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excess of $5, 000, 000; whether the purchaser is <br /> acting for itself or others in a fiduciary <br /> capacity; or to any broker-dealer; provided <br /> that the person making the sale, if not <br /> licensed, is registered as a broker or dealer <br /> under the Securities Exchange Act of 1934 and <br /> effects transactions in Maine exclusively with <br /> or through such persons or institutions. <br /> Maryland To any bank, savings institution, trust company, <br /> insurance company, investment company as <br /> defined in the Investment Company Act of 1940, <br /> pension or profit-sharing trust, or other <br /> financial institution or institutional buyer, <br /> or to any broker-dealer, whether the purchaser <br /> is acting for itself or as trustee, provided <br /> that the person making the sale, if not <br /> registered, has no place of business in <br /> Maryland and effects transactions in Maryland <br /> exclusively with or through such persons or <br /> institutions . <br /> Massachusetts To any bank, savings institution, trust company, <br /> insurance company, investment company as <br /> defined in the Investment Company Act of 1940., <br /> pension or profit-sharing trust, or other <br /> financial institution or institutional buyer, <br /> or to any broker-dealer, whether the purchaser <br /> is acting for itself or as trustee, provided <br /> that the person making the sale, if not <br /> registered, has no place of business in <br /> Massachusetts and effects transactions in <br /> Massachusetts exclusively with or through such <br /> persons or institutions. <br /> Michigan To any bank, savings institution, trust company, <br /> insurance company, investment company as <br /> defined in the Investment Company Act of 1940, <br /> pension or profit-sharing trust the assets of <br /> which are managed by an institutional manager, <br /> the state treasurer, other financial <br /> institution, or to any broker-dealer, whether <br /> the purchaser is acting for itself or as <br /> trustee, provided that the person making the <br /> sale, if not registered, has no place of <br /> business in Michigan and effects transactions <br /> in Michigan exclusively with or through such <br /> persons or institutions . <br /> Minnesota To any bank, savings institution, trust company, <br /> insurance company, investment company as <br /> defined in the Investment Company Act of 1940, <br /> pension or profit-sharing trust, or other <br /> 8 <br />