HomeMy WebLinkAboutBANK OF NEW YORK MELLON TRUST COMPANY, N.A., THE (10). -2014A -2014 -133 -J
AFTER RECORDATION PLEASE RETURN TO
Quint & Thimmig LLP
900 Larkspur Landing Circle, Suite 270
Larkspur, CA 94939 -1726
Attention: Brian D. Quint, Esq.
THIS TRANSACTION IS EXEMPT FROM CALIFORNIA DOCUMENTARY TRANSFER TAX PURSUANT
TO SECTION 11929 OF THE CALIFORNIA REVENUE AND TAXATION CODE. THIS DOCUMENT IS
EXEMPT FROM RECORDING FEES PURSUANT TO SECTION 27383 OF THE CALIFORNIA
GOVERNMENT CODE.
THIRD MODIFICATION TO LEASE AGREEMENT
(Amending that certain Lease, dated as of March 1, 1994, as amended, by and
between the Santa Ana Financing Authority and the City of Santa Ana and the)
Dated as of June 1, 2014
by and between the
SANTA ANA FINANCING AUTHORITY, as Lessor
and the
CITY OF SANTA ANA, as Lessee
Relating to
Santa Ana Financing Authority
Police Administration and Holding Facility
Lease Revenue Bonds, Series 1994A
THIRD MODIFICATION TO LEASE AGREEMENT
THIS THIRD MODIFICATION TO LEASE AGREEMENT, dated as of June 1, 2014, is
by and between the SANTA ANA FINANCING AUTHORITY, a joint exercise of powers
authority organized and existing under and by virtue of the laws of the State of California, as
lessor (the "Authority "), and the CITY OF SANTA ANA, a municipal corporation and
chartered city organized and existing under and by virtue of the laws of the State of California
(the "City "), modifying that certain Lease, dated as of March 1, 1994, by and between the
Authority and the City, and recorded on March 22, 1994, as document number 94 -94-
0201358, in the Official Records of Orange County, California, as modified by that certain
Modification of Lease, dated as of September 1, 1994, by and between the Authority and the
City, and recorded on March 20, 1995, as document number 95- 0111188 in the Official
Records of Orange County, California, as modified by that certain Second Modification of
Ground Lease, dated as of July 28, 1997, by and between the Authority and the City, and
recorded on August 5, 1997, as document number 19970373120 in the Official Records of
Orange County, California, and as amended by that certain First Amendment to Lease, dated
as of February 1, 2004, by and between the Authority and the City, and recorded on February
25, 2004, as document number 2004000143853 in the Official Records of Orange County,
California (the "Lease Agreement ");
WITNESSETH:
WHEREAS, the City and the Authority have heretofore entered into that certain Ground
Lease, dated as of March 1, 1994, by and between the City and the Authority, and recorded on
March 22, 1994, as document number 94- 0201357, in the Official Records of Orange County,
California, as modified by that certain Modification of Ground Lease, dated as of September 1,
1994, by and between the City and the Authority, and recorded on March 20, 1995, as
document number 95- 0111187 in the Official Records of Orange County, California, as
modified by that certain Second Modification of Ground Lease, dated as of July 28, 1997, by
and between the City and the Authority, and recorded on August 5, 1997, as document
number 19970373119 in the Official Records of Orange County, California, as amended by
that certain First Amendment to Ground Lease, dated as of February 1, 2004, by and between
the City and the Authority, and recorded on February 25, 2004, as document number
2004000143852 in the Official Records of Orange County, California, and as modified by that
certain Third Modification thereto being recorded concurrently herewith (the "Ground Lease "),
pursuant to which the City leased certain real property, described in Exhibit A thereto (the
"Property ") to the Authority and the Authority leased the Property from the City;
WHEREAS, the Authority and the City have heretofore entered into the Lease
Agreement, pursuant to which the Authority leased the Property to the City and the City
leased the Property from the Authority;
WHEREAS, the City has determined that it is necessary to amend the description of the
Property, as set forth in the Ground Lease and the Lease Agreement to release the existing
