable times for the
purpose of determining the accuracy thereof, and of the monthly
statements made and monies received.
The City upon request of the Operator and at the City's sole discretion,
may authorize the above-referenced books and records and supporting
source documents to be kept in a single location outside the limits of
Orange County provided the Operator shall agree to pay all expenses,
including but not limited to transportation, food, and lodging, necessary
for the City to audit said books and records.
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The full cost of any audit by the City, as determined by the City, shall be
borne by the Operator if either or both of the following conditions exist:
1. the audit reveals an underpayment of more than two percent (2%)
of gross receipts reported and paid by the Operator in accordance
with this Agreement when compared with the gross receipts which
should have been reported and paid as revealed by audit;
2 The Operator has failed to maintain true and complete books,
records, accounts and supporting source documents in accordance
with Paragraph A (Records) of this Section. The adequacy of such
books, records, accounts, and supporting source documents shall
be determined at the sole discretion of the City. Otherwise, the
City shall bear the cost of said audit, excluding the aforementioned
expenses related to audit of documents kept outside the limits of
Orange County.
Upon request of the City, the Operator shall promptly provide, at
the Operator's expense, necessary data to enable the City to fully
comply with any and every requirement of the State of California
or the United States of America for information or reports relating
to this Agreement.
F. Records and Audits:
Except as other wise provided herein, all parking charges shall be
recorded by means of cash registers or other comparable devices as
provided for Operator's use by City which display to the customer
the amount of the transaction and automatically issue a receipt.
The registers shall be equipped with devices, which lock, in
parking charge total and other transaction numbers and details.
Totals registered shall be read and recorded at the beginning and
end of each day. Cash register tapes tickets, and reconciliation of
the proceeding day's transaction shall be submitted to the City
monthly, or as required by the Contract Administrator. Operator
shall issue serial numbered tickets for each admission, and shall
keep an adequate record of said tickets; both issued and un-issued,
and shall be responsible for the distribution and collection of
monthly parking card and monthly revenues.
2. The Operator's book of account, records, and supporting source
documents related to this agreement or to business operations
conducted within or from the Premises shall be kept and made
available at one location within the limits of the County of Orange.
City shall, through its duly authorized agents or representative,
have the right to examine and audit said books of account, records,
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25D-37
and supporting source documents at any and all reasonable times
for the purpose of determining the accuracy thereof, and of the
monthly statements of sales made and monies received.
3. The City, upon request of Operator and, at the City's sole
discretion, may authorize the above-referenced books and records
to be kept in a single location outside the limits of Orange County
provided Operator shall agree to pay all expenses including, but
not limited to, transportation, food, and lodging necessary for the
City to send a representative to audit said books and records. The
Contract Administrator shall not exercise said right more than
twice each accounting year.
4. The full cost of said audit. as determined by City, shall be paid by
Operator if either or both of the following conditions exist:
(a) The audit reveals an underpayment of more than five percent
(5%) between the balance of revenue due as reported and paid
by Operator in accordance with this Agreement, and the
balance of revenue due as determined by said audit.
(b) Operator has failed to maintain true and complete books,
records, accounts, and/or supportive source documents in
accordance with this agreement. The adequacy of records shall
be determined at the sole discretion of the City. Otherwise,
City shall bear the cost of said audit, excluding the
aforementioned expenses related to audit of documents kept
outside the limits of Orange County.
Upon the request of City, Operator shall promptly provide, at
Operator's expense, necessary data to enable City to fully comply
with any and every requirement of the State of California or the
United States of America for information or reports relating to this
Agreement, and to Operator's management of the Premises. Such
data shall include, if required, a detailed breakdown of Operator's
receipts and expenses.
G. Failure to Maintain Adequate Records. In addition to any other remedies
available to the City at law, in equity, or under this Agreement, in the
event the Operator fails to maintain and keep books, records, and accounts
relating to the Operator's operations on or from the Parking Facilities and
source documents relating thereto, or to make the same available to the
City for examination and audit, or to record sales and/or to maintain
registers to record sales, or to provide financial statements and other
information to the City regarding gross receipts as required by this
Agreement, the City, at the City's option, may:
25D-38
Perform such examinations, audits, and/or investigations itself or
through contractors, agents, or employees as the City may deem
appropriate to confirm the amount of gross receipts payable to the
City by the Operator under this Agreement and any and all costs
and/or expenses incurred by the City in connection therewith shall
be promptly reimbursed to the City by the Operator upon demand.
2. Provide accounting services and/or a system for recording gross
receipts, including without limitation, cash registers, for use by the
Operator in conducting business transactions upon or from the
Parking Facilities, and, at the City's option, maintain personnel on
the Parking Facilities to observe and/or record such transactions
during the Operator's business hours, or from tinge to time, all at
the Operator's sole cost and expense and, in such event, the
Operator shall promptly reimburse the City for any and all costs
incurred by the City in connection therewith; and/or
3. Require that Operator pay to the City, upon demand amounts equal
to and based on the City's reasonable estimate of the actual gross
receipts from parking operations conducted on or from the Parking
Facilities. Any such estimate made by the City in good faith shall
be conclusive and binding upon the Operator.
Costs payable b_y Operator pursuant to this Section shall include
reimbursement to City, for City provided services at such rates as
the City may from time to time in good faith establish for such
services. In the case of services provided by the City's employees,
such rates shall be sufficient to reimburse the City for employees'
salaries, including employee taxes and benefits and the City's
overhead or, may be the rate for such services that would be
charged by a qualified third party or parties, if engaged by the City
to perform such services.
H. Ownership of materials. All reports, documents, or other materials developed
or discovered by Operator or any other person engaged directly or indirectly by
Operator to perform Operator's services for the City are the property of the City
without restriction or limitation upon their use.
8. INSURANCE
The Operator shall, at its own cost, maintain insurance acceptable to City in full force and
effect throughout the term of this Agreement. The policy of policies of insurance
maintained by Operator shall provide the following limits and coverage:
1. Commercial General Liability (CGL) or Garage Liability: Insurance Services
Office (ISO) Form CG 00 01 12 07 covering CGL on an "occurrence" basis,
including products-completed operations, personal & advertising injury, with
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limits no less than $2,000,000 per occurrence. If a general aggregate limit applies,
either the general aggregate limit shall apply separately to this project/location or
the general aggregate limit shall be twice the required occurrence limit.
2. Garage Keeper's Legal Liability: with limits no less than $2,000,000 covering
the Operator and the City against claims, liabilities, losses, or suits covering
exposures for loss of or damage to vehicles in Operator's care, custody and
control. This coverage shall be subject to a deductible provision of not more than
$ 1,000 for each loss.
3. Commercial Crime including Employee Dishonesty: with limits not less than
$100,000 for Employee Dishonesty and $10,000 for depositors forgery, loss of
money and securities, inside or outside the premises and including safe robbery or
burglary
4. Workers' Compensation: as required by the State of California, with Statutory
Limits, and Employer's Liability Insurance with limit of no less than $1,000,000
per accident for bodily injury or disease.
a. "This insurance shall not be cancelled, limited in scope of coverage, or
non-renewed until after thirty (30) days' written notice has been given to
the Community Development Agency of the City of Santa Ana."
b. "1t is agreed that any insurance maintained by the City of Santa Ana will
apply in excess of, and not contribute with, insurance provided by this
policy."
"The City of Santa Ana and its officers, agents, and employees are added
as additional insured as respects operation of the named insured at the
Parking Garage located at the northeast corner of Broadway and Third
Street, the Garage on the south side of Fifth Street between Bush and
French Streets, the Garage on the southwest corner of Fifth and Main
Streets, the Garage on the northwest corner of Birch and Third Streets, and
the surface parking lot located on the northeast corner of Bush and Third
Street in the City of Santa Ana." A sample Additional Insured
Endorsement is attached hereto and incorporated herein as Exhibit C. The
Additional Insured Endorsement shall be amended periodically to reflect
al l parking garages/parking lots that Operator manages on behalf of the
City.
Operator agrees to deposit with City, on or before the effective date of this Agreement,
certificates of insurance necessary to satisfy City that the insurance provisions of the
Agreement have been complied with and to keep such insurance in effect and the
certificates therefore on deposit with City during the entire term of this Agreement.
City shall retain the right at any time to review the coverage, from, and amount of the
insurance required hereby. If, in the opinion of the City, the insurance provisions in this
Agreement do not provide adequate protection for City and for members of the public
using the Premises, City may require Operator to obtain insurance sufficient in coverage,
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form, and amount to provide adequate protection. City's requirement shall be reasonable,
but shall be designed to assure protection from and against the kind and extent of the
risks, which exist at the time a change in insurance is required.
