HomeMy WebLinkAbout25D - AGMT SPECIAL LEGAL COUNSELREQUEST FOR
COUNCIL ACTION
CITY COUNCIL MEETING DATE:
FEBRUARY 6, 2018
TITLE:
APPROVE AN AGREEMENT FOR SPECIAL
LEGAL COUNSEL SERVICES WITH COTA
COLE & HUBER RELATED TO POLICE
DEFENSE LITIGATION SERVICES
(STRAGIC PLAN NO. 1, 3, 4, 5)
i
CITY MANAGER 4' -
RECOMMENDED ACTION
CLERK OF COUNCIL USE ONLY:
APPROVED
❑ As Recommended
❑ As Amended
❑ Ordinance on 1" Reading
❑ Ordinance on 2n° Reading
❑ Implementing Resolution
❑ Set Public Hearing For
CONTINUED TO
FILE NUMBER
Authorize the City Manager and the Clerk of the Council to execute an agreement with Cota Cole
& Huber LLP related to police defense litigation services, for a one (1) year term from February 6,
2018 until February 5, 2019 for a maximum amount to be spent of $250,000 subject to non -
substantive changes approved by the City Manager and the City Attorney.
DISCUSSION
Cota Cole & Huber LLP is a highly reputable, and specialized law firm which offers extensive
experience in the area of police defense. The firm that has provided legal services to numerous
cities, counties and other public entities and the firm's police defense litigation team has been
successful in defending numerous municipalities in law enforcement civil liability.
Dennis M. Cota, whom will be lead counsel for police defense litigation, has more than 30 years'
experience as a public law litigator. He has represented multiple cities and counties throughout
the state and his extensive trial experience include complex civil litigation, specializing in police
defense. He has also successfully mediated many complex actions.
Daniels S. Roberts, whom will also serve as co -lead counsel, is regarded as a municipal defense
and federal court specialist with extensive experience in civil rights defense, police critical
incident review, and police advisory maters. The other attorneys and staff whom are
exceptionally knowledgeable regarding law enforcement issues and operations.
Historically, the City's police personnel matters have been handled by outside counsel to avoid
the potential for conflicts between an in-house city attorney who may have to later defend the
same officer in subsequent litigation. The proposed hourly billable rate of $225 for lead counsel is
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Agreement For Special Legal Counsel Services with Cota Cole & Huber LLP
Related to Police Legal Defense Litigation
February 6, 2018
Page 2
competitive, and comparable to the hourly rate charged by other law firms who have represented
the City.
The attached agreement for legal services is necessary to guarantee the continuity of services for
the City in on-going police personnel matters and police defense litigation for two matters.
This agreement will authorize the City Attorney to call upon Cota Cole & Huber LLP for legal
services as necessary to defend existing and future police defense litigation. This contract has a
one (1) year term with a not to exceed amount of $250,000.
STRATEGIC PLAN ALIGNMENT
Approval of this item supports the City's efforts to meet Goal #1 Community Safety, Goal #3
Economic Development, Goal #4. Government Financial Stability, and Goal #5 Community
Health, Livability, Engagement and Sustainability.
FISCAL IMPACT
The special legal counsel services will be paid out of the Liability Fund (account no. 08009051-
62302)
Sonia R. Carvalho
City Attorney
Ellen Smiley
Acting Executive Di
Personnel Services
FY 2017-18 $100,000
FY 2018-19 $150,000
APPROVED AS TO FUNDS AND ACCOUNTS:
Francisco Gutierrez
Executive Director
Finance & Management Services Agency
Exhibit — Legal Services Agreement with Cota Cole & Huber LLP
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SPECIAL LEGAL COUNSEL SERVICES AGREEMENT
This AGREEMENT, made and entered into this 6�h day of February, 2018, by and
between Cota Cole & Huber, a Limited Liability Partnership ("Attorneys"), and the City of
Santa Ana, a charter city and municipal corporation duly organized and existing under the
constitution and laws of the State of California ("City").
RECITALS,
A. City desires to employ Attorneys to assist the in-house attorneys for the City ("City
Attorney") in the provision of police defense legal services to the City, and
B. Attorneys represent that they are licensed to practice law in the State of California, have
special experience and knowledge in the field of municipal litigation, specifically, police
defense litigation and related personnel matters, and desire to undertake said services.
C. City and Attorneys entered into a prior Agreement to provide legal services in December
2017, for an impending appellate court hearing. City agrees to pay Attorneys for legal
services incurred from the time period established for this prior December 2017
Agreement up to the date of this Agreement for any work that may have exceeded the
compensation amount listed in the previous Agreement.
NOW THEREFORE, in consideration of the mutual and respective promises, and subject to the
terms and conditions hereinafter set forth, the parties agree as follows:
1. RETENTION OF ATTORNEYS City hereby agrees to and does retain Attorneys, for
the compensation hereinafter specified, to assist the City Attorney with police defense litigation
and personnel matters. Attorneys accept said retention and agree to perform, in a timely and
efficient manner, all such services as may be requested by the City Attorney. Attorneys shall
confirm their acceptance of work requested by City in writing by e-mail or letter.
