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defined in the Investment Company Act of 1940,
<br /> pension or profit-sharing trust, or other
<br /> financial institution or institutional buyer,
<br /> or to any dealer.
<br /> Ohio To any dealer. A person licensed as a dealer in
<br /> Ohio may sell to any corporation, bank, trust
<br /> company, building and loan association,
<br /> savings association, insurance company,
<br /> pension fund or trust, employees'
<br /> profit-sharing fund or trust, any association
<br /> engaged, as a substantial part of its business
<br /> or operations, in purchasing or holding
<br /> securities, or to any trust in respect of
<br /> which a bank, trust company, building and loan
<br /> association or savings association is trustee
<br /> or co-trustee, or to any dealer.
<br /> Oklahoma To any bank, savings institution, trust company,
<br /> insurance company, investment company as
<br /> defined in the Investment Company Act of 1940,
<br /> pension or profit-sharing trust, or other
<br /> financial institution or institutional buyer,
<br /> or to any broker-dealer, whether the purchaser
<br /> is acting for itself or as trustee, provided
<br /> that the person making the sale, if not
<br /> registered, has no place of business in
<br /> Oklahoma and effects transactions in Oklahoma
<br /> exclusively with or through such persons or
<br /> institutions.
<br /> Oregon To any bank, savings institution, trust company,
<br /> insurance company, investment company, pension
<br /> or profit-sharing trust, or other financial
<br /> institution or institutional buyer, or to any
<br /> broker-dealer, mortgage broker or mortgage
<br /> banker, whether the purchaser is acting for
<br /> itself or in a fiduciary capacity when the
<br /> purchaser has discretionary authority to make
<br /> investment decisions .
<br /> Pennsylvania To any bank, insurance company, pension or
<br /> profit-sharing plan or trust, investment
<br /> company as defined in the Investment Company
<br /> Act of 1940, other financial institution or
<br /> any person, other than an individual, which
<br /> controls any of the foregoing, the federal
<br /> government, the state or any agency or
<br /> political subdivision thereof, or any other
<br /> person so designated by regulation of the
<br /> Pennsylvania Securities Commission, or to any
<br /> broker-dealer, whether the purchaser is acting
<br /> for itself or in some fiduciary capacity,
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