City shall notify Operator in writing of changes in the insurance requirements, and if
Operator does not deposit copies of acceptable insurance policies with City incorporating
such changes within sixty days (60) of receipt of such notice, Operator shall be in default
without further notice to Operator, and City shall be entitled to exercise all legal
remedies.
The procuring of such required policy or policies of insurance should not be construed to
limit Operator's liability hereunder or to fulfill the indemnification provisions and
requirements of this Agreement.
9. INDEMNIFICATION
The Operator shall indemnify and hold the City of Santa Ana, its officers, employees and
agents harmless from and against:
(a) Any and all liability, penalties, losses, damages, costs and expenses, demands, causes
of action, claims or judgments arising from or growing out of any injury to any person or
persons, or any damage to any property as a result of any accident or other occurrence
during the term of this Agreement occasioned by any act or omission of the Operator, its
officers, employees, agents, servants, subtenants, concessionaires, licensees, contractors,
invitees or permittees, or arising from or growing out of the use, maintenance, or
operation of the Premises during the term of this Agreement.
(b) From and against all legal costs and charges, including reasonable attorney's fees,
incurred with respect to any of such matters and the defense of any action out of the
same, or in discharging the Premises or any part thereof from any and all liens, charges or
judgments which may accrue or be placed thereon by reason of any act or omission of the
Operator.
(c) The Operator shall further indemnify and hold harmless the City from any loss of
Gross Revenue due to dishonesty, theft, or negligence of any officer, agent, or employee
of the Operator. The Operator may protect itself from such liability for such fidelity
losses through higher fidelity bonding of its officers, agents, or employees than is
required by this Section. but failure to do so shall in no way relieve the Operator from its
obligation to indemnify the City of any such losses.
10. PUBLIC PARKING RATES
A. Parking Rates. The City shall determine parking rates. The
implementation of any parking rate adjustment shall be the responsibility of the Operator.
As part of such implementation, the Operator shall be responsible for replacement of all
parking rate signs in accordance with Section 11 ("Maintenance Obligations Of
Operator"), and for notifying the public of the new parking rates and their effective date.
Such public notice shall be given by posting notices conspicuously at each entrance and
25D-41
exit to Parking Facilities for a minimum of ten (10) business days before the date the
adjustment becomes effective.
Parking rates shall at all times be posted by Operator within one place at each
entrance and exit to the Parking Facilities on clearly legible signs of the type, character
and locations approved by the Contract Administrator. Operator must install new parking
rate signs within one month of the start date of this Agreement. All new signs must be
compatible with existing signs at the Facility and be approved by the Contract
Administrator.
B. Validated Parking. Validated parking shall be permitted as authorized by
the City. The City will bill those agencies authorized to validate parking tickets for their
respective validations. The Operator shall make no other arrangements for validation
without prior written authorization by the Contract Administrator.
C. Monthly Parking Permits. The Operator shall issue permits and collect
monthly fees at the Parking Manager's office at the Parking Facilities. The City shall
establish monthly parking rates. The Operator shall be responsible for monitoring
payment for monthly permits and for invalidating un-renewed permits the first day of
each month.
D. There shall be no free parking except as follows:
One space per cashier booth in each facility to accommodate the
Operator's employees.
2. City of Santa Ana and/or their contractor's vehicles only while
performing construction or conducting building and grounds
maintenance/repair activities.
l l . MAINTENANCE OBLIGATIONS OF OPERATOR
A. The Operator expressly agrees to maintain the Parking Facilities in a safe,
clean, sanitary condition, to the complete satisfaction of the Contract
Administrator, and in compliance with all applicable laws. The Operator shall
conduct all routine maintenance in accordance with the Parking Facilities
Maintenance Schedule (Exhibit D) attached hereto and made a part hereof.
Operator shall make minor repairs (defined as repairs costing $500.00 or less per
incident) promptly and as needed. Repairs in excess of $500.00 which do not
create an imminent threat to public safety shall be made after consultation with
the Contract Administrator, and as he/she directs.
B. The Operator shall be responsible for routine daily maintenance of the
Parking Facilities including, but not limited to:
Keeping the Parking Facilities, including stairwells, free and clear
of rubbish, litter, and animal or human waste. If animal and/or
human waste are present, Operator shall clean and sanitize the
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affected areas as needed.
2. Providing janitorial services to the employee restrooms, including
servicing clogged plumbing and cleaning floors and fixtures.
Maintenance of attendant booths, Parking Manager's office and
storage areas to assure a clean and neat appearance
4. Elevator cleaning including elevator lobby area.
5. Checking ceiling-mounted signage for loose connections or
damage.
6. Checking illuminated signs for damage and necessary bulb
replacement.
7. Checking parking and revenue control equipment for proper
operations.
8. Immediate removal of graffiti from buildings and walls. The
Contract Administrator shall approve method(s) used to remove
graffiti.
C. The Operator shall provide containers for trash and garbage as approved
by the City and provide for daily removal of trash and garbage from the
Parking Facilities.
D. The Operator shall be responsible for weekly scheduled machine sweeping
in each parking structure and each surface lot, and semi-annual garage
steam cleaning. Any areas not accessible to machine sweeping shall be
swept by hand prior to the mechanical sweeping process. The first steam
cleaning shall be completed no later than July 2013 and every six months
thereafter.
E. The Operator shall remove excessive accumulations of grease or oil on
parking surfaces on a weekly basis. Any grease or oil spill that constitutes
a hazard shall be removed immediately.
F. The Operator shall maintain adequate portable fire extinguishers, charged
and ready for use, in accordance with governing fire regulations and
ordinances.
G. The Operator shall keep and maintain, to the satisfaction of the City, all
signs and graphics in a clean and legible condition free from graffiti. Any
replacement of signs or additional signs shall be provided by the Operator
and the cost thereof shall be reimbursable by the City. Replacement
materials shall be of the same quality material, letter style, design, and
color as other similar signs within the facility. All signs placed by the
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Operator in the Parking Facilities, attendant booths, or Parking Manager's
office must have the prior approval of the Contract Administrator.
H. The Operator shall keep all glass surfaces in and around attendant booths,
Parking Manager's office, stairwells and elevators clean.
The Operator shall keep all parking control equipment, including
housings, clean and well maintained as recommended by service manuals.
J. The Operator shall be responsible for maintaining all painted surfaces on
parking equipment, attendant booths, posts, curbs and islands. Painting
shall be provided in a professional manner including but not limited to
surface preparation and priming as needed. The Contract Administrator
must approve paint colors.
If the Operator fails to maintain or make repairs or replacements as required herein, the
Contract Administrator shall notify the Operator in writing of said failure. Should the
Operator fail to correct the situation within three (3) days after receipt of written notice,
the Contract Administrator may make the necessary correction or cause it to be made and
the cost thereof, including but not limited to the cost of labor, materials, equipment, and
an administrative fee equal to twenty five percent (25%) of the sum of such items, shall
be paid by the Operator by means of deduction from the monthly compensation due the
Operator.
12. RESPONSIBILITIES AND REQUIREMENTS OF OPERATOR
The Operator shall. in the manner and method of operating the Parking Facilities,
assure the highest degree and standards of courtesy, politeness, conduct, and
demeanor on the part of its officers, agents, employees, and representatives, and
shall at all times during the term of this Agreement, comply fully with the
following conditions and requirements:
A. The Operator shall charge and collect from all persons utilizing the
parking facilities within the Parking Facilities the fees or charges
established by the City.
B. The Operator shall conduct its operations in a manner so as not to annoy,
disturb, or be offensive or rude to customers, patrons, or other users of the
Parking Facilities.
C. Language Proficiency. The Operator shall select personnel that have the
ability to read signs, labels, work schedules and simple instructions in both
English and Spanish; understand and follow oral directions in English and
Spanish; write simple messages in English and Spanish, and speak both
languages sufficiently to communicate clearly with the public.
D. Parking Manager. The Operator shall select and appoint a Parking
Manager whose responsibility shall be overseeing the operation of the
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25D-44
Parking Facilities. Such person must be highly qualified, experienced, and
successful manager of parking facilities, vested with full power and
authority with respect to the method and manner of operating the Parking
Facilities. The Parking Manager shall be present on-site a minimum of
eight hours per day between the hours of 7:00 am and 6:00 pm. The
Parking Manager shall maintain an office on-site and shall be available
upon 15 minutes notice during regular business hours. At all times during
his/her absence from the Parking Facilities, a shift supervisor shall be in
charge of the parking operation and available at such on-site location.
