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HomeMy WebLinkAbout19E - REQUEST TO APPLY FOR FUNDING FOR ONLINE PERMITTINGREQUEST FOR COUNCIL ACTION CITY COUNCIL MEETING DATE: MARCH 18, 2013 TITLE: REQUEST TO APPLY FOR SOUTHERN CALIFORNIA EDISON LOCAL GOVERNMENT FUNDING FOR ONLINE PERMITTING CITY MANAGER RECOMMENDED ACTION CLERK OF COUNCIL USE ONLY: APPROVED ? As Recommended ? As Amended ? Ordinance on 1s` Reading ? Ordinance on 2nd Reading ? Implementing Resolution ? Set Public Hearing For_ CONTINUED TO FILE NUMBER Authorize staff to respond to the Southern California Edison Local Government Strategic Plan Strategies Solicitation to request funding to implement online permitting for the Public Works and Planning and Building Agencies. DISCUSSION The California Public Utilities Commission (CPUC) authorized Southern California Edison (SCE) to provide a second round of funding for energy efficiency strategic plan activities in support of the California Energy Efficiency Strategic Plan. Only those cities that have a partnership with SCE to deliver energy efficiency programs are eligible. The City has had an ongoing partnership with SCE since 2010. The City was awarded the first round of Strategic Plan Strategies funding July 18, 2011, to perform a Green House Gas baseline inventory and energy analysis, an energy chapter for a Climate Action Plan, California Green Building and LEED certification training, and an Energy and Sustainability Consultant to coordinate and assist in implementation of these tasks. This funding is scheduled to be extended to December 31, 2014, to complete the projects. This second round of funding is limited to $200,000. Staff has reviewed approved tasks and has identified online permitting as a fundable option that is also a priority for both the Planning and Building and Public Works agencies. Proposal submission is required by April 1, 2013. Due to the success of the partnership and strategic plan strategies programs, SCE has made new funds available in this funding cycle. Continued participation in these programs shows that Santa Ana has made a commitment to energy efficiency and being a leader in energy management practices. 19E-1 Request to Apply for Southern California Edison Local Government Funding for Online Permitting March 18, 2013 Page 2 ENVIRONMENTAL IMPACT There is no environmental impact associated with applying for Strategic Plan Strategies funding. FISCAL IMPACT There is no fiscal impact associated with applying for Strategic Plan Strategies funding. Raul Godinez II Executive Director Public Works Agency RGICLK Trevino Executive Director Planning & Building Agency Exhibit: Southern California Edison Company, Request for Proposal, Local Government Strategic Plan Strategies Solicitation Phase 3 19E-2 RFPO1-LGSP3 2 12 13 69731 2013-2013 Local Govt (2).docx FORM No. 2114T %0L [tit V% (: Al IICQ%lA EDISON Request for Proposal Local Government Strategic Plan Strategies Solicitation Phase 3 Southern California Edison Company RFPO 1-LGSP3: Solicitation 2013-2014 Period Southern California Edison Company is sponsoring this request for proposal under the auspices of the California Public Utilities Commission February 12, 2013 19E-3 RFPO1-LGSP3_2 12 13 69731 2013-2013 Local Govt (2).docx FORM No. 2114T TABLE OF CONTENTS 1. INTRODUCTION ..............................................................................................................................3 A. Solicitation Background ................................................................................................. .. 3 B. Defined Terms ............................................................................................................... .. 3 C. Solicitation Purpose and Objectives .............................................................................. .. 4 D. Solicitation Eligibility .................................................................................................... .. 4 E. Disclosure of Affiliations ............................................................................................... .. 5 F. Contract Information ...................................................................................................... .. 5 G. Solicitation Process Overview ....................................................................................... .. 5 H. Disclaimer ...................................................................................................................... ..6 1. Key Dates ....................................................................................................................... .. 6 2. SCOPE OF WORK REQUIRED ................................................................................................... ...8 A. DESCRIPTION OF THE ACTUAL WORK REQUIRED ............................................................ .. 8 B. ELIGIBLE ACTIVITIES ...................................................................................................... 11 C. LOCATION VISITS ............................................................................................................ 12 D. CONSIDERATIONS ............................................................................................................ 12 3. BIDDER'S PROPOSAL FORMAT ............................................................................................... .13 4. PROPOSAL EVALUATION CRITERIA ..................................................................................... .18 5. SUBMISSION OF PROPOSAL ..................................................................................................... .20 A. OPTIONAL PRE-BID CONFERENCE AND QUESTIONS/COMMUNICATIONS ......................... 20 B. PROPOSAL CLARIFICATIONS ........................................................................................... 20 C. RFP QUESTIONS, INQUIRIES AND CONCERNS .................................................................. 20 D. SUBMISSION OF PROPOSAL RESPONSES ........................................................................... 20 APPENDICIES APPENDIX A - DEFINITIONS ........................................................................................................... 24 APPENDIX B - ADDITIONAL SUBMISSION DOCUMENT REQUIREMENTS .......................................... 26 APPENDIX C - BUDGET BREAKDOWN ............................................................................................. 