HomeMy WebLinkAbout25L - AGMT HVAC AIR-HANDLING SYSTEMS REPLACEMENT AT SNA REG TRANS CENTERREQUEST FOR
COUNCIL ACTION
CITY COUNCIL MEETING DATE:
JUNE 20, 2017
TITLE:
REPROGRAM FUNDS FROM THE
ADDRESSING MAINTENANCE ENHANCING
SERVICE PROGRAM; AND APPROVE
AGREEMENT WITH ACCO ENGINEERED
SYSTEMS FOR HVAC AIR -HANDLING
SYSTEMS REPLACEMENT AT SANTA ANA
REGIONAL TRANSPORTATION CENTER
PROJECT 17-6008
{STRATEGIC PLAN NO. 6, 1G & 2A)
c
CI MANAGER
RECOMMENDED ACTION
CLERK OF COUNCIL USE ONLY:
APPROVED
❑ As Recommended
❑ As Amended
❑ Ordinance on 1" Reading
❑ Ordinance on 2nd Reading
❑ Implementing Resolution
❑ Set Public Hearing For
CONTINUED TO
FILE NUMBER
1. Authorize reprogramming $650,000 in the Addressing Maintenance Enhancing Service Program,
from SARTC general deferred maintenance to SARTC HVAC system replacement.
2. Authorize the City Manager and Clerk of the Council to execute an agreement with ACCO
Engineered Systems, for the term beginning June 20, 2017 and continuing through December 31,
2017, to provide replacement of HVAC air -handling systems at the Santa Ana Regional
Transportation Center, in an amount not to exceed $650,000, subject to nonsubstantive changes
approved by the City Manager and City Attorney. This Agreement may be extended by the City
Manager and City Attorney.
At the October 20, 2015, the Mayor and City Council reviewed and approved the Fiscal Year 14/15
Surplus Allocation Plan. The Plan was subsequently renamed Addressing Maintenance Enhancing
Service (AMES) Program. The AMES Program allocates funds to various capital and deferred
maintenance projects, including the Santa Ana Regional Transportation Center (SARTC). SARTC is
the focal point of transportation in Orange County. It combines Amtrak, Metrolink, Orange County
Transit Authority, intercity and interstate bus transportation, and airport and taxi services all in one
location. In addition, the Santa Ana WORK Center is located within the SARTC. The WORK Center
collocates resources from various agencies to provide integrated job and workforce development
services, including job search assistance, employee referrals and placement, unemployment insurance
filing, and career counseling. Currently, $650,000 has been programmed to address general priority
deferred maintenance at the facility. Staff identified fifteen HVAC air -handling units on the first floor of
SARTC that are non-functional and in need of immediate replacement. These units are categorized as
capital replacement items. Therefore staff is requesting that the $650,000 be reprogrammed from
general deferred maintenance and allocated to HVAC system replacements.
On May 8, 2017, staff issued a Request for Proposals (RFP) (Exhibit 1) for HVAC Replacement at
SARTC on the City's website and on Planet Bids. The Scope of Work included fan coil unit
25L-1
Agreement with ACCO Engineered Systems for HVAC Air Handling Systems
at Santa Ana Regional Transportation Center
June 20, 2017
Page 2
replacement. Pricing options were also requested for auto -demand response thermostats, variable air
volume control, variable chilled water pumping control, new control system, and additional fan coil
replacement. Ten firms attended the mandatory job walk on May 16, 2017. Proposals were due on
June 8, 2017, and three (3) proposals were received. Each proposal was evaluated and ranked by a
review committee comprised of staff from the City's Public Works and Finance & Management (Building
Maintenance) agencies. The ranking criteria included firm and team experience, understanding of
need, relevant project experience, implementation schedule, references, and fee.
The following is a summary of the proposal rankings:
Firm
Score
Proposed Fee
ACCO Engineered Systems
97.2
$528,980
Trane Building Services
88.6
$524,015
F.M. Thomas Air Conditioning, Inc.
52.8
$573,390
Staff recommends awarding a contract to ACCO Engineered Systems, based on its experience with
similar work, understanding of the project scope, and proposed fee and delivery schedules. The total
agreement compensation is in the amount of $650,000 (Exhibit 2).The total compensation includes an
18.6% contingency for unforeseen items, any unused contingency will be used for SARTC
improvements. While ACCO Engineered Systems is not the lowest proposal, the timeline for
completion is significantly shorter, minimizing disruption during the summer months.
STRATEGIC PLAN ALIGNMENT
Approval of this item supports City' s efforts to meet Strategic Plan Goal # 6 — Community Facilities &
Infrastructure, Objective # 1 ( establish and maintain a Community Investment Plan for all City assets),
Strategy G (develop and implement the City's Capital Improvement Program in coordination with the
Community Investment and Deferred Maintenance Plans), and Objective 2 ( address deferred
maintenance on City buildings and equipment), Strategy A ( prepare a Deferred Maintenance Plan that
assesses safety, adequacy, and liability implications, and estimates repair costs to be programmed in
the responsible agency's future budget).
FISCAL IMPACT
Funds in the amount of $650,000 are available in the Public Works Project 17-6008 account (No.
05017018-66220) for expenditure in FY 2017/18.
'Frdl Mo savi"pour
Executive Director
Public Works Agency
FM/CK
Exhibits: 1. Request for Proposals (RFP 17-057)
2. Agreement
APPROVED AS TO FUNDS AND ACCOUNTS:
Francisco Gutierrez
Executive Director
Finance & Management Services Agency
25L-2
REQUEST FOR PROPOSALS (RFP)
FOR
HVAC REPLACEMENT AT THE SANTA ANA REGIONAL
TRANSPORTATION CENTER
RFP NO.: 17-056
CITY OF SANTA ANA
Santa Ana Public Works Agency
20 Civic Center Plaza
Santa Ana, CA 92701
Christy Kindig
Project Manager
(714) 647-5088 Office
cldndia(i santa-ana.org
for Release:
KEY RFP DATES (Subject to change at discretion of City):
Issue Date:
Letter of Intent:
Mandatory Pre -Proposal Job Walk:
Deadline for Requests for Information:
Proposal Due Date:
Presentation/Interviews (optional):
Projected Award Date:
g�y��ry Fred Mousavipour
/ Executive Direetor
Public Works Agency
May 8, 2017
May 11, 2017
May 16,2017; 10:00 a.m.
May 26, 2017
June 5, 2017; 4:00 p.m.
June 8, 2017
June 20, 2017
Exhibit 1
25L-3
U
NOTICE INVITING PROPOSALS
NOTICE IS HEREBY GIVEN that proposals will be received from qualified firms for $VAC
Replacement at the Santa Ana Regional Transportation Center (SARTC).
Responses to this Request for Proposals (RFP) will be accepted until June 5, 2017 at 4:00 p.m.
Proposals received after this date/time will not be considered. It is the responsibility of the
proposer to ensure that any proposals submitted have sufficient time to be received by the City of
Santa Ana prior to this proposal due date and time.
Proposals shall be enclosed in a sealed envelope and marked clearly with following information,
formatted as follows:
"SEALED PROPOSAL FOR
I3VAC REPLACEMENT AT SARTC
RFP NO. 17-056
IN THE CITY OF SANTA ANA
DO NOT OPEN WITH REGULAR MAIL."
City of Santa Ana
Attn.: Christy Kindig
Public Works Agency;
20 Civic Center Plaza; 4th Floor Reception, Ross Annex
Santa Ana, CA 92701
MANDATORY PRE -PROPOSAL JOB WALK
A mandatory pre -proposal job walk is scheduled for this contract as follows:
• Tuesday, May 16, 2017 at 10:OOAM
Santa Ana Regional Transportation Center - Lobby
1000 E. Santa Ana Boulevard, Santa Ana, CA 92701
Meet in Lobby.
The job walls will include a discussion of the project, an overview of the City's expectations of
the awarded contractor, and an opportunity for prospective proposers to view the job site and ask
questions of City staff on any matter in the RFP. Questions and answers deemed to be of interest
to all prospective proposers will become addenda posted on the City's bid management and
publications website, It is the proposers' responsibility to check the site for that information and
any other information pertinent to the RFP. City will make every effort to post the questions and
answers within two (2) business days of the job walls. Proposers' operation/field supervisors are
strongly encouraged to attend the job walls.
Proposals shall be mailed, hand delivered, or sent by courier service.
Proposals shall NOT be sent via telegraphic, electronic or facsimile.
City of Santa Ana RFP 17-056
25t-4
All notifications, updates and addenda will be posted on the City's RFP Bid pages at www.santa-
ana.or bids-rfpss, and at www.plaiietbids.com/portal/Xortal.cfm?Coml2anylD=20137. Proposers
shall be responsible for monitoring the sites to obtain information regarding this solicitation.
Failure to respond to required updates may result in a determination of a nonresponsive proposal.
LETTER OF INTENT - Interested firms shall submit a Letter of Intent of their pending proposal
to the noted Project Manager by the required date as shown on the cover page of this RFP.
Letters shall be forwarded via certified mail or email and shall include the following information:
1. Use formal company letterhead.
2. Indication of company interest in the RFP,
3. Acknowledgement of candidate's responsibility to monitor the City's website for any
amendments or modifications to the RFP.
4. Provision of correct, complete contact information,
City of Santa Ana RFP 17-056
(9)
TABLE OF CONTENTS
INTRODUCTION /PROJECT DESCRIPTION
II. INSTRUCTIONS TO PROPOSERS
A. CITY RESPONSIBILITIES
B. PROPOSER RESPONSIBILITIES
C. REQUEST FOR INFORMATION OR CLARIFICATION
D, ADDENDA
E. LICENSES & PERMITS
F. INSURANCE
G. INFORMATION PACKET
H. PRE -PROPOSAL, MEETING
I. CITY RIGHT TO REJECT
J. BID PROTESTS
III. SUBMITTAL REQUIREMENTS
A. GENERAL
B. PROPOSAL CONTENTS
1. STATEMENT OF QUALIFICATIONS
2, SCOPE OF SERVICES AND SCHEDULE
3. FEE PROPOSAL
4. CERTIFICATIONS
IV. PROPOSAL REVIEW (CONSULTANT SELECTION
ATTACHMENT 1: SCOPE OF WORK
ATTACHMENT 2: AGREEMENT
ATTACHMENT 3: CERTIFICATIONS
City of Santa Ana RFP 17-056
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A. EVALUATION AND RATING
B. SELECTION
V.
CONTRACT AWARD
A. REQUEST FOR COUNCIL ACTION
B. EXECUTION OF AGREEMENT
VI,
IMPLEMENTATION
A. KICK-OFF MEETING
B. NOTICE TO PROCEED
VII.
PUBLIC RECORDS
VIII.
APPENDIX
ATTACHMENT 1: SCOPE OF WORK
ATTACHMENT 2: AGREEMENT
ATTACHMENT 3: CERTIFICATIONS
City of Santa Ana RFP 17-056
2 9
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I. INTRODUCTION / PROJECT DESCRIPTION
Nature of Worlc:
The City of Santa Ana is seeking HVAC Replacement at SARTC, A detailed Scope of Work
is included in the Appendix of this RFP as Attachment 1,
Number of Proposals and Signature:
Four hard copies and one (1) digital file on labeled USB Flash Drive (or equivalent) of your
proposal shall be signed by a company official with the power to bind the company and
submitted to the City of Santa Ana. One (1) copy of your Fee Proposal shall be submitted.
The Statement of Qualifications shall be limited to a maximum of (10) double -sided pages
(excluding front and back covers, section dividers and attachments such as resumes, forms).
Font size shall be minimrum 11 -point Arial, Proposal exhibits shall be maximum 11" x 17".
Proposal Evaluation and Ratin :
The criteria for evaluating the proposals submitted will take the following items into
consideration:
• Firm/Team Experience
20%
• Understanding of Need
15%
• Relevant Project Experience
20%
• Schedule
20%
• References
15%
• Fee*
10%
* Fee is a weighted consideration for award. However, it is not the only consideration.
The City has established a proposal review committee to evaluate proposers based on the
response to the RFP, which includes adherence to outlined directions and format, and the
City evaluation criteria set forth above, A final score will be calculated for each submitted
proposal and used to rank the proposers,
Prevailing Wage: The Director of Industrial Relations has determined that labor services performed
on projects under this contract are subject to prevailing wage.