E. Conduct of Employees. The Operator shall control the conduct.
demeanor, and appearance of its officers, agents, employees. and
representatives. Cashiers and shift supervisors while on duty shall wear
uniforms with clearly visible and readable nametags, which shall at all
times be maintained in a neat and clean condition. The Contract
Administrator shall approve the uniforms and nametags. All personnel
shall be trained by the Operator to render a high degree of courteous and
efficient service, and it shall be the responsibility of the Operator to
maintain close supervision over such personnel to assure a high standard
of service to patrons of the Parking Facilities. Upon objection by the
Contract Administrator to the unprofessional conduct, demeanor, or
appearance of such personnel, the Operator shall immediately take all
steps necessary to correct the conduct, demeanor, or appearance, which is
the cause of the objection.
F. Employee Honesty. The Operator shall take every precaution to protect
the City's revenue, and to ensure that all sums due and owing the City
from patrons of the Parking Facilities are properly assessed, collected,
accounted for, and deposited into a depository selected and approved by
the City. The Operator shall not knowingly employ or keep in its employ
for purposes of conducting operations under this Agreement any
individual who has been convicted in a court of competent jurisdiction of
theft or misappropriating funds.
G. Monthly Parking Permits. In addition to the monthly fee, the Operator
shall collect a $25 administrative fee for the establishment of each new
monthly account. Records for the administrative fee shall be maintained
for twelve months after the account has been closed. Should the
cardholder return with his/her previously assigned card key within that
twelve-month period, no additional administrative fee shall be charged.
The Operator shall charge a $15 replacement fee for replacement of a lost
card key. The Operator shall identify administrative fees and fees
collected for replacement card keys separately on the daily reports and in
other records and accounts and shall include the fees collected in the daily
receipts.
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25D-45
H. Unauthorized Activities. The Operator shall not engage in nor permit any
of its officers, agents, employees, or representatives to engage in the sale
of supplies, products, or services of any kind, except those authorized by
this Agreement, at retail or wholesale, on or from the Parking Facilities,
nor install, maintain or operate or permit the installation, maintenance or
operation on the Parking Facilities of any vending machine or device
designed to dispense or sell food beverages, tobacco products or
merchandise of any kind whether or not included in the foregoing
categories.
1. Daily Inspection. The Operator shall inspect the Parking Facilities
described in this Agreement on a daily basis to determine if any inherently
or potentially dangerous conditions or defects exist, said inspection to
include, but not be limited to, the following:
• Abnormal accumulations of grease or oil on the pavement
• Pot holes
• Dangerous grade changes
• Broken glass
• Broken tire guards
• Protruding pipes
Leaking gas tanks
• Broken or burned out lighting fixtures
• Graffiti
• Conditions likely to cause a pedestrian to trip or fall
• Hazards to tires, and other unsafe conditions
The results of each daily inspection shall be recorded in a written report
and maintained by Operator. Operator shall notify Contract Administrator
immediately of any hazardous conditions or defects.
if the Operator defaults in the performance of any covenant, condition, or
agreement contained in this clause, and such default is not corrected within
twenty-four (24) hours after the Operator receives written notice from the City,
the City may impose a penalty as set forth in the Liquidated Damages term
(Section 28) hereof, for each day the Operator remains in default, or the City may
terminate this Agreement and take over possession and operation of the Parking
Facilities in accordance with the provisions of Section 27 ("Termination By
City") herein.
13. HAZARDOUS MATERIALS
13.1. Prohibited. The use and storage of Hazardous Materials by the Operator in
the Parking Facilities is prohibited except as necessary to perform the services required
under this Operating Agreement. To the extent the Operator must use Hazardous
Materials to perform the services required under this Operating Agreement, the Operator
shall comply with the following conditions:
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2501-46
a. The Operator shall comply with all Federal, State and local laws and
regulations regarding the use, storage and disposal for such Hazardous Materials.
b. The Operator shall be solely responsible for obtaining all permits necessary to
use, store, or dispose of the Hazardous Materials it uses.
c. The Operator shall take all necessary precautions to prevent any Hazardous
Materials it uses from entering into any storm or sewage drain system, or into the
air or groundwater or from being released on the Parking Facilities.
d. The Operator shall be solely and fully responsible for the release of ally
Hazardous Material that it uses. The Operator shall timely comply with all
requirements of all appropriate governmental agencies and authorities in its
investigation, remediation and clean up of any release of a Hazardous Material. If
the Operator does not promptly commence and diligently pursue the remediation
and clean up any release of such Hazardous Material, the City, in its discretion,
may pay, to have the release remediated and cleaned up, and the Operator shall
reimburse the City within fifteen (15) business days of City's demand for
payment. The failure to commence remediation and clean-up and to provide City
with a schedule for diligent completion of the remediation within sixty (60) days
after discovery of such release, or danger of release, of such Hazardous Material
shall constitute prima facie evidence of failure to promptly commence
remediation.
c. The Operator agrees to defend, indemnify and hold harmless the City, its
trustees, officers. officials and employees from any and all losses, claims, actions
cots, expenses, judgments, subrogation or other damages resulting from injury to
any person or damage to property, including, without limitation, the cost of any
cleanup and remediation of Hazardous Materials, which the City may sustain as a
result of the presence, use, storage or cleanup of Hazardous Materials in the
Parking Facilities that are attributable in any manner to the Operator.
The obligations set forth in this Section shall survive the expiration or earlier
termination of this Operating Agreement.
13.2. Reporting Obligation. Upon becoming aware of any release of a Hazardous
Material in a Parking Facility, the Operator shall immediately report such release to the
City and to any other appropriate public agency. The Operator shall immediately report
the release of any Hazardous Material to the City even where the quantities released
would not be otherwise reportable to another public entity. This reporting obligation
exists with regard to any release to Hazardous Material within a Parking Facility and is
not limited to releases of those Hazardous Materials used by the Operator.
14. DAMAGE BY OPERATION
If Operator, its agents or employees, causes any injury, damage or loss at any
Parking Facility, Operator shall repair, at its sole cost and expense, such injury, damage
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25D-47
or loss at City's direction and upon City's prior approval. City reserves the right to
perform such repairs, and bill Operator for such costs and deduct such costs from any
compensation then due and owing to the Operator. The rights of City set forth in this
Section are in addition to, and do not in any manner limit, any right of City to be
indemnified by Operator for any such injury, damage or loss.
15. IMPROVEMENTS AND ALTERATIONS
No structures, improvements, or facilities shall be constructed, erected, altered. or
made within the Premises without the City's prior written consent. At all times during
the term of this Agreement, City shall have the right to enter the Premises for the purpose
of revising the automobile parking spaces; changing or rearranging the entrances and
exits; using temporarily or permanently such portions thereof as are necessary for
construction of improvements, and/or repairs thereto; or for the installation of
improvements, or other facilities necessary for the efficient operation and maintenance of
the Premises.
16. CONDITIONS GOVERNING IMPROVEMENTS AND ALTERATIONS
a. No facilities shall be installed or maintained. or alternations or additions
made in, to, or upon the Parking Facilities by the Operator without the prior written
consent of the Contract Administrator, and all such work shall be completed in
accordance with plans approved and conditions imposed by the Contract Administrator.
Upon completion of said facilities, the Operator shall furnish to the Contract
Administrator, at no charge two complete sets of as built drawings and detailed costs of
the facilities constructed and installed.
b. All facilities, alterations, or additions constructed by the Operator within the
Parking Facilities, including the plans and specifications therefore, shall conform in all
respects to the applicable statutes, ordinances, building codes, rules, and regulations of
the City and such other authorities, as may have jurisdiction. The City's approval given
as provided shall not constitute a representation or warranty of such conformity, and
conformance shall remain the Operator's responsibility. The Operator shall procure all
permits necessary for such construction. The cost of all permits and construction by the
Operator shall be at the Operator's sole cost and expense.
17. MECHANICS LIENS OR STOP NOTICES
The Operator shall at all times defend, indemnify and hold harmless the City, its
officers. employees and agents against all claims, losses, demands, damages, cost,
expenses, or liability costs for labor or materials in connection with construction, repair,
alteration, or installation of structures, improvements, equipment, or facilities within the
Parking Facilities. and from the cost of defending against such claims, including attorney
fees and costs.
In the event a lien or stop-notice is imposed upon the Parking Facilities as a result
of such construction, repair, alteration, or installation, the Operator shall either:
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25D-48
A. Record a valid Release of Lien, or
B. Procure and record a bond in accordance with Section 3143 of the Civil
Code, which frees the Parking Facilities from the claim of the lien of stop-
notice and from any action brought to foreclose the lien.
If the Operator fails to accomplish either of the two optional actions above within
fifteen (15) days after the filing of such a lien or stop-notice, the Agreement shall be in
default and shall be subject to immediate termination.
