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CITY OF SANTA ANA
<br />PROPOSAL
<br />PROJECT NO.: 17-6897
<br />FLOWER STREET BIKEWAY
<br />FEDERAL PROJECT NO: HSIPL 5063 (187)
<br />i. Nolhdrg contained in the foregaireg shah tte consuued to
<br />require ihsestabtishnent d a system d records in order io
<br />render in good faith the certification required by this dause.
<br />The knowledge and i rforrcetion of the prospective participant
<br />is not required an exceed that which is normaly possamd by
<br />a pmdentpeuson in the ordinary course of business dealings.
<br />j. Earapt for transactions auborknd urhder paragraph (n Or
<br />theseirnsimctions, if apa;icipan l in a covered transaction
<br />knowEngdy anwrs inb a lower tier covered transaction with a
<br />Person who is suspa nd ad, dabanad, i ndg ibl®, or voluntarily
<br />exckudd fmm lmnicipo lion in this transaction. in addition to
<br />other remadies avatable to fie Federal Govammert, the
<br />dapanman I or agarcy may taunt meta this lransscum for cause
<br />or defauh.
<br />2. Car0nmI ion Regarding Debarment, Susparnsion,.
<br />taallgib ilily and Vdun la ryExclu sign — F lrs t Tier
<br />Pafticipanls:
<br />a. The pfospeclire first ter participant cartiTies b be test of
<br />its knowledge and taker, that it and its principals'
<br />(f ) Are not preseniy debarred, suspended, proposed for
<br />debarment, declared ineligible, o rvolurrla riy excluded fmm
<br />panidpau ng in tweed ua nsacums try any Federal
<br />department or agency:
<br />(2j Have not within a three year period Preceding this
<br />proposal beenconuictad of or had a civil judgment rendered
<br />age nst them forcommi ssion of fraud or a am inal offense i n
<br />connacion with obtain rig, attempting to obtain, or performing
<br />a pubic (Fadami. State or local) tfarsanion o r contract a nda r
<br />a pubic transaction viotatdon of Faderal or State anlimst
<br />Slaldes or oonmission of aml>azirlanant shaft, forgery.
<br />trabary. iaisifica don or destruction of retards, m0mq false
<br />statements. or recaiwill &den property:
<br />(a) Are not Presently indicted for or orlremise criminally or
<br />emly derged by a governmental Artily (Fade rat, Slate or
<br />loran) with commission of ary of the dfensss ary rreraled in
<br />paragmilb (a) (2) of this cenLcatiolz and
<br />(4) Have not within a threeysa panod Preceding the
<br />applrat"proposal had one a more public transactions
<br />(Fedea I, State or iocai) terminated for causa ord efadt.
<br />Q Where the prospecirvepeilidpentis unahia to rarity to
<br />ary OF the statements in this certdEcalion, such prospective
<br />particpant shall attachan expianatiuh to the proposal.
<br />2. Instru lions for Corti Rcatim - Lower Tier Partichpanis:
<br />(Rpplicable to all subcantracs, purchase orders nd other
<br />lower tier transactions regµiring prier FM W A approval or
<br />astinaled to cost 525.000 ormore • 2 CFR Parts 180 and
<br />5200j
<br />a By sign rig and subcntirng this proposal. the proapoctiw
<br />inwar tier is providing the cartilication set oil below.
<br />b. Thecaiilcation in this clause is material representation
<br />of fact upon which etiawe was placod when this transaction
<br />was antered into. if it is later determined that theprospeciive
<br />lower tier panic jpam koomagyrendered an erroneWs
<br />cerification, in addition toother remedies ava iahte to the
<br />Federal Gomnirnod, hedapenmerl, or agauy with which
<br />t1E s rams cdim originated may pu Isle avalatNe remedies.
<br />irchiding. suspension andya debarmant,
<br />c. The Prospecivelower lief paticpanishal provide
<br />immediate written nolioetothe parson to Atuch this prrgosai is
<br />schm kited if at any tints Lha proms active caws 1i err pa rtiapan I
<br />learns that its certification w aronaous by raasonof
<br />changed circumstances.