27 TABLES TABLE 1-1: KEY DATES .......................................................................... TABLE 2-1A: STRATEGIC PLAN "SUPPORT MENU" ................................. TABLE 3-1: PROPOSAL CHECKLIST ......................................................... TABLE 3-2: BUDGET COST PER TASK ..................................................... TABLE 3-3: HOURLY RATES .................................................................... TABLE 4-1: WEIGHTED SCORING ............................................................ TABLE 4-2: SCORING CRITERIA SUMMARY ............................................. ...................................... 7 ...................................... 9 .................................... 13 .................................... 16 .................................... 16 .................................... 18 .................................... 19 19E-4 RFPO1-LGSP3_2 12 13 69731 2013-2013 Local Govt (2).docx FORM No. 2114T 1. INTRODUCTION A. Solicitation Background Southern California Edison Company ("SCE"), designs, administers and implements a large portfolio of energy efficiency (EE) programs for its customers. SCE utilizes a variety of entities including local governments, and regional governments referred to in this request for proposal (RFP) to accomplish certain "tasks" related to the design, analysis, planning, and operation of these programs. These entities may submit bids in response to the RFP as "Bidders." SCE initiated phases 1 and 2 of the local government EE strategic plan support solicitation during 2010 and these phases are currently under implementation. The California Public Utilities Commission's ("CPUC" or "Commission") recent final decision in November 2012 approving EE programs and budgets for 2013 through 2014 as a result of SCE's application for funding of EE programs, provides for the resources to fund this new "phase 3" solicitation for the years 2013 through 2014. SCE is seeking qualified Bidders to submit proposals to conduct strategic plan activities centered on EE and addressing the strategies and related local government goals found in the Commission's California Long-Term Energy Efficiency Strategic Plan' (CEESP). SCE's goal is to implement CEESP efforts. CEESP support activities should focus on long- term change that will result in permanent, sustainable energy savings, drawing on the unique capabilities of the individual city or county governments, regional governments representing one or more local jurisdictions that are currently participating in SCE's Local Government or Institutional Partnerships. The ultimate goal for Bidders in relationship to CEESP support is to embed and institutionalize EE in their policies, programs, and processes and to establish a culture within entities. B. Defined Terms Capitalized terms not otherwise defined in this RFP will have the meaning ascribed to them and established in Appendix A (Definitions) and Appendix B (Additional Submission Documents Requirements), including Item B.5 (SCE General Terms and Conditions) contained therein (Ts&Cs), all of which are attached hereto and incorporated herein by reference. 1 For a copy of the CEESP, please go to http://www.cpue.ca.gov/PUC/energy/Energy+Efficiency/eesp/ 1. Introduction 19E-5 Page 3 -5 RFPO1-LGSP3 2 12 13 69731 2013-2013 Local Govt (2).docx FORM No. 2114T C. Solicitation Purpose and Objectives The purpose of this RFP is for SCE to select multiple Bidders to accomplish certain Work based on written agreement(s) or contract(s) (Contract(s)). The primary objective of this solicitation is to request Bidders that are currently participating in SCE's Local Government or Institutional Partnership Programs to provide innovative idea proposals for the items listed in Table 2.1A (Strategic Plan "Support Menu ") to develop and implement local government strategic plan support strategies during the years 2013 through 2014. D. Solicitation Eligibility SCE is seeking qualified Bidder proposals to provide support services as described in this RFP. Bidder(s) will be, at a minimum, individuals, and organizations with knowledge and experience in performing the work they are bidding (the Work). It is within SCE's sole judgment to determine whether a Bidder's qualifications meet the criteria for selection as set forth in this RFP. SCE may choose to reject, without review, any proposal not meeting such criteria. SCE will accept proposals from individual city or county governments or from regional governments representing one or more local jurisdictions that are currently participating in SCE's Local Government or Institutional Partnership Programs. SCE will consider Bidder proposals that involve public sector partnerships with private entities; however, the submission of the proposal must clearly come from a local government organization, as described above. Following SCE's selection of proposals, the SCE-selected Bidders will be required to execute a Contract with SCE containing a statement of work and applicable terms and conditions. The Contract's terms and conditions will be more comprehensive than those contained in the applicable partnership agreement (if one exists) with SCE in order to define and govern the incremental role of the government jurisdiction as a consultant to the partnership for the Work proposed hereunder. SCE reserves the right to reconsider the selection of any Bidder who objects or refuses to sign the offered Contract. NOTE: Non-profit organizations implementing local government partnerships are NOT eligible to submit a proposal. 1. Introduction 19E-6 Page 4 -6 RFP0l-LGSP3_2 12 13 69731 2013-2013 Local Govt (2).docx FORM No. 2114T E. Disclosure of Affiliations The Commission Decision (D).05-01-055 prohibited any transaction between a California investor owned utility ("IOU") and, individually, Pacific Gas and Electric ("PG&E"), Southern California Gas Company ("SCG"), San Diego Gas and Electric ("SDG&E"), and SCE and any IOU Affiliate2 program implementer for EE. All potential Bidders will disclose any and all affiliations with any IOU. Such disclosure will be included in the response hereto. Failure to accurately respond will result in immediate rejection and disqualification from this RFP. F. Contract Information The total amount of the combined Contracts planned in this solicitation is $3,500,000. The maximum funding awarded per city or county for this solicitation is $200,000. G. Solicitation Process Overview The following is key information that applies to the RFP process: 1. SCE invites all Bidders to attend an optional Bidder's conference (via Webcast) on February 26, 2013, in order to ask questions and review details of this RFP. 2. SCE will accept written questions from Bidders concerning this RFP until March 5, 2013, no later than 2:00 p.m. Pacific Standard Time (PST). 