HomeMy WebLinkAboutC & C N. HARBOR, LLC-2015RECORDING REQUESTED BY
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TUSTIN•ORANGE CO. BRANCH
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RECORDING REQUESTED BY
AND WHEN RECORDED MAIL TO:
Recorded in Official Records, Orange County
Hugh Nguyen, Clerk -Recorder
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City of Santa Ana
20 Civic Center Plaza
Santa Ana, California 92702
Attention: City Clerk
N-Z01,5 _0345
To be recorded without fee. (Space Above This Line For Recorder's Use Only)
(Government Code, §§ 6103 and 27383)
INCLUSIONARY HOUSING AGREEMENT
THIS INCLUSIONARY HOUSING AGREEMENT is dated as of
:T� Is'� , 2015, by and between the CITY OF Santa Ana, a charter
city and California municipal corporation, and C&C N. Harbor, LLC a California
limited liability company ("Developer").
RECITALS
A. The City's Inclusionary Housing Ordinance ("Ordinance") became effective
on November 28, 2011.
B. The Developer is the fee owner of the Property located at 1206-1310 N.
Harbor Boulevard, Santa Ana, California.
C. The Developer desires to, at the Developer's sole cost and expense,
develop a one -hundred and ten (110) unit Project on the Property.
D. On February 3, 2015, the City Council approved Ordinance/Resolution
Number 2015-02, which sets forth the City Approvals for the Project.
E. On February 17, 2015, the Santa Ana City Council reviewed and
approved an Inclusionary Housing Plan that was prepared by the
Developer in accordance with the requirements imposed by the Ordinance
and the Administrative Procedures Manual established by the City Council
to implement the Ordinance requirements.
Inclusionary Housing Agreement Page 1
RECORDING REQUESTED EY
TICORTIILE A 2015-035
TUSTIN-ORANGE CO. BRANCH
00SCgIIS-S??
RECORDING REQUESTED BY
AND WHEN RECORDED MAIL TO:
City of Santa Ana
20 Civic Center Plaza
Santa Ana, California 92702
Attention: City Clerk
1\-2015 _.63!5
To be recorded without fee. (Space Above This Line For Recorder's Use Only)
(Government Code, §§ 6103 and 27383)
INCLUSIONARY HOUSING AGREEMENT
THIS INCLUSIONARY HOUSING AGREEMENT is dated as of
ZnAW I1'E , 2015, by and between the CITY OF Santa Ana, a charter
city and California municipal corporation, and C&C N. Harbor, LLC a California
limited liability company ("Developer").
RECITALS
A. The City's Inclusionary Housing Ordinance ("Ordinance") became effective
on November 28, 2011.
B. The Developer is the fee owner of the Property located at 1206-1310 N.
Harbor Boulevard, Santa Ana, California.
C. The Developer desires to, at the Developer's sole cost and expense,
develop a one -hundred and ten (110) unit Project on the Property.
D. On February 3, 2015, the City Council approved Ordinance/Resolution
Number 2015-02, which sets forth the City Approvals for the Project.
E. On February 17, 2015, the Santa Ana City Council reviewed and
approved an Inclusionary Housing Plan that was prepared by the
Developer in accordance with the requirements imposed by the Ordinance
and the Administrative Procedures Manual established by the City Council
to implement the Ordinance requirements.
Inclusionary Housing Agreement Page 1
City of Santa Ana February 17, 2015
1603\14\1654522.2
F. Pursuant to Santa Ana Municipal Code section 41-1904(c)(2), any
application to pay a fee in lieu of constructing some or all of the required
inclusionary units for a project comprised of more than twenty residential
units shall be subject to the review and approval of the City Council, which
may grant such request if substantial evidence supports a finding that the
cost of providing inclusionary units on site would substantially exceed the
amount of the applicable in -lieu fee.
G. This Inclusionary Housing Agreement, when fully executed by the City and
the Developer and recorded, is intended to satisfy the requirement that the
Developer enter into an Inclusionary Housing Agreement, as set forth in
the Ordinance and the conditions to City Approvals.
NOW, THEREFORE, in consideration of the mutual promises set forth in this
Inclusionary Housing Agreement and other good and valuable consideration, the
receipt and sufficiency of which is acknowledged by the City and the Developer,
the Parties, agree as follows:
DEFINITIONS OF TERMS
The following words, terms and phrases are used in this Inclusionary Housing
Agreement, as follows, unless the particular context of usage of a word, term or
phrase requires another interpretation.
Administrative Procedures Manual is this administrative procedures manual,
which has been prepared by the City for the implementation and enforcement of
the Ordinance. A copy of the Administrative Procedures Manual shall be
maintained on file with the City, and shall be provided to the Developer.
Affordability Gap is equal to the difference between the Fair Market Value of the
Inclusionary Unit and the Affordable Sales Price for the Inclusionary Unit.
Affordable Housing Cost means the maximum costs that can be borne by a
Low or Moderate Income Household based on the requirements imposed by
HSC Section 50052.5. The calculation methodology is described in the
Administrative Procedures Manual.
Inclusionary Housing Agreement Page 2
City of Santa Ana February 17, 2015
16=1411654522.2
California Health and Safety Code ("HSC") provides definitions of household
income and affordable housing costs that are used in this Inclusionary Housing
Agreement.
City means the City of Santa Ana, California.
City Approvals are defined as the entitlement approvals and the Inclusionary
Housing Plan that must be approved by the City Council prior to the issuance of
building permits for the Project.
City Council means the City of Santa Ana City Council.
City Manager is the City Manager of the City of Santa Ana.
Default means the failure of a Party to perform any action or covenant required
by this Inclusionary Housing Agreement within the time period provided herein
following notice and opportunity to cure, as set forth in Article 3 — Section 1 of
this Inclusionary Housing Agreement.
Developer means the developer of the residential project that is subject to this
Inclusionary Housing Agreement and its successors and assigns.
Effective Date means the date on which the Inclusionary Housing Agreement is
approved and executed by appropriate authorities of the Developer and the City;
and the Inclusionary Housing Agreement is executed by the authorized
representatives of the City and delivered to the Developer.
Exhibits means the exhibits to this Inclusionary Housing Agreement, which are
listed in Article V.
Fair Market Value means the value of the Inclusionary Unit under normal
circumstances in which the seller and the buyer freely negotiate the terms of the
transfer of ownership. The Fair Market Value is estimated based on the
assumption that no income or affordability restrictions are placed on the
Inclusionary Unit.
Gross Income means all income from whatever source from all adult household
members for the previous calendar year as defined in California Code of
Regulations Title 25 Housing and Community Development Section 6914. The
definition includes the following specific requirements:
Indusionary Housing Agreement Page 3
City of Santa Ana February 17, 2015
1603\14\1654522.2
1. Except as provided in subdivision (2), all payments from all sources
received by the head of household (even if temporarily absent) and each
additional member of the household who is not a minor shall be included
in the annual income of a household. Gross Income shall include, but not
be limited to:
a. The gross amount, before any payroll deductions, of wages and
salaries, overtime pay, commissions, fees, tips and bonuses;
b. The net income from operation of a business or profession or from
rental or real or personal property (for this purpose, expenditures
for business expansion or amortization of capital indebtedness shall
not be deducted to determine the net income from a business);
C. Interest and dividends;
d. The full amount of periodic payments received from social security,
annuities, insurance policies, retirement funds, pensions, disability
or death benefits and other similar types of periodic receipts (but
see subdivision (2)(c));
e. Payments in lieu of earnings, such as unemployment and disability
compensation, worker's compensation and severance pay.
f. Public Assistance. If the public assistance payment includes an
amount specifically designated for shelter and utilities which is
subject to adjustment by the public assistance agency in
accordance with the actual cost of shelter and utilities, the amount
of public assistance income to be included as income shall consist
of:
The amount of the allowance or grant exclusive of the
amount specifically designated for shelter and utilities, plus
ii. The maximum amount which the public assistance agency
could in fact allow for the household for shelter and utilities,
g. Periodic and determinable allowances such as alimony and child
support payments, and regular contributions or gifts received from
persons not residing in the dwelling;
Indusionary Housing Agreement Page 4
City of Santa Ana February 17, 2015
1603\14\1654522.2
h. All regular pay, special pay and allowances of a member of the
Armed Forces (whether or not living in the dwelling) who is head of
the household or spouse (but see subdivision (2)(e)).
i. Where a household has net assets in excess of $5,000, income
shall include the actual amount of income, if any, derived from all of
the net household assets or 10 percent (10%) of the value of all
such assets, whichever is greater. For purposes of this section, net
households assets means value of equity in real property other
than the household's full-time residence, savings, stocks, bonds,
and other forms of capital investment. The value of necessary items
such as furniture and automobiles shall be excluded.