• No contractor or subcontractor maybe listed on a bid proposal for a public works project
(submitted on or after March 1, 2015) unless registered with the Department of Industrial
Relations pursuant to Labor Code section 1725.5 [with limited exceptions from this
requirement for bad purposes only under Labor Code section 1771.1(a)]
• Under the provisions of SB854 the City of Santa Ana may not accept a bid from, or enter
into a contract for any public work with any contractor not currently registered with the
DIR. For additional information visit the Department of Industrial Relations website at
www.dir.ca.goy/ptiblic-worl<s/Contractors,
City of Santa Ana RFP 17-066
Page 1
25L-7
• No contractor or subcontractor may be awarded a contract for public work on a public
works project (awarded on or after April 1, 2015) unless registered with the Department of
Industrial Relations pursuant to Labor Code section 1725.5.
• This contract/project is subject to compliance monitoring and enforcement by the
Department of Industrial Relations,
City of Santa Ana RFP 17-056
p25�L-8
II.
INSTRUCTIONS TO PROPOSERS
A. CITY RESPONSIBILITIES
The City will provide information in its possession relevant to preparation of required
information in RFP. The City will provide only the staff assistance and documentation
specifically referred to herein.
B. PROPOSER RESPONSIBILITIES
Point of Contact; The selected proposer will assume responsibilities for all services in its
proposal, The selected proposer shall identify a sole point of contact with the greatest
knowledge in regard to the required service operations and contractual matters, including
payment of any and all charges resulting from the Agreement,
Evidence of Financial Capacity: Proposer may be requested to submit its most recent audited
financial statement, evidencing proposer's financial capacity to fully perform the required
services, including provision of equipment and personnel expenses over a ninety (90) day
period. If said financial statement does not reflect full ninety (90) day operational capacity,
proposer may include a letter of credit as evidence of supplemental capacity.
C. REQUEST FOR INFORMATION OR CLARIFICATION
All questions or requested clarifications shall be made in writing via e-mail to the Project
Manager (contact information as noted on the cover page to this RFP) no fewer than five (5)
calendar days prior to the date and time set for opening of proposals, No verbal requests or
responses will be accepted. Significant interpretations or clarifications will be addressed via
addenda to this RFP.
D. ADDENDA
Any changes in RFP from the date of release to date of submittal will result in an addendum
or amendment. Notification of such addendum or amendment shall be posted on City's
website, santa-ana.org/bids-rips and at
www.planetbids.coin/portal/�PortaLcfrn?CoLupmylD=20137 cfm?CoLupmyID=20137 as set forth in the Notice Inviting
Proposals. Addenda shall become part of the agreement documents.
E. LICENSES & PERMITS
The selected proposer shall be required to obtain a City of Santa Ana Business license within
ten (10) business days of selection and must provide a copy to the City projects manager or
designee prior to commencing any work in Santa Ana.
Additionally, Proposer will be responsible for obtaining any licenses/permits required by the
Scope of Work.
F. INSURANCE
The Selected Proposer shall provide the required evidence of insurance coverage as set forth in
the Scope of Work within two (2) business days after receipt of notice that the contract has been
awarded. Failure to provide the required insurance certificates shall be cause for the annulment
of the award and the forfeiture of the proposal guaranty.
0
G. PAYMENT INFORMATION PACKET
The selected proposer shall return a completed payment information packet within two (2)
business days after the successful proposer has received notice that the contract has been
awarded. The packet is available on the City's website: santa-ana.ora/bids-rfM.
II. PRE -PROPOSAL MEETING
Should a pre -proposal be scheduled, the date, time and location is identified on the cover
page of this RFP. The meeting will include discussion of the project scope and a question -
and -answer session. It is highly recommended that the Proposer's key team members attend
this meeting. Significant interpretations or clarifications will be addressed via addenda to this
RFP, as described above in "Section D: Addenda."
I. CITY RIGHT TO REJECT
The City reserves the right to reject any or all proposals submitted and no representation is
made hereby that any contract will be awarded pursuant to this RFP or otherwise.
The City reserves the right to accept or reject the combined or separate components of this
proposal in part or in its entirety or to waive any minor inconsistency, informality or
technical defect in the proposal.
The City reserves the right to reject, replace and approve any and all subcontractors. All
subcontractor(s) shall be identified in the response to the RPP. Subcontractors shall be the
responsibility of the successful proposer and the City shall assume no liability of such
subcontractors,
BID PROTESTS
Proposers with concerns or rebuttal of any staff determination of non -responsiveness or non -
responsibility may submit, in writing within five (5) business days, to the Project Manager,
any concerns regarding the RFP process or staff determination. Such writing shall be
considered by the City Manager or his designated representative, and may be acted upon
within five (5) business days. If no action is taken within such time, there shall be no change
to the staff determination. The exercise by Proposer of its right to submit written concerns
shall be a condition precedent to seeking judicial review of any award of a contract
hereunder.
City of Santa Ana RFP
261aw10
III. SUBMITTAL REQUIREMENTS
A. GENERAL
I. The number of Proposal Copies and signature is specified in:
RFP SECTION I - INTRODUCTION / PROJECT DESCRIPTION,
II. Deadline:
Proposals are due to the City of Santa Ana at the date, time, and location specified in the
Notice Inviting Proposals.
B, PROPOSAL CONTENTS
The proposal format and page limitation, if any, is specified in:
RFP SECTION I - INTRODUCTION / PROJECT DESCRIPTION.
1. STATEMENT OF QUALIFICATIONS
a. Cover Letter — Proposals shall include a letter signed by a principal or authorized
representative who can make legally binding commitments for the entity.
b. Contract Agreement Statement: Proposal shall include a statement outlining your
concurrence or concerns with any and all provisions as contained in the Agreement
attached herein as Attachment 2 in the Appendix.
c. Firm and Team Experience: Proposal shall include a profile of the firm's experience.
Include resumes of project team/sub-consultants that will be providing services which
outline their technical and design experience. At a minimum, this should include the
project manager/principal agent, associates in charge when project manager/principal
agent is unavailable, key personnel, firm size, and an organization chart identifying
only those who will perform work for the proposed project and the percentage of each
individual's time devoted to this project. The project manager/principal agent shall
be the primary contact person to represent your firm and will be the person to conduct
the presentation, if invited for an interview.
d. Understanding of Need: Proposal shall include an outline which demonstrates the
firm's understanding of the work, This outline should include anticipated approach,
tasks necessary for successful completion, deliverables, and suggestions or special
concerns that the City should be made aware of. Identify any assumptions and/or
exclusions used in preparation of the scope of work and associated fee estimate.
e. Relevant Project Experience: Proposal shall include a list of projects which your firm
or personnel have completed within the last 5 years, including significant work with
public agencies. Project information should include project description, year
completed, client name, along with a person to contact and their telephone number.
City
f. References: Proposal shall include a listing of relevant projects with references for
three public entities for which Proposer has performed similar work within the past
five (5) years.
2. SCOPE OF SERVICES AND SCHEDULE:
Proposal shall include a Scope of Services and Schedule which details the work
phases to be completed, the tasks to be accomplished, the deliverables to be provided,
and the schedule / timeline to complete the project, based upon the requested Scope
of Work detailed in Attachment 1 of this RFP.
3. FEE PROPOSAL:
The fee proposal shall be submitted concurrently with the technical proposal, but in a
separately sealed envelope, clearly labeled as "Fee Proposal." This shall include the
firm's Standard Hourly Fee Schedule, a table outlining the tasks and team hourly
effort for each of the major tasks, and a Project Fee Schedule as outlined in the Scope
of Work.
The fee proposal will not be opened until the proposals have been evaluated by the
proposal selection committee. The City will select the consultant based on
qualifications, and then negotiate a contract price based on available funding,
4. CERTIFICATIONS:
The following forms shall be signed and included as part of the proposal submittal
package:
• Attachment 3-1: Non -Collusion Affidavit
s Attachment 3-2: Non -Lobbying Certification
• Attachment 3-3: Non -Discrimination Certification
IV. PROPOSAL REVIEW (CONSULTANT SELECTION)
A, EVALUATION AND RATING
The criteria for evaluating the proposals are specified in:
RFP SECTION I - INTRODUCTION / PROJECT DESCRIPTION.
B. SELECTION
The committee may interview the top ranking proposers. The City will recommend
award of the contract to the proposer who will provide the best value to the City. City
reserves the right to begin negotiations and enter into a contract without interview or
further discussions,
f Santa Ana RFP
5lLga9 2
V. CONTRACT AWARD
A. REQUEST FOR COUNCIL ACTION
Following evaluation and rating by the proposal review committee, the Project Manager
will recommend award of a contract to the proposer providing the best value to the City.
B, EXECUTION OF AGREEMENT
The Scope of Services, Schedule, and Fees submitted in the proposal will be the basis of
any negotiation of final terms which will lead to a completed agreement ready for
execution based on the standard Agreement attached herein as Attachment 2 in the
Appendix.
VI. IMPLEMENTATION
A. KICK-OFF MEETING
A kick-off meeting will be held after award of contract. Consultant and its team will
meet with City of Santa Ana staff to conduct introductions, discuss scope of services, and
implementation process.
B. NOTICE TO PROCEED
Following the kick-off meeting, a formal Notice to Proceed (NTP) may be issued after
the agreement is fully executed, and all required bonds, insurance docuunents and
contents of the Information Packet have been received and approved.
For "On -Call" contracts, Consultant will be notified by individual City Project Managers
on a case-by-case basis to request project/task specific proposals. Written NTPs will be
then issued accordingly.
VII. PUBLIC RECORDS
All data, docuunents and other products used, developed, or produced during response
preparation of the RFP will become property of the City. All responses to the RFP shall
become property of the City. Proposer information identified as proprietary information
shall be maintained confidential, to the extent allowed under the California Public
Records Act.
Proposals will become public record after award of contract, Proposer information
identified as proprietary information shall be maintained confidential, to the extent
allowed under the California Public Records Act.
City
Appendix
ATTACHMENT 1
SCOPE OF WORIG
CITY OF SANTA ANA
REQUEST FOR PROPOSALS
FOR
HVAC REPLACEMENT AT SARTC
RFP NO.: 17-056
Introduction and Background:
SANTA ANA REGIONAL TRANSPORTATION CENTER
The Santa Ana Regional Transportation Center (SARTC) is located at 1000 East Santa Ana
Boulevard, Santa Ana, CA 92701. The facility covers 6.75 acres and contains a 47,000 -square-
foot terminal, two surface parking lots with a total of 282 spaces, and one four-story parking
structure with 423 spaces. A three-story pedestrian bridge takes travelers to the east train
platform. A second pedestrian bridge connects the parking structure to the main facility. The
terminal building is open from 5:00 AM to midnight daily. The parking structure is open to the
public from 4:00 AM to midnight daily.
The SARTC terminal building contains approximately 35,000 square feet of rental space, plus
five -story theme tower that includes small meeting/conference rooms on the 4th and 5m floors.
Tenants include Amtrak, Greyhound Lines, Tres Estrellas de Oro, County of Orange Social
Services Program, State of C alifornia EDD, the City of Santa Ana Work Center, and gift shop.
Description of Work:
First floor HVAC scope of work SARTC fan coil replacement job with controls option upgrades
Units to be replaced: # 2,3,4,5,6,7,8,9,10,11,12,14, and 19
Fan Coil Unit Replacement — Base Option
• Contractors shall confine unit identification information on fan coil schedule to the actual
fan coil unit to insure the correct size unit is installed
• New fan coil units will have direct drive fan systems with ECM motors
• New fan coil limits will come equipped with a new controller that has enough points to
satisfy 2016 Title 24, section 120,2 j, and allow for additional future controls strategies,
such as VAV to zones where feasible,
• Install secondary stainless steel drain pans under fan coil units, condensate drains for
secondary pans and fan coil units including safety switch in secondary pan
• Install new zone controls (DDC) for heating and cooling valves including new
thermostats that are Title 24 compliant, and Auto -Demand Response control enabled, see
Auto -DR section below.