Property and to substitute other real property and improvements therefor;
WHEREAS, Section 2.06 of the Lease Agreement authorizes amendment of the Ground
Lease and the Lease Agreement to substitute the Property, subject to certain conditions
precedent set forth therein; and
WHEREAS, any such substitution of the Property requires that:
(a) the City files with the Authority, the Trustee and the Bond Insurer (as
defined in the Lease Agreement) an amended Exhibit A to the Lease Agreement which
adds thereto a description of such substitute Property and deletes therefrom the
description of the former Property;
(b) the City certify in writing to the Authority, the Trustee and the Bond Insurer
that the remaining useful life of such substitute Property meets or exceeds the
remaining term of the Lease Agreement serves the purposes of the City, and constitutes
property that is unencumbered;
(c) the City certifies to the Authority, the Trustee and the Bond Insurer that the
fair rental value of the Property following such substitution is at least equal to the Base
Rental (as defined in the Lease Agreement) payments attributable to the Property prior
to such substitution, as determined by an MAI appraisal of the Property after said
substitution;
(d) the City furnishes the Authority, the Trustee and the Bond Insurer with a
written Opinion of Counsel (as defined in the Lease Agreement), that the amendments
providing for the substitution have been duly authorized, executed and delivered and
constitute the valid and binding obligations of the City and the Authority enforceable in
accordance with their terms;
(e) the City obtains a title insurance policy insuring the City's leasehold interest
in the substituted Property;
(f) the City furnishes the Authority, the Trustee and the Bond Insurer with a
written opinion of the City Attorney of the City to the effect that the exceptions, if any,
contained in the title insurance policy referred to above do not interfere with the
beneficial use and occupancy of the substitute Property by the City for the purposes of
leasing or using the substitute Property;
(g) the City furnishes the Authority, the Trustee and the Bond Insurer with a
written Opinion of Counsel (as defined in the Lease Agreement), stating that such
substitution does not cause the interest components of the interest on the Bonds (as
defined in the Lease Agreement) to become subject to federal income taxes;
(h) the City furnishes the Authority, the Trustee and the Bond Insurer with
evidence that the City has complied with the covenants contained in clauses (1) and (2)
of Section 6.03 of the Lease Agreement (relating to insurance) with respect to the
substitute Property;
(i) the City furnishes the Authority, the Trustee and the Bond Insurer with
evidence that the City has delivered to any rating agency then rating the Bonds copies
of the Certificates and appraisal described in paragraphs (b) and (c) above;
(j) the City certifies to the Authority, the Trustee and the Bond Insurer that the
substitute Property is of the same or greater essentiality to the City as was the former
Property; and
(k) the City obtains the prior written consent to such substitution from the Bond
Insurer;
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NOW, THEREFORE, in consideration of the above premises and of the mutual
covenants hereinafter contained and for other good and valuable consideration, the parties
hereto agree as follows:
SECTION 1. Amendment of the Lease Agreement.
(a) The description of the Property contained in Exhibit A to the Lease Agreement is
hereby amended by releasing and terminating from the Lease Agreement all property described
in Exhibit A attached thereto. The resulting description of the Property shall be as described in
Exhibit B attached hereto which shall modify and replace in its entirety Exhibit A attached to
the Lease Agreement.
(d) By virtue of such substitutions, the Authority hereby leases to the City and the City
hereby leases from the Authority, the Property, as now described in Exhibit B attached hereto.
