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CITY COUNCIL MEETING DATE:
AUGUST 2, 2016
TITLE:
PUBLIC HEARING ON ISSUANCE OF TAX
EXEMPT BONDS FOR THE HENINGER
VILLAGE APARTMENTS AND
RESOLUTION APPROVING THE
ISSUANCE OF BONDS
(STRATEGIC PLAN NO. 5,3)
C CITY MANAGER
RECOMMENDED ACTION
CLERK OF COUNCIL USE ONLY:
APPROVED
❑ As Recommended
❑ As Amended
❑ Ordinance on 1 81 Reading
El Ordinance on 2n6 Reading
❑ Implementing Resolution
❑ Set Public Hearing For
CONTINUED TO
FILE NUMBER
1. Conduct a Tax Equity and Fiscal Responsibility Act Hearing in consideration of the issuance
of tax exempt bond financing by the California Statewide Communities Development Authority
for the benefit of Heninger 2016 LP, to provide financing for the acquisition, rehabilitation,
improvement, and equipping of a 58 -unit multifamily rental housing project generally known as
Heninger Village Apartments.
2. Adopt a resolution approving the issuance of Bonds by the California Statewide Communities
Development Authority not to exceed $14,000,000, for the benefit of Heninger 2016 LP, to
provide financing for the acquisition, rehabilitation, improvement, and equipping of a 58 -unit
multifamily rental housing project generally known as Heninger Village Apartments.
DISCUSSION
Heninger 2016 LP (the "Borrower ") has requested that the California Statewide Communities
Development Authority ( "CSCDA ") serve as the municipal issuer of tax - exempt multi - family
housing revenue bonds in an aggregate principal amount not to exceed $14,000,000 (the
'Bonds "). The proceeds of the Bonds will be used for the purpose of making a loan to the
Borrower, to enable the Borrower to finance the acquisition, rehabilitation, improvement and
equipping of a 58 -unit affordable multifamily housing rental project located at 200 South
Sycamore Street, Santa Ana, California (the 'Project'), which will be owned and operated by the
Borrower.
In order for all or a portion of the Bonds to qualify as tax - exempt bonds, the City of Santa Ana
( "City ") must conduct a Tax Equity and Fiscal Responsibility Act public hearing (the "TEFRA
Hearing ") providing the members of the community an opportunity to speak in favor of or against
the use of tax - exempt bonds for the financing of the Project. Adoption of the resolution is solely
for the purposes of satisfying the requirements of the Tax Equity and Fiscal Responsibility Act
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TEFRA Public Hearing for Heninger Village Apartments
August 2, 2016
Page 2
( TEFRA), the Internal Revenue Code and the California Government Code Section 6500 (and
following). Prior to such TEFRA Hearing, reasonable notice must be provided to the members of
the community. Following the close of the TEFRA Hearing, an "applicable elected representative"
of the governmental unit hosting the Project must provide its approval of the issuance of the
Bonds for the financing of the Project. A public notice was published on July 15, 2016 (Exhibit 1).
California Statewide Communities Development Authority
CSCDA is a joint powers authority sponsored by the League of California Cities ( "League ") and
the California State Association of Counties ( "CSAC "). CSCDA was created by the League and
CSAC in 1988 to enable local government and eligible private entities access to low -cost, tax -
exempt financing for projects that provide a tangible public benefit, contribute to social and
economic growth and improve the overall quality of life in local communities throughout
California. CSCDA is comprised of more than 500 members, including the City of Santa Ana.
CSCDA has issued more than $54 billion through 1,400 plus financings since 1988 and
consistently ranks in the top 10 of more than 3,000 nationwide public issuers of tax - exempt debt,
as measured by annual issuance amount.
The Bonds to be issued by CSCDA for the Project will be the sole responsibility of the Borrower,
and the City will have no financial, legal, moral obligation, liability or responsibility for the Project
or the repayment of the Bonds for the financing of the Project. All financing documents with
respect to the issuance of the Bonds will contain clear disclaimers that the Bonds are not
obligations of the City or the State of California, but are to be paid for solely from funds provided
by the Borrower.
STRATEGIC PLAN ALIGNMENT
Approval of this item allows the City to meet Goal #5 - Community Health, Livability, Engagement
& Sustainability, Objective 3 (Facilitate diverse housing opportunities and support efforts to
preserve and improve the livability of Santa Ana neighborhoods).