3. SCE will provide written responses to Bidders' questions and make the responses available on the Proposal Evaluation and Proposal Management Application (PEPMA) by March 12, 2013. See Section 5(D)(3) for more information. 4. Proposals are due to SCE April 1, 2013, no later than 5:00 p.m. PST. 5. Proposals submitted for consideration must be: • Enclosed in a sealed envelope marked "proposal," with the title of the Work and the bid number clearly written on the outermost envelope; and • Delivered to the address stated in the Proposal Request Document (see Appendix B, Item B.1) on or prior to the due date and time set forth above. 6. Evaluation Process Overview z Refer to Appendix A. Definitions. 3 This amount may change depending on the final determination of awards for the Phase 3 strategic solicitation. 1. Introduction 19E-7 Page S 9E-7 RFPO1-LGSP3 2 12 13 69731 2013-2013 Local Govt (2).docx FORM No. 2114T • SCE will evaluate a Bidder's proposal by first determining whether the information provided meets SCE's threshold requirements ("Threshold"). If a Bidder's proposal passes the Threshold assessment, the proposal will receive further consideration based upon a team review and scoring by qualified SCE and its consultant personnel. • Refer to Section 5, (Submission of Proposao for additional requirements of the RFP process. H. Disclaimer SCE reserves the right, at its sole and absolute discretion, to modify, suspend or withdraw any and all aspects of this RFP or the selection process; obtain additional information from any Bidder; waive any defects as to form or content of the RFP or any other document or procedure used in the selection process; negotiate with Bidders to resolve technical or contractual issues; reject any and all responses or proposals submitted; accept or reject any Bidder for entry into any Contract; and to terminate negotiations at any time. SCE will not have accepted any response or proposal, or be bound by any term thereof, until an authorized representative of SCE executes a definitive Contract. Responding to this RFP does NOT commit or obligate SCE in any way to pay or reimburse any costs incurred by any Bidder in the preparation of any response to this RFP or proposal, or to procure or contract for any services whatsoever (including any Work or any portion thereof). 1. Key Dates SCE reserves the right to amend the schedule and key dates of the RFP events/activities as it deems necessary. Should there be changes to the schedule timeline, SCE will notify Bidders in writing of the updates in a timely manner when and if SCE, in its sole and absolute discretion, requires such a change. In the event of a schedule change, SCE's procurement agent will notify by email all Bidders of such change. The following Table 1-1 (Key Dates) lists the key RFP events and their corresponding dates: 1. Introduction 19E-8 Page 6 -8 RFPO1-LGSP3_2 12 13 69731 2013-2013 Local Govt (2).docx FORM No. 2114T TABLE 1-1: KEY DATES Key Event Key Date RFP Release 2/12/2013 *Pre-Bid Conference 2/26/2013 From 9:00 a.m. to 12:00 p.m. (PST). Bidder Questions Due 3/5/2013, 2:00 p.m. (PST) SCE's Answers to Bidder's Questions Due 3/12/2013 Bidder's Proposal Due 4/1/2013, 2:00 p.m. (PST) Notification of Proposal Selection, Subject to Negotiations 4/26/2013 LGP Program Full Commencement Full program commencement upon CPUC approval 1. Introduction Page 7 19E-9 RFPO1-LGSP3 2 12 13 69731 2013-2013 Local Govt (2).docx FORM No. 2114T 2. SCOPE OF WORK REQUIRED A. DESCRIPTION OF THE ACTUAL WORK REQUIRED All Bidders' proposed Work must address the goals stated in the CEESP. Bidders must address EE consistent with the policy requirements as put forth by the Commission. SCE intends the solicitation process under this RFP to generate innovative ideas based upon the Strategic Plan "Support Menu" (see Table 2.1A). Therefore, SCE may select proposals that include activities and/or technologies that SCE has not specifically identified in this RFP document. The actual final Scope of Work will be determined in consultation with an SCE representative prior to the issuance of a Contract. Selected Bidder(s) will provide for the following: CEESP Strategic Plan: Bidder's proposals will be for Work in one (1) or more of the following local government strategic support (Strategy) categories as listed in Table 2.1A. Each Strategy, as listed in Table 2.1A, has associated "Task(s)" representing types of Work that Bidders will perform in implementing CEESP efforts. 1. Bidders will develop proposals around one (1) or more of the Tasks listed in Table 2.1A,and are encouraged to include the following in their proposals: • Within Bidder's proposal, a Task will directly support one (1) or more of the CEESP goals and may consist of one (1) or more activities. • Bidders will detail the scope of Work such that the proposal contains a complete description of the Task(s) to be performed, the intended results or outcomes, the resources required to meet the Work requirements, and the Work budget; • Bidders may submit proposals outside of the Tasks identified in Table 2.1A, but the proposed Work must be strongly supported by the local government's expertise, experience, and rationale of how the activity supports the CEESP and how it will lead to long-term sustainable energy policies/savings that can be replicated by other local entities; and Regional partnerships' (i.e., regional governments may submit proposals for multiple local government partners) proposals may include Tasks that apply to one or more (i.e., multiple) cities within the partnership. In these instances, proposals will reflect each city or county's costs in aggregate. 