SECTION 2. Other Conditions Satisfied. The City hereby certifies that:
(a) the City has certified in writing to the Authority, the Trustee and the Bond
Insurer that the remaining useful life of such substitute Property meets or exceeds the
remaining term of the Lease Agreement, serves the purposes of the City, and
constitutes property that is unencumbered;
(b) the City has certified to the Authority, the Trustee and the Bond Insurer that
the fair rental value of the Property following such substitution is at least equal to the
Base Rental (as defined in the Lease Agreement) payments attributable to the Property
prior to such substitution, as determined by an MAI appraisal of the Property after
said substitution;
(c) the City has furr shed the Authority, the Trustee and the Bond Insurer with
-
a written Opinion of Counsel (as defined in the Lease Agreement), that the
amendments providing for the substitution have been duly authorized, executed and
delivered and constitute the valid and binding obligations of the City and the Authority
enforceable in accordance with their terms;
(d) the City has obtained a title insurance policy insuring the City's leasehold
interest in the substituted Property;
(e) the City has furnished the Authority, the Trustee and the Bond Insurer with
a written opinion of the City Attorney of the City to the effect that the exceptions, if
any, contained in the title insurance policy referred to above do not interfere with the
beneficial use and occupancy of the substitute Property by the City for the purposes of
leasing or using the substitute Property;
(f) the City has furnished the Authority, the Trustee and the Bond Insurer with a
written Opinion of Counsel (as defined in the Lease Agreement), stating that such
substitution does not cause the interest components of the interest on the Bonds (as
defined in the Lease Agreement) to become subject to federal income taxes;
(g) the City has furnished the Authority, the Trustee and the Bond Insurer with
evidence that the City has complied with the covenants contained in clauses (1) and (2)
of Section 6.03 of the Lease Agreement (relating to insurance) with respect to the
substitute Property;
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(h) the City has furnished the Authority, the Trustee and the Bond Insurer with
evidence that the City has delivered to any rating agency then rating the Bonds copies
of the Certificates and appraisal described in paragraphs (a) and (b) above;
(i) the City has certified to the Authority, the Trustee and the Bond Insurer that
the substitute Property is.of "the same or greater essentiality to the City as was the
former Property; and
(j) the City has obtained the prior written consent to such substitution from the
Bond Insurer.
SECTION 3. Lease Agreement in Full Force and Effect. Except as amended by this
Third Modification to Lease Agreement, the Lease Agreement remains in full force and effect.
SECTION 4. Execution in Counterparts. This Third Modification to Lease Agreement
may be executed in several counterparts, each of which shall be an original and all of which
shall constitute but one and the same instrument.
SECTION 5. Applicable Law. This Third Modification to Lease Agreement shall be
governed by and construed in accordance with the laws of the State of California.
-4-
[NOTARY ACKNOWLEDGMENTS TO BE ATTACHED]
RELEASED PROPERTY
All that certain real property situated in Orange County, State of California, described as follows:
THAT PORTION OF THE SOUTHWEST QUARTER OF SECTION 12, TOWNSHIP 5 SOUTH, RANGE 10
WEST, SAN BERNARDINO MERIDIAN, IN THE CITY OF SANTA ANA, COUNTY OF ORANGE, STATE
OF CALIFORNIA, BOUNDED ON THE NORTH BY A LINE 54.00 FEET SOUTH OF THE CENTERLINE
OF CIVIC CENTER DRIVE; ON THE SOUTH BY A LINE 30.00 FEET NORTH OF THE CENTERIINE OF
SIXTH STREET; ON THE WEST BY A LINE 30.00 FEET EAST OF THE CENTERLINE OF SHELTON
STREET; AND ON THE EAST BY A LENE PARALLEL WITH AND 494.5 FEET EASTERLY FROM THE
CENTERLINE OF SAID SHELTON STREET
Exhibit A
Page 1
EXHIBIT B
DESCRIPTION OF THE RESULTING PROPERTY
All that certain real property situated in Santa Ana, State of California, described as follows:
Those portions of Lots 11 through 15, inclusive, of Constantine's Addition to the Town of Santa Ana as shown
on the map filed in Book 23, Page 32 of Miscellaneous Records, in the office of the County Recorder of Los
Angeles County, California; together with portions of Lots 11 and 12 of Gildmacher's Addition to the Town
of Santa Ana as shown on the map filed in Book 23, Page 37 of said Miscellaneous Records; together with a
portion of the Southwest Quarter of Section 12, Township 5 South, Range 10 West, in the Rancho Santiago De
Santa Ana, all in the City of Santa Ana, County of Orange, State of California, described as a whole as
follows:
Commencing at the centerline intersection of Flower Street and Civic Center Drive as said intersection is
shown on Record of Survey 95 -1031 as filed in Book 149, Pages 49 and 50 of Records of Survey, in the office of
the County Recorder of said Orange County, said centerline intersection being the Northerly terminus of
that certain course in said centerline of Flower Street shown as having a bearing and distance of "N.
