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Part 1
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Vol. 2- City of Santa Ana Financing Authority (Police Administration and Holding Facility)
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Part 1
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is acting for itself or as trustee, provided <br /> that the person making the sale, if not <br /> registered, has no place of business in Utah <br /> and effects transactions in Utah exclusively <br /> with or through such persons or institutions . <br /> Vermont To any registered or exempt broker-dealer in <br /> Vermont which is registered under the <br /> Securities Exchange Act of 1934, provided that <br /> the person making the sale, if not registered <br /> in Vermont, has no place of business therein <br /> and effects transactions in Vermont <br /> exclusively with such persons. A person <br /> registered as a broker-dealer in Vermont may <br /> sell to any depository institution, insurance <br /> company, separate account of an insurance <br /> company, investment company as defined in the <br /> Investment Company Act of 1940, any employee <br /> pension, profit-sharing or benefit plan <br /> meeting certain conditions, or other financial <br /> institution or institutional buyer which <br /> qualifies as an "accredited investor" under <br /> Regulation D of the Securities and Exchange <br /> Commission or to any other institutional buyer <br /> as the Commissioner of Banking and Insurance <br /> may add by rule or order, whether the <br /> purchaser is acting for itself or in a <br /> fiduciary capacity. <br /> Virginia To any corporation, investment company or <br /> pension or profit-sharing trust or to any <br /> broker-dealer. <br /> Washington To any bank, savings institution, trust company, <br /> insurance company, investment company as <br /> defined in the Investment Company Act of 1940, <br /> pension or profit-sharing trust, or other <br /> financial institution or institutional buyer, <br /> or to any broker-dealer, whether the purchaser <br /> is acting for itself or in some fiduciary <br /> capacity. <br /> West Virginia To any bank, savings institution, trust company, <br /> insurance company, investment company as <br /> defined in the Investment Company Act of 1940, <br /> pension or profit-sharing trust, or other <br /> financial institution or institutional buyer, <br /> or to any broker-dealer, whether the purchaser <br /> is acting for itself or as trustee, provided <br /> that the person making the sale, if not <br /> registered, has no place of business in West <br /> Virginia and effects transactions in West <br /> 15 <br />
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