Laserfiche WebLink
Date Title or Status Acquired: e1-31-2023 <br /> Ownership Code: <br /> NA-less than 5% t3 A-5%but less than 10% B-10%but less than <br /> 25% <br /> C-25%but less than 'a' D-50%but less than E-75%or more <br /> 50% 75% <br /> ,D F-Other(general <br /> partner,trustee,or elected <br /> manager) <br /> Control Person: ,q.YES"' NO <br /> Individual CRD No.(If none:enter 0000000): <br /> CRD No.: <br /> 5.List below all changes to Schedule B: <br /> Amended Entry <br /> NATURAL PERSON FULL LEGAL NAME <br /> Enter all the letters of each name and not initials or other abbreviations.If no middle name,enter NMN on that line. <br /> Last Name: First Name: Middle Name: <br /> Isom Gregory Scott <br /> Type of Amendment: <br /> A(addition) ' D(deletion) °'C(change in information) <br /> Title or Status: <br /> Chief Financial Officer _ .. <br /> Date Title or Status Acquired: 01-31-2023 <br /> Ownership Code: <br /> NA-less than 5% 'A-5%°but less than 10% '-' B-10%but less than <br /> 25% <br /> C-25%°but less than -' D-50%but less than E-75%or more <br /> 50% 75% <br /> F-Other(general <br /> partner,trustee,or elected <br /> manager) <br /> Control Person: '° YES NO <br /> Individual CRD No.(If none:enter 0000000): <br /> CRD No.: <br /> 5.List below all changes to Schedule B: <br /> Add Entry <br /> NATURAL PERSON FULL LEGAL NAME <br /> Enter all the letters of each name and not initials or other abbreviations. If no middle name,enter NMN on that line. <br /> Last Name: First Name: Middle Name: <br /> Merrit Randall Scott <br /> Type of Amendment: <br /> A(addition) -' D(deletion) C(change in Information) <br /> Title or Status: <br /> Chief Operating Officer <br /> Date Title or Status Acquired: 12-19-2023 <br />