2. Scope of Work Page 8 19E-10 RFPO1-LGSP3 2 12 13 69731 2013-2013 Local Govt (2).docx FORM No. 2114T 2. Bidders will address the development and implementation of policies, processes, templates, models or otherwise replicable activity for one (1) or more of the Tasks described in Table 2.1A. 3. Successful Bidders will implement and complete proposed activities within the two (2) year period of 2013 through December 2014 that directly support EE and will be sustainable beyond the year 2014 as a standard and permanent practice of the local government, and which will not be dependent upon continued funding derived from Public Purpose Program Charges. TABLE 2-lA: STRATEGIC PLAN "SUPPORT MENU" Strategic Plan Goal 1: Local governments .: adoption and implementation of "reach" codes stronger than Title ' r r• mandatory and voluntary bases. Adopt codes, ordinances, standards, guidelines or programs that encourage or require building performance exceeding state STRATEGY 1.1 requirements. The focus should be on using existing models, or if there is something new and unique, that it be replicable. Adopt building energy codes more stringent than Title 24's TASKS 1.1.1 requirements, using cost-effectiveness studies by Climate Zone done by the utilities; adopt one or two additional tiers of increasing stringency. Adopt a Green Building policy for municipal development, commercial 1.1.2 development and/or residential development. Develop/adopt point of sale programs such as a Residential or 1.1.3 Commercial Energy Conservation Ordinance. Focus on whole building performance. Change local codes to allow and encourage integration of EE, demand 1.1.4 response, and on-site generation. Develop and adopt programs to encourage energy efficiency such as 1.1.5 one-stop permitting, on-line permitting, separate Zero Net Energy (ZNE) permit processes, density bonuses, or a recognition program. Develop educational programs for local elected officials, building 1.1.6 officials, commissioners, and stakeholders to improve adoption of EE codes, ordinances, standards, guidelines and programs. STRATEGY 1.2 Implement codes, ordinances, standards, guidelines or programs that 2. Scope of Work Page 9 19E-11 RFPO1-LGSP3_2 12 13 69731 2013-2013 Local Govt (2).docx FORM No. 2114T encourage building performance exceeding state standards. Implement any of the Tasks under Strategy 1.1 above, through a TASKS 1.2.1 process involving internal and external stakeholders, etc. Strategic Plan Goal 2: support Strong governments for energy code compliance enforcement. Improve processes resulting in increased code compliance through STRATEGY 2.1 education, training, and enforcement practices. Local government staff and contract staff attend code compliance TASKS 2.1.1 workshops offered by the California Energy Commission ("CEC"), utility codes & standards staff, or other local governments with strong compliance records. Redesign enforcement, compliance, plan review processes; introduce 2.12 new forms and templates. Strategic Plan Goal 3: Local governments example own facilities and energy usage practices. Develop a program to track municipal energy usage, such as STRATEGY 3.1 through energy management software and benchmarking of municipal facilities. Develop energy benchmarking policies and procedures to TASKS 3.1.1 enable ongoing benchmarking of all local government facilities. Set up a `utility manager' computer program to track 3.1.2 municipal usage. Identify need for sub-metering to plan, budget and manage bills. Adopt a Climate Action Plan (CAP), Energy Action Plan STRATEGY 3.2 (EAP) for municipal operations. The plan could include setting energy efficiency standards for new and existing facilities, developing a revolving loan fund for EE projects, and so on. Develop/adopt an energy chapter for City/County climate or TASKS 3.2.1 energy action plan. 2. Scope of Work Page 10 19E-12 RFPOI-LGSP3_2 12 13 69731 2013-2013 Local Govt (2).docx FORM No. 2114T Adopt a policy to require Leadership in Energy and 3.2.2 Environmental Design (LEED), Energy Star Ratings, or other program standard for municipal facilities. Develop policy for a revolving EE fund for City/County 3.2.3 facilities. Develop commissioning/retro-commissioning policies for 3.2.4 municipal facilities. Strategic Plan Goal 4: Local governments lead their communities with innovative programs for EE, sustainability and climate change. STRATEGY Adopt a CAP, EAP, or adopt EE language into another policy 4.1 document, such as a General Plan, to reduce community greenhouse gas emissions with a focus on EE. Develop a regional template for CAP or EAP. TASKS 4.1.1 Customize CAP with EE language and data. 4.1.2 Update General Plan/Conservation Element with Climate 4.1.3 policies. Provide EE framework and data for other people doing planning. Conduct the EE savings analysis for an annual Greenhouse 4.1.4 Gas inventory for the City/ County. Strategic Plan Goal 5: Local government EE expertise becomes widespread and typical. Local governments participating in activities under Goals 1 - 4 will be increasing their expertise. The activities under Goal 5 are more directly related to the programs operated by the statewide local government associations (ICLEI, ILG and LGC), by regional local government agencies such as the Association of Bay Area Governments and Great Valley Center, and by the Statewide Local Government EE Best Practices Coordinator. B. ELIGIBLE ACTIVITIES This RFP seeks to fund activities that will lead to long-term, sustainable changes as opposed to sport of staffing resources or short-term initiatives that would cease to exist once the funding has ended. 2. Scope of Work 19E-1 3 Page 11 RFP0l-LGSP3 2 12 13 69731 2013-2013 Local Govt (2).docx FORM No. 2114T Ineligible activities for this RFP include but are not limited to the following areas: • Funding for incentives: • Installation of EE measures (e.g., lights, controls, motors); • Generation; • Greenhouse gas strategies unrelated to EE; and • Initiatives replicating existing utility program offerings. C. LOCATION VISITS Bidder may be required to attend meetings at SCE's Customer Energy Efficiency and Solar Division ("LEES") headquarters located at 1515 Walnut Grove Avenue, Rosemead, CA 91770, SCE's General Office complex. D. CONSIDERATIONS 1. Work will be performed and completed during the Commission approved 2013 through 2014 EE program funding cycle. 2. Proposed deliverables or outcomes will be completed no later than December 31, 2014. 3. SCE will accept proposals from individual city or county governments or from regional governments representing one or more local jurisdictions that are currently participating in an SCE Local Government or Institutional Partnership Program. 