18. REMOVAL AND RESTORATION
Subject to the provisions of Section 30 ("Title To Improvements"), upon
termination of this Agreement, the Operator shall redeliver possession of the
Parking Facilities and equipment to the City in substantially the same condition
that existed immediately prior to the Operator's entry thereon, reasonable wear
and tear, damage by the elements, earthquakes, acts of God, war and any act of
war, excepted.
19. MAJOR REPAIRS AND DAMAGES
A. City shall be responsible for any major repairs, surfacing, and resurfacing
of the Premises.
B. In the event of damage or destruction of any of the Parking Facilities,
which are a part of the Premises, which. in the opinion of City, makes the
continued operation of such garage uneconomical, City may terminate this
Agreement as to such Facility.
20. OPERATOR IS SOLE EMPLOYER - DUTY TO INFORM
Operator agrees to notify each employee of the Operator prior to the time such
employee begins to work at the Parking Facilities, and all unions or bargaining units
representing such employees, 1) that the Operator is the only employing agency and
employer, 2) that the City of Santa Ana is not an employer with regard to the parking
operation, but rather is a contractor hiring the Operator to operate the Parking Facilities in
accordance with the terms of this Agreement, and 3) that continued employment in
connection with operation of the Parking Facilities cannot be expected beyond the term
of this Agreement.
Operator agrees to inform each employee in writing of the above and to obtain a
signed acknowledgement by the employee of such notification.
21. OPERATING MANUAL
a. The Operator shall be responsible for developing written procedures based
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25D-49
upon administrative guidelines, procedures and directions promulgated by the City
relating to the management, operation and maintenance of the Parking Facilities. All
such guidelines, procedures and directions shall be consistent with the terms and
conditions of this Agreement. Operator shall maintain a current Standard Operating
Procedures Manual (SOP Manual) specifying the operating procedures to be followed by
the Operator for operating within each of the Parking Facilities.
b. Within thirty (30) days after award of this Agreement, a copy of the written
procedures for operations, management, maintenance, cash handling and auditing
procedures for each Parking Facility shall be submitted to the Contract Administrator for
review and approval. Thereafter the Operator shall make necessary revisions on an as-
needed basis, but at least on an annual basis and no later than January 31 of each year,
submitted to and approved, in writing by the Contract Administrator shall approve any
subsequent changes or revisions in writing. The SOP Manual shall be kept up to date at
all times and pertinent parts shall be provided and explained to each of the Operator's
employees.
22. ASSIGNABILITY
The parties agree that the expertise and experience of Operator are material
considerations for this Agreement. Operator may not assign the performance of any
obligation or interest under this Agreement without the prior written consent of City.
Any attempt by Operator to assign this Agreement in violation of this Section will be
voidable at City's sole option.
If the Operator hereunder is a corporation or an unincorporated association or
partnership, the transfer of any stock or interest in said corporation, association, or
partnership in the aggregate exceeding twenty-five percent (25%) shall be deemed an
assignment within the meaning of this clause.
23. NOTICES
All notices and other communications required or permitted to be given under this
Agreement must be in writing and must be personally served, or mailed, postage
prepaid via U.S. mail, or sent via courier service, addressed to the respective parties as
follows:
To Ci : To Operator:
City of Santa Ana
Community Development Agency
P.O. Box 1988, M-25
Santa Ana, CA 92702
Attn: Contract Administrator
Notice will be effective on the date personally delivered or if sent by courier
service, on the date of receipt. If mailed, notice will be effective three (3) days after
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25D-50
deposit in the mail. The parties may change their respective addresses in accordance
with the provisions of this Section.
24. NONDISCRIMINATION
During the performance of this Agreement, the Operator agrees as follows:
A. Operator will not discriminate against any employee or applicant for
employment because of race, color, religion, sex, disability, or national origin.
Operator will take affirmative action to ensure that applicants are employed, and
that employees are treated during employment without regard to their race, color,
religion, sex, disability, or national origin.
Such action shall include, but not be limited to, the following: employment,
upgrading, demotion, or transfer; recruitment or recruitment of compensation:
and selection of training, including apprenticeship. The Operator agrees to
post in conspicuous places, available to employees and applicants for
employment, notices to be provided by the City setting forth the provisions of
this nondiscrimination clause.
B. Operator will, in all solicitation or advertisements for employees placed by
or on behalf of the City, state that all qualified applicants will receive
consideration for employment without regard to race, color, religion, sex,
disability, or national origin.
25. RESTRICTIONS AND REGULATIONS
This Agreement, including the Parking Facilities and the operations thereof by the
Operator, shall be subject to:
A. Any and all applicable rules, regulations, order and restrictions that are
now in force, or which the City may hereafter adopt.
B. Any and all orders, directions or conditions issued, given or imposed by
the Contract Administrator with respect to the use of the roadways,
driveways. curbs, sidewalks or parking areas, and public areas adjacent to
the Parking Facilities.
C. Any and all applicable laws, ordinances, statutes, rules, regulations or
orders of any governmental authority lawfully exercising authority over
the Operator's business hereunder.
The City shall not be liable to the Operator for any damage to, or for any
diminution or deprivation of the Operator's rights hereunder on account of the
exercise of any such authority as in this clause provided, nor shall the Operator be
entitled to terminate the whole or any portion of this Agreement by reason thereof
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25D-51
unless the exercise of such authority shall so interfere with the Operator's
operation of the Parking Facilities in the exercise of its rights under this
Agreement as to constitute a termination in whole or in part of this Agreement by
operations of law in accordance with the laws of the State of California.
26. DEFAULT
A. Any material failure or delay by either party to perform any material term
or provision of this Agreement, constitutes a default under this Agreement.
Except as otherwise provided below, upon the occurrence of a default, the
non-defaulting party may terminate this Agreement and may institute legal
action to cure, correct, or remedy the default or to recover damages for the
default.
B. Prior to terminating this Agreement or instituting any legal action due to a
default, the non-defaulting party shall give written notice of the default to
the defaulting party, specifying the nature to the default. The defaulting
party shall have thirty (30) days to cure, correct, or remedy the default,
and if the default is cured, corrected, or remedied within such time period,
the non-defaulting party shall be entitled to terminate this Agreement or
institute legal action due to the default.
C. Legal actions instituted due to any default must be instituted in the court
located in the County of Orange, State of California.
D. The rights and remedies of the parties are cumulative and the exercise by
either party of one or more of such rights or remedies shall not preclude
the exercise by it, at the same or different times, of any other rights or
remedies for the same default or any other default by the other party.
27. TERMINATION BY CITY
A. Termination with Cause. In addition to any other legal or equitable rights
available to the City hereunder, the City shall have the right to terminate
and cancel this Agreement in its entirety and all rights ensuring there from
upon five (5) days written notice if any one or more of the following
events shall occur:
The Operator fails to duly and punctually deposit the gross receipts
and deliver the deposit receipt to the City, or fails to make any
other payments required hereunder when due to the City within
two (2) business days after written notice from the City of such
failure to comply.
2. Failure of the Operator to maintain a quality of service satisfactory
to the Contract Administrator and required by Section 12
("Responsibilities And Requirements Of Operator") hereof, after
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25D-52
service of a Three-Day Notice to correct the unsatisfactory
condition.
3. The happening of any act, which results in the suspension or
revocation of the rights, power, licenses, permits and authorities
necessary for the conduct and operation of the Parking Facilities as
herein authorized.
4. The transfer of the interest of the Operator under this Agreement
by operation of law, or otherwise, to any other person, firm or
corporation.
Any substantial change in the ownership or proprietorship of the
Operator, which in the opinion of the City, is not in the best
interest of the City or the public.
6. Failure of the Operator to keep, perform and observe each and
every other promise, covenant, condition and agreement set forth
in this Agreement on its part to be kept, performed or observed
within three (3) days after receipt of written notice of default there
under from the City, except where fulfillment of the Operator's
obligation requires activity over a period of time and the Operator
shall have commenced to perform whatever may be required for
fulfillment within three (3) days after receipt of such notice and
continues such performance without interruption except for causes
beyond its control.
7. The levy of any attachment or execution, or the appointment of any
receiver, or the execution of any other process of any court of
competent jurisdiction which does or as a direct consequence of
such process will interfere with the Operator's occupation of the
Parking Facilities and will interfere with its operations under this
Agreement, and which attachment, execution, receivership, or
other process of such court is not vacated, dismissed, or set aside
within a period of thirty (30) days.
The Operator shall become insolvent, or shall take the benefit of
any present or future insolvency statute, or shall make a general
assignment for the benefit of creditors, or file a voluntary petition
in bankruptcy, or a petition or answer seeking an arrangement for
its reorganization, or the readjustment of its indebtedness under the
federal bankruptcy laws or under any other laws or statute of the
United States, or of any state law, or consent to the appointment of
a receiver, trustee or liquidator of all or substantially all of its
property.
