HomeMy WebLinkAbout25D - AGMT - PERSONNEL BOARD LEGAL ADVISORREQUEST FOR
COUNCIL ACTION
CITY COUNCIL MEETING DATE:
APRIL 1, 2014
TITLE:
APPROVE AGREEMENT FOR PERSONNEL BOARD
LEGAL ADVISOR SERVICES WITH ATKINSON,
ANDELSON, LOYA, RUUD & ROMO, A
PROFESSIONAL LAW CORPORATION
CITY MAN ER
RECOMMENDED ACTION
CLERK OF COUNCIL USE ONLY:
APPROVED
❑ As Recommended
❑ As Amended
❑ Ordinance on I" Reading
❑ Ordinance on 2ntl Reading
❑ Implementing Resolution
❑ Set Public Hearing For
CONTINUED TO
FILE NUMBER
Authorize the City Manager and the Clerk of the Council to approve an agreement with Atkinson,
Andelson, Loya, Ruud & Romo, A Professional Law Corporation, to act as the Legal Advisor to
the City of Santa Ana Personnel Board for three years in an amount not to exceed $40,000 per
year, subject to non - substantive changes approved by the City Manager and City Attorney.
DISCUSSION
The Personnel Board was created pursuant to Section 900 of the City Charter. Per Charter
Section 912, the Board is required to conduct appeals concerning disciplinary suspensions,
demotions or dismissals of any employee having permanent status. Under Charter Section 904,
each Board or Commission of the City shall prescribe rules and regulations concerning its
operations.
Pursuant to Section 904, on August 8, 1995, the Personnel Board adopted Resolution 95 -1
adopting rules for its operation. Rule 8 of the Personnel Board's Procedural Rules provides that,
subject to authorization by the City Council, the Board may retain the services of an independent
attorney licensed by the State of California for the purpose of acting as the Board's Legal Advisor
with respect to disciplinary appeals. Appeal hearings before the Personnel Board are akin to
judicial trials with multiple complex issues including, but not limited to: issues involving due
process, civil procedure, evidence and Federal and State statutory and constitutional rights. In
that the Board is constituted by citizens who may have no legal education, knowledge or
background, a Legal Advisor is essential to the appropriate conduct of the appeal hearing.
In that the current legal advisor has held the position for in excess of 15 years, a Request for
Qualifications was recently published seeking proposals for the Legal Advisor role. A panel
consisting of representatives from the City's police and personnel departments, as well as the city
attorney's office reviewed the responses. Three candidates were selected. Additional questions
were posed to these candidates and the responses were reviewed by the panel.
25D -1
Agreement for Personnel Board Legal Advisor
April 1, 2014
Page 2
The panel selected attorney Nate Kowalski of the law firm Atkinson, Andelson, Loya, Ruud &
Romo based on a number of factors, including his over 20 years of experience in public sector
labor law, his prior experience in participating in multiple public sector disciplinary appeals, and
his current role as the legal advisor to the City of Glendale Civil Service Commission.
FISCAL IMPACT
The funds required to pay for the legal services are available in the Contract Services
Professional fund (Account Number 01109050 - 62300).
APPROVED AS TO FUNDS AND ACCOUNTS:
Sonia R. Carvalho Francisco Gutierrez
City Attorney Executive Director
City Attorney's Office Finance & Management Services Agency
Etc and S.
Executive Director
Personnel Services Agency
JAS
25D -2
LEGAL SERVICES AGREEMENT
This AGREEMENT, made and entered into this _ day of April, 2014, by and between
Atkinson, Andelson, Loya, Ruud & Romo, a Professional Law Corporation C'Attorneys' ), and
the City of Santa Ana, a charter city and municipal corporation duly organized and existing under
the constitution and laws of the State of California C'City").
RECITALS
A. City desires to employ Attorneys to assist the City Attorney in the provision of legal
services to the City, and
B. Attorneys represent that they are licensed to practice law in the State of California, have
special experience and knowledge in the field of conducting and facilitating personnel
related Administrative Hearings, and desire to undertake said services.
NOW THEREFORE, in consideration of the mutual and respective promises, and subject to the
terms and conditions hereinafter set forth, the parties agree as follows:
I. RETENTION OF ATTORNEYS City hereby agrees to and does retain Attorneys, for the
compensation hereinafter specified, to assist the City Attorney by acting as the Legal Advisor to the
City of Santa Ana Personnel Board, The Legal Advisor's duties shall include, but are not limited to,
advising the Personnel Board in conducting administrative appeals of employee disciplinary
matters. Attorney shall also provide services related to City matters and other legal issues when and
as requested by the City Attorney to do so. Specifically, Attorneys represent that attorney Nate
Kowalski will act as the Legal Advisor hereunder. Attorneys shall notify City if any unplanned
circumstances should prevent Mr. Kowalski from acting as the Legal Advisor to the Santa Ana
Personnel Board. Attorneys accept said retention and agree to perform, in timely and efficient
manner, all such services as may be requested by the City Attorney. Attorneys shall confirm their
acceptance of work requested by City in writing by e -mail or letter.