2. Scope of Work 19E-1 4 Page 12 RFPO1-LGSP3_2 12 13 69731 2013-2013 Local Govt (2).docx FORM No. 2114T 3. BIDDER'S PROPOSAL FORMAT Table 3-1 (Proposal Checklist) consists of a list of items the Bidder must include in its proposal for SCE to consider such proposals to be "responsive" (i.e., receiving a passing score) in the Threshold assessment; see Section 4 (Proposal Evaluation Criteria) for more information. In addition, Bidders will use Table 3-1 (Proposal Checklist) as the "table of contents" for their proposals. TABLE 3-1: PROPOSAL CHECKLIST Bidder must include a copy of the completed checklist below into its proposal. SECTION 3 Included ? /ill Section/ Page Number ITEM A - BIDDER'S INFORMATION ITEM B - SCOPE OF WORK TO BE PERFORMED 1. INDICATE TASK TO BE PROPOSED 2. APPROACH TO SCOPE OF WORK FOR EACH TASK 3. PROVIDE OUTCOMES (PER TASK) & RESOURCES REQUIRED 4. IDENTIFY DELIVERABLES & MILESTONE DATES ITEM C - RESPONDING TO TASK CRITERIA 1. SECTION 3.C: RESPONSE TO ITEMS 1 THROUGH 8 PER TASK ITEM D - LONG TERM SUSTAINABILITY ITEM E - TOTAL WORK COST Appendix 1-A Table 3.2 - Budget Cost By Task Table 3.3 - Hourly Rates & Compliance checklist Item A. Bidder's Information Provide: • Name of the primary local government or organization; • Name of co-applicant local governments, if applicable; • Main contact name, address, phone number, email; and • Population of each jurisdiction by current census. Item B. Scope of Work to be Performed 3. Proposal Format 19E-1 5 Page 13 RFPO1-LGSP3 2 12 13 69731 2013-2013 Local Govt (2).docx FORM No. 2114T Bidder will discuss the approach to the Work for each Task being proposed as described in this RFP including, but not limited to: • Discuss the approach to the Work described in each Task Bidder proposes to perform; • Provide the intended results or outcomes per Task; • Define the resources required to meet the Work requirements; and • Identify deliverables and their milestone dates. Milestones are to be attached to deliverables in a table, such as the one provided as an example below. The final deliverables should also be evidence of the successful completion of CEESP activity. For example, if the CEESP activity is "adoption of building energy codes that are above Title 24," the deliverables should consist of. 1. Documentation of the new building codes, perhaps in the form of the newly published building codes; and 11. Documentation that these new codes have been formally accepted by the local government through council meeting minutes or reports, for example. Deliverables Milestones (Due Dates 1) [Provide time required to implement here] 2) 3) Etc... Item C. Responding to Task Criteria For each Task a Bidder selects to propose from Table 2.1A, Bidders must address per individual Task the following Program "elements" one (1) through eight (8), as listed below. All eight (8) elements are equally important and will require a per Task response as part of a complete proposal. Program Elements 1 through 8 are to address: 1. A specific statement of the concern, gap, or problem that the proposed Work seeks to address, and the likelihood that the issue can be cost-effectively addressed through utility programs. 2. Whether and how the Work will address a CEESP goal or Strategy, and market transformation. 3. Proposal Format 19E-1 6 Page 14 RFPOI-LGSP3_2 12 13 69731 2013-2013 Local Govt (2).docx FORM No. 2114T 3. Specific goals, objectives, and end points for the proposed Work supporting the CEESP strategies. 4. New and innovative design partnerships, concepts, or Measure mixes that have not yet been tested or employed. 5. A clear budget and timeframe to complete the proposed strategic support, to obtain results before December 2014. 6. Information on relevant baseline metrics (Baseline) or a plan to develop Baseline data information against which the outcomes of the proposed Work can be measured; 7. Rationale for the value and benefits that will come as a result of the proposed Work, and an approach for qualitatively and/or quantitatively assessing whether or not that value/benefit was realized at the end of the proposed strategic support Work. 8. Use of the proposed Work with other local governments, a concrete strategy to identify and disseminate best practices (Best Practices) and any lessons learned from the proposed work to SCE, and a recommended approach for sharing such Best Practices with other local governments. Item D. Long Term Sustainability Proposed Work must address the strategic initiatives that will result in long-term sustainable changes in processes, behavior, operations, or future actions. Long-term sustainability will not be dependent on continued Public Purpose Program Charge funding beyond the current 2013-2014 EE program funding cycle. Item E. Total Work Cost Bidder must describe the costs to develop and implement the proposed Work as well as include levels of matching funds and origination of funds (i.e., general funds, grants, etc.), if any. The Bidder will also describe the funding requirements to support the EE work beyond the 2013- 2014 funding cycle, and where those funds will originate from. Provide Work budget information for: • Administrative Costs - Typically, program overhead costs, such as staff labor/benefits, employee expenses, and miscellaneous general expenses that are not marketing and outreach (Marketing and Outreach), direct implementation, or incentive/rebate costs. These costs will usually be for labor incurred in preparing invoices and reporting (monthly, semi-annual and ad hoc). 