2. The following items shall not be considered as income:
a. Casual, sporadic or irregular gifts;
b. Amounts which are specifically for or in reimbursement of the cost
of medical expenses;
C. Lump -sum additions to household assets, such as inheritances,
insurance payments (including payments under health and accident
insurance and worker's compensation), capital gains and
settlement for personal or property losses;
d. Amounts of educational scholarships paid directly to the student or
to the educational institution, and amounts paid by the government
to a veteran for use in meeting the costs of tuition, fees, books and
equipment. Any amounts of such scholarships, or payments to
veterans not used for the above purposes of which are available for
subsistence are to be included in income;
e. The special pay to a serviceman head of a household away from
home and exposed to hostile fire;
f. Relocation payments made pursuant to federal, state, or local
relocation law;
g. Foster child care payments;
Indusionary Housing Agreement Page 5
City of Santa Ana February 17, 2015
1603\14\1654522.2
h. The value of coupon allotments for the purchase of food pursuant
to the Food Stamp Act of 1964 which is in excess of the amount
actually charged the eligible household;
i. Payments received pursuant to participation in the following
volunteer programs under the ACTION Agency:
i. National Volunteer Antipoverty Programs which include
VISTA, Service Learning Programs and Special Volunteer
Programs.
ii. National Older American Volunteer Programs for persons
aged 60 and over which include Retired Senior Volunteer
Programs, Foster Grandparent Program, Older American
Community Services Program, and National Volunteer
Program to Assist Small Business Experience, Service
Corps of Retired Executive (SCORE) and Active Corps of
Executives (ACE).
HCD means the California Department of Housing and Community Development.
HUD means the United States Department of Housing and Urban Development.
Inclusionary Housing Administrator has the day-to-day authority for making
determinations related to the Ordinance and Administrative Procedures Manual.
The Inclusionary Housing Administrator will be appointed by the City Manager.
Inclusionary Housing Fund means a separate fund of the City established
pursuant to the Housing Opportunity Ordinance of the Santa Ana Municipal
Code. The fund was established for the specific purpose of providing the City
with funds to assist in the development of housing that is affordable to Low and
Moderate Income Households. The allowable uses of Inclusionary Housing
Funds, and the related reporting are described in the Administrative Procedures
Manual.
Inclusionary Housing Plan means an in -lieu fee submitted for approval to the
Inclusionary Housing Administrator that details the manner in which the
Inclusionary Housing obligations will be fulfilled by the project. The Inclusionary
Housing Plan form is presented in the Administrative Procedures Manual.
Inclusionary Housing Agreement Page 6
City of Santa Ana February 17, 2015
1603\14\1654522.2
In -Lieu Fee refers to a fee that may be paid by a developer in specific
circumstances in lieu of providing Inclusionary Units within a project.
Orange County Median Income is calculated by HCD using non -aggregated
census income data and applying trending factors for metropolitan statistical
areas (MSA) throughout the country. The MSA for Santa Ana is Orange County.
The current household income information is presented in Attachment I of the
Administrative Procedures Manual.
Low Income Household refers to households whose incomes meet the
standards defined Title 25 of the California Code of Regulations Section 6932,
and by the HSC Section 50079.5. The maximum household income amount for
Low Income Households shall be the amount published by HCD as adjusted to
reflect the household size of the Homebuyer of the Inclusionary Unit.
Market Rate Unit means any unit in the project that is not restricted for
ownership and occupancy by Eligible Purchaser.
Moderate Income Household refers to households whose income meets the
standards defined Title 25 of the California Code of Regulations Section 6932,
and by the HSC Section 50093. The maximum household income amount for
Moderate Income Households shall be the amount published by HCD as
adjusted to reflect the household size of the Homebuyer of the Inclusionary Unit.
Ordinance means the Housing Opportunity Ordinance adopted by the City
Council on November 28, 2011 as it has been amended from time to time, which
is codified in the Santa Ana Municipal Code.
Party and Parties mean the City and the Developer as parties to this
Inclusionary Housing Agreement.
Project means the housing project proposed to be developed on the Property at
the Developer's sole cost and expense.
Property means the real property on which the Project is to be developed, for
which the legal description is provided in Exhibit A to this Inclusionary Housing
Agreement.
ARTICLE 1
Inclusionary Housing Agreement Page 7
City of Santa Ana February 17, 2015
1603114N 654522.2
PARTIES; REPRESENTATIONS AND WARRANTIES; EFFECTIVE
DATE; RECITALS; AND EXHIBITS
I. Parties to the Inclusionary Housing Agreement
-A. City. The City is a charter city and California municipal corporation. The
address of the City, for the purposes of this Inclusionary Housing
Agreement, is:
City of Santa Ana
20 Civic Center Plaza
Santa Ana, California 92702
Attention: Executive Director, Community
Development Agency
-B. Developer. The Developer is a California limited liability company. The
principal office and address of the Developer, for the purposes of this
Inclusionary Housing Agreement, is:
C&C N. Harbor, LLC
14211 Yorba St., Ste. 200
Tustin, CA 92780
Attn: Todd Cottle
II. Developer Representations And Warranties
The representations and warranties of the Developer contained in Article 1 —
Section II shall be based upon the actual knowledge of the Developer as of the
Effective Date, and are true and correct as of the Effective Date. The
Developer's liability for misrepresentation or breach of warranty, representation
or covenant, wherever contained in this Inclusionary Housing Agreement, shall
survive the execution and delivery of the Inclusionary Housing Agreement.
The Developer hereby makes the following representations, covenants and
warranties, and Developer acknowledges that the execution of this Inclusionary
Inclusionary Housing Agreement Page 8
City of Santa Ana February 17, 2015
1603\14\1654522.2
Housing Agreement by the City has been made in material reliance by the City
on such covenants, representations and warranties:
II -A. The Developer is a California limited liability company, lawfully entitled to
do business in the State of California and the City. The Developer has the
legal right, power and authority to enter into this Inclusionary Housing
Agreement and the instruments and documents referenced herein and to
consummate the transaction contemplated hereby. The persons
executing this Inclusionary Housing Agreement and the instruments
referenced herein on behalf of the Developer hereby represent and
warrant that such persons have the power, right and authority to bind the
Developer.
II-13. The Developer has taken all requisite action and obtained all requisite
consents in connection with entering into this Inclusionary Housing
Agreement and the instruments and documents referenced herein and the
consummation of the transactions contemplated hereby, and no consent
of any other party is required for the Developer's authorization to enter into
this Inclusionary Housing Agreement.
II-C. Neither the execution of this Inclusionary Housing Agreement nor the
consummation of the transactions contemplated hereby shall result in a
breach of or constitute a default under any other agreement, document,
instrument, or other obligation to which the Developer is a party or by
which the Developer may be bound, or under any law, statute, ordinance,
governmental regulation or any writ, injunction, order or decree of any
court or governmental body applicable to the Developer or to the Property.
II-D. This Inclusionary Housing Agreement is, and all agreements, instruments
and documents to be executed by the Developer pursuant to this
Inclusionary Housing Agreement shall be duly executed by and are or
shall be valid and legally binding upon the Developer and enforceable in
accordance with their respective terms.
III. Effective Date
This Inclusionary Housing Agreement is dated Su1 §� , 2015 for reference
purposes only. This Inclusionary Housing Agreement shall not go into effect
before the Effective Date.
Indusionary Housing Agreement Page 9
City of Santa Ana February 17, 2015
1603\14\1654522.2
IV. Recitals
The Recitals set forth above are true and correct. The Recitals are incorporated
into this Inclusionary Housing Agreement in their entirety by this reference.
V. Exhibit List
The following is a list of the exhibits attached to this Inclusionary Housing
Agreement. Each of the exhibits is incorporated by reference into the text of this
Inclusionary Housing Agreement.