Attorney will be engaged on a case by case basis by way of a separate letter agreement.
Said letter agreement will specify the assignment and the anticipated costs,
2. PAYMENT FOR SERVICES RENDERED
A. FEES City agrees to compensate Attorneys, and Attorneys agree to accept from
City, as and for payment in full for all of said services in regard to each such action, compensation
at the Attorneys' normal hourly billing rate not to exceed $300.00 per hour for legal services and
not to exceed $150.00 an hour for necessary travel time.
B. REIMBURSEA DENT FOR COSTS City agrees to reimburse Attorneys for out -of-
pocket expenses, including but not limited to, copying costs, service of process, and mail services
authorized by the City Attorney in connection with the performance of duties under this Agreement.
No reimbursement for mileage shall be paid under this Agreement.
3. METHOD OF PAYMENT Attorneys shall submit a monthly statement specifying the
services performed, dates and number of hours, and an itemization of expenses related thereto,
25D -3
4. Ct1NTROL OF LEGAL MATIEERS Attorneys agree that each and every matter or
proceeding in which they undertake to assist the City Attorney, as aforesaid, shall be and remain
under, and subject to the control and direction of said City Attorney at all stages, and that they shall
at all times keep the City Attorney informed of all matters pertaining thereto. City will keep
Attorneys informed of all significant developments in matters relating to any representation
undertaken by Attorneys. Attorneys further agree, if and when their retention hereunder is
terminated by City; as hereinafter specified, they shall return to City Attorney any and all files then
in their possession concerning each and every matter or proceeding in which they represented the
City pursuant to this Agreement.
5. TERM The terns of this Agreement shall commence on the date first written above and
terminate June 30, 2017, unless terminated earlier pursuant to Section 13 below, The term of this
Agreement may be extended upon a writing executed by the Director of Personnel Services and the
City Attorney.
b. INDEPENDENT CQNTIRACTORS It is mutually agreed by and between the parties that,
in the performance of their covenants hereunder, Attorneys are and shall be independent contractors,
and not officers or employees of City.
7. 1115URANCE Attorneys shall provide to the City Attorney proof of Professional
Liability (errors and omissions) insurance, with a combined single limit of not less than
$1,000,000 per claim, and maintain such insurance throughout the term of this Agreement, If
Attorneys fail or refuse to produce and maintain the insurance required by this section, or fail or
refuse to furnish the City with required proof that insurance has been procured and is in force
and paid for, the City shall have the right, at the City's election, to forthwith terminate this
Agreement. Such termination shall riot affect Attorneys' right to be paid for its time and
materials expended prior to notification of termination.
7. ZM)3MNiFlQ&Li LION Attorneys agree to and shall indemnify and hold harmless the
City, its officers, agents, employees, and representatives from liability for personal injury,
damages, restitution, judicial or equitable relief arising out of Attorneys' negligent or wrongful
performance or conduct of this Agreement.
8. CONFIDENTIALITY If Attorneys receive from the City information, which due to the
nature of such information is reasonably understood to be confidential and/or proprietary,
Attorneys agree that it shall not use or disclose such information except in the performance of
this Agreement, and further agree to exercise the same degree of care it uses to protect its own
information of like importance, but in no event less than reasonable care, "Confidential
Information" shall include all nonpublic information. Confidential information includes not only
written information, but also information transferred orally, visually, electronically, or by other
means. Confidential information disclosed to either party by any subsidiary and/or agent of the
other party is covered by this Agreement. The foregoing obligations of non -use and
nondisclosure shall not apply to any information that (a) has been disclosed in publicly available
sources; (b) is, through no fault of the Attorneys, disclosed in a publicly available source; (c) is
in rightful possession of the Attorneys without an obligation of confidentiality, (d) is required to
be disclosed by operation of law; or (e) is independently developed by the Attorneys without
reference to information disclosed by the City.
25D -4
9. CONFLICT QF INTEREST CLAUSE Attorneys covenant that it presently has no
interests and shall not have interests, direct or indirect, that would conflict in any manner with
performance of services specified under this Agreement.