0100031" E. 673.13'" on said Record of Survey; thence along said centerline of Flower Street South 01000'31 "
West 673.13 feet to the centerline intersection of Flower Street and Sixth Street as shown on said Record of
Survey; thence leaving said centerline of Flower Street along said centerline of Sixth Street South 89 °49'34"
West 1393.72 feet to the Southerly prolongation of the Easterly line of Lot 27 of the McFadden- Wilson
Addition to Santa Ana as filed in Book 28, Page 9 of said Miscellaneous Records; thence leaving said
centerline of Sixth Street along said Southerly prolongation North 0 °03'43" East 30.00 feet to the Northerly
right -of -way line of said Sixth Street, said Northerly right -of- way line being parallel with and 30.00 feet
Northerly of said centerline of Sixth Street, said point also being the Southeast comer of said Lot 27 and the
TRUE POINT OF BEGINNING; thence along said Easterly line and the Northerly prolongation of said
Easterly line North 0 °03'43" East 250.00 feet to a line being parallel with and 250.00 feet Northerly of said
Northerly right -of -way line of Sixth Street; thence leaving said Northerly prolongation along last said
parallel line North 89 °49'34" East 361.50 feet to a line being parallel with and 13.50 feet Westerly of the
Easterly line of said Lot 11 of Gildmacher's Addition to the Town of Santa Ana; thence leaving said parallel
line along last said parallel line South 0 °03'43" West 250.00 feet to said Northerly right -of -way line of Sixth
Street; thence leaving said parallel line along said Northerly right -of -way line South 89 °49'34" West 361.50
feet to the TRUE POINT OF BEGINNING.
Containing an area of 2.075 acres, more or less.
Subject to covenants, conditions, reservations, restrictions, rights of way and easements, if any, of record.
Exhibit D
IN WITNESS WHEREOF, the Authority and the City have caused this Third
Modification to Lease Agreement to be executed by their respective officers thereunto duly
authorized, all as of the day and year first above written.
Attest:
11Vf � A✓
Maria D. Huizar
Secretary
Attest:
—Maria D. Huizar
Clerk of the Council
SANTA ANA FINANCING AUTHORITY
By
David Cavazos
Executive Director
CITY OF SANTA ANA
By
David Cavazos
City Manager
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CALIFORNIA ALL - PURPOSE ACKNOWLEDGEMENT
State of California
County of Orange SS
City of Santa Ana
On this 111h day of June. 2014, before me, Maria D. Huizar , Notary Public,
personally appeared David Cavazos, City Manager who proved to me on the basis of
satisfactory evidence to be the(�eFsbn/ persons whose ra e /names sJar-e- subscribed to
the within instrument and acknowledged to me that &I.she /they executed the same in
Li %'her /their authorized c4kacifiy /capacities and that by Wherytheir Oi jnati]re /signatures
on the instrument the pots�orf /persons", or the entity upon behalf of which the
(perC6h /persons acted, executed the instrument. I certify under PENALTY OF PERJURY
under the laws of the State of California that the foregoing is true and correct. Witness
my hand and official seal.
NOTARY SEAL
Witness my hand and official seal.
r�:: MARIA D. 1974
Commission # 1974202
Z Notary Public - California Signature of Notary
Orange County s
M Comm. Expires Apr 5, 2016
CAPACITY CLAIMED BY SIGNER: SIGNER IS REPRESENTING:
❑
Individual(s)
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Corporate _
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Officers
Title(s)
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Partner(s)
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General Partner of a Limited
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Partnership
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Attorney -in -Fact
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Trustee (s)
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Subscribing Witness
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Guardian /Conservator
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Other:
THIS CERTIFICATE MUST BE ATTACHED TO THE DOCUMENT DESCRIBED TO THE BELOW:
RE: BOND REFINANCE
TITLE OR TYPE OF DOCUMENT: THIRD MODIFICATION TO GROUND LEASE
NUMBER OF PAGES: DATE OF DOCUMENT:
SIGNER (S) OTHER THAN NAMED ABOVE: