Laserfiche WebLink
provided that the person making the sale, if <br /> not registered, has no place of business in <br /> Pennsylvania and effects transactions in <br /> Pennsylvania exclusively with or through such <br /> persons or institutions. <br /> Puerto Rico. . . . To any bank, savings institution, trust company, <br /> insurance company, investment company as <br /> defined in the Investment Companies Act of <br /> Puerto Rico, pension or profit-sharing trust, <br /> or other financial institution or <br /> institutional buyer, or to any broker-dealer, <br /> whether the purchaser is acting for itself or <br /> as trustee, provided that the person making <br /> the sale, if not registered, has no place of <br /> business in Puerto Rico and effects <br /> transactions in Puerto Rico exclusively with <br /> or through such persons or institutions. <br /> Rhode Island. . . To any depository institution, insurance <br /> company, separate account of an insurance <br /> company or investment company as defined in <br /> the Investment Company Act of 1940, employee <br /> pension, profit-sharing or benefit plan (if <br /> the plan has total assets in excess of <br /> $5, 000, 000 or its investment decisions are <br /> made by a named fiduciary, as defined in the <br /> Employee Retirement Income Security Act of <br /> 1974, that is either a broker-dealer <br /> registered under the Securities Exchange Act <br /> of 1934, an investment adviser registered or <br /> exempt from registration under the Investment <br /> Advisers Act of 1940, a depository institution <br /> or an insurance company) , or other <br /> institutional buyer, or to any broker-dealer, <br /> whether the purchaser is acting for itself or <br /> in some fiduciary capacity, provided that the <br /> person making the sale, if not licensed, is <br /> registered as a broker or dealer under the <br /> Securities Exchange Act of 1934, has no place <br /> of business in Rhode Island and effects <br /> transactions in Rhode Island exclusively with <br /> or through such persons or institutions . <br /> South Carolina. To any bank, savings institution, trust company, <br /> insurance company, investment company as <br /> defined in the Investment Company Act of 1940, <br /> pension or profit-sharing trust, or other <br /> financial institution or institutional buyer, <br /> or to any broker-dealer, whether the purchaser <br /> is acting for itself or as trustee, provided <br /> that the person making the sale, if not <br /> registered, has no place of business in South <br /> 13 <br />