Exhibit A Legal Description of Property
Exhibit B Site Map Depicting Property and Zoning Designations
Exhibit C Calculations of In -Lieu Fee (Inclusionary Housing Plan)
ARTICLE 2
INCLUSIONARY HOUSING COVENANTS
VI. Developer Compliance with the Ordinance
The Developer acknowledges that the City has provided the Developer with
copies of the Ordinance and the Administrative Procedures Manual. The
Developer is familiar with the requirements of all the foregoing documents and
shall ensure that the Project complies with this Inclusionary Housing Agreement
and the requirements set forth in all the foregoing documents.
VII. In -Lieu Fee
On February 17, 2015, the Santa Ana City Council approved Developer's
application to pay a fee in lieu of constructing all of the required inclusionary
units, based on substantial evidence supporting a finding that the cost of
providing inclusionary units on site would substantially exceed the amount of the
applicable in -lieu fee.
Accordingly, in lieu of providing any Inclusionary Unit specified in the Inclusionary
Housing Plan, the Developer shall pay to the City of Santa Ana the sum of
Inclusionary Housing Agreement Page 10
City of Santa Ana February 17, 2015
16M1411654522.2
$1,475,000.00 prior to obtaining the first building permit related to the Project.
The final amount of the in -lieu fee is subject to change and will be based upon
calculations completed at the time of payment, which must be completed before
the issuance of any building permits for the Project.
ARTICLE 3
DEFAULTS AND REMEDIES
Vill. Default
If either Party defaults with regard to any provision of this Inclusionary Housing
Agreement, the non -defaulting Party shall serve written notice of such default
upon the defaulting Party. If, after the service of written notice of such default,
the defaulting Party does not cure such default within thirty (30) calendar days
after service of the notice of default (or, if such cure reasonably takes longer than
thirty (30) days, if such cure has not been commenced within the thirty (30) day
period and is promptly completed within a reasonable time, not to exceed ninety
(90) calendar days), the defaulting Party shall be in Default of the terms of the
Inclusionary Housing Agreement, and shall be liable to the other Party for
damages caused by such Default. Alternatively, the non -defaulting Party, at its
option, may institute an action for specific performance of the terms of this
Inclusionary Housing Agreement.
IX. Legal Actions
In addition to any other rights or remedies, either Party may institute legal action
to cure, correct or remedy any Default, to recover damages for any Default, or to
obtain any other remedy consistent with the purposes of this Inclusionary
Housing Agreement.
IX -A. The laws of the State of California shall govern the interpretation and
enforcement of this Inclusionary Housing Agreement.
IX-13. In the event that any legal action is commenced by the Developer against
the City, service of process on the City shall be made by personal service
Indusionary Housing Agreement Page 11
City of Santa Ana February 17, 2015
1603\14\1654522.2
upon the City Manager, or in such other manner as may be provided by
law.
IX-C. In the event that any legal action is commenced by the City against the
Developer, service of process shall be made by personal service on the
Developer's designated agent at such address as may be specified in
written notice to the City, or in such other manner as may be provided by
law, and shall be valid whether made within or without the State of
California.
X. Rights and Remedies are Cumulative
The rights and remedies of the Parties are cumulative and the exercise by either
Party of one or more of such rights or remedies shall not preclude the exercise
by it, at the same or different times, of any other rights or remedies for the same
Default or any other Default by the other Party.
ARTICLE 4
GENERAL PROVISIONS
XI. Notices, Demands and Communications Between the Parties
Any and all notices, demands or communications submitted by any Party to
another Party pursuant to, or required by, this Inclusionary Housing Agreement
shall be proper if in writing and dispatched by messenger for immediate personal
delivery, or by registered or certified United States mail, postage prepaid, return
receipt requested, to the address of the City and Developer, as applicable, as
designated in Article 1 — Section I of this Inclusionary Housing Agreement. Such
written notices, demands and communications may be sent in the same manner
to such other addresses as either Party may from time -to -time designate as
provided in this Section.
Any notice, demand or communication shall be deemed to be received by the
addressee, on the day that it is personally delivered, if dispatched by messenger,
or two (2) calendar days after it is placed in the United States mail.
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City of Santa Ana February 17, 2015
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XII. Conflict of Interest
No council member, official, contractor, consultant, attorney or employee of the
City having any conflict of interest, direct or indirect, related to this Inclusionary
Housing Agreement, or in the development of the Property, shall participate in
any decision relating to this Inclusionary Housing Agreement. The Parties
represent and warrant that they do not have knowledge of any such conflict of
interest.
XIII. Nonliability of City or City Officials and Employees
No council member, official, contractor, consultant, attorney or employee of the
City shall be personally liable to the Developer, any voluntary or involuntary
successors and assignees, or any lender or other party holding any interest in
the Property, in the event of any default or breach by the City, or for any amount
which may become due to the Developer or to its successors or assignees, or on
any obligations arising under this Inclusionary Housing Agreement,
XIV. Indemnification
The Developer agrees to indemnify and hold the City, and its officers, employees
and agents, harmless from and against all damages, judgments, costs, expenses
and fees arising from or related to any act or omission of the Developer in
performing its obligations hereunder. The City agrees to indemnify and hold the
Developer and its officers, employees and agents, harmless from and against all
damages, judgments, costs expenses and fees arising from or related to any act
or omission of the City in performing its obligations hereunder.
XV. No Waiver
Failure to insist upon strict compliance with any of the terms, covenants,
conditions and restrictions hereof on any one occasion shall not be deemed a
waiver of such term, covenant, condition or restriction. Any waiver or
relinquishment of rights or powers hereunder at any one time or more times shall
not be deemed a waiver or relinquishment of such other rights or powers at any
other time or times.
XVI. Jurisdiction and Venue
Any legal action or proceeding concerning this Inclusionary Housing Agreement
shall be filed and prosecuted in the appropriate State of California court in
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City of Santa Ana February 17, 2015
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Orange County, California. Each Party hereto irrevocably consents to the
personal jurisdiction of that court. The City and the Developer each hereby
expressly waive the benefit of any provision of federal or state law or judicial
decision providing for the filing, removal, or change of venue to any other court or
jurisdiction, including without implied limitation, federal district court due to any of
the following:
A. Any diversity of citizenship between the City and the Developer; or
B. The fact that the City is a party to such action or proceeding; or
C. That a federal question or federal right is involved or alleged to be
involved.
Without limiting the generality of the foregoing, the Developer and the City
specifically waive any rights provided to it pursuant to California Code of Civil
Procedure 394. The Developer acknowledges that the provisions of this Article 4
— Section XVI are material consideration to the City for its entry into this
Inclusionary Housing Agreement, in that the City will avoid the potential cost,
expense and inconvenience of litigating in a distant forum.
XVII. Inspection of Books and Records
To enforce its rights under this Inclusionary Housing Agreement, the City shall
have the right at all reasonable times, at the City's cost and expense, to inspect
the books and records of the Developer pertaining to the Property. Matters
discovered by the City shall not be disclosed to third parties unless required by
law, or unless otherwise resulting from or related to the pursuit of any remedies
or the assertion of any rights of the City hereunder.
XVIII. Successors and Assigns
This Inclusionary Housing Agreement shall be binding upon, and inure to the
benefit of, the Parties hereto and their respective heirs, executors,
administrators, legal representatives, successors and assigns. The Developer
may assign this Inclusionary Housing Agreement without the City's consent.
XIX. No Third Party Beneficiaries
The performance of the City's and the Developer's respective obligations under
this Inclusionary Housing Agreement are not intended to benefit any party other
than the City or the Developer, except as expressly provided otherwise herein.
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City of Santa Ana February 17, 2015
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No person or entity not a signatory to this Inclusionary Housing Agreement shall
have any rights or causes of action against any Party to this Inclusionary Housing
Agreement as a result of that Party's performance or non-performance under this
Inclusionary Housing Agreement, except as expressly provided otherwise herein.
XX. Entire Agreement
This Inclusionary Housing Agreement integrates all of the terms and conditions
mentioned herein or incidental hereto. This Inclusionary Housing Agreement
supersedes all negotiations or previous agreement between the Parties with
respect to all or any portion of the Property and the Project thereof.
XXI. Recordation
The Developer and the City agree to permit recordation of this Inclusionary
Housing Agreement, or a memorandum of this Inclusionary Housing Agreement,
against the Property in the Office of the County Recorder of Orange County,
California.