By order or decree of a court the Operator shall be adjudged
bankrupt, or an order shall be made approving a petition filed by
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25D-53
any of the creditors, or by any of the stockholders of the Operator
seeking its reorganization or the readjustments of its indebtedness
under the federal bankruptcy laws, or under law or statute of the
United States, or any state thereof.
10. A petition under any part of the federal bankruptcy laws, or an
action under any present or future solvency law or statute shall be
filed against the Operator and shall not be dismissed within thirty
(30) days after the filing thereof.
11. By or pursuant to, or under authority of any legislative act,
resolution or rule of any order or decree of any court.
governmental board, agency or officer having jurisdiction, a
receiver, trustee, or liquidator shall take possession or control of all
or substantially all of the property of the Operator and such
possession or control shall continue in effect for a period of thirty
(30) days.
12. Cessation or deterioration of service for a period, which in the
opinion of the City, materially and adversely affects operation of
the public service required to be performed by the Operator under
this Agreement.
13. Any lien is filed against the Parking Facilities because of any act or
omission of the Operator and is not removed within thirty (30)
days.
14. The Operator shall voluntarily abandon, desert, vacate or
discontinue its operations of the business herein authorized in the
Parking Facilities.
Notwithstanding any of the foregoing provisions of this Section, the City shall
have the absolute right to forthwith terminate and cancel this Agreement and take
over the operation of the parking facilities within the Parking Facilities, either by
itself or through another operator of its choice, if Parking Facilities should
become closed by reason of the Operator being unable for any reason whatsoever,
to maintain in its employ the personnel necessary to keep the Parking Facilities
open for public patronage, including, but not limited to, delays caused by work
stoppage.
In the event that the City shall so elect to terminate this Agreement, then the City
may recover from the Operator:
(a) Any amount necessary to compensate the City for the detriment proximately
caused by the Operator's failure to perform its obligations under this
Agreement or which in the ordinary course of business would be likely to
result there from, including, but not limited to, the cost of recovering
possession of the Parking Facilities, including necessary repair, renovation
24
25D-54
and alteration of the Parking Facilities, reasonable attorney's fees, expert
witness costs, and any other reasonable costs; and
(b) Any other amount, which the City may by law hereafter be permitted to
recover from the Operator to compensate the City for the detriment caused by
the Operator.
The Operator shall construe no delay or omission of the City to exercise any right
or remedy as a waiver of such right or remedy or any default hereunder. The
acceptance by the City of any sums hereunder due shall not be (i) a waiver of any
preceding beach or default by the Operator of any provision thereof, other than
the failure of the Operator to pay the particular sum accepted, regardless of the
City's knowledge of such preceding beach or default at the time of acceptance of
such sum, or (ii) waiver of the City's right to exercise any remedy available to the
City by virtue of such breach or default. No act or thing done by the City or the
City's agents during the term of this Agreement shall be deemed an acceptance of
the surrender of the Parking Facilities, and no agreement to accept a surrender
shall be valid unless in writing and signed by the City.
B. Termination Tf'ithout Cause. The City reserves the right, at any time
during the term of this Agreement. at the sole discretion of the City, to terminate this
Agreement without cause; provided, however, that if any such termination is to be
effected, the City shall give the Operator written notice thereof not less than one hundred
twenty (120) days prior to the effective date of such termination.
C. Consequences of Termination. In the event of termination, Operator shall
deliver to City copies of all reports, documents. City-owned equipment and materials
within ten (10) days after termination. Upon receipt thereof, City shall pay Operator for
all services performed and reimbursable expenses incurred to the date of termination.
28. LIQUIDATED DAMAGES
THE PARTIES HERETO AGREE THAT IT WOULD BE IMPRACTICAL
AND EXTREMEMLY DIFFICULT TO DETERMINE THE ACTUAL
DAMAGE TO THE CITY IF OPERATOR WERE TO TERMINATE THIS
AGREEMENT PRIOR TO EXPIRATION OR OTHERWISE BREACH. IN
ADDITION TO THE SERVICES PROVIDED, CITY EXPECTS TO RECEIVE
OTHER BENEFIT FROM OPERATOR'S SERVICES. THE PARTIES
MUTUALLY AGREE THAT THE TERMS SET FORTH IN THIS SECTION
ARE ACCEPTABLE TO EACH PARTY AND ARE A REASONABLE
ESTIMATE OF CITY'S LOSS IF OPERATOR FAILS TO COMPLETE
SERVICES IN ACCORDANCE WITH THE SCHEDULE OF
PERFORMANCE.
BY SIGNING THIS BELOW, CITY AND OPERATOR ACKNOWLEDGE
THAT THE INCENTIVE AMOUNTS SET FORTH BELOW HAVE BEEEN
AGREED UPON AS THE PARTIES' REASONABLE ESTIMATE OF CITY'S
DAMAGES.
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25D-55
"CITY"
By:
By:
"OPERATOR"
a. Failure to make daily deposits of all receipts, for each day, or portion
thereof, that deposit is delayed beyond the deposit deadline. (The only exception shall be
for Acts of God, such as earthquakes, in which delay is beyond the Operator's control.)
One Hundred Dollars ($100) a day for each failure to perform.
b. Failure to deliver, on time, required items such as reports, schedules,
manuals, budgets or other materials as specified in the Operating Agreement. Twenty-
five dollars ($25) per item or set of materials.
C. Failure to have revenue control tickets available and installed and each
and every ticket-dispensing machine. Fifty dollars ($50) per failure.
d. Failure to maintain accurate monthly parking records, including monthly
parking applications, accurate access log, notification to the City of delinquent accounts,
and maintenance of activation/deactivation of monthly access. The current applicable
monthly rate per record or access occurrence.
e. Failure to properly notify the City of any unpaid individual monthly
permit account or event parking pass. The current applicable monthly rate for
each month that the unpaid individual monthly permit remains active after the
seventh day (7) of each month or the maximum daily parking rate for each
unpaid event parking pass that was created and used at a Parking Facility.
f. Failure to follow the Routine Maintenance and Minor Repair requirements
in any part. Twenty-five dollars ($25) per occurrence.
g. Failure to maintain revenue control equipment to ensure accuracy and
Consistency of operations or failure to schedule or follow up on the repair of revenue
control equipment malfunctions within twenty-four (24) hours of occurrence. One
hundred dollars ($100) per occurrence per day.
Notification of Failure to Perform
Upon determining the existence of a breach under a-g above, the Contract Administrator
shall issue a written notice to Operator of the occurrence of such breach and the City's
claim for liquidated damages.
a. The notice of breach shall become final unless the City receives from Operator
not later than ten (10) business days after the date of the notice of breach, a
written statement from Operator, accompanied by evidence, that the breach did
not occur. If such written statement and evidence is not received by the City
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25D-56
Manager within ten (10) business days of the date of the notice of breach, the
Contract Administrator's determination shall be final. Operator agrees that the
Contract Administrator shall deduct the amount of such liquidated damages from
the next monthly payment due to Operator.
b. If the Operator contests the imposition of a liquidated damage, the Contract
Administrator shall review Operator's written statement and evidence as soon as
reasonably possible, and render a decision sustaining or reversing the
determination that a breach occurred and the claim for liquidated damages.
Contract Administrator shall deliver to Operator a written notice of such decision
no later than ten (10) business days after receipt of Operator's written statement
and evidence.
29. TRANSITION OF OPERATION AND MANAGEMENT
Upon the expiration of this Operating Agreement or its earlier termination, the
Operator agrees to cooperate fully with the City in the smooth and businesslike transition
of the management and operation of the Parking Facilities to a new operator.
30. TITLE TO IMPROVEMENTS
Title to all equipment and improvements shall remain with the City. All signs and
gate arms installed by the Operator shall immediately upon installation become the
property of the City.
31. INSPECTION
The City and/or its authorized representatives shall have the right at all reasonable
times to inspect the Parking Facilities to determine if Operator is complying with the
provisions of this Agreement. The City reserves the right. at any time, at the request of
the Contract Administrator to call a conference of representatives of the City and the
Operator for the purpose of making a complete inspection of the Parking Facilities and
reviewing the operation, maintenance, quality of service and such other items as the City
may wish to review.
If evidence of discrepancies is discovered in the operational and accounting
procedures being conducted at the Parking Facilities, relative to funds received and
maintained, the City shall have the right to make immediate contact with the responsible
employee of the Operator, at his/her workstation without any prior required notice to
affected employee or the Operator. City further reserves the right to have made available
for immediate inspection and review any and all materials, receipts, records and
equipment relative to all revenues and the accounting for all funds maintained at the
Parking Facilities. to resolve any issue at questions and provide for the integrity and
security of the operations being conducted.