FISCAL IMPACT
There is no fiscal impact associated with this action.
Robert C. Cort&--- /
Special Assistant to the City Manager
City Manager's Office
Exhibits: 1. Public Notice
2. Resolution
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ORANGE COUNTY REPORTER
- SINCE 1921 -
600 W SANTA ANA BLVD, SANTA ANA, CA 92701
Telephone (714) 543 -2027 / Fax (714) 542 -6841
LAUREN SOMMERHAUSER
ORRICK, HERRINGTON & SUTCLIFFE LLP
405 HOWARD ST
SAN FRANCISCO, CA- 94105
PROOF OF PUBLICATION
(20155 C.C.P.)
State of California )
County of ORANGE ) ss
Notice Type: HRG - NOTICE OF HEARING
Ad Description:
TEFRA NOTICE - HENINGER VILLAGE
I am a citizen of the United States and a resident of the State of California; I am
over the age of eighteen years, and not a party to or interested in the above
entitled matter. I am the principal clerk of the printer and publisher of the
ORANGE COUNTY REPORTER, a newspaper published in the English
language in the city of SANTA ANA, county of ORANGE, and adjudged a
newspaper of general circulation as defined by the laws of the State of
California by the Superior Court of the County of ORANGE, State of California,
under date 06/20/1922, Case No. 13421. That the notice, of which the
annexed is a printed copy, has been published in each regular and entire issue
of said newspaper and not in any supplement thereof on the following dates,
t0 -wit:
07/15/2016
Executed on: 07/15/2016
At Los Angeles, California
I certify (or declare) under penalty of perjury that the foregoing is true and
correct.
Signature
Email * A 0 0 0 0 0 4 1 6 4 0 3 3 3
This space for bring stamp only
OR #: 2901266
NOTICE OF PUBLIC HEARING
REGARDING ISSUANCE OF
MULTIFAMILY HOUSING REVENUE
BONDSFOR
Heninger Village Apartments
NOTICE IS HEREBY GIVEN that, at 5v
p.m., or as soon thereafter as the mad
Development Authority of multifamily
housing revenue bonds in one or more
series issued from time to time, including
bontls issuetl to refund such revenue
bonds in one or more series from time to
time, and at no time to ended
$14,000,000 in outstanding aggregate
principal amount, to finance the
acquisition and rehabilitation of a 58 -unit
senior multlfamlly rental housing project
located at 200 S. Sycamore Street, Santa
Ana, California. Tha facilities are to be
owned by Heninger 2016 LP (the
"Borrower") or a partnership created by
KDF Communities LLC (the "Developer"),
consisting at least of the Developer or a
related person to the Developer and one
or more limited partners, operated by
VPM Management Inc., and are generally
known as Heninger Village Apartments
(the "Project" .
Those wish ng to comment on the
proposed financing and the nature and
location of the Project may either appear
in person at the public hearing or submit
written comments, which must be
received by the City prior to the hearing.
Written comments should be sent to City
of Santa Ana at 20 Civic Center Plaza, 8th
Floor, Santa Ana, California 92702,
Attention: City Clerk.