XXII. Termination
This Inclusionary Housing Agreement shall be effective until all of the following
have been completed:
Payment has been received and funds deposited in accordance with Article 2,
Section VII of this Inclusionary Housing Agreement.
IN WITNESS WHEREOF, the Parties hereto have duly executed this
Inclusionary Housing Agreement as of the dates set forth below.
[Signatures on Following Pages]
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City of Santa Ana February 17, 2015
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SIGNATURE PAGE
TO
INCLUSIONARY HOUSING AGREEMENT
APPROVED AS TO LEGAL FORM:
am
City dW Santa Ana
CITY:
CITY OF SANTA ANA
A California Municipal Corporation
By:
Name: David Cavazos
Its: City Manager
Date:
7/2/2015
Indusionary Housing Agreement Page 16
City of Santa Ana February 17, 2015
1603\14\1654522.2
CALIFORNIA ALL-PURPOSE ACKNOWLEDGEMENT
A notary public or other officer completing this
certificate verifies only the identity of the individual
who signed the document to which this certificate is
attached, and not the truthfulness, accuracy, or validity
of that document.
State of California)
County of Orange)
On July 6, 2015 before me, Maria D. Huizar, Notary Public personally
appeared David Cavazos, City Manager , who proved to me on the basis of
satisfactory evidence to be the person whose name is subscribed to the within
instrument and acknowledged to me that he executed the same in his authorized
capacity, and that by his signature on the instrument the person, or the entity upon
behalf of which the person acted, executed the instrument.
I certify under PENALTY OF PERJURY under the laws of the State of California that the
foregoing paragraph is true and correct.
MMAARIA D. HUiZAR
LaCommission # 1974202
Notary Public - California
Orange County
My_ Comm. Expires A r 5 201
CAPACITY CLAIMED BY SIGNER:
❑
Individual(s)
❑
Corporate
❑
Officers
Titles)
❑
Partner(s)
❑
General Partner of a Limited
❑
Partnership
❑
Attorney -in -Fact
❑
Trustee (s)
❑
Subscribing Witness
❑
Guardian/Conservator
❑
Other:
WITNESS my hand and official seal.
Signature���' "
(Seal)
SIGNER IS REPRESENTING:
THIS CERTIFICATE MUST BE ATTACHED TO THE DOCUMENT DESCRIBED TO
THE BELOW: INCLUSIONARY HOUSING AGREEMENT WITH C&C N. HARBOR,
LLC AT 1206 N. HARBOR BLVD.. SANTA ANA, CA
NUMBER OF PAGES: DATE OF DOCUMENT:
SIGNER (S) OTHER THAN NAMED ABOVE:
SIGNATURE PAGE
TO
INCLUSIONARY HOUSING AGREEMENT
DEVELOPER:
C&C N. HARBOR, LLC, a California
limited liability company
A
Todd R. Cottle, its member
By: The Cottle Family Trust Dated
3/8/1987, its member
Barry A. Cottle, Trustee
Date: � / t 1 / 1 5-
Inclusionary Housing Agreement Page 17
City of Santa Ana February 17, 2015
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ACKNOWLEDGMENT
A notary public or other officer completing this
certificate verifies only the identity of the individual
who signed the document to which this certificate is
attached, and not the truthfulness, accuracy, or
validity of that document.
State of California
County of Orange )
On June 17, 2015
before me, Stephen J. Edwards, Notary Public
(insert name and title of the officer)
personally appeared Todd R. Cottle and Barry A. Cottle
who proved to me on the basis of satisfactory evidence to be the person(s) whose name(s) is/are
subscribed to the within instrument and acknowledged to me that he/she/they executed the same in
his/her/their authorized capacity(ies), and that by his/her/their signature(s) on the instrument the
person(s), or the entity upon behalf of which the person(s) acted, executed the instrument.
I certify under PENALTY OF PERJURY under the laws of the State of California that the foregoing
paragraph is true and correct.
WITNESS my hand and official seal.
Signature
(Seal)
STEPNMEN J�EFFREY EDWARDS
� Commission aM 2059013
z Notary Public • Coldornia g
Orange CountyMr�Cm IreeFeb23,2010+
EXHIBIT A
LEGAL DESCRIPTION OF PROPERTY
THE LAND REFERRED TO HEREIN BELOW IS SITUATED IN THE COUNTY
OF ORANGE, STATE OF CALIFORNIA, AND IS DESCRIBED AS FOLLOWS:
THE SOUTH 152 FEET OF THE SOUTHEAST QUARTER OF THE
NORTHEAST QUARTER OF THE NORTHEAST QUARTER OF SECTION 9,
TOWNSHIP 5 SOUTH, RANGE 10 WEST, SAN BERNARDINO MERIDIAN, IN
THE COUNTY OF ORANGE, STATE OF CALIFORNIA.
EXCEPTING THEREFROM AN UNDIVIDED 2/9 INTEREST IN THE PUMPING
PLANT AND WELL LOCATED NEAR THE SOUTHEAST CORNER OF THE
LAND ABOVE DESCRIBED AND CONVEYED BY C.A. WESTGATE AND
FANNIE C. WESTGATE TO E.H. WATERS, A WIDOWER, BY DEED
RECORDED DECEMBER 5, 1930 IN BOOK 437 PAGE 468 OF OFFICIAL
RECORDS.
SAID LAND IS SHOWN ON LICENSED SURVEYOR'S MAP FILED IN BOOK
19, PAGE 26 OF RECORD OF SURVEYS, IN THE OFFICE OF THE COUNTY
RECORDER OF SAID COUNTY.
AP N: 198-043-25
PARCEL A:
THE NORTHEAST QUARTER OF THE SOUTHEAST QUARTER OF THE
NORTHEAST QUARTER OF SECTION 9, TOWNSHIP 5 SOUTH, RANGE 10
WEST, IN THE RANCHO LAS BOLSAS, AS SHOWN ON A MAP RECORDED
IN BOOK 51, PAGE 12 OF MISCELLANEOUS MAPS, RECORDS OF ORANGE
COUNTY. CALIFORNIA.
EXCEPTING THEREFROM THE SOUTH 270.00 FEET.
PARCEL B:
THE WEST 20 FEET OF THE SOUTH 270 FEET OF THE NORTHEAST
QUARTER OF THE SOUTHEAST QUARTER OF THE NORTHEAST QUARTER
OF SECTION 9, TOWNSHIP 5 SOUTH, RANGE 10 WEST, IN THE RANCHO
LAS BOLSAS, AS SHOWN ON A MAP RECORDED IN BOOK 51, PAGE 12 OF
MISCELLANEOUS MAPS, RECORDS OF
ORANGE COUNTY. CALIFORNIA.
APN: 198-011-01, 198-011-03, 198-011-02
Incluslonary Housing Agreement
City of Santa Ana February 17, 2015
1603\14\1654522.2
EXHIBIT B
SITE MAP DEPICTING PROPERTY
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EXHIBIT C
CALCULATIONS OF IN -LIEU FEE
(INCLUSIONARY HOUSING PLAN)
Inclusionary Housing Agreement
City of Santa Ana February 17, 2015
1603\14\1654522.2
IN-UEU FEE CALCULATION
OWNERSHIP PROJECTS -15%MODERATE INCOME INCLUSIONARY REQUIREMENT
HOUSING OPPORTUNTY ORDINANCE
SANTA ANA, CALIFORNIA
I. Project Description
A. Project Name
B. Project Address
II. D.-Sit. lncluslonary ReauiremeM
A. Required Number of lncluslonary Units
Total Project Units
lncluslonary Requirement as %of Total Units
Total Inclusionary Requ imment(Round-up)
B. lncluslonary Unit Distribution
Two -bedroom Units
Three -bedroom Units
Four-bedmom Units
Totals
Total Building Area (Square Fast)
III. Affordabilitu Gap Unit Calndation
Two -bedroom Units
Three -bedroom Units
Four -bedroom Units
1206-1310 N Harbor
1205-2310 N Harbor Blvd
110
15%
17
Required P of
Total Project lncluslonary
Units %of Total Units' Units'
- 0.00% 0
49 44.55% 8
61 55.45% 9
110 100.00% 17
205,952
Restricted Price -
Moderate Affordability Gap/
Market Prices Incomes Unit
$0 $0 $0
$455,000 $354,000 $91.000
$415,000 $332,000 $83,000
Affordability Inclusionary, Total Affordability
IV. Affordability Gap Calculation Gap/Unit Units Gap
Two -bedroom Units $0 - $0
Three-hedroom Units $91,000 8 $728.000
Four -bedroom Units $83,000 9 $747.000
Total Affordability Gap $1,4]5,000
rota) In-Ueu Fee' $1,475,000
Per Total Unit $13,400
Per Income Restricted Unit $86,800
Per Square Foot of Total Building Area $7.16
This column must add up to 10VA.