• Install new DDC control valves for hot water (3 -way valves) coils and chilled water (2 -
way valves) coils to be integrated into existing control system
• Install new chilled water and hot water shut off ball valves (frill port) to each unit
• Install new hot water and chilled water piping to coils as needed from new isolation full
port ball valves including petes plugs on supply and return lines and hose bib on supply
piping at coil
• Reconnect electrical as per code
• Reinstall ductwork and replace if required, provide duct sealing where required by Title
24.
• Install water balancing valves on chilled water and hot water at each fan coil
• Certified water balance each fan coil and supply the City of Santa Ana with report
• Certified air report to confirm the design CPM at fan coil units per fan coil schedule on
prints and supply the City of Santa Ana with report
• Supply the City of Santa Ana with all submittal information
• All work to be permitted per city code and inspections scheduled by contractor
• Label new units and thermostats with plastic tags
• Provide diagram showing association of thermostat to fan coil units
• Supply the City of Santa Ana with drawings (red line or architectural draft)
• This applies to units: 2, 3, 4, 5, 6, 7, 8, 10 and 11. The contractor will have one line item
price to remove these omits and install new units in preferred locations (see prints) and
one line item price to abandon the old units in place and install new units in preferred
locations
• If the units that are relocated need penetrations through fire wall the penetrations will
need to be properly sealed with fire caulking per code. If duct penetrations are needed
install fire dampers per code and fire caulk per code.
• Compliance with buy American act
• Contractor is responsible for all engineering costs
• DIR and prevailing wage required
• Contractor will provide copies of all applicable licenses along with submitted proposals,
including the following at a minimum:
a. C-20 — HVAC Contractor License
b. C-7 — Low Voltage Systems Contractor License
c, C-10 —Electrical Contractor License
Auto -Demand Response (DR) Thermostats — Pricing to be provided by Contractor as Option A
Contractor is to provide this pricing as incremental cost. In other words, the cost beyond Base
Option.
The new thermostats (one per 'Pan coil) shall be capable of connecting to the network to
be able to receive automated demand response (Auto -DR) signals from the utility
provider, Southern California Edison (SCE) during specific periods as determined by the
utility provider.
City of
Discuss with the City to provide and document detailed information regarding thermostat
locations, connections, wiring, conduit runs, Ethernet switches, power sources, and all
other related parameters before beginning the work.
Ensure that proposed thermostat "integrated packages" shall have technical specifications
including, but not limited to:
C Compatible electrical parameters in terms of voltage, amperage etc. for
connection to existing HVAC systems/power sources.
o Thermostats/Controllers must be able to communicate through current
ADR/OpenADR messaging protocol for receiving Automated Demand Response
(ADR) signal from the utility provider.
o During the Auto -DR event, the controller shall be capable of resetting the
thermostat cooling set point to 5 degrees F higher than the occupied cooling set
point.
o Thermostats shall be preferably hard wired unless approved by the City.
o Refer to the below list of preferred manufacturers for "Smart' Thermostat
packages for Auto -DR implementation:
■ RCS Technology
Honeywell
■ Siemens (preferred)
■ Or Approved Equal
Make sure that all the thermostats are connected to the internet and communicating for
receiving demand response signals, perform test to ensure functionality.
Variable Air Volume (VAV) Control — Pricing to o be provided by Contractor as Option B
Contractor is to provide this pricing as incremental cost. In other words, the cost beyond Base
Option,
• The new fan coil units should be Trane model, HFCE or HCFD, with ECM fan motors
and multi -fan speed controls.
• The contractor shall program the EMS and new fan coil units to reduce fan speed to low
when zone space set point is satisfied.
Variable Chilled Water Pmnping Control — Pricing to be provided by Contractor as Option C
Contractor is to provide this pricing as incremental cost. In other words, the cost beyond Base
Option.
• Install a new variable speed drive to control the existing chilled water pump motor.
• The VSD will be controlled by a new differential pressure sensor installed on the existing
chilled water loop and modulate the motor to maintain the desired differential pressure
set point.
• The VSD shall be wall mounted in an easily accessible and safe area.
• The new equipment shall be commissioned to ensure no reduction in service level.
City of Santa Ana RFP 17-056
2� a 46
• The existing Siemens EMS control points for all equipment relevant to this project shall
be maintained and verified when construction is completed.
• A new on/off status control point(s) shall be incorporated into the existing Siemens EMS
for the new VFD control.
• Additional Siemens control points are to be determined by the City.
New Controls System — Pricing to be provided by Contractor as Option D
Contractor is to provide this pricing as incremental cost, hi other words, the cost beyond Base
Option.
• The Contractor is to provide equipment that is compatible with DEC Siemens
management system (Insight or newer)
• Replace the fan coil controllers on remaining (20) units with new DDC controllers that
were not covered in the Base Option. The quantity of (20) remaining fan coils is to be
verified by the Contractor
• The Contractor will furnish new DDC chilled water valves and DDC heating hot water
controls valves for remaining (20) fan coil units that were not covered in the Base Option.
• The Contractor will furnish new DDC zone temperature sensors for units
• The Contractor will upgrade the existing Siemens controller (or provide new, as needed)
and upgrade graphics and programming, as needed
• Contractor to provide water balancing report to City
• System startup and commissioning
• The new controls system will integrate All HVAC building systems, including all fan coil
units, chiller, chilled water pumps, heat rejection equipment, etc.
,Additional (2) Fan Coil Replacement — Pricing to be provided by Contractor as Option E
Contractor is to provide this pricing as incremental cost. In other words, the cost beyond Base
Option.
• Contractor to replace (2) additional fan coil units, #16 and #18 which serve suite 103.
• These additional (2) fan coil units are to be installed in accordance to all scope items for
the fan coils identified in the Base Option.
City of
Appendix
ATTACHMENT 2
STANDARD AGREEMENT
CONSULTANT AGREEMENT
CITY OF SANTA ANA
THIS AGREEMENT is made and entered into this day of , 2017.by and
between , (hereinafter "Consultant"),
and the City of Santa Ana, a charter city and municipal corporation organized and existing under the
Constitution and laws of the State of California (hereinafter "City").
RECITALS
A. The City desires to retain a consultant having special skill and knowledge in the field of:
Briefly describe expertise sought and the scope of work the consultant (engineering) services will perform.)
B. Consultant represents that Consultant is able and willing to provide such services to the City.
C. In undertaking the performance of this Agreement, Consultant represents that it is
knowledgeable in its field and that any services performed by Consultant under this Agreement
will be performed in compliance with such standards as may reasonably be expected from a
professional consulting firm in the field.
NOW THEREFORE, in consideration of the mutual and respective promises, and subject to the terms
and conditions hereinafter set forth, the parties agree as follows:
1. SCOPE OF SERVICES
Consultant shall perform during the tern of this Agreement, the tasks and obligations including
all labor, materials, tools, equipment, and incidental customary work required to fully and adequately
complete the services described and set forth in Scope of Services - Exhibit A, attached hereto and
incorporated by reference. The Scope of Services shall include a Schedule for the Delivery of Services,
which shall be delivered as scheduled, beginning upon the City's issuance of a Notice to Proceed.
2. COMPENSATION
City agrees to pay, and Consultant agrees to accept as total payment for its services for City, an
amount not to exceed $ in accordance to rates and charges identified in Compensation -
Exhibit B, attached hereto and incorporated by reference, and in accordance with Section 18,
3. TERM
This Agreement shall commence on [enter a Start Date or "the date first written above"] for a
number (#) yearterm with the option Inc the City to grant up to a number (4) -yea r renewal option(s)
City of Santa Ana RFP
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exercisable by the City Manager and the City Attorney, unless terminated earlier in accordance with
Section 15, below.
4. INDEPENDENT CONTRACTOR
Consultant shall, during the entire term of this Agreement, be construed to be an independent
contractor and not an employee of the City. This Agreement is not intended nor shall it be construed to
create an employer-employee relationship, a joint venture relationship, or to allow the City to exercise
discretion or control over the professional manner in which Consultant performs the services which are
the subject matter of this Agreement; however, the services to be provided by Consultant shall be
provided !it a manner consistent with all applicable standards and regulations governing such services.
Consultant shall pay all salaries and wages, employer's social security taxes, unemployment insurance
and similar taxes relating to employees and shall be responsible for all applicable withholding taxes.
5. OWNERSHIP OF MATERIALS
This Agreement creates a non-exclusive and perpetual license for City to copy, use, modify,
reuse, or sublicense any and all copyrights, designs, and other intellectual property embodied in plans,
specifications, studies, drawings, estimates, and other documents or works of authorship fixed in any
tangible medium of expression, including but not lhnited to, physical drawings or data magnetically or
otherwise recorded on computer diskettes, which are prepared or caused to be prepared by Consultant
under this Agreement ("Documents & Data"), Consultant shall require all subcontractors to agree in
writing that City is granted a non-exclusive and perpetual license for any Documents & Data the
subcontractor prepares under this Agreement, Consultant represents and warrants that Consultant has
the legal right to license any and all Documents & Data. Consultant makes no such representation and
warranty in regard to Documents & Data which were provided to Consultant by the City. City shall not
be limited in any way in its use of the Documents and Data at any time, provided that any such use not
within the purposes intended by this Agreement shall be at City's sole risk.
6. INSURANCE
Prior to undertaking performance of work ander this Agreement, Consultant shall maintain and
shall require its subcontractors, if any, to obtain and maintain insurance as described below:
a. Commercial General Liability Insurance. Consultant shall maintain commercial general
liability insurance naming the City, its officers, employees, agents, volunteers and
representatives as additional insured(s) and shall include, but not be limited to protection
against claims arising from 'bodily and personal injury, including death resulting
therefrom and damage to property, resulting from any act or occurrence arising out of
Consultant's operations in the performance of this Agreement, including, without
limitation, acts involving vehicles, The amounts of insurance shall be not less than the
following: single limit coverage applying to bodily and personal injury, including death
resulting therefrom, and property damage, in the total amount of $1,000,000 per
occurrence, with $2,000,000 in the aggregate. Such insurance shall (a) name the City, its
officers, employees, agents, and representatives as additional insured(s); (b) be primary
and not contributory with respect to insurance or self-insurance programs maintained by
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the City; and (c) contain standard separation of insured's provisions.
b. Business automobile liability insurance, or equivalent form, with a combined single limit
of not less than $1,000,000 per occurrence. Such insurance shall include coverage for
owned, hired and non -owned automobiles.
C, Worker's Compensation Insurance, In accordance with the provisions of Section 3700 of
the Labor Code, Consultant, if Consultant has any employees, is required to be insured
against liability for worker's compensation or to undertake self-insurance, Prior to
commencing the performance of the work under this Agreement, Consultant agrees to
obtain and maintain any employer's liability insurance with limits not less than
$1,000,000 per accident,
d. I£ Consultant is or employs a licensed professional such as an architect or engineer:
Professional liability (errors and omissions) insurance, with a combined single limit of
not less than $1,000,000 per claim with $2,000,000 in the aggregate.
e. The following requirements apply to the insurance to be provided by Consultant pursuant
to this section:
L Consultant shall maintain all insurance required above in full force and effect for
the entire period covered by this Agreement.
ii. Certificates of insurance shall be furnished to the City upon execution of this
Agreement and shall be approved by the City.
iii. Certificates and policies shall state that the policies shall not be canceled or
reduced in coverage or changed in any other material aspect without thirty (30)
days prior written notice to the City.
iv. Consultant shall supply City with a fully executed additional insured
endorsement.
If Consultant fails or refuses to produce or maintain the insurance required by this section
or fails or refuses to furnish the City with required proof that insurance has been procured
and is in force and paid for, the City shall have the right, at the City's election, to
forthwith terminate this Agreement, Such termination shall not affect Consultant's right
to be paid for its time and materials expended prior to notification of termination.
Consultant waives the right to receive compensation and agrees to indemnity the City for
any work performed prior to approval of insurance by the City.