3. Proposal Format Page 15 19E-17 RFPO1-LGSP3 2 12 13 69731 2013-2013 Local Govt (2).docx FORM No. 2114T • Marketing and Outreach Costs - Typically, marketing costs such as collateral material, outreach costs such as promotional events, and staff labor associated with incurring marketing costs and activities. • Direct Implementation Costs - Costs related to activities directly tied to, and associated with, the development and the implementation of the proposed Work, including subcontractor costs. • Total Two-Year Budget - Sum of the components listed above. Refer to Appendix C (Budget Breakdown) for a sample budget breakdown worksheet for providing information as required by this Item E. Bidder must provide one complete budget breakdown worksheet per Task selected. For each Task responded to, the Bidder is required to fill in the table provided in Table 3-2 (Budget Cost per Task) below, with information regarding proposed cost per Task budget item. TABLE 3-2: BUDGET COST PER TASK Per Task Budget Budget Item Cost ($) (%) Administrative Costs Marketing and Outreach Costs Direct Implementation Costs Total 100% Table 3-3 (Hourly Rates) below requires information regarding the proposed hourly rate, by staff category. For each Task responded to, the Bidder is required to fill in the information listed in Table 3-3, which includes a list of positions, responsibilities, and the fully burdened hourly rate for each position. TABLE 3-3: HOURLY RATES Staffing Direct Labor Task Assigned Responsibility Hourly Rate (U.S. Dollars) [Position Title #I] [Position Title #2] [Position Title ##] Item F. Supplier Responsibility 3. Proposal Format 1 Page 16 9E-18 RFPO1-LGSP3_2 12 13 69731 2013-2013 Local Govt (2).docx FORM No. 2114T SCE's Environment, Health & Safety, Ethics and Compliance, and Supplier Diversity programs are essential to SCE's success and the success of SCE's suppliers and contractors. Per Commission General Order 156, Bidders must supply information on their diversified business enterprise (DBE) status and subcontracting plans. SCE will consider this information in evaluating bids. See Items B.1 (Procurement Proposal Request Document), B.2 (Supplier Responsibility Program Checklist), and B.3 (Diverse Business Enterprise Subcontracting Commitment and Reporting Requirements Form) in Appendix B. Item G. SCE's General Terms and Conditions 1. Substitution: Bidder will NOT substitute, nor use a reference to Bidder's general terms and conditions, in lieu of SCE's Ts&Cs. SCE will consider any proposal received with such substitution as "non-responsive" and subject to disqualification. 2. Exceptions and/or Revisions: SCE will not accept any changes or modifications to SCE's Ts&Cs, unless there are exceptional circumstances and in those situations the Bidder proposing the change risks being marked down in the proposal scoring process or passed over as a result of any proposed changes. Any revisions and/or exceptions proposed by Bidder to SCE's Ts&Cs the Bidder must clearly state in a separate appendix section of Bidder's proposal submittal. Bidder will identify the title of such section as Revisions/Exceptions to the Ts&Cs. Submit all proposed revisions/exceptions in the form of a redlined markup of the existing provision(s) in SCE's Ts&Cs. In addition, Bidder must clearly identify the "exceptional" reason for the proposed change(s) and the cost impact of the change(s). SCE will not consider a proposed change the Bidder has not provided in redlined markup form with the reason for, and cost impact of, the requested change identified. 3. Scoring: SCE scores Bidders based upon all responses, and the nature and extent of exceptions taken to SCE's Ts&Cs are part of the Bidder evaluation criteria. Bidder- proposed changes to SCE's Ts&Cs are discouraged and will impact the Bidder's ultimate selection. 3. Proposal Format 19E-1 9 Page 17 RFPO1-LGSP3_2 12 13 69731 2013-2013 Local Govt (2).docx FORM No. 2114T 4. PROPOSAL EVALUATION CRITERIA Bidder proposal evaluations will consist of two (2) parts: Threshold and Weighted. • Part 1 Threshold: SCE will first evaluate the responsiveness criteria on a pass/fail basis. Proposals not including all items listed in Section 3 (Bidder's Proposal Format), Table 3-1 (Proposal Checklist), or any substitution of and/or, reference to a Bidder's own general terms and conditions in lieu of SCE's Ts&Cs will render the Bidders proposal to be considered "non-responsive" and subject to a disqualification or failing score. • Part 2 Weighted: Proposals that receive a passing score on the Threshold evaluation will be further scored according to the criteria and weights listed in Table 4-1 (Weighted Scoring) below, and summarized in Table 4-2 (Scoring Criteria Summary). TABLE 4-1: WEIGHTED SCORING A. Scope of Work to be Performed - 25% Section 3, Item B SCE will evaluate Bidder's approach to the Work and Bidder will receive a higher score if the approach is reasonable and documented to achieve the results required. Bidder must provide specific detailed outcomes and SCE will evaluate the feasibility of achieving those outcomes. Score range: A through F (+/-) B. Responding to Task Criteria - 35% (Section 3, Item C) SCE will evaluate Bidder based upon comprehensiveness and relevancy of response to each Task. Score range: A through F (+/-) C. Lon Term Sustainabili-15% (Section 3, Item D) SCE will evaluate Bidder based upon the degree to which the proposed Work will result in long-term sustainable change, addresses the CEESP, and is comprehensive, innovative, and integrated. Score range: A through F (+/-) D. Total Work Cost -15% Section 3, Item E SCE will evaluate the Bidder's total proposed Work cost where applicable, and Bidder will receive a higher score if the rates (or total proposed Work cost) show reasonableness in relation to the corresponding Task(s). Score range: A through F (+/-) E. Past Performance and Prior Funding -10% SCE will consider any prior Strategic Plan task funding the Bidder may have received and their performance on past Strategic Plan tasks. Bidder will receive a higher score when past performance shows reasonable progress towards task completion.. Score range: A through F (+/-) 4. Proposal Evaluation Criteria 19E-20 Page 18 RFPO1-LGSP3_2 12 13 69731 2013-2013 Local Govt (2).docx FORM No. 2114T TABLE 4-2: SCORING CRITERIA SUMMARY Part 1: Threshold Assessment A. Proposal Responsiveness Pass/Fail Part 2: Proposal Scoring (Weighted Assessment) A. Scope of Work to be Performed 25% B. Responding to Task Criteria 35% C. Long Term Sustainability 15% D. Total Work Cost 15% E. Past Performance & Prior Funding 10% TOTAL 100% 4. Proposal Evaluation Criteria 19E-21 Page 19 9E-21 RFPO1-LGSP3 2 12 13 69731 2013-2013 Local Govt (2).docx FORM No. 2114T 5. SUBMISSION OF PROPOSAL A. OPTIONAL PRE-BID CONFERENCE AND QUESTIONS/COMMUNICATIONS SCE will hold an optional Bidders' conference (via Webcast) on February 26, 2013, at 9:00 a.m. to 12:00 p.m. PST, to provide Bidders an opportunity to pose questions directly to SCE. Bidders will also have the opportunity to submit written questions. Date: Tuesday, February, 26, 2013. Time: From 9:00 a.m. to 12:00 p.m. PST Webinar Information: Join us for an Online GoToMeeting Webinar. Registration Web Link: Reserve your Webinar seat now at: https://wwwl.gotomeeting.com/register/'148455585 B. PROPOSAL