Multiply the %ar Total Units times the Total lncluslonary Requirement.
a Equaltothe lesser ofthe defined Affordable Sales Price or 20%less than the projected Market Price.
' The Total In -Lieu Fee is equal to the Total Affordability Gap.
Prepared by. CByof Santa Ana
9/25/2D14
Inclusionary, Housing Agreement
City of Santa Ana February 17, 2015
1603\14\1654522.2
A-2015-035
RECORDING REQUESTED BY
AND WHEN RECORDED MAIL TO:
City of Santa Ana �0 Fly
20 Civic Center Plaza
Santa Ana, California 92702
Attention: City Clerk
R-2-01 _0335
To be recorded writhout fee. (Space Above This Line For Recorder's Use Only)
(Government Code, §§ 6103 and 27383)
INCLUSIONARY HOUSING AGREEMENT
THIS INCLUSIONARY HOUSING AGREEMENT is dated as of
Z',AIU I1'- , 2015, by and between the CITY OF Santa Ana, a charter
city and California municipal corporation, and C&C N. Harbor, LLC a California
limited liability company ("Developer").
RECITALS
A. The City's Inclusionary Housing Ordinance ("Ordinance") became effective
on November 28, 2011.
B. The Developer is the fee owner of the Property located at 1206-1310 N.
Harbor Boulevard, Santa Ana, California.
C. The Developer desires to, at the Developer's sole cost and expense,
develop a one -hundred and ten (110) unit Project on the Property.
D. On February 3, 2015, the City Council approved Ordinance/Resolution
Number 2015-02, which sets forth the City Approvals for the Project.
E. On February 17, 2015, the Santa Ana City Council reviewed and
approved an Inclusionary Housing Plan that was prepared by the
Developer in accordance with the requirements imposed by the Ordinance
and the Administrative Procedures Manual established by the City Council
to implement the Ordinance requirements.
Incusionary Housing Agreement Page 1
City of Santa Ana February 17, 2015
1603114116545222
F. Pursuant to Santa Ana Municipal Code section 41-1904(c)(2), any
application to pay a fee in lieu of constructing some or all of the required
inclusionary units for a project comprised of more than twenty residential
units shall be subject to the review and approval of the City Council, which
may grant such request if substantial evidence supports a finding that the
cost of providing inclusionary units on site would substantially exceed the
amount of the applicable in -lieu fee.
G. This Inclusionary Housing Agreement, when fully executed by the City and
the Developer and recorded, is intended to satisfy the requirement that the
Developer enter into an Inclusionary Housing Agreement, as set forth in
the Ordinance and the conditions to City Approvals.
NOW, THEREFORE, in consideration of the mutual promises set forth in this
Inclusionary Housing Agreement and other good and valuable consideration, the
receipt and sufficiency of which is acknowledged by the City and the Developer,
the Parties, agree as follows:
The following words, terms and phrases are used in this Inclusionary Housing
Agreement, as follows, unless the particular context of usage of a word, term or
phrase requires another interpretation.
Administrative Procedures Manual is this administrative procedures manual,
which has been prepared by the City for the implementation and enforcement of
the Ordinance. A copy of the Administrative Procedures Manual shall be
maintained on file with the City, and shall be provided to the Developer.
Affordability Gap is equal to the difference between the Fair Market Value of the
Inclusionary Unit and the Affordable Sales Price for the Inclusionary Unit.
Affordable Housing Cost means the maximum costs that can be borne by a
Low or Moderate Income Household based on the requirements imposed by
HSC Section 50052.5. The calculation methodology is described in the
Administrative Procedures Manual,
6aclasionary Housing Agreement page 2
City of Santa Ana February 17, 2015
1603\14\1654522.2
California Health and Safety Code ("HSC") provides definitions of household
income and affordable housing costs that are used in this Inclusionary Housing
Agreement.
City means the City of Santa Ana, California.
City Approvals are defined as the entitlement approvals and the Inclusionary
Housing Plan that must be approved by the City Council prior to the issuance of
building permits for the Project.
City Council means the City of Santa Ana City Council.
City Manager is the City Manager of the City of Santa Ana.
Default means the failure of a Party to perform any action or covenant required
by this Inclusionary Housing Agreement within the time period provided herein
following notice and opportunity to cure, as set forth in Article 3 — Section 1 of
this Inclusionary Housing Agreement.
Developer means the developer of the residential project that is subject to this
Inclusionary Housing Agreement and its successors and assigns.
Effective Date means the date on which the Inclusionary Housing Agreement is
approved and executed by appropriate authorities of the Developer and the City;
and the Inclusionary Housing Agreement is executed by the authorized
representatives of the City and delivered to the Developer.
Exhibits means the exhibits to this Inclusionary Housing Agreement, which are
listed in Article V.
Fair Market Value means the value of the Inclusionary Unit under normal
circumstances in which the seller and the buyer freely negotiate the terms of the
transfer of ownership. The Fair Market Value is estimated based on the
assumption that no income or affordability restrictions are placed on the
Inclusionary Unit.
Gross Income means all income from whatever source from all adult household
members for the previous calendar year as defined in California Code of
Regulations Title 25 Housing and Community Development Section 6914. The
definition includes the following specific requirements:
Inclusionary Housing Agreement Page 3
City of Santa Ana February 17, 2015
1 603\1 4\1 654522.2
1. Except as provided in subdivision (2), all payments from all sources
received by the head of household (even if temporarily absent) and each
additional member of the household who is not a minor shall be included
in the annual income of a household. Gross Income shall include, but not
be limited to:
a. The gross amount, before any payroll deductions, of wages and
salaries, overtime pay, commissions, fees, tips and bonuses;
b. The net income from operation of a business or profession or from
rental or real or personal property (for this purpose, expenditures
for business expansion or amortization of capital indebtedness shall
not be deducted to determine the net income from a business);
C. Interest and dividends;
d. The full amount of periodic payments received from social security,
annuities, insurance policies, retirement funds, pensions, disability
or death benefits and other similar types of periodic receipts (but
see subdivision (2)(c));
e. Payments in lieu of earnings, such as unemployment and disability
compensation, worker's compensation and severance pay.
f. Public Assistance. If the public assistance payment includes an
amount specifically designated for shelter and utilities which is
subject to adjustment by the public assistance agency in
accordance with the actual cost of shelter and utilities, the amount
of public assistance income to be included as income shall consist
of:
i. The amount of the allowance or grant exclusive of the
amount specifically designated for shelter and utilities, plus
ii. The maximum amount which the public assistance agency
could in fact allow for the household for shelter and utilities,
g. Periodic and determinable allowances such as alimony and child
support payments, and regular contributions or gifts received from
persons not residing in the dwelling;
Inclusionary Housing Agreement Page 4
City of Santa Ana February 17, 2015
1603\1 4\1 654522.2
h. All regular pay, special pay and allowances of a member of the
Armed Forces (whether or not living in the dwelling) who is head of
the household or spouse (but see subdivision (2)(e)).
Where a household has net assets in excess of $5,000, income
shall include the actual amount of income, if any, derived from all of
the net household assets or 10 percent (10%) of the value of all
such assets, whichever is greater. For purposes of this section, net
households assets means value of equity in real property other
than the household's full-time residence, savings, stocks, bonds,
and other forms of capital investment. The value of necessary items
such as furniture and automobiles shall be excluded.