<br />d. The terms "covered tmnsacti&n,' "debarred,"
<br />'suspended: 'wafhgiae "participant:. 'parson""pnrcipal,`
<br />AM valuntariyexdrdad- as used in this clause, are defin ad
<br />in 2 CFR Parts 180 and t200. You may conlac ll he person to
<br />whir, h Ns proposal is submitted for Assistawa in on laining a
<br />copy of those regdaions. First Tlar Corered Transaclons'
<br />rate rs to any covered tra nsaclion between a gra ntea a
<br />mbgm ntoa of Fade rat funds and a parliapanl (such as the
<br />Prime ur gon sal milral).'Lr r Tler Cavared Transactions'
<br />rekrs to a ray cove red ua rusxdon under a Fist Tier Covered
<br />Trerlsadion (Stich as 9u8canlrads]. Fist Tier ParUclpan'
<br />fafers to the participant who has aderad into a mused
<br />hansaction with agradee or wbgfanee of Federal funds
<br />(such as the prime OF general emractor). 'Lower Tier
<br />Partimpanr refers any partic1pant reha has entered Irate a
<br />covered lraresactim with a First Tier Parlcpam or otter Lower
<br />Tier Pa rticpranis (suO as suticornractor8 and sipplars).
<br />s. The prospective lower der participa rat agrees try
<br />si buniAng this proposa3 that, should the proposed coward
<br />Ira nsaclen be entered in to, it shall not knovti rgy enter irao
<br />any lower tier covured transaction with a person wlh i
<br />debar red. stapes dad, declared in"gible, or voi nta rdy
<br />ar dudad from patticpa lion in this cove red irarsw ion, unless
<br />aulhonsed by the depa rtnvenl or agency with which this
<br />ifan wxon orginated.
<br />f. The prosCacliva lower tier pa nicpranafather agrees by
<br />subm ilting this proposal that it wdf include lhisciause titled
<br />'Certification Regardng debarment. Suspansion. Ine:gdtxtity
<br />and Votumary Exdusion-Lawor Tier Covered 7raresacliorn,'
<br />vnthorR modification, in All lowerlier covered transacfionsand
<br />in aH sci aahors for lower tier covered transactions exceadirlg
<br />ilia S25,000 ihreshdd
<br />g. A paniepant in a ravened transaction Trey rely npm a
<br />carificafon Of a prospective part cipanl in a lower uercaverad
<br />tran sachon ihatis not d etas red, suspended inelgiba, or
<br />voluntarily exclW ed imm the core red uan sac bon, unless it
<br />knows inau the catiiical iNn ,s anon eeus. A participant is
<br />resparsiWe for ensuring nA its principals Are not su spend d,
<br />debm rred. or oth anirse ine fig it ]a to participae in cowed
<br />transactions. To verify the a1,gAily of its principals. as wall as
<br />the eligibility of any iowrer tier pospacive participants, each
<br />padicipacamay. but is not requrad to, check the Exciuded
<br />Parties Lst System wabshe [htlas:llwww.ecss.,nvl1. which is
<br />compiled by the General Sarvices Adminaimt*n.
<br />h. NoNhing contained in the foragoing &hail to corsuued to
<br />rA*kfi esuhlis Ihmart of a system of record; in order lnrandar
<br />in good faith the codification requirad by tuffs clause. The
<br />kro fia a aid idormaten d parricipa ni is not required to
<br />exceed that which is normally possessed ty a Prvdonlpop�on
<br />in Ins ordinary c ,rs® d business doaings.
<br />i. Except for transactions authorized under paragrapha of
<br />these ins true Eons, if a particpa n t i n a covered transaction
<br />knowingly enters into law sr tier covered transaction with a
<br />parson win is suspended, dotarred, inelgibe, of voluntarily
<br />exckdad from participation in Nis transaction, in addition to
<br />ottarrenedies avadatletolfe Federal Govemmert, the
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