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CITY OF SANTA ANA
<br />PROPOSAL
<br />PROJECT NO.: 18-6918
<br />MAIN ST & 15TH ST TRAFFIC SIGNAL, INSTALLATION
<br />FEDERAL PROJECT NO: HSIPL 5063 (189)
<br />t. aolhing contained In the foregoing shall be constued to
<br />require the eslablis mend of a system of records to order to
<br />rendet Ingood loth the codification required by this douse
<br />The knowledge and idormotion of the prospective participant
<br />Is net required b exceed that which Is nermaty reasoned by
<br />a prudent person In the ordinary couroe of business dealings.
<br />I. Except for transactions ad Braked under pamgmplh (Q of
<br />these instructions, If a participant in a covemd transaction
<br />knowingly enters into a lower tier covered harhsuchen with a
<br />person who Is suspended, debarred, Insights, or voluntarily
<br />excluded from participation In this lrensedlon, in addition to
<br />other remedies mailable to the Federal Government, the
<br />department or agency my terminate this transaction for cause
<br />or default.
<br />2, Certification Regarding Debarment, Suspension,
<br />Inallglbi ily and Voluntary Exclusion —Flnt Tier
<br />Participants:
<br />a. The prospecOm fast tier participant caniTms to be hest or
<br />is knowledge and hoped, that ll and as principals:
<br />(1) Am ral presently debarred, suspended, proposed for
<br />debarmenl, declared Inefigibe, orvobnterily excluded from
<br />Participating In cased Imnsecttans by any Federal
<br />department or agency;
<br />(2) Hive rot within a lmea-yoa period preceding this
<br />proposal beenconvicted of or had a civil judgment rendered
<br />against them forcorun sslon of fraud or acriminal offense in
<br />connecion, with obtaldrg, attempting to obtain, or performing
<br />a public, (Federal, Stale or bull ham when orcontmd under
<br />e pubic tomesction; vioation of Federal or Sale antitrust
<br />stahAes a commission of embeaaman4 theft, forgery,
<br />bribery, feisfxrahon or destrucfun of records, making false
<br />slamenls, orreceiving slow property,
<br />(0) Are not immunity Indicted foror otherwise ainaaey or
<br />ctdty charged by a governmental arsity (Federal, Stale or
<br />foeal) with commission of any of the dfanses emrmseled in
<br />paragraph (a)(2) of this confliction; and
<br />(4) Have nit within a Imee-year period preceding this
<br />epplcelbNpropossl had one a more public aamdctans
<br />(Federal. State or "cal) terminated for cause or defeat[.
<br />b Where the pm"cltve porudpenl s unable to caniy to
<br />any of the statements in this cadiicatan, such prospective
<br />participant shall allach an explanation to this proposal.
<br />2. Instrudionsfor CertiBsal,can . Lower Tier ParliclPanls
<br />(Applicable be all subcontracts, purchase orders and other
<br />lower liar hansactone requiring prior FHWA approval or
<br />estimated locos S2S,000 ornmea - 2 CFR Parts 180 and
<br />1200)
<br />a By signing and submiting the proposal, the prospective
<br />lower tier is providing Ile certification sel our below.
<br />b Tbecenl6calion In this clause is a material represemelmn
<br />of fad upon which milance was Owed when this transaction
<br />wwes onared Into. 0 a s later determined that the prospective
<br />lower her participant knowingly rendered an erroneous
<br />carificaton, in addition loother remadiesavalatle tolhe
<br />Fademl CorommsH, she daFOMhps, w ogency with which
<br />Ins transaction origumled may pursue available remedies,
<br />including suspension andlor debarment.
<br />c. The Prospacrvelowof tiarpabdpanl $hat prwide
<br />uninsdin ewritten police to the parson In which this pcposal Is
<br />submitted If at ary We the prospective lower liar parodparil
<br />Items her Its certification was arroneous by reasonof
<br />changed circumstances.
<br />d. The terms'cwered Imnsaclan, 'debstred;
<br />'suspended,"aelgale; 'partcpsnl�person; 'principal,'
<br />ard'vdunlaly excluded; as used in [his cause, we defined
<br />in 2 CFR Pads 180 and 1200. You miry correct the person to
<br />which this proposal is submilted for assistance In obtaining a
<br />copy ollhoae regddans. Fiat Tier Covered Trpmectors'
<br />mrars to any covalent transaction between a granlee a
<br />subgmnlee of Federal funds ant a participant each as the
<br />Rime or owwal aremcy, 'Lower Tier Cwemd Transactions'
<br />refers to any covered transaction under a First Tier Covered
<br />Transaction (such as subcontracts). 'FYSI TlerParticpmt'
<br />refers to the participant who has entered into a covered
<br />transaction with agredee or subgranlee of Federal funds
<br />(su cli as the game "general connector). lower Per
<br />Parliciper it'rerent any participant who has entered Into a
<br />covered hersection with a Fear Tier Pslicpanl of other Lower
<br />Tar Participants (such as aubcorsractors and suppliers).
<br />e. The prospective lower liar participant agrees by
<br />Wbmafirg Ins proposal that, should the proposed covered
<br />transaction be entered into, It shall an[ knowingly enter into
<br />any lower tier covered transaction with a person who Is
<br />debarred, suspeaJed, declared Ineligible. "wluuarey
<br />excluded from Puagcipalan in this covered hamsaction, unless
<br />authorised by the department or agency with which the
<br />transaction origaalad.
<br />f. The prospective laver liar participant twiner "gees by
<br />submitting this proposal that IIwAI Include Ora clause rated
<br />'Certicaton Regarding Determine, Suspension, IneYgibity
<br />and Volunlary Exclusion -Lower Tier Covered Transaction,"
<br />without modification. in all lower tar covered Imnsedions and
<br />In at sdidlmiams for lower ear covered imneacgons exceeding
<br />the 528,1)(M)treshold
<br />g. A pudiripum as covered hansaclion may rely upon a
<br />carificaion of a prospective participant In slower liercwered
<br />lmnwftn theirs not debarred, suspended inaigba, or
<br />volur iy excluded Item the covered transaction unless It
<br />knows that the certification is evonews. A participant is
<br />resporeba Iorerwring tiro its principals aro not suspended,
<br />debarred, or olhervese Ineigble to Participate In covered
<br />transactions. To wdy the efgbcaly of its a" pals, as wet as
<br />Ilte e%itiily of any lower gar prospective parlaipanls, each
<br />Inalk pantmay, but is not required to, check If* Excluded
<br />Pantos List System webaae (jfgg;[r Wy ng)g,ggv,(), which )a
<br />compiled by the General Services Administration.
<br />h. Homing contained in the Warning shall be construed to
<br />require establishment of a system of records In order to fender
<br />in goodfailh the codification required by this douse. The
<br />knowledge and Intonation or participant is not required to
<br />exceed that Witch is reproof, possessed by a pmdem person
<br />in Ole ordinary Bourse or business dealings.
<br />I. Except for Imrsactions authorized under paragraph a of
<br />Ihcae instructors, if a paraiparil in a 00vared lmosectan
<br />knowingly enters alo a laws list covered transaction with a
<br />person who is suspended, debarred, ineligible, or voluntarily
<br />excluded Iron paisipaion to INS transaction, In addition to
<br />other remedies weiatte laths Federal Govemmers, the
<br />P-28 of P-52
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