2. The following items shall not be considered as income:
a. Casual, sporadic or irregular gifts;
b. Amounts which are specifically for or in reimbursement of the cost
of medical expenses;
C. Lump -sum additions to household assets, such as inheritances,
insurance payments (including payments under health and accident
insurance and worker's compensation), capital gains and
settlement for personal or property losses;
d. Amounts of educational scholarships paid directly to the student or
to the educational institution, and amounts paid by the government
to a veteran for use in meeting the costs of tuition, fees, books and
equipment. Any amounts of such scholarships, or payments to
veterans not used for the above purposes of which are available for
subsistence are to be included in income;
e. The special pay to a serviceman head of a household away from
home and exposed to hostile fire;
f. Relocation payments made pursuant to federal, state, or local
relocation law;
g. Foster child care payments;
Indusionary Housing Agreement Page 5
City of Santa Ana February 17, 2015
1603\1 4\1 654522.2
h. The value of coupon allotments for the purchase of food pursuant
to the Food Stamp Act of 1964 which is in excess of the amount
actually charged the eligible household;
i. Payments received pursuant to participation in the following
volunteer programs under the ACTION Agency:
i. National Volunteer Antipoverty Programs which include
VISTA, Service Learning Programs and Special Volunteer
Programs.
ii. National Older American Volunteer Programs for persons
aged 60 and over which include Retired Senior Volunteer
Programs, Foster Grandparent Program, Older American
Community Services Program, and National Volunteer
Program to Assist Small Business Experience, Service
Corps of Retired Executive (SCORE) and Active Corps of
Executives (ACE).
HCD means the California Department of Housing and Community Development.
HUD means the United States Department of Housing and Urban Development.
Inclusionary Housing Administrator has the day-to-day authority for making
determinations related to the Ordinance and Administrative Procedures Manual.
The Inclusionary Housing Administrator will be appointed by the City Manager.
Inclusionary Housing Fund means a separate fund of the City established
pursuant to the Housing Opportunity Ordinance of the Santa Ana Municipal
Code. The fund was established for the specific purpose of providing the City
with funds to assist in the development of housing that is affordable to Low and
Moderate Income Households. The allowable uses of Inclusionary Housing
Funds, and the related reporting are described in the Administrative Procedures
Manual.
Inclusionary Housing Plan means an in -lieu fee submitted for approval to the
Inclusionary Housing Administrator that details the manner in which the
Inclusionary Housing obligations will be fulfilled by the project. The Inclusionary
Housing Plan form is presented in the Administrative Procedures Manual.
Inclusionary Housing Agreement Page 6
City of Santa Ana February 17, 2015
1603\1 4\1 654522.2
In -Lieu Fee refers to a fee that may be paid by a developer in specific
circumstances in lieu of providing Inclusionary Units within a project.
Orange County Median Income is calculated by HCD using non -aggregated
census income data and applying trending factors for metropolitan statistical
areas (MSA) throughout the country. The MSA for Santa Ana is Orange County.
The current household income information is presented in Attachment I of the
Administrative Procedures Manual.
Low Income Household refers to households whose incomes meet the
standards defined Title 25 of the California Code of Regulations Section 6932,
and by the HSC Section 50079.5. The maximum household income amount for
Low Income Households shall be the amount published by HCD as adjusted to
reflect the household size of the Homebuyer of the Inclusionary Unit.
Market Rate Unit means any unit in the project that is not restricted for
ownership and occupancy by Eligible Purchaser.
Moderate Income Household refers to households whose income meets the
standards defined Title 25 of the California Code of Regulations Section 6932,
and by the HSC Section 50093. The maximum household income amount for
Moderate Income Households shall be the amount published by HCD as
adjusted to reflect the household size of the Homebuyer of the Inclusionary Unit.
Ordinance means the Housing Opportunity Ordinance adopted by the City
Council on November 28. 2011 as it has been amended from time to time. which
is codified in the Santa Ana Municipal Code.
Party and Parties mean the City and the Developer as parties to this
Inclusionary Housing Agreement.
Project means the housing project proposed to be developed on the Property at
the Developer's sole cost and expense.
Property means the real property on which the Project is to be developed, for
which the legal description is provided in Exhibit A to this Inclusionary Housing
Agreement.
Inclusionary Housing Agreement Page 7
City of Santa Ana February 17, 2015
1603\14\1654522.2
PARTIES; REPRESENTATIONS AND WARRANTIES; EFFECTIVE
DATE; RECITALS; AND EXHIBITS
I. Parties to the Inclusionary Housing Agreement
-A. City. The City is a charter city and California municipal corporation. The
address of the City, for the purposes of this Inclusionary Housing
Agreement, is:
City of Santa Ana
20 Civic Center Plaza
Santa Ana, California 92702
Attention: Executive Director, Community
Development Agency
1-13. Developer. The Developer is a California limited liability company. The
principal office and address of the Developer, for the purposes of this
Inclusionary Housing Agreement, is:
C&C N. Harbor, LLC
14211 Yorba St., Ste. 200
Tustin, CA 92780
Attn: Todd Cottle
II. Developer Representations And Warranties
The representations and warranties of the Developer contained in Article 1 —
Section II shall be based upon the actual knowledge of the Developer as of the
Effective Date, and are true and correct as of the Effective Date. The
Developer's liability for misrepresentation or breach of warranty, representation
or covenant, wherever contained in this Inclusionary Housing Agreement, shall
survive the execution and delivery of the Inclusionary Housing Agreement.
The Developer hereby makes the following representations, covenants and
warranties, and Developer acknowledges that the execution of this Inclusionary
Inclusionary Housing Agreement Page 8
City of Santa Ana February 17, 2015
1603\1 4\1 654522.2
Housing Agreement by the City has been made in material reliance by the City
on such covenants, representations and warranties:
II -A. The Developer is a California limited liability company, lawfully entitled to
do business in the State of California and the City. The Developer has the
legal right, power and authority to enter into this Inclusionary Housing
Agreement and the instruments and documents referenced herein and to
consummate the transaction contemplated hereby. The persons
executing this Inclusionary Housing Agreement and the instruments
referenced herein on behalf of the Developer hereby represent and
warrant that such persons have the power, right and authority to bind the
Developer.
II-B. The Developer has taken all requisite action and obtained all requisite
consents in connection with entering into this Inclusionary Housing
Agreement and the instruments and documents referenced herein and the
consummation of the transactions contemplated hereby, and no consent
of any other party is required for the Developer's authorization to enter into
this Inclusionary Housing Agreement.
II-C. Neither the execution of this Inclusionary Housing Agreement nor the
consummation of the transactions contemplated hereby shall result in a
breach of or constitute a default under any other agreement, document,
instrument, or other obligation to which the Developer is a party or by
which the Developer may be bound, or under any law, statute, ordinance,
governmental regulation or any writ, injunction, order or decree of any
court or governmental body applicable to the Developer or to the Property.
II-D. This Inclusionary Housing Agreement is, and all agreements, instruments
and documents to be executed by the Developer pursuant to this
Inclusionary Housing Agreement shall be duly executed by and are or
shall be valid and legally binding upon the Developer and enforceable in
accordance with their respective terms.
III. Effective Date
This Inclusionary Housing Agreement is dated ul�/ l ss , 2015 for reference
purposes only. This Inclusionary Housing Agreement shall not go into effect
before the Effective Date.
Inclusionary Housing Agreement Page 9
City of Santa Ana February 17, 2015
1603\14\1654522.2
IV. Recitals
The Recitals set forth above are true and correct. The Recitals are incorporated
into this Inclusionary Housing Agreement in their entirety by this reference.
V. Exhibit List
The following is a list of the exhibits attached to this Inclusionary Housing
Agreement. Each of the exhibits is incorporated by reference into the text of this
Inclusionary Housing Agreement.
Exhibit A Legal Description of Property
Exhibit B Site Map Depicting Property and Zoning Designations
Exhibit C Calculations of In -Lieu Fee (Inclusionary Housing Plan)
ARTICLE 2
INCLUSIONARY HOUSING COVENANTS
VI. Developer Compliance with the Ordinance
The Developer acknowledges that the City has provided the Developer with
copies of the Ordinance and the Administrative Procedures Manual. The
Developer is familiar with the requirements of all the foregoing documents and
shall ensure that the Project complies with this Inclusionary Housing Agreement
and the requirements set forth in all the foregoing documents.
VII. In -Lieu Fee
On February 17, 2015, the Santa Ana City Council approved Developer's
application to pay a fee in lieu of constructing all of the required Inclusionary
units, based on substantial evidence supporting a finding that the cost of
providing inclusionary units on site would substantially exceed the amount of the
applicable in -lieu fee.
Accordingly, in lieu of providing any Inclusionary Unit specified in the Inclusionary
Housing Plan, the Developer shall pay to the City of Santa Ana the sum of
Inclusionary Housing Agreement Page 10
City of Santa Ana February 17, 2015
1 603\1 4\1 654522.2
$1,475,000.00 prior to obtaining the first building permit related to the Project.