The City reserves the right, at any time, to install surveillance equipment, both
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25D-57
audio and visual, anywhere on the Parking Facilities to monitor operations and
procedures for security purposes. No further notice of installation shall be given to the
Operator.
32. EXCLUSIVITY AND AMENDMENT
This Agreement represents the complete and exclusive statement between the City
and Operator, and supersedes any and all other agreements, oral or written, between the
parties. In the event of a conflict between the terms of this Agreement and any
attachments hereto, the terms of this Agreement shall prevail. This Agreement may not
be modified except by written instrument signed by the City and by an authorized
representative of Operator. The parties agree that any terms or conditions of any
purchase order or other instrument that are inconsistent with, or in addition to, the terms
and conditions hereof, shall not bind or obligate Operator nor the City. Each party to this
Agreement acknowledges that no representations, inducements, promises or agreements,
orally or otherwise, have been made by any party, or anyone acting on behalf of any
party, which are not embodied herein.
33. COMPLIANCE WITH GOVERNMENTAL REQUIREMENTS
Operator shall carry out all services pursuant to this Agreement in substantial
conformity with all applicable laws, ordinances, statutes, codes, rules, regulations, orders,
and decrees of the United States, the State of California, the County of Orange, the City,
and of any other political subdivision, agency. or instrumentality exercising jurisdiction
over the City, including all applicable federal. state, and local occupation, safety and
health laws. rules, regulations and standards, applicable state and labor standards.
prevailing wage requirements, the City zoning and development standards, City permits
and approvals. building, plumbing, mechanical and electrical codes, as they map apply,
and all other provisions of the City and its Municipal Code (as they may apply), and all
applicable disabled and handicapped access requirements. including, without limitation,
the Americans With Disability Act, 42 U.S.C. § 12101 et seq., Government Code § 4450
et seq.. and the Unruh Civil Rights Act, Civil Code § 51 et seq.
34. MISCELLANEOUS
A. Survival of Provisions. If any part of this Agreement is for any reason
found to be unenforceable, all other parts nevertheless remain enforceable.
B.. This Agreement binds an inures the benefit of the parties and their
respective successors.
C. Time of the Essence. Time is of the essence regarding this Agreement.
D. Agreement Organization. The various heading and numbers herein, the
28
25D-58
grouping of provisions of this Agreement into separate clauses and paragraphs,
and the organization hereof, are for the purpose of convenience only, and shall not
be considered otherwise.
E. Inspection. City or its authorized representative shall have the right at all
times to inspect the Premises to determine if the provisions of this Agreement are
being complied with.
F. Conflict of Interest. Operator shall avoid all conflict of interest or the
appearance of conflict of interest in performance of this Agreement.
G. Successors in Interest. Unless otherwise provided in this Agreement, the
terms, covenants, and conditions contained herein shall apply to and bind the
heirs, successor, executors, administrators, and assigns of all the parties hereto, all
of whom shall be jointly and severely liable hereunder.
G. Partial Invalidity. If any tern, covenant, condition, or provision of this
Agreement is held by a court of competent jurisdiction to be invalid, void, or
unenforceable, the remainder of the provisions hereof shall remain in full force
and effect and shall in no way be affected, impaired, or invalidated thereby.
H. Waiver of Rights. The failure of City or Operator to insist upon strict
performance of any of the terms, covenants or conditions of this agreement shall
not be deemed a waiver of any right or remedy that City or Operator may have
and shall not be deemed a waiver of the right of the Agreement thereafter.
L Governing Law. This Agreement must be construed, and its performance
enforced, under California law.
J. No Property Interest. Operator agrees that this Operating Agreement shall
not be construed as granting any right of possession, estate, title or interest in the
Parking Facilities. Operator agrees that this Operating Agreement shall not
impair the City, its agents, or employees from entering the Parking Facilities at
any time.
K. Drug Free Workplace. Operator certifies that it has established the
following drug-free workplace policy:
1. The unlawful manufacture, distribution, dispensing, possession or use
of a controlled substance is prohibited in the workplace for any employee.
2. The employees of Operator will be required to:
a) Abide by the terms above in statement 1.
b) Notify appropriate officials of the City of any criminal drug
statute conviction for a violation occurring in the workplace not later than
five days after such conviction.
29
25D-59
c) Within 30 days of receiving such notice, appropriate personnel
action will be taken by Operator against such employee, up to and
including termination.
35. ATTACHMENTS TO AGREEMENT
This Agreement includes the following, which are attached hereto and made a
part hereof:
Exhibit A - Parking Facilities Location Map
Exhibit B - Operator's Proposal
Exhibit C - Parking Maintenance Schedule
Exhibit D - Additional Insured Endorsement
30
25D-60
IN WITNESS WHEREOF, the parties have executed this Agreement the date and year
first above written.
ATTEST:
Maria D. Huizar
Clerk of the Council
CITY OF SANTA ANA
Paul Walters
City Manager
APPROVED AS TO FORM:
Sonia R. Carvalho
City Attorney
By:
Lisa Storck
Assistant City Attorney
31
OPERATOR
By:
Name:
Title:
25D-61
CITY OF SANTA ANA COMMUNITY DEVELOPMENT AGENCY
REQUEST FOR PROPOSALS FOR PARKING OPERATIONS AND MANAGEMENT SERVICES
EXHIBIT A-4
PARKING FACILITIES MAINTENANCE
1 I I Semi-
- ....-. --- Dail Weekly
............... ._ ..__. Monthly Quarterly Annum - Annuals -
1. CLEANING
- - - -- ---- - - - -- ------ - - - -----
¦ Hand Sweeping - localized
• ..._.... _ .........
.................... .......... -.... ..
.
......... .._....... ...... ........... _.......
_......._.._...._.__............. _.......
--
-------- - - - ---- -- - -
_----
-- -
¦ ------ ------- ---
Machine Sweeping - all areas
Hand sweep as necessar
¦
-- - Expansion Joints
---- ---- ---- ------- -- - ------
..._.. .... .......... ...... _......
...
...... ..... ......... -........._..... -.....
¦
. Empty Trash Cans
.
.
.
--
--
-
--- •
......... ...... ........_..._._....
....... .................. ...............
- ----------- - -----------
_.
-_..
¦ ._
.
..---
--
-
- -
-
Restrooms
- floors, fixtures '
¦ Cashier Booths
.
- floors, equipment ..... ._...... -...
................ ....... _............... .....
__.....
- windows
;
¦
Elevators ?
- floors, doors, tracks
•
i
s - glass, walls •
- _
Stairs
-- ----- -
........ ..._._-._..__.._ ....__. _
-._..... --....._.__.._.
-?
-
handrails, trash
- floors
--_ fi •
.......... _.........
..._......__..
......._.._.__.....___....._._...
'
! - windows
Lobby, Office
J __•
.
.
-
3 ------------ -----__- _
-floors
- windows
- lobby walls
• ..... ......... ........... _..... --..
._..
....... ..... _........
..... ..... _........ _........ _ ...
....... ......._..
..
i
-
-
- -----------------------
---
-----------------------
Parking Floors !
excess oil • '
_ _' - steam clean entire facility
__- -------
- steam clean stairwells, lobby
areas, entrance, exit lanes
--- ._........_._...._-..
................... _......
..._...._._._... •
------
or as
--- ------ ----- ----
needed
¦ ° Parking Control Equipment
- dusting •
.......................
_....__
--
- wax exterior housings
2. DOORS AND HARDWARE !
¦
Doors close and latch properly !
•
I
I
i - - -
I
.............. ..._...... __.... ......... _........ _.._.........
_.
._...._._
3.
ELECTRICAL SYSTEM . - - -- -- - -- ---- - -
¦ Check light fixtures and
exposed conduit
City of Santa Ana Community Development Agency
Request for Proposals for Parking Operations and Management Services
Page 30
25D-62
EXHIBIT A-4
Semi-
._- .. .............. ...... ......... _........... ...... ..................... ........ .._........... ............. ....... ....__....................................... ............ Daily Weekly
Monthly
.
. Quarterly Annually Annually
4.
ELEVATORS - ..........
.
__.........
_.._
N Check for normal operation •
.
Check indicators and other lights
• ...
....._..
........ ......... .__.......
--
Check telephone operation •
5. LANDSCAPE
6. - Remove trash
PAINTING
_...__._.... ........... _......
._._....__...._._._._............_.
Check for rust spots on: !
- Parking control equipment
!
`
._............. __ ................._...` _
-_
•
- Handrails •
- Pipe guards _..__....---------- --
-..