10. NOTICE Any notice, tender, demand, delivery, or other communication pursuant to this
Agreement shall be in writing and shall be deemed to be properly given if delivered in person or
mailed by first class or certified mail, postage prepaid, or sent by telefacsimile or other
telegraphic communication in the manner provided in this Section, to the following persons:
To City: Clerk of the Council
City of Santa Ana
20 Civic Center Plaza (M -30)
P.O. Box 1988
Santa Ana, California 92702 -1988
Telefacsimile (714) 647 -6956
Courtesy Copy: City Attorney
City of Santa Ana
20 Civic Center Plaza (M -29)
P.O. Box 1988
Santa Ana, California 92702
Telefacsimile (714) 647 -6515
To Attorneys: Atkinson, Andelson, Loya, Ruud & Rome
12800 Center Court Drive, Suite 300,
Cerritos, CA. 90703
Telefacsimile: (562) 653 -3333
A party may change its address by giving notice in writing to the other party. Thereafter, any
notice, tender, demand, delivery, or other communication shall be addressed and transmitted to
the new address. If sent by mail, communication shall be effective or deemed to have been given
three (3) days after it has been deposited in the United States mail, duly registered or certified,
with postage prepaid, and addressed as set forth above. If sent by telefacsimile, communication
shall be effective or deemed to have been given twenty -four (24) hours after the time set forth on
the transmission report issued by the transmitting facsimile machine, addressed as set forth
above. For purposes of calculating these time frames, weekends, federal, state, County or City
holidays shall be excluded.
11. EXCLUSIVITY AND AMENDMENT This Agreement represents the complete and
exclusive statement between the City and Attorneys, and supersedes any and all other
agreements, oral or written, between the parties, In the event of a conflict between the terms of
this Agreement and any attachments hereto, the terms of this Agreement shall prevail. This
Agreement may not be modified except by written instrument signed by the City and by an
authorized representative of Attorneys. The parties agree that any terms or conditions of any
purchase order or other instrument that are inconsistent with, or in addition to, the terms and
conditions hereof, shall not bind or obligate Attorneys or the City. Each party to this Agreement
acknowledges that no representations, inducements, promises or agreements, orally or otherwise,
25D -5
have been made by any party, or anyone acting on behalf of any parties, which are not embodied
herein.
12. ASSIU MENT Inasmuch as this Agreement is intended to secure the specialized
services of Attorneys, Attorneys may not assign, transfer, delegate, or subcontract any interest
herein without the prior written consent of the City and any such assignment, transfer, delegation
or subcontract without the City's prior written consent shall be considered null and void. Nothing
in this Agreement shall be construed to limit the City's ability to have any of the services which
are the subject of this Agreement performed by City personnel or by other Attorneys retained by
City.
13. 'TERMINATION This Agreement may be terminated by City at any time. In such event,
Attorneys shall be entitled to receive and the City shall pay Attorneys compensation for all services
performed by Attorneys prior to receipt of such notice of termination. As a condition of such
payment, Attorneys shall deliver to the City all files and records generated under this Agreement as
of such date.
Attorneys may teruninate this agreement, subject to their obligation to provide reasonable notice to
arrange alternative representation. In such case, City agrees to secure new counsel as quickly as
possible and to cooperate fully in the substitution of the new counsel as counsel of record in any
litigation in which Attorneys may be involved.
14. DISCRIMINATM Attorneys shall not discriminate because of race, color, creed,
religion, sex, marital status, sexual orientation, age, national origin, ancestry, or disability, as
defined and prohibited by applicable law, in the recruitment, selection, training, utilization,
promotion, termination or other employment related activities. Attorneys affirm that it is an
equal opportunity employer and shall comply with all applicable federal, state and local laws and
regulations.
15. JURISDICTION —VENUE This Agreement has been executed and delivered in the
State of California and the validity, interpretation, performance, and enforcement of any of the
clauses of this Agreement shall be determined and governed by the laws of the State of
California. Both parties further agree that Orange County, California, shall be the venue for any
action or proceeding that may be brought or arise out of, in connection with or by reason of this
Agreement.
lb. MISCELLANEOUS PROVISIONS Each undersigned represents and warrants that its
signature herein below has the power, authority and right to bind their respective parties to each of
the terms of this Agreement, and shall indemnify City fully, including reasonable costs and
attorney's fees, for any injuries or damages to City in the event that such authority or power is not,
in fact, held by the signatory or is withdrawn.
25D -6
IN WITNESS WHEREOF, the parties hereto have executed this Agreement the day and year first
above written.
Maria D. Huizar
Clerk of the Council
CITY OF SANTA ANA
David Cavazos
City Manager
Atkinson, Andelson, Loya, Ruud & Roma
By
Name:
Title:
Tax II) No.
25D -7
25D -8