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CITY OF SANTA ANA <br />INSTRUCTION FOR CERTIFICATION <br />1. By signing and submitting this proposal , the prospective recipient of Federal assistance funds is providing the <br />ce1iification as set out below. <br />2 . The certification in this clause is a material representation of fact upon which reliance was placed when this <br />transaction was entered into. If it is later detern1ined that the prospective recipient of Federal assistance funds <br />knowingly rendered an erroneous ce1iification, in additio n to other remedies avai lable to the Federal Government, <br />the Department ofLabor (DOL) may pursue available remedies, including suspension and/or debarment. <br />3. The prospective recipient of Federal assistance funds shall provide immediate wri tten notice to the person to <br />whom this proposal is submitted if at any time the prospective recipient of Federal assistance funds learns that <br />its certification was erroneous when submitted or has become erroneous by reason of chan ged circumstances. <br />4. The terms "covered transaction", "debarment", "suspended", "inel igible", "lower tier covered transaction", <br />"patiicipant", "person", "prim ary covered transaction", "principle", "proposal", and "vo luntarily excluded", as <br />used in thi s cause, have the meanings set out in the Definitions and Coverage sections of rules implementi ng <br />Executive Order 12549. You may contact the person to whom this proposal is submi tted for assistance in <br />obtaining a copy of those regulations. <br />5. The prospective recipient of Federal assistance funds agrees b y submitt ing this proposal that, should the proposed <br />covered transaction be entered into, it shall not knowingly enter into any lower tier covered transaction with a <br />person who is debarred, suspended, declared ineligible, or voluntarily excluded from participation in this <br />covered transa ction , unless authorized by the DOL. <br />6. The prospective recipient of Federal assistance funds agrees by submitting this proposal, that it will include the <br />clause title "Cetiification Regarding Debarment, Suspension, Ineli gib le, or voluntarily excluded" from the <br />covered transaction unless it knows that the certification is erroneous. <br />7. Nothing contained in the foregoing shall be construed to require establishment of a system of records in o rd er to <br />render in good faith the certification required to exceed that which is normally possessed by a prudent person <br />in the ordinary course of business dealings. <br />8. Except for transactions authorized under paragraph 5 of these instrnctions, if a participant in a covered <br />transaction knowingly enters into a lower tier covered transaction with a person who is suspended, debarred, <br />ineligible, or voluntary excluded from participation in this transaction, in addition to other remedies available <br />to the Federal Government, the DOL may pursue available remedies, including suspension and/or debarment. <br />EXHIBIT 3 <br />  <br />  <br />City Council 10 – 391 7/1/2025