-........... ...._..............
-----
•
-------
- Attendant booths ; • '
Elevator doors ?- _ •
I Touch Up Paint
Check for appearance:
, i •
- signs • I
- walls •
_ -curbs i ! -...____..?.' ._._.:._._.... I
!-_ Touch Up Paint
.....
_..... _.-....... _... •
....._........ __._...............
....
_ •?,?
Repaint ?
7. PARKING CONTROL EQUIPMENT
Check for proper operation
...._.__....._._...
.._.......... _.__ .............._.._....
-
? PLUMBING/DRAINAGE SYSTEM
,
- . .
! Check for proper operation:
3 ! a
sanitary facilities •
-.. -.... .......
--
floor drains
----
- Sump pump
- Fire protection system
- .._._.
.... ............ __....... _._.... _. ............ __.....
........-
•
._....._........_.__........... ............
•
-
------
--- ---- -
9.
ROOFING AND WATERPROOFING ._......_._.__._..............
-
Check for leaks:
roofing-
- --.__..._---._._...
I ._._._...-._.._.._._.._-.-.-
_._...._....._..._.
-
-------
- expansion joints ! ! I • 1 i
- windows, doors and walls
- floor membrane areas __ •
.. -----._._._._..._...
• -
.._....... ... -._...__..._._._.. ._.._...._....._.- .................... - -- --------
joint sealant in floors
I
I •
I
City of Santa Ana Community Development Agency
Request for Proposals for Parking Operations and Management Services
Page 31
25D-63
10
SAFETY CHECKS __._.----....._._.. ................. _.......... _.......
Handrails and guardrails •
............ __........... .......
_
Exit lights •
Emergency lights •
Tripping hazards •
City of Santa Ana Community Development Agency
Request for Proposals for Parking Operations and Management Services
Page 32
25D-64
CITY OF SANTA ANA COMMUNITY DEVELOPMENT AGENCY
REQUEST FOR PROPOSALS FOR PARKING OPERATIONS AND MANAGEMENT SERVICES
PROPOSERS STATEMENT and PROPOSAL FEE SCHEDULE
EXHIBIT B
Certification - I certify that I have read, understand and agree to the terms and conditions of this Request for
Proposals. I have examined the Scope of Services (Exhibit A) and am familiar with the scope of work
locations. I am familiar with all the existing conditions and limitation that may impact work requests. I
understand and agree that I am responsible for reporting any errors, omissions or discrepancies to the City for
clarification prior to the submission of my proposal.
LINE DESCRIPTION MONTHLY FEE
1 PARKING STRUCTURE A
2 PARKING STRUCTURE B
3 PARKING STRUCTURE C
4 PARKING STRUCTURE D
5 SURFACE LOT 1
Total Monthly Fee (Add Lines 1 and 5):
ADDITIONAL:
Hourly fee for additional cashiers,
parking attendants or other staff when
required/requested.
LEGAL NAME OF COMPANY PHONE AND FAX NUMBER
BUSINESS ADDRESS
PRINTED NAME OF AUTORIZED AGENT TITLE
SIGNATURE OF AUTHORIZED AGENT DATE E-MAIL ADDRESS
FEDERAL ID NUMBER (IF APPLICABLE) CONTRACTOR LICENSE NUMBER (IF APPLICABLE)
THIS FORM MUST BE COMPLETED AND INCLUDED WITH THE PROPOSAL.
PROPOSALS THAT DO NOT CONTAIN THIS FORM WILL BE CONSIDERED NON-RESPONSIVE
City of Santa Ana Community Development Agency
Request for Proposals for Parking Operations and Management Services
Page 33
25D-65
EXHIBIT C
ADDITIONAL INSURED ENDORSEMENT FOR COMMERCIAL
GENERAL LIABILITY AND BUSINESS AUTOMOBILE POLICIES
Insurance Company
This endorsement modifies such insurance as is afforded by the provisions of Policy #
relating to the following:
The City of Santa Ana, 20 Civic Center Plaza M-25, Santa Ana, California 92701; its officers,
employees, agents, volunteers and representatives are named as additional insureds ("additional
insureds") with regard to liability and defense of suits arising from the operations and uses performed
by or on behalf of the named insured.
2. With respect to claims arising out of the operations and uses performed by or on behalf of the named
insured, such insurance as is afforded by this policy is primary and is not additional to or contributing
with any other insurance carried by or for the benefit of the additional insureds.
3. This insurance applies separately to each insured against whom claim is made or suit is brought except
with respect to the company's limits of liability. The inclusion of any person or organization as an
insured shall not affect any right which such person or organization would have as a claimant if not so
included.
4. With respect to the additional insureds, this insurance shall not be cancelled, or materially reduced in
coverage or limits except after thirty (30) days written notice has been given to the City of Santa Ana,
20 Civic Center Plaza M-25, Santa Ana, California 92701.
(Completion of the following, including countersignature, is required to make this endorsement effective.)
Effective
, this endorsement form as part of
Policy #
Issued to
Name Insured
Countersigned by:
Authorized Representative
City of Santa Ana Community Development Agency
Request for Proposals for Parking Operations and Management Services
Page 34
25D-66
EXHIBIT D
CITY OF SANTA ANA COMMUNITY DEVELOPMENT
REQUEST FOR PROPOSALS FOR PARKING OPERATIONS AND MANAGEMENT SERVICES
REFERENCES AND RELEVANT WORK HISTORY
THIS SHEET MUST BE COMPLETED IN FULL AND RETURNED WITH OFFEROR'S PROPOSAL
List and describe fully the contracts performed by your firm which demonstrate your ability to provide the
supplies, equipment or services included in the scope of the proposal specifications. Attach additional pages
if required for additional references. The City reserves the right to contact each of the references listed for
additional information regarding your firm's qualifications.
Reference No. 1
Customer Name:
Address:
Contract Amount:
Contract Individual:
Phone Number:
Facsimile Number:
Year:
Description of supplies, equipment, or services provided:
Reference No. 2
Customer Name:
Address:
Contract Amount:
Contract Individual:
Phone Number:
Facsimile Number:
Year:
Description of supplies, equipment, or services provided:
Reference No. 3
Customer Name:
Address:
Contract Amount:
Contract Individual:
Phone Number:
Facsimile Number:
Year:
Description of supplies, equipment, or services provided:
City of Santa Ana Community Development Agency
Request for Proposals for Parking Operations and Management Services
Page 35
25D-67
TO BE INCLUDED IN PROPOSAL
EXHIBIT E
CITY OF SANTA ANA COMMUNITY DEVELOPMENT
REQUEST FOR PROPOSALS FOR PARKING OPERATIONS AND MANAGEMENT SERVICES
PROPOSAL & CONTRACT AGREEMENT
PROPOSER'S STATEMENT
Proposer understands and agrees that this written RFP (or any part thereof specifically designated and accepted
by the City of Santa Ana, hereinafter City) shall constitute the entire agreement between proposer and the City
only after it has been accepted by the City Council, endorsed by the Clerk of the Council with her signature and
official seal noting here on the action of approval of the Council, signed by the Executive Director or his duly
authorized agent, and signed by the City Attorney, denoting her approval of the form of this document, and its
execution, and when it or an exact copy of it has been either delivered to proposer or deposited with the United
States Postal Service properly addressed to the proposer with the correct postage affixed thereto.
Proposer further agrees that upon delivery (as defined above) of the accepted agreement he/she will furnish City
all required bonds and certificates of liability insurance within ten (10) days (excluding Saturdays, Sundays and
City's legal holidays), or the funds, check, draft, or proposer's bond substituted in lieu thereof accompanying this
proposal shall become the property of the City and shall be considered as payment of damages due to the delay
and other causes suffered by City because of the failure to enter into an Agreement and/or furnish the necessary
bonds and because it is distinctly agreed that the proof of damages actually suffered by City is difficult to ascertain;
otherwise said funds, check drafts, or proposer's bond substituted in lieu thereof shall be returned to the
undersigned.
Proposer understands that a proposal is required for the entire work, that the estimated quantities set forth in the
RFP schedule are solely for the purpose of comparing proposals, and that final compensation under the contract
will be based upon the actual quantities of work satisfactorily completed.
All terms contained in the Specifications, the Certification of Non-Discrimination by Contractors, and the Workers'
Compensation Insurance Certificate are to be incorporated by reference into this Agreement and are made
specifically as part of this RFP.