7. INDEMNIFICATION
To the fullest extent permitted by law, Consultant shall indemnify, defend and hold harmless
City, its officers, agents and employees (collectively, the "indemnified parties") from and against any
and all claims (including, without limitation, claims for bodily injury, death or damage to property),
demands, obligations, damages, actions, causes of action, suits, losses, judgments, fines, penalties,
liabilities, costs and expenses (including, without limitation, attorney's fees, disbursements and court
costs) of every kind and nature whatsoever (individually, a claim; collectively, "claims"), to any work
performed or services provided under this Agreement arising out of,, relating to or pertaining to the
negligence, recklessness or willful misconduct of Consultant, its principals, officers, agents, employees,
vendors, suppliers, contractors, subcontractors, anyone employed directly or indirectly by any of them or
City of Santa Ana RFP
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for whose acts they may be liable for any or all of them. Notwithstanding the foregoing, nothing herein
shall be construed to require Consultant to indemnify the indemnified parties from any claim arising
from the sole negligence or willful misconduct of the indemnified parties. This indemnity shall apply to
all claims and liability regardless of whether any insurance policies are applicable. The policy limits do
not act as a limitation upon the amount of indemnification to be provided by the Consultant.
8. INTELLECTUAL PROPERTY INDEMNIFICATION
Consultant shall defend and indemnify the City, its officers, agents, representatives, and
employees against any and all liability, including costs, for infringement of any United States' letters
patent, trademark, or copyright infringement, including costs, contained in the work product or
documents provided by Consultant to the City pursuant to this Agreement.
9. RECORDS
Consultant shall keep records and invoices in connection with the work to be performed under
this Agreement. Consultant shall maintain complete and accurate records with respect to the costs
incurred under this Agreement and any services, expenditures, and disbursements charged to the City for
a minimum period of three (3) years, or for any longer period required by law, from the date of final
payment to Consultant under this Agreement. All such records and invoices shall be clearly identifiable.
Consultant shall allow a representative of the City to examine, audit, and make transcripts or copies of
such records and any other documents created pursuant to this Agreement during regular business hours.
Consultant shall allow inspection of all work, data, documents, proceedings, and activities related to this
Agreement for a period of three (3) years from the date of final payment to Consultant Linder this
Agreement.
10. CONFIDENTIALITY
If Consultant receives from the City information which due to the nature of such information is
reasonably understood to be confidential and/or proprietary, Consultant agrees that it shall not use or
disclose such information except in the performance of this Agreement, and further agrees to exercise
the same degree of care it uses to protect its own information of like importance, but in no event less
than reasonable care. "Confidential Information" shall include all nonpublic information. Confidential
information includes not only written information, but also information transferred orally, visually,
electronically, or by other means. Confidential information disclosed to either party by any subsidiary
and/or agent of the other party is covered by this Agreement. The foregoing obligations of non-use and
nondisclosure shall not apply to any information that (a) has been disclosed in publicly available
sources; (b) is, through no fault of the Consultant disclosed in a publicly available source; (c) is in
rightful possession of the Consultant without an obligation of confidentiality; (d) is required to be
disclosed by operation of law; or (e) is independently developed by the Consultant without reference to
information disclosed by the City.
11. CONFLICT OF INTEREST CLAUSE
Consultant covenants that it presently has no interests and shall not have interests, direct or
indirect, which would conflict in any manner with performance of services. Conflict may be further
City of Santa Ana RFP
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specified in Certifications - Exhibit C, attached hereto and incorporated in this Agreement by
reference.
12. DISCRIMINATION
Consultant shall not discriminate because of race, color, creed, religion, sex, marital status,
sexual orientation, age, national origin, ancestry, or disability, as defined and prohibited by applicable
law, in the recruitment, selection, training, utilization, promotion, termination or other employment
related activities. Consultant affirms that it is an equal opportunity employer and shall comply with all
applicable federal, state and local laws and regulations and as further specified in Certifications -
Exhibit C, attached hereto and incorporated in this Agreement by reference.
13. EXCLUSIVITY AND AMENDMENT
This Agreement represents the complete and exclusive statement between the City and
Consultant, and supersedes any and all other agreements, oral or written, between the parties. In the
event of a conflict between the terms of this Agreement and any attachments hereto, the terms of this
Agreement shall prevail. This Agreement may not be modified except by written instrument signed by
the City and by an authorized representative of Consultant. The parties agree that any terms or
conditions of any purchase order or other instrument that are Inconsistent with, or In addition to, the
terms and conditions hereof, shall not bind or obligate Consultant or the City. Each party to this
Agreement acknowledges that no representations, inducements, promises or agreements, orally or
otherwise, have been made by any party, or anyone acting on behalf of any party, which is not embodied
herein,
14. ASSIGNMENT
Inasmuch as this Agreement is intended to secure the specialized services of Consultant,
Consultant may not assign, transfer, delegate, or subcontract any interest herein without the prior written
consent of the City and any such assignment, transfer, delegation or subcontract without the City's prior
written consent shall be considered null and void. Nothing in this Agreement shall be construed to limit
the City's ability to have any of the services which are the subject to this Agreement performed by City
personnel or by other consultants retained by City.
15. TERMINATION
This Agreement may be terminated by the City upon thirty (30) days written notice of
termination. In such event, Consultant shall be entitled to receive and the City shall pay Consultant
compensation for all services performed by Consultant prior to receipt of such notice of termination,
subject to the following conditions:
a. As a condition of such payment, the Executive Director may require Consultant to deliver
to the City all work product(s) completed as of such date, and in such case such work
product shall be the property of the City unless prohibited by law, and Consultant
consents to the City's use thereof for such purposes as the City deems appropriate.
b. Payment need not be made for work which fails to meet the standard of performance
City of Santa Ana RFP
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specified in the Recitals of this Agreement.
16. JURISDICTION - VENUE
This Agreement has been executed and delivered in the State of California and the validity,
interpretation, performance, and enforcement of any of the clauses of this Agreement shall be
determined and governed by the laws of the State of California. Both parties further agree that Orange
County, California, shall be the venue for any action or proceeding that may be brought or arise out of,
in connection with or by reason of this Agreement.
17. PROFESSIONAL LICENSES
Consultant shall, throughout the term of this Agreement, maintain all necessary licenses, permits,
approvals, waivers, and exemptions necessary for the provision of the services hereunder and required
by the laws and regulations of the United States, the State of California, the City of Santa Ana and all
other governmental agencies. Consultant shall notify the City immediately and in writing of its inability
to obtain or maintain such permits, licenses, approvals, waivers, and exemptions. Said inability shall be
cause for termination of this Agreement,
18. PAYMENTS & INVOICES
a. Payment by City shall be made within 45 days (forty-five) days following receipt of
proper invoice evidencing work performed, subject to City accounting procedures.
Payment need not be made for work which fails to meet the standards of performance set
forth in the Recitals which may reasonably be expected by City.
b, Invoices should be submitted on the 15th of each month and shall include the following
information at a minimum:
V. Consultant's invoice number and City's agreement number
vi. Beginning and ending dates for services
vii. City Project and/or Task Order number and/or name (if applicable)
viii. Work site address/location (if applicable)
ix. Tasks or deliverables completed and percentage (%) of total services completed.
X. Remaining Overall and Task Order budget available
19. MISCELLANEOUS PROVISIONS
a. Additional provisions, if any, are identified as Additional Provisions, Exhibit D, attached
hereto and incorporated into this Agreement by reference.
b. Each undersigned represents and warrants that its signature herein below has the power,
authority and right to bind their respective parties to each of the terms of this Agreement,
and shall indemnify City fully, including reasonable costs and attorney's fees, for any
injuries or damages to City in the event that such authority or power is not, in fact, held
by the signatory or is withdrawn,
City of Santa Ana RFP
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a All Exhibits referenced herein and attached hereto shall be incorporated as if fully set
forth in the body of this Agreement.
20. NOTICE
Any notice, tender, demand, delivery, or other communication pursuant to this Agreement shall
be in writing and shall be deemed to be properly given if delivered in person or mailed by first class or
certified mail, postage prepaid, or sent by fax or other telegraphic communication in the manner
provided in this Section, to the following persons:
To City:
Clerk of the City Council
City of Santa Ana
20 Civic Center Plaza (M-30)
P.O. Box 1988
Santa Ana, CA 92702-1988
Fax: 714- 647-6956
With courtesy copies to:
Sonia R. Carvalho
Executive Director, Public Works Agency City Attorney
City of Santa Ana City of Santa Ana
20 Civic Center Plaza (M-21) 20 Civic Center Plaza (M-29)
P.O. Box 1988 P.O. Box 1988
Santa Ana, California 92702 Santa Ana, California 92702
Fax: 714- 647-5635 Fax: 714- 647-6515
To Consultant:
Title
Consultant Firm Name
Address
City, State, Zip
Fax:
A party may change its address by giving notice in writing to the other party. Thereafter, any
communication shall be addressed and transmitted to the new address. I£ sent by mail, communication
shall be effective or deemed to have been given three (3) days after it has been deposited in the United
States mail, duly registered or certified, with postage prepaid, and addressed as set forth above. If sent
by fax, communication shall be effective or deemed to have been given twenty-four (24) hours after the
time set forth on the transmission report issued by the transmitting facsimile machine, addressed as set
City of Santa Ana RFP
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forth above. For purposes of calculating these time frames, weekends, federal, state, County or City
holidays shall be excluded.
IN WITNESS WHEREOF, the parties hereto have executed this Agreement the date and year first above
written.
ATTEST:
Maria D. Huizar
Cleric of the Council
APPROVED AS TO FORM:
SONIA R. CARVALHO
City Attorney
John Funk
Assistant City Attorney
RECOMMENDED FOR APPROVAL:
FRED MOUSAVIPOUR
Executive Director
Public Works Agency
CITY OF SANTA ANA
Acting City Manager
CONSULTANT:
(name)
(title)
Tax ID#
City of Santa Ana RFP
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EXHIBIT A
SCOPE OF SERVICES
City of Santa Ana RFP
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EXIBBIT B
COMPENSATION
Fee Proposal including hourly rates
(from Consultant Proposal)
The total compensation may include a line item for the cost from the Fee Proposal, followed by a
line item for any contingency, followed by a grand total not to exceed (NTE) Amount. This is
what may be transferred to the front page of the contract.
City of Santa Ana RFP
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EXHIBIT C
CERTIFICATIONS
C-1 through C-3
City of Santa Ana RFP
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Appendix
ATTACHMENT 3-1: NON -COLLUSION AFFIDAVIT
CERTIFICATIONS
CONSTRUCTABILITY REVIEW
NON -COLLUSION AFFIDAVIT
(Title 23 United States Code Section 112 and
Public Contract Code Section 7106)
To the CITY OF SANTA ANA DEPARTMENT OF PUBLIC WORKS
In accordance with Title 23 United States Code Section 112 and Public Contract Code 7106 the BIDDER declares
that the bid is not made in the interest of, or on behalf of, any undisclosed person, partnership, company, association,
organization, or corporation; that the bid is genuine and not collusive or sham; that the BIDDER has not directly or
indirectly induced or solicited any other BIDDER to put in a false or sham bid, and has not directly or indirectly
colluded, conspired, connived or agreed with any BIDDER or anyone else to put in a sham bid, or that anyone shall
refrain from bidding; that the BIDDER has not in any manner, directly or indirectly, sought by agreement,
cominunication, or conference with anyone to fix the bid price of the BIDDER or any BIDDER, or to fix any
overhead, profit, or cost element of the bid price, or of that of any other BIDDER, or to secure any advantage against
the public body awarding the contract of anyone interested in the proposed contract; that all statements contained in
the bid are true; and, further, that the BIDDER has not, directly or indirectly, submitted his or her bid price or any
breakdown thereof, or the contents thereof, or divulged information or data relative thereto, or paid, and will not pay,
any fee to any corporation, partnership, company association, organization, bid depository, or to any member or agent
thereof to effectuate a collusive or sham bid.
Note: The above Non -collusion Affidavit is part of the Proposal. Signing this Proposal on the signature
portion thereof shall also constitute signature of this Non -collusion Affidavit. BIDDERS are cautioned that
maldng a false certification may subject the certifier to criminal prosecution.
Signed
State of California
County of
Subscribed and sworn to (or affirmed) before me on this _ day of , 20_, by
proved to me on the basis of satisfactory evidence to be the person(s) who appeared
before me.
Notary Public Signature Notary Public Seal
City of Santa Ana RFP
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Appendix
ATTACHMENT 3-2: NON -LOBBYING CERTIFICATION
CERTIFICATIONS.
