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SCHEDULE C <br /> Amendments to Schedules A and B <br /> 1. Use Schedule C only to amend information requested on either Schedule A or Schedule B.Refer to instructions in Schedule A and Schedule <br /> B,which also apply for this Schedule C. <br /> 2. In the Type of Amendment column, indicate"A"(addition),"D"(deletion),or"C"(change in information about the same person). <br /> 3. Ownership Codes are: <br /> • NA-less than 5% <br /> • A-5%but less than 10% <br /> • B-10%but less than 25% <br /> • C-25%but less than 50% <br /> • D-50%but less than 75% <br /> • E-75%or more <br /> • F-Other(general partner,trustee,or elected member) <br /> 4. List below all changes to Schedule A: <br /> Schedule A-1: Direct Owners of Applicant - Business Entities <br /> Schedule A-2: Direct Owners and Executive Officers of Applicant- Natural Persons <br /> Deleted Entry <br /> NATURAL PERSON FULL LEGAL NAME <br /> Enter all the letters of each name and not initials or other abbreviations.If no middle name,enter NMN on that line. <br /> Last Name: First Name: Middle Name: <br /> Busch Michaei Paul <br /> Type ofAmendment: <br /> A(addition) ° D(deletion) C(change in information) <br /> Title or Status: <br /> President <br /> Date Title or Status Acquired: 03-01-2014 <br /> Ownership Code: <br /> NA-less than 5% -'A-5%m but less than 10% B- 10%e but less than <br /> 25% <br /> C-25%but less than D-50%but less than - E-75%or more <br /> 50% 75% <br /> F-Other(general <br /> partner,trustee, or elected <br /> manager) <br /> Control person: YES° NO <br /> Individual CRD No.(If none.enter 0000000): <br /> CRD No.: <br /> 5.List below all changes to Schedule B- <br /> Amended Entry <br /> NATURAL PERSON FULL LEGAL NAME <br /> Enter all the letters of each name and not initials or other abbreviations. If no middle name,enter NMN on that line. <br /> Last Name. First Name Middle Name: <br /> Isom Jonathan T <br /> Type ofAmendment: <br /> A(addition) D(deletion) ° C(change in information) <br /> Title or Status: <br /> Chief Executive Officer <br />