The final amount of the in -lieu fee is subject to change and will be based upon
calculations completed at the time of payment, which must be completed before
the issuance of any building permits for the Project.
ARTICLE 3
DEFAULTS AND REMEDIES
Vill. Default
If either Party defaults with regard to any provision of this Inclusionary Housing
Agreement, the non -defaulting Party shall serve written notice of such default
upon the defaulting Party. If, after the service of written notice of such default,
the defaulting Party does not cure such default within thirty (30) calendar days
after service of the notice of default (or, if such cure reasonably takes longer than
thirty (30) days, if such cure has not been commenced within the thirty (30) day
period and is promptly completed within a reasonable time, not to exceed ninety
(90) calendar days), the defaulting Party shall be in Default of the terms of the
Inclusionary Housing Agreement, and shall be liable to the other Party for
damages caused by such Default. Alternatively, the non -defaulting Party, at its
option, may institute an action for specific performance of the terms of this
Inclusionary Housing Agreement.
IX. Legal Actions
In addition to any other rights or remedies, either Party may institute legal action
to cure, correct or remedy any Default, to recover damages for any Default, or to
obtain any other remedy consistent with the purposes of this Inclusionary
Housing Agreement.
IX -A. The laws of the State of California shall govern the interpretation and
enforcement of this Inclusionary Housing Agreement.
IX-B. In the event that any legal action is commenced by the Developer against
the City, service of process on the City shall be made by personal service
Inclusionary Housing Agreement Page 11
City of Santa Ana February 17, 2015
1603\14\1654522.2
upon the City Manager, or in such other manner as may be provided by
law.
IX-C. In the event that any legal action is commenced by the City against the
Developer, service of process shall be made by personal service on the
Developer's designated agent at such address as may be specified in
written notice to the City, or in such other manner as may be provided by
law, and shall be valid whether made within or without the State of
California.
X. Rights and Remedies are Cumulative
The rights and remedies of the Parties are cumulative and the exercise by either
Party of one or more of such rights or remedies shall not preclude the exercise
by it, at the same or different times, of any other rights or remedies for the same
Default or any other Default by the other Party.
ARTICLE 4
GENERAL PROVISIONS
XI. Notices, Demands and Communications Between the Parties
Any and all notices, demands or communications submitted by any Party to
another Party pursuant to, or required by, this Inclusionary Housing Agreement
shall be proper if in writing and dispatched by messenger for immediate personal
delivery, or by registered or certified United States mail, postage prepaid, return
receipt requested, to the address of the City and Developer, as applicable, as
designated in Article 1 — Section I of this Inclusionary Housing Agreement. Such
written notices, demands and communications may be sent in the same manner
to such other addresses as either Party may from time -to -time designate as
provided in this Section.
Any notice, demand or communication shall be deemed to be received by the
addressee, on the day that it is personally delivered, if dispatched by messenger,
or two (2) calendar days after it is placed in the United States mail.
Indusionary Housing Agreement Page 12
City of Santa Ana February 17, 2015
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XII. Conflict of Interest
No council member, official, contractor, consultant, attorney or employee of the
City having any conflict of interest, direct or indirect, related to this Inclusionary
Housing Agreement, or in the development of the Property, shall participate in
any decision relating to this Inclusionary Housing Agreement, The Parties
represent and warrant that they do not have knowledge of any such conflict of
interest.
XIII. Nonliability of City or City Officials and Employees
No council member, official, contractor, consultant, attorney or employee of the
City shall be personally liable to the Developer, any voluntary or involuntary
successors and assignees, or any lender or other party holding any interest in
the Property, in the event of any default or breach by the City, or for any amount
which may become due to the Developer or to its successors or assignees, or on
any obligations arising under this Inclusionary Housing Agreement.
XIV. Indemnification
The Developer agrees to indemnify and hold the City, and its officers, employees
and agents, harmless from and against all damages, judgments, costs, expenses
and fees arising from or related to any act or omission of the Developer in
performing its obligations hereunder. The City agrees to indemnify and hold the
Developer and its officers, employees and agents, harmless from and against all
damages, judgments, costs expenses and fees arising from or related to any act
or omission of the City in performing its obligations hereunder.
XV. No Waiver
Failure to insist upon strict compliance with any of the terms, covenants,
conditions and restrictions hereof on any one occasion shall not be deemed a
waiver of such term, covenant, condition or restriction. Any waiver or
relinquishment of rights or powers hereunder at any one time or more times shall
not be deemed a waiver or relinquishment of such other rights or powers at any
other time or times.
XVI. Jurisdiction and Venue
Any legal action or proceeding concerning this Inclusionary Housing Agreement
shall be filed and prosecuted in the appropriate State of California court in
Inclusionary Housing Agreement Page 13
City of Santa Ana February 17, 2015
1603\14\1654522.2
Orange County, California. Each Party hereto irrevocably consents to the
personal jurisdiction of that court. The City and the Developer each hereby
expressly waive the benefit of any provision of federal or state law or judicial
decision providing for the filing, removal, or change of venue to any other court or
jurisdiction, including without implied limitation, federal district court due to any of
the following:
A. Any diversity of citizenship between the City and the Developer; or
B. The fact that the City is a party to such action or proceeding; or
C. That a federal question or federal right is involved or alleged to be
involved.
Without limiting the generality of the foregoing, the Developer and the City
specifically waive any rights provided to it pursuant to California Code of Civil
Procedure 394. The Developer acknowledges that the provisions of this Article 4
— Section XVI are material consideration to the City for its entry into this
Inclusionary Housing Agreement, in that the City will avoid the potential cost,
expense and inconvenience of litigating in a distant forum.
XVII. Inspection of Books and Records
To enforce its rights under this Inclusionary Housing Agreement, the City shall
have the right at all reasonable times, at the City's cost and expense, to inspect
the books and records of the Developer pertaining to the Property. Matters
discovered by the City shall not be disclosed to third parties unless required by
law, or unless otherwise resulting from or related to the pursuit of any remedies
or the assertion of any rights of the City hereunder.
XVIII. Successors and Assigns
This Inclusionary Housing Agreement shall be binding upon, and inure to the
benefit of, the Parties hereto and their respective heirs, executors,
administrators, legal representatives, successors and assigns. The Developer
may assign this Inclusionary Housing Agreement without the City's consent.
XIX. No Third Party Beneficiaries
The performance of the City's and the Developer's respective obligations under
this Inclusionary Housing Agreement are not intended to benefit any party other
than the City or the Developer, except as expressly provided otherwise herein.
Inclusionary Housing Agreement Page 14
City of Santa Ana February 17, 2015
1603\1 4\1 654522.2
No person or entity not a signatory to this Inclusionary Housing Agreement shall
have any rights or causes of action against any Party to this Inclusionary Housing
Agreement as a result of that Party's performance or non-performance under this
Inclusionary Housing Agreement, except as expressly provided otherwise herein.
XX. Entire Agreement
This Inclusionary Housing Agreement integrates all of the terms and conditions
mentioned herein or incidental hereto. This Inclusionary Housing Agreement
supersedes all negotiations or previous agreement between the Parties with
respect to all or any portion of the Property and the Project thereof.
XXI. Recordation
The Developer and the City agree to permit recordation of this Inclusionary
Housing Agreement, or a memorandum of this Inclusionary Housing Agreement,
against the Property in the Office of the County Recorder of Orange County,
California.
XXII. Termination
This Inclusionary Housing Agreement shall be effective until all of the following
have been completed:
Payment has been received and funds deposited in accordance with Article 2,
Section VII of this Inclusionary Housing Agreement.
IN WITNESS WHEREOF, the Parties hereto have duly executed this
Inclusionary Housing Agreement as of the dates set forth below.
[Signatures on Following Pages]
Inclusionary Housing Agreement Page 15
City of Santa Ana February 17, 2015
1603\14\1654522.2
SIGNATURE PAGE
TO
INCLUSIONARY HOUSING AGREEMENT
DEVELOPER:
C&C N. HARBOR, LLC, a California
limited liability company
Todd R. Cottle, its member
By: The Cottle Family Trust Dated
3/8/1987. its member
Barry A. Cottle, Trustee
Date: 6 /'-1'l1 15-
Inclusionary Housing Agreement Page17
City of Santa Ana February 17, 2015
1603\1 4\1 654522.2
ACKNOWLEDGMENT
A notary public or other officer completing this
certificate verifies only the identity of the individual
who signed the document to which this certificate is
attached, and not the truthfulness, accuracy, or
validity of that document.