CONSTRUCTABILITY REVIE+ W
The prospective participant certifies, by signing and submitting this bid or proposal, to the best of his or her
lmowledge and belief, that:
I. No federal appropriated fiords have been paid or will be paid, by or on behalf of the undersigned, to
any person for influencing or attempting to influence an officer or employee of any federal agency, a
Member of Congress, an officer or employee of Congress, or an employee of a Member of Congress
in connection with the awarding of any federal contract, the making of any federal grant, the making
of any federal loan, the entering into of any cooperative agreement, and the extension, continuation,
renewal, amendment, or modification of any federal contract, grant, loan, or cooperative agreement,
2. If any fiends other than federal appropriated finds have been paid or will be paid to any person for
influencing or attempting to influence any officer or employee of any federal agency, a Member of
Congress, an officer or employee of Congress, or an employee of a Member of Congress in
connection with this federal contract, grant loan, loan or cooperative agreement, the undersigned
shall complete and submit a "Disclosure of Lobbying Activities".
This certification is a material representation of fact upon which reliance was placed when this transaction was made
or entered into, Submission of this certification is a prerequisite for making or entering into this transaction imposed
by Section 1352, Title 31, U. S. Code. Any person who fails to file the required certification shall be subject to a civil
penalty of not less than $10,000 and not more than $100,000 for each such failure.
The prospective participant also agrees by submitting his or her bid or proposal that he or she shall require that the
language of this certification be included in all lower tier subcontracts, which exceed $1.00,000 and that all such sob
recipients shall certify and disclose accordingly.
Signed and Printed Name:
Title
Date
City of Santa Ana RFP
Page A3-2
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Appendix
ATTACHMENT 3-3: NON-DISCRIMINATION CERTIFICATION
CERTIFICATIONS
CONSTRUCTABILITY REVIEW
The undersigned consultant or corporate officer, during the performance of this contract, certifies as
follows:
The Consultant shall not discriminate against any employee or applicant for employment because of
race, color, religion, sex, or national origin. The Consultant shall take affirmative action to ensure
that applicants are employed, and that employees are treated during employment without, regard to
their race, color, religion, sex, or national origin, Such action shall include, but not be limited to, the
following: employment, upgrading, demotion, or transfer; recruitment or recruitment advertising;
layoff or termination; rates of pay or other forms of compensation; and selection for training,
including apprenticeship. The Consultant agrees to post in conspicuous places, available to
employees and applicants for employment, notices to be provided setting forth the provisions of this
nondiscrimination clause.
2. The Consultant shall, in all solicitations or advertisements for employees placed by or on behalf of
the Consultant, state that all qualified applicants will receive consideration for employment without
regard to race, color, religion, sex, or national origin,
3. The Consultant shall send to each labor union or representative of workers with which he/she has a
collective bargaining agreement or other contract or understanding, a notice to be provided advising
the said labor union or workers' representatives of the Consultant's commitments under this section,
and shall post copies of the notice in conspicuous places available to employees and applicants for
employment.
4, The Consultant shall comply with all provisions of Executive Order 11246 of September 24, 1965,
and of the rules, regulations, and relevant orders of the Secretary of Labor.
5, The Consultant shall furnish all information and reports required by Executive Order 11246 of
September 24, 1965, and by rules, regulations, and orders of the Secretary of Labor, or pursuant
thereto, and will permit access to his/her books, records, and accounts by the administering agency
and the Secretary of Labor for purposes of investigation, to ascertain compliance with such rules,
regulations, and orders.
6. In the event of the Consultant's non-compliance with the nondiscrimination clauses of this contract
or with any of the said rules, regulations, or orders, the contract may be canceled, terminated, or
suspended in whole or in part and the Consultant may be declared ineligible for further Government
contracts or federally assisted construction contracts in accordance with procedures authorized in
Execution Order 11246 of September 24, 1965, and such other sanctions may be imposed and
remedies invoked as provided in Executive Order 11246 of September 24, 1965, or by rule,
regulations, or order of the Secretary of Labor, or as otherwise provided by law.
7. The Consultant shall include the portion of the sentence immediately preceding paragraph (1) and
the provisions of paragraphs (1) through (7) in every subcontract or purchase order unless exempted
City of Santa Ana RFP
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by rules, regulations, or orders of the Secretary of Labor issued pursuant to Section 204 of Executive
Order 11.246 of September 24, 1965, so that such provisions will be binding upon each subcontract
or purchase order as the administering agency may direct as means of enforcing such provisions,
including sanctions for noncompliance; provided, however, that in the event the Consultant becomes
involved in, or is threatened with, litigation with a sub -consultant or vendor as a result of such
direction by the administering agency, the Consultant may request that the United States enter into
such litigation to protect the interests of the United States.
8. Pursuant to California Labor Code Section 1735, as added by Chapter 643 Stats. 1939, and as
amended,
No discrimination shall be made in the employment of persons upon public works because of race,
religious creed, color, national origin, ancestry, physical handicaps, mental condition, marital status, or
sex of such persons, except as provided in Section 1420, and any consultant of public works violating
this Section is subject to all the penalties imposed for a violation of the Chapter.
Signed:
Title:
Firm:
Date:
City of Santa Ana RFP
Page A3-4
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MAY0.1
Miguel A. Pulido
MAYOR PRO TEM
Michele Martinez
COUNCILMEMBERS
P. David Benavides
Vicente Sarmiento
Jose Solorio
Sal Tinalero
Juan Villages
May 11, 2017
ADDENDUM No. 1
CITY OF SANTA ANA
20 Civic Center Plaza • P.O. Box 1988
Santa Ana, California 92702
www.sants-ana oro
SUBJECT: RFP #17-056 — Requests for Information
INTERIM CITY MANAGER
Cynthia J. Kurtz
CITY ATTORNEY
Sonia R. Carvalho
CLERK OF THE COUNCIL
Maria D. Huizar
The following questions have been received. An answer is provided immediately
following.
Question - Page Al -2 notes that the contractor must have a C-20, C-7 and C-10
license. My request is to modify this to require the contractor to have a C-20 and B
license with the ability to subcontract the C-10 and C-7 licenses. C-20, C-10 and C-
7 are completely separate trade skills and it is unreasonable to ask a mechanical
contractor or an electrical contractor to possess all 3. This also limits the "test of the
market" requirement by a public agency as only large companies will possess all of
these licenses.
Answer - Class B, C-20 or C-38 license would be acceptable to bid.
2. Question - With respect to the above referenced project, can you please inform
me if this Request for Proposals (RFP) is for Contractors only or will the project
delivery be Design/Build or Design/Bid/Build?
Answer — The RFP is for contractors only, with responsibility for providing
structural calculations and plans for the permit process..
Question - Would you please let us know what is the start date and duration for
this job.
Answer — The start date is as soon as possible after contract award, permits are
issued, and structural design is complete as applicable. Duration is multiple
weeks.
SANTA ANA CITY COUNCIL
Miguel A. Pulido
Miahu. Martine
Vicente Sarmiento Jose Solorio P. NOW Benavides
Juan Villogas
Sal Tinajero
Mayor
Mayor Pro Tem. Ward 2
Ward Ward Word
Ward
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Addendum No.1
May 11, 2017
Page two of two
4. Question - Also in item proposal Evaluation and Rating, what is the percentage
of price?
Answer— See page 1. I. Introduction/Project Description, Proposal Evaluation
and Rating.
REMINDER: Your letter of intent is due today by 11:59 p.m.
All other terms and conditions remain the same,
FOR THE CITY OF SANTA ANA
//i_//4.
Christy Kindid
Projects Manager
City of Santa Ana
Public Works Agency
SANTA ANA CITY COUNCIL
Miguel A. Palen
Michele Martinez
Vicente Sarmiento Jose Solon.
P. David Donavides
Juan Villages
Sal Tln[
Mayor
Mayor Pro Tom, Ward 2
Were Ward
Ward
Word
Ward
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MAYOR
Miguel A. Pulldo
MAYOR PRO TEM
Michele Martinez
COUNCILMEMBERS
P. David Benavidea
Vicente Sarmlento
Jose Solorio
Sal Tlnalero
Juan Villages
May 18, 2017
ADDENDUM No. 2
CITY OF SANTA ANA
20 Civic Center Plaza • P.O. Box 1088
Santa Ana, California 02702
WWW santa-ane ora
SUBJECT: RFP #17-056 — Requests for Information
REVISE Cover Page, Key RFP Dates: Delete Letter of Intent requirement.
INTERIM CITY MANAGER
Cynthia J. Kurtz
CITY ATTORNEY
Sonla R. Carvalho
CLERK OF THE COUNCIL
Maria D. Hulzar
The following questions have been received. An answer is provided immediately
following.
Question - Page A1-2 notes that the contractor must have a C-20, C-7 and C-10
license. My request is to modify this to require the contractor to have a C-20 and B
license with the ability to subcontract the C-10 and C-7 licenses. C-20, C-10 and C-
7 are completely separate trade skills and it is unreasonable to ask a mechanical
contractor or an electrical contractor to possess all 3. This also limits the "test of the
market" requirement by a public agency as only large companies will possess all of
these licenses.
Answer - Class B, C-20 or C-38 license would be acceptable to bid.
2. Question - With respect to the above referenced project, can you please inform
me if this Request for Proposals (RFP) is for Contractors only or will the project
delivery be Design/Build or Design/Bid/Build?
Answer — The RFP is for contractors only, with responsibility for providing
structural calculations and plans for the permit process
3. Question - Would you please let us know what is the start date and duration for
this job.
Answer — The start date is as soon as possible after contract award, permits are
issued, and structural design is complete as applicable. Duration is multiple
weeks.
SANTA ANA CITY COUNCIL
Miguel A. Pulldo Michele Martinez Vlaenle Sarmlenio Jose Solon. P. navld Banovldes Juan Vlllagee Sal Tlnalara
Mayor Mayor Pro Tam, Word 2 Ward Ward
Nou idn(o)aenla-ane.ora lWand WardBmlmeRlneaeanla-anaoro Warmlemrsanlaana.ra laded sla-an.,oro dbeavdeeA...nla-a.. ort
Ivlllenaslarsanteene ellnaleroNlsanla-ane om
25L-35
Addendum No. 2
May 18, 2017
Page two of two
4. Question - Also in item proposal Evaluation and Rating, what is the percentage
of price?
Answer — See page 1. I. Introduction/Project Description, Proposal Evaluation
and Rating.
This ends the Q & A Section of this addendum
I acknowledge I have received and read this addendum:
Respondent Signature Company Name
THIS NOTICE MUST BE SIGNED AND INCLUDED WITH THE PROPOSAL.
PROPOSALS THAT DO NOT CONTAIN THIS FORM WILL BE CONSIDERED
NONRESPONSIVE.
All other terms and conditions remain the same.
FOR THE CITY OF SANTA ANA
Christy Kindig
Projects Manager
City of Santa Ana
Public Works Agency
SANTA ANA CITY COUNCIL
Wguol A. Pulido Mlchele Manlnez Vicente Sarmlanto Jose 3olodo P, Davld PonaOdas Juan Vllleeaa Sal Tlnalaro
Mayor Mayor Pro Tem, Ward 2 Ward Wom3 Ward Ward Waft! 6
moulldoMsanta-ena.am mimarlinezf)nnta-ana.oro yaeonlantolowte-ana ora lao19r1209anlo-ana.ora db.m.NduOlianta-ena,om Ivllleoes2daenta era om ellneleroneama-ana
25L-36
MAYOR
Miguel A. Pulido
MAYOR PRO TEM
Michele Martinez
COUNCILMEMBERS
P. David Benavides
Vicente Sarmiento
Jose Solorio
Sal Tinajero
Juan Villages
May 18, 2017
ADDENDUM No. 3
CITY OF SANTA ANA
20 Civic Center Plaza a P.O. Box 1988
Santa Ana, California 92702
www.santa-ana oro
SUBJECT: RFP #17-056 — Requests for Information
INTERIM CITY MANAGER
Cynthia J. Kurtz
CITY ATTORNEY
Sonia R. Carvalho
CLERK OF THE COUNCIL
Marla D, Hulzar
The following changes have been made to the above referenced Request for Proposals.
1. Cover Page, Key RFP Dates: Delete Letter of Intent requirement.
2. Cover Page, Key RFP Dates: Deadline for Requests for Information to read as follows:
Deadline for Requests for Information: May 26, 2017 at noon.
3. Page Al -2, Section: Description of Work: Fan Coil Unit Replacement — Bullet 8 Revise
to read as follows: Install new hot water and chilled water piping to coils as needed from
new isolation full port ball valves, including petes plugs on supply and return lines, and
hose bib on supply piping at coil. Contractor is responsible to insulate all new piping and
piping devices.
4. Page A1-1, Section: Description of Work: Fan Coil Unit Replacement — Bullet 19 Revise
read as follows: This applies to units: 2,3,4,5,6,7,8,10,11, and 12.
5. Page A1-2, Section: Description of Work: Fan Coil Unit Replacement — Bullet 20 Revise
to read as follows: All appropriate sealing and fire Caulking per code is the responsibility
of the contractor.
6. Page A1-2, Section: Description of Work: Fan Coil Unit Replacement — Add Bullet 25 to
read as follows: Contractor is responsible to install access panels where needed, for
removal or installation of units, including painting and patching, as needed.
7. Page A1-2, Section: Description of Work: Fan Coil Unit Replacement —Add Bullet 26 to
read as follows: Install new Siemens zone controls (DDC) for heating and cooling
valves, including new thermostats that are Title 24 compliant, and Auto -Demand
Response control enabled, see Auto -DR section below.
8. Page Al -2, Section: Description of Work: Fan Coil Unit Replacement — Add Bullet 27 to
read as follows: All new controls will be Siemens and integrated into existing building
controls.
SANTA ANA CITY COUNCIL
Pulido Michele Martinoz Nicene Sarmiento Jose Solorio P. David aonavldes Juan
iIv llooas(o)aVainllelo as n
e or sti 'S21 Tnor Mayor Pro Tom, Ward 2 Ward 1 Ward 3 and 4 WertlS
ta-ena.ormartinez®sena-ane orvsarmiettansaraanao'sc b a WardG
ea s 1
Addendum No.3
May 18, 2017
Page two of three
9. Page A1-3, Section: Variable Chilled Water Pumping Control -- Pricing to be provided by
Contractor as Option C: Install a new variable speed drive to control the existing chilled
water pump motor. Revise to read as follows: Install two new variable ABB frequency
drives (VFD) with bypass, and two new VFD rated motors. Add two appropriate outside
rated enclosures and factory certified startups for VFD's.
10. Page A1-3, Section: Description of Work: Auto -Demand Response (DR) Thermostats --
Pricing to be provided by Contractor as Option A — Replace Bullet 3, sub -bullet: Refer to
the below list of preferred manufacturers for "Smart" Thermostat packages for Auto -DR
Implementation:
• RCS Technology
• Honeywell
• Siemens (preferred)
• Or Approved Equal
to read: All new controls will be Siemens and integrated into existing building controls.
The following questions have been received. An answer is provided immediately following:
1. Question - Controls and thermostats — what is going to control the fan coil units until the
DDC control system is installed?
Answer — New DDC Siemens zone controls, thermostats, and controllers are to be
installed and integrated into the existing Siemens Energy Management System.
2. Question -There are two chilled water pumps. Are they to install two VFD's? Are the
motors to be changed to VFD rated motors?
Answer—Two VFDs should be installed. If the motors are not inverter duty rated and/or
not compatible with VFD, they should be replaced as part of this scope.
3. Question —What is the deadline for requests for information?
Answer— May 26, 2017 at noon
4. Question — Is Siemens doing the controls if so who are they working for? The
contractor, the City or someone else?
Answer — The responding contractor is responsible for bringing in Siemens (or qualified
Siemens controls contractor) as a subcontractor under this effort. Contractor is
responsible.
6. Question —Can the chiller function correctly with variable flow due to the VFD's on the
chilled water pumps?
SANTA ANA CITY COUNCIL
Miguel A. P.M. Michole Martinez Vicento Sarmlanto Jose Solono P. David Sanevides Juan Villages Sel Tinejmo
Mayor Mayor Pro Tem, Ward 2 Ward 1 Ward 3 Ward 4 Ward 5 Word 6
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Addendum No.3
May 18, 2017
Page three of three
Answer— Contractor is responsible for fully commissioning the variable chilled water
flow strategy. This effort includes finding safe and reasonable chilled water flow
minimums.
This ends the Q & A Section of this addendum
I acknowledge I have received and read this addendum:
Bid Respondent Signature
Company Name
NOTICETHIS D INCLUDED WITH THE PROPOSAL.
NONRESPONSIVE.PROPOSALS THAT 00 NOT CONTAIN THIS FORM WILL BE CONSIDERED
All other terms and conditions remain the same.
FOR THE CITY OF SANTA ANA
Christy Kindig
Projects Manager
City of Santa Ana
Public Works Agency
SANTA ANA CITY COUNCIL
Miguel K Pulido Michale Martinez Vicente Sarmiento dose Solorio P. David 6anavides Juan Wlegas Sal Tinejero
Mayor Mayor Pro Tani, Ward 2 Ward 1 Ward 3
[hoot Eofmsa ila-ana orm lnimatlinaz(rDsanla-ane oraysarmiento(m)sanfa-ana ora 'so la= Ward! Wartl5 Ward
an dbenav desfNsanta-end ivillenasdsanla-ana oro sl'ne'era(olsar to -ane ora
MAYOR
Miguel A. Pulido
MAYOR PRO TEM
Michele Martinez
COUNCILMEMBERS
P. David Banavldes
Vicente Sarmlenlo
Jose Solorio
Sal TinSero
Juan Villages
May 31, 2017
CITY OF SANTA ANA
20 Civic Center Plaza . P.O. Box 1988
Santa Ana, California 02702
www,santa-ana.orn
ADDENDUM No. 4
SUBJECT: RFP #17-056 — Revisions
INTERIM CITY MANAGER
Cynthia J. Kurtz
CITY ATTORNEY
Sonia R. Carvalho
CLERK OF THE COUNCIL
Marla D, Hulzar
The following revisions have been made to the above referenced Request for Proposals:
1. The Proposal Due Date is extended to: June 8, 2017 4:00 pm.
2. The Scope of Work detail is expanded to clarify & include: Replacement of 13 fan
coil units; of those 13 fan coil units 10 are to be relocated as discussed at the Job
Walk. In addition, proposer is to provide an option to replace 2 additional fan coil
units.
End of Addendum
I acknowledge I have received and read this addendum:
Bid Respondent Signature
Company Name
THIS NOTICE MUST BE SIGNED AND INCLUDED WITH THE PROPOSAL.
PROPOSALS THAT DO NOT CONTAIN THIS FORM WILL BE CONSIDERED NON-RESPONSIVE.
All other terms and conditions remain the same.
Christy Kindig
Projects Manager
City of Santa Ana
Public Works Agency
SANTA ANA CITY COUNCIL
Miguel A. Pulldo Michele Marllnez Mcmdo, Sarmlenlo Jose Salado P. nand Benevides Juan Atop. Sal Tlnafaro
Mayor Mayor Pro Tem, Ward 2 Ward Ward Ward Ward Ward
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25L-40
AGREEMENT TO PROVIDE HVAC REPLACEMENT AT
THE SANTA ANA REGIONAL TRANSPORTATION CENTER
THIS AGREEMENT is made and entered into this 20`x' day of June, 2017 by and between ACCO
Engineered Systems, a California corporation ("Contractor"), and the City of Santa Ana, a charter
city and municipal corporation organized and existing under the Constitution and laws of the State
of California ("City").
RECITALS
A. On May 8, 2017, the City issued Request for Proposal No. 17-056, and subsequent
addenda, by which it sought contractors to provide Replacement of the HVAC
systems at the Santa Ana Regional Transportation Center for the City of Santa Ana
Public Works Agency.
B. Contractor submitted a responsive proposal that was selected by the City.
Contractor represents that it is able and willing to provide the services described in
the scope of work that was included in RFP No. 17-056 and attached as Exhibit A.
C. In undertaking the performance of this Agreement, Contractor represents that it is
knowledgeable in its field and that any services performed by Contractor under this
Agreement will be performed in compliance with such standards as may reasonably
be expected fiom a professional contracting firm in the field.
NOW THEREFORE, in consideration of the mutual and respective promises, and subject to the
1. SCOPE OF SERVICES
Contractor shall perform those services as set forth in Exhibit A, and incorporated by
reference to this Agreement. Contractor's proposal is also incorporated by reference as though
fully set forth herein.
2. COMPENSATION
a. City agrees to pay, and Contractor agrees to accept as total payment for its services
provided under RFP 17-056, the rates and charges identified in Exhibit B and
incorporated by reference to this Agreement. The total sum to be expended under
this Agreement shall not exceed $650,,000 for the term of the Agreement. This
amount is comprised of (1) the sum of $529,000 and (2) and a contingency amount
of up to $121,000 for services as may be performed by the Contractor at the sole
discretion of City.
b. Payment by City shall be made within forty-five (45) days following receipt of
proper invoice evidencing work performed, subject to City accounting procedures.
Payment need not be made for work which fails to meet the standards of
Page 1 of 9
Exhibit'l
25L-41
performance set forth in the Recitals which may reasonably be expected by City.
3. TERM
This Agreement shall commence on the date first written above and continue through
December 31, 2017, unless terminated earlier in accordance with Section 17, below. This
Agreement may be extended by a writing executed by the City Manager and City Attorney.
4. PREVAILING WAGES
Contractor is aware of the requirements of California Labor Code Section 1720, et seq.,
and 1770, et seq., as well as California Code of Regulations, Title 8, Section 16000, et seq.,
("Prevailing Wage Laws"), which require the payment of prevailing wage rates and the
performance of other requirements on "public works" and "maintenance" projects, If the services
being performed are part of an applicable "public works" or "maintenance" project, as defined by
the Prevailing Wage Laws, and the total compensation is $1,000 or more, Contractor agrees to
fully comply with such Prevailing Wage Laws. Contractor shall defend, indemnify and hold the
City, its elected officials, officers, employees and agents free and Harmless from any claim or
liability arising out of any failure or alleged failure to comply with the Prevailing Wage Laws,
5. INDEPENDENT CONTRACTOR
Contractor shall; during the entire term of this Agreement, be construed to be an
independent contractor and not an employee of the City. This Agreement is not intended nor shall
it be construed to create an employer-employee relationship, a joint venture relationship, or to
_._.. �.._ al�e,Ci toe rese discr�tjo�.srttt� over�puzfesstQat2La�al�er_utmwlaaclt�ractor' _�._
performs the services which are the subject matter of this Agreement; however, the services to be
provided by Contractor shall be provided in a manner consistent with all applicable standards and
regulations governing such services. Contractor shall pay all salaries and wages, employer's social
security taxes, unemployment insurance and similar taxes relating to employees and shall be
responsible for all applicable withholding taxes.
6. OWNERSHIP OF MATERIALS
This Agreement creates a non-exclusive and perpetual license for City to copy, use,
modify, reuse, or sublicense any and all copyrights, designs, and other intellectual property
embodied in plans, specifications, studies, drawings, estimates, and other documents or works of
authorship fixed in any tangible medium of expression, including but not limited to, physical
drawings or data magnetically or otherwise recorded on computer diskettes, which are prepared or
caused to be prepared by Contractor under this Agreement ("Docurnents & Data"). Contractor
shall require all subcontractors to agree in writing that City is granted a non-exclusive and
perpetual license for any Documents & Data the subcontractor prepares under this Agreement.
Contractor represents and warrants that Contractor has the legal right to license any and all
Documents & ,Data. Contractor makes no such representation and warranty in regard to
Documents & Data which were provided to Contractor by the City. City shall not be limited in
any way in its use of the Documients and Data at any time, provided that any such use not within
Page 2 of 9
25L-42
the purposes intended by this Agreement shall be at City's sole risk.
INSURANCE
Prior to undertaking performance of work under this Agreement, Contractor shall maintain
and shall require its subcontractors, if any, to obtain and maintain insurance as described below:
a. Commercial General Liability Insurance. Contractor shall maintain conanercial
general liability insurance naming the City, its officers, employees, agents,
volunteers and representatives as additional insured(s) and shall include, but not be
limited to protection against claims arising from bodily and personal injury,
including death resulting therefrom and damage to property, resulting from any act
or occurrence arising out of Contractor's operations in the performance of this
Agreement, including, without limitation, acts involving vehicles. The amounts of
insurance shall be not less than the following: single limit coverage applying to
bodily and personal injury, including death resulting therefrom, and property
damage, in the total amount of $1,000,000 per occurrence, with $2,000,000 in the
aggregate. Such insurance shall (a) name the CITY, its officers, employees, agents,
volunteers and representatives as additional insured(s); (b) be primary with respect
to insurance or salt -insurance programs maintained by the CITY; and (c) contain
standard separation of insureds provisions.
b. Business automobile liability insurance, or equivalent form, with a combined single
limit of not less than $1,000,000 per occurrence. Such insurance shall include
coverage for owned, hired and non -owned automobiles.
___..... � ...____..ea.e____._-Jc:-----�isrt�r's-Cornperssatiarrirrscrearrce--Inar,�cardarrc�witlrtltalrfot'tria��al�sr��(sr�; ��.�.�.
Contractor, if Contractor has any employees, is required to be insured against
liability for worker's compensation or to undertake self-insurance. Prior to
commencing the performance of the work under this Agreement, Contractor agrees
to obtain and maintain any employer's liability insurance with limits not less than
$1,000,000 per accident.
d. If Contractor is or employs a licensed professional such as an architect or engineer:
Professional liability (errors and omissions) insurance, with a combined single limit
of not less than $1,000,000 per claim with $2,000,000 in the aggregate.
e. The following requirements apply to the insurance to be provided by Contractor
pursuant to this section:
(i) Contractor shall maintain will insurance required above in full force and
effect for the entire period covered by this Agreement.
(ii) Certificates of insurance shall be furnished to the City upon execution of
this Agreement and shall be approved by the City.
Page 3 of 9
25L-43
(iii) Certificates and policies shall state that the policies shall not be cancelled
or reduced in coverage or changed in any other material aspect, by
Contractor, without thirty (30) days prior written notice to the City.
(iv) Contractor shall supply City with a fully executed additional insured
endorsement.
£ If Contractor fails or refuses to produce or maintain the insurance required by this
section or fails or refuses to furnish the City with required proof that insurance has
been procured and is in force and paid for, the City shall have the right, at the City's
election, to forthwith terminate this Agreement. Such termination shall not affect
Contractor's right to be paid for its time and materials expended prior to notification
of termination. Contractor waives the right to receive compensation and agrees to
indemnify the City for any work performed prior to approval of insurance by the
City.
8. INDEMNIFICATION
Contractor agrees to defend, and shall indemnify and hold harmless the City, its officers,
agents, employees, Contractors, special counsel, and representatives from liability: (1) for personal
injury, damages, just compensation, restitution, judicial or equitable relief arising out of claims for
personal injury, including death, and claims for property damage, which may arise from the
negligent operations of the Contractor or its Contractors, subcontractors, agents, employees, or
other persons acting on their behalf which relates to the services described in section 'I of this
Agreement; and (2) from any claim that personal injury, damages, just compensation, restitution,
This indemnity and hold harmless agreement applies to all claims for damages, just compensation,
restitution, judicial or equitable relief suffered, or alleged to have been suffered, by reason of the
events referred to in this Section or by reason of the terms of, or effects, arising from this
Agreement. The Contractor further agrees to indemnify, hold harmless, and pay all costs for the
defense of the City, including fees and costs for special counsel to be selected by the City,
regarding any action by a third party challenging the validity of this Agrecnrent, or asserting that
personal injury, damages, just compensation, restitution, judicial or equitable relief due to personal
or property rights arises by reason of the terms of, or effects arising from this Agreement. City
may make all reasonable decisions with respect to its representation in any legal proceeding.
Notwithstanding the foregoing, to the extent Contractor's services are subject to Civil Code
Section 2782.8, the above indemnity shall be limited, to the extent required by Civil Code Section
2782;8, to claims that arise out of, pertain to, or relate to the negligence, recklessness, or willful
misconduct of the Contractor.
9. INTELLECTUAL PROPERTY INDEMNIFICATION
Contractor shall defend and indemnify the City, its officers, agents, representatives, and
employees against any and all liability, including costs, for infringement of any United States'
letters patent, trademark, or copyright infringement, including costs, contained in the work product
or documents provided by Contractor to the City pursuant to this Agreement.
Page 4 of 9
25L-44
10. RECORDS
Contractor shall keep records and invoices in connection with the work to be performed
under this Agreement. Contractor shall maintain complete and accurate records with respect to
the costs incurred under this Agreement and any services, expenditures, and disbursements
charged to the City for a minimum period of three (3) years, or for any longer period required by
law, from the date of final payment to Contractor under this Agreement. All such records and
invoices shall be clearly identifiable. Contractor shall allow a representative of the City to
examine, audit, and make transcripts or copies of such records and any other documents created
pursuant to this Agreement during regular business hours. Contractor shall allow inspection of all
work, data, documents, proceedings, and activities related to this Agreement for a period of three
(3) years from the date of final payment to Contractor under this Agreement.
11. CONFIDENTIALITY
If Contractor receives from the City information which due to the nature of such
information is reasonably understood to be confidential and/or proprietary, Contractor agrees that
it shall not use or disclose such information except in the performance of this Agreement, and
further agrees to exercise the same degree of care it uses to protect its own information of like
importance, but in no event less than reasonable care. "Confidential Information" shall include all
nonpublic 'information. Confidential information includes not only written information, but also
information transferred orally, visually, electronically, or by other means. Confidential
_information disclos o eitla@t' pai>v.l�yr_s1 iai"v and/or agkof their paid isc¢er�d
by this Agreement. The foregoing obligations of non-use and nondisclosure shall not apply to any
information that (a) has been disclosed in publicly available sources; (b) is, through no fault of the
Contractor disclosed in a publicly available source; (c) is in rightful possession of the Contractor
without an obligation of confidentiality; (d) is required to be disclosed by operation of law; or (e)
is independently developed by the Contractor without reference to information disclosed by the
City.
12. CONFLICT OF INTEREST CLAUSE
Contractor covenants that it presently has no interest and shall not have interests, direct or
indirect, which would conflict in any marmer with performance of services specified Corder this
Agreement.
13. NOTICE
Any notice, tender, demand, delivery, or other communication pursuant to this Agreement
shall be in writing and shall be deemed to be properly given if delivered in person or mailed by
first class or certified mail, postage prepaid, or sent by fax or other telegraphic communication in
the mariner provided in this Section, to the following persons:
Page 5 of 9
25L-45
To City: Clerk of the City Council
City of Santa Ana
20 Civic Center Plaza (M-30)
P.O. Box 1988
Santa Ana, CA 92702-1988
Fax 714-647-6956
With courtesy copies to:
Executive Director
Public Works Agency
City of Santa Ana
20 Civic Center Plaza (M-21)
P.O. Box 1988
Santa Ana, CA 92702
Fax: 714-647-5635
To Contractor: ACCO Engineered Systems
Attn: Mark Lanphere
265 McCormick Avenue
Costa Mesa, CA 92626-3308
Fax: 714-352-2227
A party may change its address by giving notice in writing to the other party, Thereafter, any
communication shall be addressed and transmitted to the new address. If sent by mail,
_,_,_, couttication s ral) be effective idcez��ed try be.gitotl tlzC(3)�1ayai it has beta _ .
deposited in the United States mail, duly registered or certified, with postage prepaid, and
addressed as set forth above. If sent by fax, comnnmication shall be effective or deemed to have
been given twenty-four (24) hours after the time set forth on the transmission report issued by the
transmitting facsimile machine, addressed as set forth above. For purposes of calculating these
time frames, weekends, federal, state, County or City holidays shall be excluded.
14. EXCLUSIVITY AND AMENDMENT
This Agreement represents the complete and exclusive statement between the City and
Contractor regarding the subject matter herein, and supersedes any and all other agreements, oral
or written, between the parties. In the event of a conflict between the terms of this Agreement and
any attachments hereto, the terns of this Agreement shall prevail, This Agreement may not be
modified except by written instrument signed by the City and by an authorized representative of
Contractor. The parties agree that any terms or conditions of any purchase order or other instrument
that are inconsistent with, or in addition to, the terms and conditions hereof, shall not bind or
obligate Contractor or the City. Each party to this Agreement acknowledges that no
representations, inducements, promises or agreements, orally or otherwise, have been made by any
party, or anyone acting on behalf of any party, which are not embodied herein.
Page 6 of 9
25L-46
15. ASSIGNMENT
Inasmuch as this Agreement is intended to secure the specialized services of Contractor,
Contractor may not assign, transfer, delegate, or subcontract any interest herein without the prior
written consent of the City and any such assignment, transfer, delegation or subcontract without
the City's prior written consent shall be considered null and void. Nothing in this Agreement shall
be construed to limit the City's ability to have any of the services which are the subject to this
Agreement performed by City personnel or by other Contractors retained by City.
16. WAIVER
No waiver of breach, failure of any condition, or any right or remedy contained in or
granted by the provisions of this Agreement shall be effective unless it is in writing and signed by
the party waiving the breach, failure, right or remedy. No waiver of any breach, failure or right, or
remedy shall be deemed a waiver of any other breach, failure, right or remedy, whether or not
similar, nor shall any waiver constitute a continuing waiver unless the writing so specifies.
17. TERMINATION
This Agreement maybe terminated by the City upon thirty (30) days written notice of
termination. In such event, Contractor shall be entitled to receive and the City shall pay Contractor
compensation for all services performed by Contractor prior to receipt of such notice of
termination, subject to the following conditions:
a. As a condition of such payment, the Executive Director may require Contractor to
deliyeit Ire Cit _.all_er�oduct completed as ofm
Such Bal
d strck�_
such work product shall be the property of the City unless prohibited by law, and
Contractor consents to the City's use thereof for such purposes as the City deems
appropriate.
b. Payment need not be made for work which fails to meet the standard of
performance specified in the Recitals of this Agreement.
18. NON-DISCRIMINATION
Contractor shall not discriminate because of race, color, creed, relation, sex, marital status,
sexual orientation, age, national origin, ancestry, or disability, as defined and prohibited by
applicable law, in the recruitment, selection, training, utilization, promotion, termination or other
employment related activities or in connection with any activities under this Agreement.
Contractor affirms that it is an equal opportunity employer and shall comply with all applicable
federal, state and local laws and regulations.
19. JURISDICTION - VENUE
This Agreement has been executed and delivered in the State of California and the validity,
interpretation, performance, and enforcement of any of the clauses of this Agreement shall be
Page 7 of 9
25L-47
determined and governed by the laws of the State of California. Both parties farther agree that
Orange County, California, shall be the venue for any action or proceeding that maybe brought or
arise out of, in connection with or by reason of this Agreement.
20. PROFESSIONAL LICENSES
Contractor shall, throughout the term of this Agreement, maintain all necessary licenses,
pernnits, approvals, waivers, and exemptions necessary for the provision of the services hereunder
and required by the laws and regulations of the United States, the State of California, the City of
Santa Ana and all other governmental agencies. Contractor shall notify the City immediately and
in writing of its inability to obtain or maintain such permits, licenses, approvals, waivers, and
exemptions. Said inability shall be cause for termination of this Agreement.
21. MISCELLANEOUS PROVISIONS
a. Each undersigned represents and warrants that its signature herein below has the
power, authority and right to bind their respective parties to each of the terms of
this Agreement, and shall indemnify City fully, including reasonable costs and
attorney's fees, for any injuries or damages to City in the event that such authority
or power is not, in fact, held by the signatory or is withdrawn.
b. All Exhibits referenced herein and attached hereto shall be incorporated as if fully
set forth in the body of this Agreement.
