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financial institution or institutional buyer, <br /> or to any broker-dealer, whether the purchaser <br /> is acting for itself or as trustee, provided <br /> that the person making the sale, if not <br /> registered, has no place of business in Iowa <br /> and effects transactions in Iowa exclusively <br /> with or through such persons or institutions. <br /> Kansas To any bank, savings institution, trust company, <br /> insurance company, investment company as <br /> defined in the Investment Company Act of 1940, <br /> pension or profit-sharing trust; or other <br /> financial institution or institutional buyer, <br /> or to any broker-dealer or underwriter. <br /> Kentucky To any bank, savings institution, trust company, <br /> insurance company, investment company as <br /> defined in the Investment Company Act of 1940, <br /> pension or profit-sharing trust, or other <br /> financial institution or institutional buyer, <br /> or to any broker-dealer, whether the purchaser <br /> is acting for itself or in some fiduciary <br /> capacity. <br /> Louisiana To any bank, savings institution, trust company, <br /> insurance company, investment company as <br /> defined in the Investment Company Act of 1940, <br /> real estate investment trust, small business <br /> investment corporation, pension or <br /> profit-sharing plan or trust, other financial <br /> institution, or to any dealer, whether the <br /> purchaser is acting for itself or in some <br /> fiduciary capacity. <br /> Maine To any depository institution or depository <br /> institution holding company; insurance <br /> company; separate account of an insurance <br /> company; investment company or business <br /> development company as defined i4 the <br /> Investment Company Act of 1940; any entity, <br /> other than a natural person, a substantial <br /> part of whose business consists of investing, <br /> purchasing, selling or trading in securities <br /> of more than one issuer and not of its own <br /> issue and that has gross assets in excess of <br /> $1, 000, 000 at the end of its latest fiscal <br /> year; any employee pension and profit-sharing <br /> or benefit plan meeting certain conditions; <br /> small business investment company licensed by <br /> the Small Business Administration; or any <br /> entity organized and operated not for profit <br /> as described in section 501 (c) (3) of the <br /> Internal Revenue Code with total assets in <br /> 7 <br />