State of California
County of Orange )
On June 17, 2015
before me, _ Stephen J. Edwards, Notary Public
(insert name and title of the
personally appeared Todd R. Cottle and Barry A. Cottle
who proved to me on the basis of satisfactory evidence to be the person(s) whose name(s) is/are
subscribed to the within instrument and acknowledged to me that he/she/they executed the same in
his/her/their authorized capacity(ies), and that by his/her/their signature(s) on the instrument the
person(s), or the entity upon behalf of which the person(s) acted, executed the instrument.
I certify under PENALTY OF PERJURY under the laws of the State of California that the foregoing
paragraph is true and correct.
WITNESS my hand and official seal.
Signature / / (Seal)
-----------------
STEPHENJEFFREYEDWARDS
Commission M 2059013
s Notary Public - California i
z Orange County
M CqmmjxplresFeD 23, 2018+
SIGNATURE PAGE
TO
INCLUSIONARY HOUSING AGREEMENT
APPROVED AS TO LEGAL FORM:
M
N
City df Santa Ana
CITY:
CITY OF SANTA ANA
A California Municipal Corporation
By: L
Name: David Cavazos
Its: City Manager
Date:
7/2/2015
Inolusionary, Housing Agreement Page 16
City of Santa Ana February 17, 2015
1 603\14\1654522.2
CALIFORNIA ALL-PURPOSE ACKNOWLEDGEMENT
A notary public or other officer completing this
certificate verifies only the identity of the individual
who signed the document to which this certificate is
attached, and not the truthfulness, accuracy, or validity
of that document.
State of California)
County of Orange)
On July 6, 2015 before me, Maria D. Huizar, Notary Public personally
appeared David Cavazos, City Manager , who proved to me on the basis of
satisfactory evidence to be the person whose name is subscribed to the within
instrument and acknowledged to me that he executed the same in his authorized
capacity, and that by his signature on the instrument the person, or the entity upon
behalf of which the person acted, executed the instrument.
I certify under PENALTY OF PERJURY under the laws of the State of California that the
foregoing paragraph is true and correct.
=QNotary
UIZAR
1974202
California
unty
s Apr 5 2016+
CAPACITY CLAIMED BY SIGNER:
❑
Individual(s)
❑
Corporate
❑
Officers
Title(s)
❑
Partner(s)
❑
General Partner of a Limited
❑
Partnership
❑
Attorney -in -Fact
❑
Trustee (s)
❑
Subscribing Witness
❑
Guardian/Conservator
❑
Other:
WITNESS my hand and official seal.
Signature
(Seal) J
SIGNER IS REPRESENTING:
THIS CERTIFICATE MUST BE ATTACHED TO THE DOCUMENT DESCRIBED TO
THE BELOW: INCLUSIONARY HOUSING AGREEMENT WITH C&C N. HARBOR
LLC AT 1206 N. HARBOR BLVD., SANTA ANA, CA
NUMBER OF PAGES: DATE OF DOCUMENT:
SIGNER (S) OTHER THAN NAMED ABOVE:
EXHIBIT A
LEGAL DESCRIPTION OF PROPERTY
THE LAND REFERRED TO HEREIN BELOW IS SITUATED IN THE COUNTY
OF ORANGE, STATE OF CALIFORNIA, AND IS DESCRIBED AS FOLLOWS:
THE SOUTH 152 FEET OF THE SOUTHEAST QUARTER OF THE
NORTHEAST QUARTER OF THE NORTHEAST QUARTER OF SECTION 9,
TOWNSHIP 5 SOUTH, RANGE 10 WEST, SAN BERNARDINO MERIDIAN, IN
THE COUNTY OF ORANGE, STATE OF CALIFORNIA.
EXCEPTING THEREFROM AN UNDIVIDED 2/9 INTEREST IN THE PUMPING
PLANT AND WELL LOCATED NEAR THE SOUTHEAST CORNER OF THE
LAND ABOVE DESCRIBED AND CONVEYED BY C.A. WESTGATE AND
FANNIE C. WESTGATE TO E.H. WATERS, A WIDOWER, BY DEED
RECORDED DECEMBER 5, 1930 IN BOOK 437 PAGE 468 OF OFFICIAL
RECORDS.
SAID LAND IS SHOWN ON LICENSED SURVEYOR'S MAP FILED IN BOOK
19, PAGE 26 OF RECORD OF SURVEYS, IN THE OFFICE OF THE COUNTY
RECORDER OF SAID COUNTY.
APN: 198-043-25
PARCEL A:
THE NORTHEAST QUARTER OF THE SOUTHEAST QUARTER OF THE
NORTHEAST QUARTER OF SECTION 9, TOWNSHIP 5 SOUTH, RANGE 10
WEST, IN THE RANCHO LAS BOLSAS, AS SHOWN ON A MAP RECORDED
IN BOOK 51, PAGE 12 OF MISCELLANEOUS MAPS, RECORDS OF ORANGE
COUNTY. CALIFORNIA.
EXCEPTING THEREFROM THE SOUTH 270.00 FEET.
PARCEL B:
THE WEST 20 FEET OF THE SOUTH 270 FEET OF THE NORTHEAST
QUARTER OF THE SOUTHEAST QUARTER OF THE NORTHEAST QUARTER
OF SECTION 9, TOWNSHIP 5 SOUTH, RANGE 10 WEST, IN THE RANCHO
LAS BOLSAS, AS SHOWN ON A MAP RECORDED IN BOOK 51, PAGE 12 OF
MISCELLANEOUS MAPS, RECORDS OF
ORANGE COUNTY, CALIFORNIA.
APN: 198-011-01. 198-011-03. 198-011-02
Inclusionary Housing Agreement
City of Santa Ana February 17, 2015
1603\14\1654522.2
EXHIBIT B
SITE MAP DEPICTING PROPERTY
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F
CALCULATIONS OF IN -LIEU FEE
(INCLUSIONARY HOUSING PLAN)
Inclusionary Housing Agreement
City of Santa Ana February 17, 2015
1603\14\1654522.2
IN-UEU FEE CALCULATION
OWNERSHIP PROJECTS -15%MODERATE INCOME INCLUSIONARY REQUIREMENT
HOUSING OPPORTUNTY ORDINANCE
SANTA ANA, CALIFORNIA
1. Project Description
A. Project Name
B. Project Address
II, On -Site Incluslonary Requirement
A. Required Number of Incluslonary Units
Total Project Units
Incluslonary Requirement as %of Total Units
Total Incluslonary Requirement (Roundup)
B. Inclusionary Unit Distribution
Two -bedroom Units
Three -bedroom Units
four -bedroom Units
Totals
Total Building Area (Square Feet)
III, Affordability Gap 7 Unit Calculation
TWp-bedroom Units
Three -bedroom Units
Four -bedroom Units
1206-1310 N Harbor
1206-1310 N Harbor Blvd
110
15%
17
Required p of
Total Project Incluslonary
Units %of Total unitsUnits'
- 000% 0
49 44.55% 8
61 55.45% 9
110 100.00% 17
205,952
Restricted Price -
Moderate Affordability Gap/
Market Prices Income' Unit
$0 $0 $0
$455,000 $364,00 $91,000
$415,000 $332,OW $83,000
Affordability Inclusionary Total Affordability
IV. Affordability Gap Calculation Gap/Unit Units Gap
TWD.bedioom Units $0 - $0
Three -bedroom Units $91,000 8 $728,000
Four -bedroom Units $83,000 9 $747,000
Total Affordability Gap $1,475,000
Total ImLieu Fee 4 $1,475,000
Per Total Unit $13,400
Per Income Restricted Unit $86,800
Per Square Foot of Total Building Area $7A6
This column must add up to 100%.
' Multiply the % of Total Un Rstlmes the Total Incluslonary Requirement.
Equal to the lesser of the defined Affordable Sales Price or 20%less than the projected Market Price.
4 The Total ImUru Fee is equal to the Total Affordabllity Gap.
Prepared by. City of Santa Ana
9/25/2014
Inclusionary Housing Agreement
City of Santa Ana February 17, 2015
1 603\1 4\1 654522.2