CLARIFICATIONS SCE reserves the right to contact a Bidder, at any time, for clarifications about any part of the Bidder's proposal, including, but not limited to, the proposal, technical documentation, etc. C. RFP QUESTIONS, INQUIRIES AND CONCERNS Bidder's RFP questions received by 2:00 p.m. (PST) on March 5, 2013, will be responded to and posted by SCE on PEPMA by March 12, 2013. Email or mail all RFP questions and communications such as inquiries and concerns in writing regarding this RFP to Jeffery Rodriguez, Contracts Manager: • Email: jeffrey.rodri uez(i?sce.com; or • Mail questions and communications to the address as listed in Section D (Submission of Proposal Responses) below. D. SUBMISSION OF PROPOSAL RESPONSES Bidders must submit both hard copy and electronic versions of their proposals by the due date and times listed below. SCE will reject any proposals received after the due date and time. 1. Time and Place for Submission: Refer to SCE's Proposal Request Document (See Appendix B) for critical information and instructions on submittal of the hard copy of Bidder's proposal document. Below is some key information about the proposal due date, time, and place for submission: Due Date: April 1, 2013 5. Proposal Submission Page 20 19E-22 RFPO1-LGSP3_2 12 13 69731 2013-2013 Local Govt (2).docx FORM No. 2114T Time Due: 5:00 p.m. PST To: Jeffery Rodriguez, Contracts Manager Attention: Edison Material Supply Address: Southern California Edison Company 2131 Walnut Grove Avenue, General Office 3, Third Floor P.O. Box 800 Rosemead, CA 91770 Phone: (626) 302-3963 IMPORTANT: Additional SCE submittal requirements are included in Appendix B. Failure to follow the additional submittal requirements in Appendix B will result in rejection of the Bidder's proposal. 2. Hardcopy Proposal Submission-Bidders are required to: • Submit four (4) hard copies double or single-sided, with a minimum font size of 11, with one (1) copy unbound and three (3) copies bound of their proposal, with signed cover sheets, including all submittals required by this RFP. • Submit one (1) electronic copy of their entire proposal, including supporting documents on CD-ROM using Microsoft Office software (e.g., Word, PowerPoint, and Excel). Adobe Acrobat documents (i.e., PDF files) are NOT acceptable. • Enclose the hard copies and the CD of the proposal in a sealed envelope marked "proposal," with the title of the work and the bid RFP number clearly written on the outermost envelope. The proposal must be delivered to the address stated in the Proposal Request Document on or prior to the due date and time. 3. Electronic Copy Proposal Submission: In addition to submitting a hard copy response to this RFP by April 1, 2013 at 5:00 p.m. PST, Bidders must also submit an electronic copy to: https://www.pepma-ca.com,l by April 1, 2013 at 5:00 p.m. PST. The electronic submission does NOT fulfill the hardcopy submission requirements as outlined in this section. Note: The hard copy and electronic copy content must be the same. SCE will immediately disqualify the Bidder's proposal if SCE finds any difference between the electronically submitted proposal and the hardcopy of the proposal. 4. Verification of Receipt of Proposal: It is the Bidder's sole responsibility to ensure SCE receives its proposal at the address specified in this package by the deadline for submission. 5. Proposal Submission Page 21 19E-23 RFPOI-LGSP3-2 12 13 69731 2013-2013 Local Govt (2).docx FORM No. 2114T 5. Errors or Omissions: A Bidder discovering an error or omission in its proposal response package may withdraw its package and resubmit a new one, provided it does so before the deadline for submission of proposal responses. 6. RFP Withdrawal: SCE reserves the sole and absolute right to withdraw this RFP at any time before the duly authorized execution of the Contract with Bidders for any reason including, but not limited to, action by the CPUC modifying or withdrawing the Program. In its sole and absolute discretion, SCE may accept or reject any or all proposals, and may accept other than the most cost-effective proposal. SCE will not assume any liability, under any circumstances, to any Bidder submitting a proposal in response to this RFP. 7. Proposal Preparation Costs: Bidder accepts any and all costs and expenses incurred prior to the duly authorized execution to the Contract and will not seek reimbursement of any costs and expenses from SCE. 8. Proposals Not Confidential: After the deadline for receipt of proposals, SCE will not keep confidential either the proposal submitted in response to this RFP or any Contract arising from the RFP. In addition, SCE may submit Bidder proposals to the CPUC for review. Furthermore, SCE will not assume any liability to a Bidder or any other party as a result of any public disclosure of any proposal or Contract. 9. Proposal Review - Clarifications: SCE may, but will not be obligated to, perform clarification interviews or request clarifications in writing. SCE may perform clarification interviews via telephone and will focus on clarifying the information set forth in the proposals, rather than offering Bidders the opportunity to revise their proposals. SCE will not compensate Bidders for the time spent or the costs incurred for the interview(s) or for responding to a written request for clarification. 10. Terms and Conditions of Submission: All proposals, together with all other documentation, submitted in connection with this RFP will become and will remain the property of SCE. SCE will not return proposals or any other documentation submitted in connection with this RFP to the Bidder. By submitting a proposal pursuant to this RFP, Bidders acknowledge and agree (a) they will be fully bound by the terms and conditions of this RFP in submitting their proposals, (b) they have had the opportunity to seek independent legal and financial advice of their own choosing with respect to the RFP and their proposals, (c) they have obtained all necessary authorizations, approvals and waivers, if any, required by them as a condition of submitting their proposals, (d) they are submitting their proposals subject to all applicable laws, and (e) they have not engaged and will not engage in communications with any other Bidder in the RFP concerning the 5. Proposal Submission Page 22 19E-24 RFPO1-LGSP3 2 12 13 69731 2013-2013 Local Govt (2).docx FORM No. 2114T price or other economic terms contained in their proposals and have not engaged in collusion or other unlawful or unfair business practices in connection with this RFP. 11. SCE has provided its standard proposal submission requirements and forms together with its General Conditions in Appendix B. Refer to Appendix B for SCE's additional submission requirements. 