COMPENSATION FOR SERVICES RENDERED
a. Compensation shall be based on the actual amount of time spent in adequately
performing the Services, and shall be billed at the rate of $225 for partners, $205 an hour for
associates and $165 an hour for paralegal work. Time will be billed in 1/10th of an hour
increments.
b. The total sum to be expended under this Agreement shall not exceed $250,000
during the term of this Agreement.
C. City agrees to reimburse Attorneys for out-of-pocket expenses, including butnot
limited to, mileage, expert witness fees, copying costs, service of process, and mail services
authorized by the City Attorney in connection with the performance of duties under this
Agreement. Copying charges will be reimbursed at the rate of 10 cents per page. Any costs in
excess of $5,000 require City Attorney approval prior to incurring the expense. All expenses
must have supporting documentation submitted with the invoice.
Exhibit 1
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3. METHOD OF PAYMENT Attorneys shall submit a monthly statement specifying the
services performed, dates and number of hours, and an itemization of expenses related thereto
with supporting documentation (i.e. receipts, invoices, copy of check, etc.).
4. CONTROL OF LEGAL MATIERS Attorneys agree that each and every matter or
proceeding in which they undertake to assist the City Attorney, as aforesaid, shall be and remain
under, and subject to the control and direction of said City Attorney at all stages, and that they
shall at all times keep the City Attorney informed of all matters pertaining thereto. City will keep
Attorneys informed of all significant developments in matters relating to any representation
undertaken by Attorneys. Attorneys further agree, if and when their retention hereunder is
terminated by City, as hereinafter specified, they shall return to City Attorney any and all files
then in their possession concerning each and every matter or proceeding in which they
represented the City pursuant to this Agreement.
5. REPORTING REQUIREMENTS, Attorneys agree to keep the City Attorney, Director
of Personnel, and any other person(s) designated by the City Attorney, informed of significant
events in the Actions, including but not limited to trial date, filing of motions for summary
judgment, hearing date for motion for summary judgment, settlement conference date, and
mediation date. Attorneys also agree to provide the following reports:
a. 45 day initial evaluation of case and budget; and
b. Pre-trial report 90 days before trial;
6. TERM The term of this Agreement shall commence on the date first written above and
terminate one (1) year from said commencement date, unless terminated earlier pursuant to
Section 15 below. The term of this Agreement may be extended upon a writing executed by
both parties, including the City Manager and the City Attorney for the City.
7. INDEPENDENT CONTRACTORS It is mutually agreed by and between the parties
that, in the performance of their covenants hereunder, Attorneys are and shall be independent
contractors, and not officers or employees of City.
8. INSURANCE Attorneys shall provide to the City Attorney proof of Professional
Liability (errors and omissions) insurance, with a combined single limit of not less than
$1,000,000 per claim, and maintain such insurance throughout the term of this Agreement. If
Attorneys fail or refuse to produce and maintain the insurance required by this section, or fail
or refuse to furnish the City with required proof that insurance has been procured and is in force
and paid for, the City shall have the right, at the City's election, to forthwith terminate this
Agreement. Such termination shall not affect Attorneys' right to be paid for its time and
materials expended prior to notification of termination.
9. INDEMNIFICATION Attorneys agree to and shall indemnify and hold harmless the
City, its officers, agents, employees, and representatives from liability for personal injury,
damages, restitution, judicial or equitable relief to the extent caused by Attorneys' negligent or
wrongful performance or conduct related to this Agreement.
10. CONFIDENTIALITY All information and documents shared with Attorneys as well as
all work performed by Attorneys in connection with this Agreement should be treated as strictly
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confidential. Moreover, all communications between Attorneys and City shall be treated as
protected by the attomey-client privilege and the attorney work product doctrine. Accordingly,
information received by Attorneys from City should be kept in a secure place, and no
information about this work may be disclosed to any third party without City's prior written
approval. Attorneys shall provide materials directly to the City Attorney, Sonia Carvalho, or
selected members of her office, as directed by the City Attorney. All such information and any
written product in connection with Attorneys` retention under this Agreement, shall be marked
as "PRIVILEGED AND CONFIDENTIAL / ATTORNEY -WORK PRODUCT" and shall be
the property of the City Attorney's Office, and shall be returned/provided to the Office of the
City Attorney with all copies upon the request of the City Attorney. Confidential information
disclosed to either party by any subsidiary and/or agent of the other party is covered by this
Agreement. The foregoing obligations of non-use and nondisclosure shall not apply to any
information that (a) has been disclosed in publicly available sources; (b) is, through no fault of
the Attorneys, disclosed in a publicly available source; (c) is in rightful possession of the
Attorneys without an obligation of confidentiality; (d) is required to be disclosed by operation
of law; or (e) is independently developed by the Attorneys without reference to information
disclosed by the City.
11. CONFLICT OF INTEREST CLAUSE Attorneys covenant that it presently has no
interests and shall not have interests, direct or indirect, that would conflict in any manner with
performance of services specified under this Agreement.
12.ON TICS Any notice, tender, demand, delivery, or other communication pursuant to this
Agreement shall be in writing and shall be deemed to be properly given if delivered in person
or mailed by first class or certified mail, postage prepaid, or sent by telefacsimile or other
electronic communication in the manner provided in this Section, to the following persons:
To City: Clerk of the Council
City of Santa Ana
20 Civic Center Plaza (M-30)
P.O. Box 1988
Santa Ana, California 92702-1988
Facsimile (714) 647-6956
Courtesy Copy: City Attorney
City of Santa Ana
20 Civic Center Plaza (M-29)
P.O. Box 1988
Santa Ana, California 92702
Facsimile (714) 647-6515
To Attorneys: Dennis M. Cota, Esq.
Cota Cole & Huber, LLP
2261 Lava Ridge Court
Roseville, California 95661
Telephone: (916) 780-9009
Facsimile: (916) 780-9050
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25D-5
A party may change its address by giving notice in writing to the other party. Thereafter, any
notice, tender, demand, delivery, or other communication shall be addressed and transmitted to
the new address. If sent by mail, communication shall be effective or deemed to have been
given three (3) days after it has been deposited in the United States mail, duly registered or
certified, with postage prepaid, and addressed as set forth above. If sent by telefacsimile,
communication shall be effective or deemed to have been given twenty-four (24) hours after
the time set forth on the transmission report issued by the transmitting facsimile machine,
addressed as set forth above. For purposes of calculating these time frames, weekends, federal,
state, County or City holidays shall be excluded,
13. EXCLUSIVITY AND AMENDMENT This Agreement represents the complete and
exclusive statement between the City and Attorneys, and supersedes any and all other
agreements, oral or written, between the parties. In the event of a conflict between the terms of
this Agreement and any attachments hereto, the terms of this Agreement shall prevail. This
Agreement may not be modified except by written instrument signed by the City and by an
authorized representative of Attorneys. The parties agree that any terms or conditions of any
purchase order or other instrument that are inconsistent with, or in addition to, the terms and
conditions hereof, shall not bind or obligate Attorneys or the City. Each party to this Agreement
acknowledges that no representations, inducements, promises or agreements, orally or
otherwise, have been made by any party, or anyone acting on behalf of any parties, which are
not embodied herein.
14. ASSIGNMENT Inasmuch as this Agreement is intended to secure the specialized
services of Attorneys, Attorneys may not assign, transfer, delegate, or subcontract any interest
herein without the prior written consent of the City and any such assignment, transfer,
delegation or subcontract without the City's prior written consent shall be considered null and
void. Nothing in this Agreement shall be construed to limit the City's ability to have any of the
services which are the subject of this Agreement performed by City personnel or by other
Attorneys retained by City.
15. TERMINATION This Agreement may be terminated by City at any time. In such event,
Attorneys shall be entitled to receive and the City shall pay Attorneys compensation for all
services performed by Attorneys prior to receipt of such notice of termination. As a condition
of such payment, Attorneys shall deliver to the City all files and records generated under this
Agreement as of such date.
Attorneys may terminate this agreement, subject to their obligation to provide written
reasonable notice of at least thirty (30) days to arrange alternative representation. In such case,
City agrees to secure new counsel as quickly as possible and to cooperate fully in the
substitution of the new counsel as counsel of record in in the Actions.
16. DISCRIMINATION Attorneys shall not discriminate because of race, color, creed,
religion, sex, marital status, sexual orientation, age, national origin, ancestry, or disability, as
defined and prohibited by applicable law, in the recruitment, selection, training, utilization,
promotion, termination or other employment related activities. Attorneys affirm that it is an
equal opportunity employer and shall comply with all applicable federal, state and local laws
and regulations.
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17. JURISDICTION - VENUE This Agreement has been executed and delivered in the
State of California and the validity, interpretation, performance, and enforcement of any of the
clauses of this Agreement shall be determined and governed by the laws of the State of
California. Both parties further agree that Orange County, California, shall be the venue for any
action or proceeding that may be brought or arise out of, in connection with or by reason of this
Agreement.
18. MISCELLANEOUS PROVISIONS Each undersigned represents and warrants that its
signature herein below has the power, authority and right to bind their respective parties to each
of the terms of this Agreement, and shall indemnify City fully, including reasonable costs and
attorney's fees, for any injuries or damages to City in the event that such authority or power is
not, in fact, held by the signatory or is withdrawn.
19. QOLJNTERPARTSLSLGNATURES This Agreement may be executed in counterparts,
secured via facsimile or e-mail transmission or otherwise, each of which shall be deemed to be
an original. Photocopies of any executed counterpart shall have the same force and effect as an
original.
IN WITNESS WHEREOF, the parties hereto have executed this Agreement the day and year
first above written.
ATTEST:
Maria D. Huizar
Cleric of the Council
RECOMMENDED FOR APPROVAL:
— X !
S CARVALHO
"City Attorney Office
APPROVED AS TO FORM
SONIA R. CARVALHO
V �✓ �'
Sandra' warzmann
Seri r Assistant City Attorney
CITY OF SANTA ANA
Raul Godinez II
City Manager
COTA COLE & HUBER LLP
Dennis Cota, Esq.
Partner
s
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