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Carolina and effects transactions in South <br /> Carolina exclusively with or through such <br /> persons or institutions . <br /> South Dakota To any bank, savings institution, trust company, <br /> insurance company, investment company as <br /> defined in the Investment Company Act of 1940, <br /> pension or profit-sharing trust, or other <br /> financial institution or institutional buyer, <br /> or to any broker-dealer, whether the purchaser <br /> is acting for itself or in some fiduciary <br /> capacity, provided that the person making the <br /> sale, if not registered, has no place of <br /> business in South Dakota and effects <br /> transactions in South Dakota exclusively with <br /> or through such persons or institutions. <br /> Tennessee To any bank, trust company, insurance company, <br /> investment company registered under the <br /> Investment Company Act of 1940, any holding <br /> company which controls any of the foregoing, <br /> any trust or fund over which any of the <br /> foregoing has or shares investment discretion, <br /> or any other person (other than a <br /> broker-dealer) engaged as a substantial part <br /> of its business in investing in securities, in <br /> each case having a net worth in excess of <br /> $1, 000, 000, or to any broker-dealer, provided <br /> that the person making the sale, if not <br /> registered, is registered as a broker or <br /> dealer with the Securities and Exchange <br /> Commission or is a member of the National <br /> Association of Securities Dealers, Inc. , has <br /> no place of business in Tennessee and effects <br /> transactions in Tennessee exclusively with or <br /> through such persons or institutions. <br /> Texas To any bank, trust company, building and loan <br /> association, insurance company, surety or <br /> guaranty company, savings institution, <br /> investment company as defined in the <br /> Investment Company Act of 1940, small business <br /> investment company as defined in the Small <br /> Business Investment Act of 195B, or to any <br /> registered dealer actually engaged in buying <br /> and selling securities . <br /> Utah To any bank, savings institution, trust company, <br /> insurance company, investment company as <br /> defined in the Investment Company Act of 1940, <br /> pension or profit-sharing trust, or other <br /> financial institution or institutional buyer, <br /> or to any broker-dealer, whether the purchaser <br /> 14 <br />