12. Program Implementation: SCE anticipates the Work in this RFP will begin no later than June of 2013. 5. Proposal Submission 19E-25 Page 23 RFPOI-LGSP3 2 12 13 69731 2013-2013 Local Govt (2).docx FORM No. 2114T APPENDIX A - DEFINITIONS By submitting its Proposal, the Bidder acknowledges and agrees to the terms and their definitions contained within this Appendix A. These terms and definitions provide general background information only, as commonly used terms and definitions within the energy industry, and are not intended to be Contract terms. These terms and definitions are also in addition to any terms and definitions that may appear in the RFP. If any conflict exists between a term or definition contained in this Appendix A and a term or definition contained in the RFP, the meaning given to the term or definition within the RFP will control. Definitions of Terms: 1. Affiliate: any person, corporation, utility, partnership, or other entity five percent (5%) or more of whose outstanding securities are owned, controlled, or held with power to vote, directly or indirectly either by an administrator or any of its subsidiaries, or by that administrator's controlling corporation and/or any of its subsidiaries as well as any company in which the administrator, its controlling corporation, or any of the administrator's affiliates exert substantial control over the operation of the company and/or indirectly have substantial financial interests in the company exercised through means other than ownership. For purposes of this definition for "Affiliate," "substantial control" includes, but is not limited to, the possession, directly and indirectly and whether acting alone or in conjunction with others, of the authority to direct or cause the direction of the management of policies of a company. A direct or indirect voting interest of five percent (5%) or more by the administrator, its subsidiaries, or its affiliates in an entity's company creates a presumption of control. 2. Baseline: The initial base metric for comparing the net result of programmatic changes versus what would have happened in the absence of the program services or installation of Measures. 3. Best Practices: The business practices that, when compared to the other business practices used to address a similar business process, produces superior results. For more information regarding energy efficiency Best Practices please go to www.eebestvractices.com. SCE also welcomes Best Practices from other industries. 4. California Public Utilities Commission ("CPUC" or "Commission"): Regulates privately owned electric, natural gas, telecommunications, water, railroad, rail transit, and passenger transportation companies. 5. Contract(s): Agreement entered into between SCE and the selected Bidder which authorizes the Work, states the commercial terms, incorporates by reference SCE's Ts&Cs (or a Appendix A Page 24 19E-26 RFPO1-LGSP3_2 12 13 69731 2013-2013 Local Govt (2).docx FORM No. 2114T different set of terms and conditions mutually agreed upon between SCE and the selected Bidder) and a statement of Work, and other referenced documents, all of which form the contract between SCE and the selected Bidder. The term Contract(s) will have the same definition and meaning ascribed to it as Purchase Order(s) under SCE's Ts&Cs. 6. Energy Efficiency (EE): An action, appliance or device that reduces the total electric consumption of a customer, while maintaining a level of service that is the same or better than before. 7. Local Government or Institutional Partnership Programs: A program that coordinates efforts of a utility and a local government or other entity to use the strengths of both parties to achieve energy savings goals. 8. Marketing and Outreach: Communications activities designed to identify, reach, and motivate potential customers to take actions to either learn more about or invest in EE opportunities. 9. Measures: • Specific customer actions that reduce or otherwise modify energy end use patterns. • A service or a product for which the installation and operation at a customer's premises results in a reduction in the customer's on-site energy use, compared to what would have occurred without the service or the installation of such product. 10. Public Purpose Program (PPP) Charge: A charge applied to utility customer bills to support the provision of public benefit programs such as energy efficiency programs, low- income services, renewables, and energy-related research and development. 11. Work: Any and all obligations the successful Bidder will perform for SCE and its customers pursuant to this RFP. Appendix A Page 25 19E-27 RFPO1-LGSP3_2 12 13 69731 2013-2013 Local Govt (2).docx FORM No. 2114T APPENDIX B - ADDITIONAL SUBMISSION DOCUMENT REQUIREMENTS B.1: PROPOSAL REQUEST DOCUMENT Bidder must review and complete the mandatory sections of the Proposal Request Document "Representation" or "Decline to Bid." RFP 104-011303- LGSP3 - Proposal Re( B.2: SUPPLIER RESPONSIBILITY PROGRAM CHECKLIST Bidder must review and complete all fields that indicate a response is required. Supplier Responsibility Prograi B.3: DIVERSE BUSINESS ENTERPRISE ("DBE") SUBCONTRACTING COMMITMENT AND REPORTING REQUIREMENTS FORM Bidder must review and complete the estimations of DBE subcontracting expected. This is only an estimation of future subcontractor spend. DBE Subcont Commit Form 1-24-11.pdf B.4: ENVIRONMENTAL, HEALTH, & SAFETY (EH&S) HANDBOOK Bidder must review the EH&S handbook. EH&S Handbook for Contractors Rev 4 12 B.5: SCE GENERAL TERMS AND CONDITIONS Bidder must review the SCE General Terms and Conditions. MCSA 06 25 12 for EE-. pdf Appendix B Page 26 19E-28 N O z 0 w DC U 0 N 0 U O M O N M O N M M N_ NI M a 0 ?I w 0 F w A i U X Q z w a a d 0 0 b a? CA ?o zs AO U c?S U 0 N U Q) U W b U 'CS a? U a? ed O p A OI! 0 F 4 E A c y O) b0 0 bC A F F F F ao a? ao a? c N N ' N N ? mayy aC aE 69 69 E9 ? f ? ff? 4 ? p ? A ?Oi ?? rp Q? o 0 0 0 H? w a F 'LS b b "O '? i b W W W W W 3 W ? W a a a a s A a a s 7v' 03 Z ,? ?^ q l Z' O. 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