FIRM
SIGNED AND PRINTED NAME
TITLE DATE
City of Santa Ana Community Development Agency
Request for Proposals for Parking Operations and Management Services
Page 36
25D-68
TO BE INCLUDED IN PROPOSAL
EXHIBIT F
CITY OF SANTA ANA COMMUNITY DEVELOPMENT
REQUEST FOR PROPOSALS FOR PARKING OPERATIONS AND MANAGEMENT SERVICES
PROPOSAL AND CONTRACT AGREEMENT
CERTIFICATION OF NONDISCRIMINATION BY CONTRACTOR
The undersigned Contractor or corporate officer, during the performance of this contract, certifies as follows:
The Contractor shall not discriminate against any employee or applicant for employment because of race,
color, religion, sex, or national origin. The Contractor shall take affirmative action to ensure that applicants
are employed, and that employees are treated during employment without, regard to their race, color,
religion, sex, or national origin. Such action shall include, but not be limited to, the following: employment,
upgrading, demotion, or transfer; recruitment or recruitment advertising; layoff or termination; rates of pay
or other forms of compensation; and selection for training, including apprenticeship. The Contractor
agrees to post in conspicuous places, available to employees and applicants for employment, notices to
be provided setting forth the provisions of this nondiscrimination clause.
2. The Contractor shall, in all solicitations or advertisements for employees placed by or on behalf of the
Contractor, state that all qualified applicants will receive consideration for employment without regard to
race, color, religion, sex, or national origin.
3. The Contractor shall send to each labor union or representative of workers with which he has a collective
bargaining agreement or other contract or understanding, a notice to be provided advising the said labor
union or workers' representatives of the Contractor's commitments under this section, and shall post
copies of the notice in conspicuous places available to employees and applicants for employment.
4. The Contractor shall comply with all provisions of Executive Order 11246 of September 24, 1965, and of
the rules, regulations, and relevant orders of the Secretary of Labor.
5. The Contractor shall furnish all information and reports required by Executive Order 11246 of September
24, 1965, and by rules, regulations, and orders of the Secretary of Labor, or pursuant thereto, and will
permit access to his/her books, records, and accounts by the administering agency and the Secretary of
Labor for purposes of investigation, to ascertain compliance with such rules, regulations, and orders.
6. In the event of the Contractor's non-compliance with the nondiscrimination clauses of this contract or with
any of the said rules, regulations, or orders, the contract may be canceled, terminated, or suspended in
whole or in part and the contractor may be declared ineligible for further Government contracts or federally
assisted construction/services contracts in accordance with procedures authorized in Execution Order
11246 of September 24, 1965,and such other sanctions may be imposed and remedies invoked as
provided in Executive Order 11246 of September 24, 1965, or by rule, regulations, or order of the
Secretary of Labor, or as otherwise provided by law.
7. The Contractor shall include the portion of the sentence immediately preceding paragraph (1) and the
provisions of paragraphs (1) through (7) in every subcontract or purchase order unless exempted by rules,
regulations, or orders of the Secretary of Labor issued pursuant to Section 204 of Executive Order 11246
of September 24, 1965, so that such provisions will be binding upon each subcontract or purchase order
as the administering agency may direct as means of enforcing such provisions, including sanctions for
City of Santa Ana Community Development Agency
Request for Proposals for Parking Operations and Management Services
Page 37
25D-69
TO BE INCLUDED IN PROPOSAL
EXHIBIT F
noncompliance; provided, however, that in the event the Contractor becomes involved in, or is threatened
with, litigation with a subcontractor or vendor as a result of such direction by the administering agency, the
8. Contractor may request that the United States enter into such litigation to protect the interests of the United
States.
9. Pursuant to California Labor Code Section 1735, as added by Chapter 643 Stats. 1039, and as amended,
No discrimination shall be made in the employment of persons because of race, religious creed, color national
origin, ancestry, physical handicaps, mental condition, marital status, or sex of such persons, except as provided
in Section 1420, and any Contractor violating this Section is subject to all the penalties imposed for a violation of
the Chapter.
FIRM
SIGNED AND PRINTED NAME
TITLE
DATE
City of Santa Ana Community Development Agency
Request for Proposals for Parking Operations and Management Services
Page 38
25D-70
TO BE INCLUDED IN PROPOSAL
EXHIBIT G
CITY OF SANTA ANA COMMUNITY DEVELOPMENT
REQUEST FOR PROPOSALS FOR PARKING OPERATIONS AND MANAGEMENT SERVICES
NON-COLLUSION AFFIDAVIT
CITY OF SANTA ANA
PROPOSAL AND CONTRACT AGREEMENT
NON-COLLUSION AFFIDAVIT
(Title 23 United States Code Section 112 and
Public Contract Code Section 7106)
To the CITY OF SANTA ANA COMMUNITY DEVELOPMENT AGENCY
In accordance with Title 23 United States Code Section 112 and Public Contract Code 7106 the PROPOSER
declares that the bid is not made in the interest of, or on behalf of, any undisclosed person, partnership,
company, association, organization, or corporation; that the bid is genuine and not collusive or sham; that the
PROPOSER has not directly or indirectly induced or solicited any other PROPOSER to put in a false or sham
bid, and has not directly or indirectly colluded, conspired, connived or agreed with any PROPOSER or anyone
else to put in a sham bid, or that anyone shall refrain from bidding; that the PROPOSER has not in any
manner, directly or indirectly, sought by agreement, communication, or conference with anyone to fix the bid
price of the PROPOSER or any PROPOSER, or to fix any overhead, profit, or cost element of the bid price, or
of that of any other PROPOSER, or to secure any advantage against the public body awarding the contract of
anyone interested in the proposed contract; that all statements contained in the bid are true; and, further, that
the PROPOSER has not, directly or indirectly, submitted his or her bid price or any breakdown thereof, or the
contents thereof, or divulged information or data relative thereto, or paid, and will not pay, any fee to any
corporation, partnership, company association, organization, bid depository, or to any member or agent thereof
to effectuate a collusive or sham bid.
Note: The above Non-collusion Affidavit is part of the Proposal. Signing this Proposal on the signature
portion thereof shall also constitute signature of this Non-collusion Affidavit. PROPOSERS are
cautioned that making a false certification may subject the certifier to criminal prosecution.
State of California
County of
Subscribed and sworn to (or affirmed) before me on this day of , 20 by
who appeared before me.
, proved to me on the basis of satisfactory evidence to be the person(s)
Notary Public Signature Notary Public Seal
City of Santa Ana Community Development Agency
Request for Proposals for Parking Operations and Management Services
Page 39
25D-71
25D-72
AMENDMENT EXTENDING NON-EXCLUSIVE
OPERATING AGREEMENT FOR PUBLIC PARKING
GARAGES AND SURFACE LOT STAFFING AND FIELD
MANAGEMENT BETWEEN THE CITY OF
SANTA ANA AND PARKING CONCEPTS, INC.
THIS AMENDMENT EXTENDING NON-EXCLUSIVE OPERATING AGREEMENT
is entered into on this day of 2012, by and between Parking Concepts, Inc.,
a Delaware corporation ("Operator") and the City of Santa Ana, a charter city and municipal
corporation of the State of California ("City").
RECITALS:
A. The City entered into the Non-Exclusive Operating Agreement for Public Parking
Garages and Surface Lot Staffing and Field Management Between the City of Santa Ana and
Parking Concepts, Inc. (Agreement #2007-253) dated December 31, 2007 ("said Agreement"),
with Operator by which Operator has operated and managed the City's Parking Garages and
Surface Parking Lots.
B. In accordance with said Agreement, the parties exercised its three Options to said
Agreement. The City issued a new Request for Proposals for a management contract for a
parking operator dated , 2012.
C. In accordance with the terms and conditions of said Agreement, the parties wish to
extend the term for three (3) additional months while the City evaluates proposals submitted and
awards a new agreement.
WHEREFORE, in consideration of the mutual and respective covenants and promises hereinafter
contained and made, and subject to all of the terms and conditions of said Agreement, the parties hereto do
hereby agree as follows:
1. Section 3 "Term of Agreement" shall be extended for an additional three (3) months to April 1,
2013.
2. Section 4 "Compensation" shall remain with the compensation of $2,600.00 per month. Total
compensation under the extended term of the Agreement shall not exceed $7,800.00.
3. Except as hereinabove amended, all terms and conditions of said Agreement shall remain in full
force and effect.
EXHIBIT 2
25D-73
IN WITNESS WHEREOF, the parties hereto have executed this Amendment to Extend the term
the date and year first above written.
ATTEST:
Maria D. Huizar
Clerk of the Council
APPROVED AS TO FORM:
Sonia R. Carvalho
City Attorney
By:
Lisa Storck
Assistant City Attorney
CITY OF SANTA ANA
Paul Walters
City Manager
PARKING CONCEPTS, INC.
Robert Hingle
Vice President
Tax ID#
EXHIBIT 2
25D-74