CITY CLERK
City of Santa And
Dated July 15, 2016
7/15/16
OR- 2901266#
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RESOLUTION NO,
A RESOLUTION OF THE CITY COUNCIL OF THE CITY OF SANTA ANA
APPROVING THE ISSUANCE BY THE CALIFORNIA STATEWIDE
COMMUNITIES DEVELOPMENT AUTHORITY OF MULTIFAMILY
HOUSING REVENUE BONDS FOR THE HENINGER VILLAGE
APARTMENTS
WHEREAS, the California Statewide Communities Development Authority (the
"Authority ") is authorized pursuant to the provisions of California Goverment Code Section 6500
et seq, and the tenns of an Amended and Restated Joint Exercise of Powers Agreement, dated as of
June 1, 1988 (the "Agreement"), among certain local agencies throughout the State of California,
including the City of Santa Ana (the "City "), to issue revenue bonds in accordance with Chapter 7 of
Part 5 of Division 31 of the California Health and Safety Code for the purpose of financing
multifamily rental housing projects; and
WHEREAS, Heninger 2016 LP or a partnership created by KDF Communities LLC
(the "Developer "), consisting at least of the Developer or a related person to the Developer and one
or more limited par1mers, has requested that the Authority adopt a plan of financing providing for the
issuance of multifamily housing revenue bonds (the "Bonds ") in one or more series issued from time
to time, including bonds issued to refund such revenue bonds in one or more series from time to rime,
and at no time to exceed $14,000,000 in outstanding aggregate principal amount, to finance the
acquisition and rehabilitation of a 58 -unit senior multifamily rental housing project located at 200
S. Sycamore Street, Santa Ana, California, generally known as Heninger Village Apartments (the
"Project") and operated by VPM Management Inc.; and
VJIIEREAS, the Bonds or a portion thereof will be "private activity bonds" for
purposes of the Internal Revenue Code of 1986 (the "Code "); and
WHEREAS, pursuant to Section 147(f) of the Code, prior to their issuance, private
activity bonds are required to be approved by the "applicable elected representative" of the
governmental units on whose behalf such bonds are expected to be issued and by a governmental unit
having jurisdiction over the entire area in which any facility financed by such bonds is to be located,
after a public hearing held following reasonable public notice; and
WHEREAS, the members of this City Council (this "City Council ") are the
applicable elected representatives of the City of Santa Ana (the "City"); and
WHEREAS, there has been published, at least 14 days prior to the date hereof, in a
newspaper of general circulation within the City, a notice that a public hearing regarding the Bonds
would be held on a date specified in such notice, and
OHSUS'A:764766172
WHEREAS, such public hearing was conducted on such date, at which time an
opportunity was provided to interested parties to present arguments both for and against the issuance
of the Bonds; and
WHEREAS, the Authority is also requesting that the City Council approve the
issuance of any refirnding bonds hereafter issued by the Authority for the purpose of refinancing
the Bonds which financed the Project (the "Refunding Bonds "), but only in such cases where
federal tax laws would not require additional consideration or approval by the City Council; and
WHEREAS, it is intended that this resolution shall constitute the approval of the
issuance of the Bonds required by Section 147(f) of the Code and Section 9 of the Agreement;
NOW, THEREFORE, BE IT RESOLVED BY THE CITY COUNCIL OF THE
CITY OF SANTA ANA AS FOLLOWS:
Section 1. The above recitals are true and correct.
Section 2. The City Council hereby approves the issuance of the Bonds and the
Refunding Bonds by the.Authority. It is the purpose and intent of the City Council that this resolution
constitute approval of the Bonds for the purposes of (a) Section 147(1) of the Code and (b) Section 9
of the Agreement; provided, however, that this Resolution shall not constitute an approval by the
Council of the Project for any other purposes, including compliance thereof with CEQA, nor does it
constitute an approval of the underlying credit or financial structure of the Bonds. The City shall not
bear any responsibility for the issuance of the Bonds, the tax - exempt status of the Bonds, the
repayment of the Bonds or any other matter related to the Bonds.
Section 3. The officers of the City are hereby authorized and directed, jointly and
severally, to do any and all things and to execute and deliver any and all documents that they deem
necessary or advisable in order to carry out, give effect to and comply with the terns and intent of
this resolution and the financing approved hereby.
Section 4. The adoption of this Resolution shall not obligate the City or any
department thereof to (i) provide any financing for the Project; (ii) approve any application or request
for or take any other action in connection with any planning approval, permit or other action necessary
for the acquisition, construction, rehabilitation or operation of the Project; or (iii) make any
contribution or advance any funds whatsoever to the Authority,
Section 5, This resolution shall take effect immediately upon its passage.
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ADOPTED this
APPROVED AS TO FORM:
Sonia R. C valb
City �k o ey
By:
Ryan . o g
Assist ity At
AYES:
NOES:
ABSTAIN:
NOT PRESENT:
day of August, 2016.
Councilmembers
Councilmembers
Colnlcilmembers
Councihnombers
Miguel A. Pulido
Mayor
CERTIFICATION OF ATTESTATION AND ORIGINALITY
1, MARIA D. HUIZAR, Clerk of Council, do hereby attest to and certify the attached Resolution
No. 2Q16 -- to be the original resolution adopted by the City Council of the City of Santa Ana
on August , 2016.
Date:
Clerk of Council
City of Santa Ana
3
ORSUSA:764766172
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