IN WITNESS WHEREOF, the parties hereto have executed this Agreement the date and year first
above written
AT'T'EST:
MARIA D. HUIZAR
Clerk of the Council
APPROVED AS TO FORM
SONIA R. CARVALHO
City Attorney
Jo n M, Funk
Assistant City Attorney
CITY OF SANTA ANA
CYNTHIA J. KURTZ
Interim City Manager
ACCO ENGINEERED SYSTEMS
Name:
Title:
--signatures continued ore next page --
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25L-48
RECOMMENDED FOR APPROVAL
FRED MOUSAVIPOUR
Executive Director
Public Works Agency
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25L-49
Exhibit A - Contractor Agreement
SARTC - HVAC Replacement
Appendix
ATTACHMENT 1
SCOPE OF WORK
CITY OF SANTA ANA
RE, QUEST FOR PROPOSALS
FOR
HVAC REPLACEMENT AT SARTC
RFP NO,: 17-056
Introduction rind Backerotmd:
SANTA ANA REGIONAL TRANSPORTATION CENTER
The Santa Ana Regional Transportation Center (SARTC) is located at 1000 Lust Santa Ana
Boulevard, Santa Ana, CA 92701, The facility covers 6.75 acres and contains a 47,000 -square=
foot terminal, two surface parking lots with a total of 282 spaces, and one four-story parking
structure with 423 spaces. A. three-story pedestrian bridge takes travelers to the east train
platforin, A second pedestrian bridge connects the parking structure to the main facility. The
terminal building is open from 5:00 AM to midnight daily, The parking structure is open to the
public from 4:00 AM to midnight daily.
The SARTC terminal building contains approximately 35,000 square feet of rental space, plus a
five -story theme tower that includes small meetingloonferonce rooms on the Orr' and 5'1' floors.
Tenants include Amtrak, Greyhound Lilies, 'fres Lstrellas do Oro, County of Orange Social
Services Program, State of C alifornia EDD, the City of Santa Ana Work Center, and gift shop,
Description of Work:
First floor HVAC scope of work SARTC fan coil replacement job with controls option upgrades
Units to be replaced: # 2,3,4,5,6,7,8,9,10,11,12,14, and 19
Fan Coil Unit Replacement—Base Caption
• Contractors shall confirm unit identification information on ran coil schedule to the actual
fan coil unit to insure the correct size Lunt is installed
• New fan coil units will have direct drive fan systems with ECM motors
• New fan coil units will come equipped with a new controller that has enough points to
satisfy 2016 Title 24, section 120,2 j, and allow for additional future controls strategies,
such as VAV to zonas where feasible.
• Install secondary stainless steel drain pans under fan coil units, condensate drains for
secondary pans and fan coil units iuoludiug safety switch in secondary pan
• Install new zone controls (DDC) for heating and cooling valves including new
thermostats that are Title 24 compliant, and Auto -Demand Response control enabled, see
Auto -DR section below.
City of Santa Ana RFP 17-058
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• Install new DDC control valves for hot water (3 -way valves) coils and chilled water (2 -
way valves) coils to be integrated into existing control system
• Install new chilled water and hot water strut off ball valves (full port) to each unit
• Install new hot water and chilled water piping to coils as needed from new isolation full
port ball valves including petes plugs on supply and return lines aid hose bib on supply
piping at coil
Reconnect electrical as per code
• Reinstall ductwork and replace if required, provide cfiet sealing where required by Title
241.1
• Install water balancing valves on chilled water and trot water at each fan coil
• Certified water balance each fan coil and supply the City of Santa Ana with report
• Certified air report to confirm the design CPM at fan coil units per fan coil schedule on
prints and supply the City of Santa Ana with report
• Supply the City of Santa Ana with all submittal information
• All work to be permitted per city code and inspections scheduled by contractor
• Label new units aid thermostats with plastic tags
• provide diagram showing association of thermostat to Can coil units
• Supply the City of Santa Ana with drawings (reel line or architectural draft)
• This applies to units: 2, 3, 4, 5, 6, 7, A, 10 and I I. The contractor will have one line item
price to remove these units and install new units in preferred locations (see prints) and
one tine item price to abandon the old units in place and install new units in preferred
locations
• If the units that are relocated need penetrations through fire wall the penetrations will
need to be properly seated with fire caulking per code. If duct penetrations are needed
• Compliance with buy American act
• Contractor is responsible for all engineering costs
• DIR and prevailing wage required
• Contractor will provide copies of all applicable licenses along with submitted proposals,
including the following at a minimum:
a. C-20 - HVAC Contractor License
b. C-7 - Low Voltage Systems Contractor License
e. C-10 - LIectrical Contractor License
L\rrto-Demand Response (DR) Thermostats -. Pricing to be nrovidcd by Contractor as Opt" ion A
Contractor is to provide this pricing as incremental cost, lin other words, the cost beyond Base
Option.
The new thermostats (one per fan coil) shall be capable of connecting to the network to
be able to receive auntomated demand rosponso (Auto -DR) signals from the utility
provider, Southern California Mison (SCE) during specific periods as determined by the
utility, provider.
City of Santa Ana RFP 17-066
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Discuss with the City to provide raid document detailed information regarding thermostat
locations, connections, wiring, conduit runs, Ethernet switches, power sources, and all
other related parameters before beginning the work,
Ensure that proposed thermostat "integrated packages" shall have technical specifications
including, but not limited to:
o Compatible electrical parameters in terms of voltage, amperage etc, for
connection to existing HVAC systems/power sources,
o Thermostats/Controllers must be able to communicate through current
ADR/OpenADR .messaging protocol for receiving Automated Demand Response
(ADR) signal from the utility provider,
a During the Anto-DR event, the controller shall be capable of resetting the
thermostat coaling set point to S degrees F higher than the occupied cooling set
point.
o Thermostats sball be preferably baud wired finless approved by the City,
o Refer to the below list of preferred manufacturers for "Smart" Thermostat
packages .far Auto -DR Implementation:
• RCS Technology
• Honeywell
■ Siemens (preferred)
• Or Approved Equal
• Make sure that all the thermostats ane connected to the internet and communicating for
receiving denand response signals, perform test to ensure functionality,
yariable Air Volume (_VAV)Control — Pricing to be provided by Contractor as Option B
Contractor is to provide this pricing as incremental cost. In other words, the cost beyond Base
Option,
The new fan coil units should be `!Trane model, IIFCE or HCFD, with BCM fan motors
and multi -fan speed controls,
The contractor shall programa the EMS and new fan coil units to reduce fan speed to low
when zone space set point is satisfied.
Vagi le Chilled water Pumping Control — Pricing to be provided by Contractor as Option C
Contractor is to provide this pricing as incremental cost. In other words, the cost beyond Base
Option.
• Install a new variable speed drive to control the existing chilled water pump motor,
• The VSD will be controlled by a new differential pressure sensor installed on the existing
chilled water loop and modulate the motor to maintain the desired differential pressure
set point.
• The VSD shall be wall mounted in an easily accessible and safe area,
• The new equipment shrill be commissioned to ensure no reduction in service level,
City of Santa Ana RFP 17-056
Paye AW
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The existing Siemens EMS control points for all equipment relevant to this project shall
be maintained and verified when construction is completed.
A new oil/off status control point(s) shall be incorporated into the existing Siemens EMS
for the new VFD control.
• Additional Siemens control points are to be determined by the City.
Now Controls System — Pricing to be provided by Contractor as Option D
Contractor is to provide this pricing as incremental cost, In other words, the cost beyond Base
Option.
• The Contractor is to provide equipment that is compatible with DDC Siemens
management system (Insight or newer)
• Replace the fan coil controllers on remaining (20) units with new DDC controllers that
were not covered in the Base Option. The quantity of (20) remaining £air coils is to be
verified by the Contractor
• The Contractor will famish new DDC chilled water valves and DDC beating hot water
controls valves for remaining (20) fan coil units that were not covered in the Base Option.
• The Contractor will ilirnish new DDC zone temperature sensors for units
• The Contractor will upgrade the existing Siemens controller (or provide new, as needed)
and upgrade graphics and programming, as needed
• Contractor to provide water balancing report to City
• System startup and commissioning
• The new controls system will integrate All HVAC building systems, including all fan coil
Additional (2 ran Coil Replacement — Priciu > to be orovidecl by Contractor as Option E
Contractor is to provide this pricing as incremental cost. In other words, the cost beyond Base
Option.
Contractor to replace (2) additional fan coil units, 116 and #18 which serve suite 103.
These additional (2) fan coil units are to be installed in accordance to all scope items for
the fail coils identified in the Base Option.
City of Santa Flna RFP 47-056
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Exhibit B - Contractor Agreement
Regarding: SARTC — HVAC Replacement project RFP NO: 17-056
Fee Proposal.
Base Bid, replacement of fan coil units # 2,3;4,5,6,7,8,9,10,11,12,14, and 19. See "Proposed
Scope of Service" page for detailed scope included in the base bid.
Cost to abandon in place units 2,3,4,5,6,7,8,10,11, & 12 and relocate new fan coil units to
preferred location $184.740.00,
Cost to demo and remove units 2,3,4,5,6,7,8,10,11, & '12 and relocate new fan coil until
to preferred location '5192.540.00,
Option A: Auto Demand response (DR) Thermostat integration package — The cost beyond the
base bid to provide and install new Siemens thermostats (one per fan coil) capable of connection
to the network to be able to receive automated demand response commands. Make sure that all
new thermostats are connected to the Internet and communicating demand response signals.
Perform function test. (13 thermostats) 4,690.00
Option B: Cost beyond the base bid to provide Trans fan coil units with ECM fan motors and
multi speed fan controls. Program the EMS and new fan coil units to reduce the fan speed to low
when zone space set points are satisfied. (13) units $ 4,550.00.
Option C: Beyond the base bird, the price to provide variable chilled water pumping control.
two (2) out door rated ABB variable frequency drives with by-pass. Establish set points and flow
control for chilled water. Commission new drives and integrate with the existing Siemens EMS
control system. $24.390.00.
Option D: Cost beyond base bid to replace (20) remaining fan coil units. New fan coil units
installed include new control valves for chilled and hot water. Integrate new units into the
Siemens DDC building management system. Upgrade the existing Siemens controller,
programming and graphics, Provide for water balance on newly installed equipment. $
285.000.00.
Option E: Cost beyond the base bid to replace two (2) additional fan coil units, #16 and #18
serving suite 103. These units will be installed in accordance to the scope requirements for the
fan coils replaced in the Base bid option. 18 000.00
All option pricing is in addition to the acceptance of the base bid option.
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SARTC - HVAC Replacement
I (
inn ineered
syglenls
June 8, 2017
City of Santa Ana, Public Works Agency
20 Civic Center Plaza
Santa Ana, CA 92701
Regarding: SARTC — HVAC Replacement project RFP NO: 17-056
Fee Proposal.
Base Bid, replacement of fan coil units # 2,3;4,5,6,7,8,9,10,11,12,14, and 19. See "Proposed
Scope of Service" page for detailed scope included in the base bid.
Cost to abandon in place units 2,3,4,5,6,7,8,10,11, & 12 and relocate new fan coil units to
preferred location $184.740.00,
Cost to demo and remove units 2,3,4,5,6,7,8,10,11, & '12 and relocate new fan coil until
to preferred location '5192.540.00,
Option A: Auto Demand response (DR) Thermostat integration package — The cost beyond the
base bid to provide and install new Siemens thermostats (one per fan coil) capable of connection
to the network to be able to receive automated demand response commands. Make sure that all
new thermostats are connected to the Internet and communicating demand response signals.
Perform function test. (13 thermostats) 4,690.00
Option B: Cost beyond the base bid to provide Trans fan coil units with ECM fan motors and
multi speed fan controls. Program the EMS and new fan coil units to reduce the fan speed to low
when zone space set points are satisfied. (13) units $ 4,550.00.
Option C: Beyond the base bird, the price to provide variable chilled water pumping control.
two (2) out door rated ABB variable frequency drives with by-pass. Establish set points and flow
control for chilled water. Commission new drives and integrate with the existing Siemens EMS
control system. $24.390.00.
Option D: Cost beyond base bid to replace (20) remaining fan coil units. New fan coil units
installed include new control valves for chilled and hot water. Integrate new units into the
Siemens DDC building management system. Upgrade the existing Siemens controller,
programming and graphics, Provide for water balance on newly installed equipment. $
285.000.00.
Option E: Cost beyond the base bid to replace two (2) additional fan coil units, #16 and #18
serving suite 103. These units will be installed in accordance to the scope requirements for the
fan coils replaced in the Base bid option. 18 000.00
All option pricing is in addition to the acceptance of the base bid option.
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