URBAN FUTURES, INC. (4) - Laserfiche WebLink

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Ownership Code: NA-less than 5% -'A-5%but less than 10% B-10%but less than 25% C-25%but less than =' D-50%but less than E-75%or more 50% 75% -' F-Other(general partner,trustee,or elected manager) Control Person: '-YES'-' NO Individual CRD No.(if none:enter 0000000): CRD No.: 4296140 5.List below all Changes to Schedule B: Schedule B-1. Indirect Owners of Applicant - Business Entities Schedule 13-2: Indirect Owners of Applicant - Natural Persons SCHEDULE D Certain items in Part I of Form MA require additional information on Schedule D.Use this Schedule D to report details for items listed below.Report only new information or changes/updates to previously submitted information.Do not repeat previously submitted information. This is an:©INITIAL or DAMENDED Schedule D or EANNUAL UPDATE SECTION 1-B Other Names under which Municipal Advisor-Related Business is Conducted List the applicant's other business names and the jurisdictions in which they are used.A separate Schedule D must be completed for each business name,and the jurisdictions where that name is used. Select only one:Cl Add FJ Delete U Amend Name: Isom Advisors, A Division of Urban Futures Incorporated Jurisdictions: ICALIFORNIA Select only one:211 Add M Delete El Amend Name: UFI Financial Solutions Jurisdictions: ICALIFORNIA SECTION 1-D Additional Registrations of the Applicant Indicate any additional registrations with federal or state regulators,and the relevant registration number.A separate Schedule D must be completed for each such registration. SECTION 1-E Additional Offices at which the Applicant's Municipal Advisor-Related Business is Conducted Provide the location of the largest five additional offices(in terms of numbers of employees)at which the applicant's municipal advisor-related business is conducted other than applicant's principal office and place of business.A separate Schedule D must be completed for each such office. Select only one: Add Delete LJAmend Street Address 1: Street Address 2: City: State/Country: Postal Code: