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THE POLICIES OF INSVRANGE LISTED BELOW HAVE BEEN ISSUED TO THE INSURED NAMED ABOVE FOR THE POLICY PERIOD INDICATED, NOT WRHSTANDWG <br />ANY REOU „IREMFJV "f „TERM OR CONOg10N_OE ANY.COTJIRACT OR QTHER DOCUMENT WRH. ftESBECT .TO.WHICH.IHLS.CERTIEICATE.MAY BE.ISSUED.OR.. .. .. <br />MAY PERTAIN, THE INSURANCE AFFORDED BY THE POLICIES DERCRIRFn HFRPIN Lc sI IR rocT Trf AI I Tuc Tceuc �....� ,,e,...,� .., .. <br />POLICIES. <br />AGGREGATE LIMITS SHOWN MAY HAVE <br />BEEN REDUCED BY PAID CLAIMS. <br />INSR <br />POLICY EFFECTIVE <br />POLICY EXPIRATION <br />LTR. <br />TYPE OF INSURANCE <br />POLICY NUMBER <br />DATE M/DD/YY <br />DATE MN/DD/YY <br />LIMTS <br />GENERAL LIABILITY <br />EACH OCCURRENCE <br />COMMERCIAL GENERAL LIABILITY <br />CuIMS MADE OOCCUR <br />FIRE DAMAGE ANY ONE FIRE <br />MED EXP (ANYONE PERSON <br />PERSONAL b ADV INJVRY <br />GENERAL AGGREGATE <br />GEN'L AGGREGATE LIMIT APPLIES PER: <br />PROD VCTS - COMP/OP AOG <br />POLICY LOC <br />AUTOMOBILE <br />LIABILITY <br />COMBINED SINGLE LIMIT <br />ANY AUTO <br />ALL OWNED AUTOS <br />BODILY INJURY <br />(Par pveon] <br />SCHEDULE AUTOS <br />BODILY INJURY <br />HIRED AUTOS <br />NON -0WNEDAUTOS <br />ppgOV <br />cc <br />Aa <br />PROPERTY DAMAGE <br />(P.T.crJw..q <br />GARAGE LIABILITY <br />AUTO ONLY -EA ACCIDENT <br />ANY AUTO <br />�_- <br />,dU <br />Stitt Shee <br />n <br />OTHER THAN AUTO ONLY: <br />EACH ACCIDENT <br />EXCESS LIABILRY / UMBRELLA <br />OCCUR CLAIMS MADE <br />•ASSISY <br />EACH OCCURRENCE <br />AGGREGATE <br />DEDVCTBLE <br />RETENTION S <br />WORKERS COMPENSATION <br />WC STATUTORY LIMITS <br />OTHER <br />AND <br />EL EACH ACCIDENT <br />ENPLOYERB-LIABILT' <br />EL DISEASE - EA EMPLOYEE <br />L LIMIT <br />A <br />A <br />A <br />A <br />ERRORS B OMISSIONS <br />DIRECTORS i OFFICERS <br />EMPLOYMENT PRACTICES LIAB <br />FIDUCIARY LIABILITY <br />24MGU10A207U5 <br />24MGUl OA20706 <br />24MGUlOA20706 <br />24_M_GUtOA20706 <br />1/26/2010 <br />1262010 <br />1262010 <br />12_6_20_1_0 <br />126 /2011 <br />1/262011 <br />1/262011 <br />_ 126_/_2.0.11 <br />OCC. /AGGREGATE $10,000,000 <br />OCC. /AGGREGATE $10.000,000 <br />OCC. /AGGREGATE $5,000,000 <br />/AGGREGATE $1.000000 <br />___OCC. <br />DESCRIPTION OF OPERATIONS /LOCATIONSNEMCLESIEXCLUSIONS ADDED BY ENDORSEMENT/SPECIAL PROVISIONS <br />Focus Operating LLC; Focus Operating Holding Co; Geller Group LLC; Geller Advisory Group LLC; Focus Benefit Consulting Services LLC; <br />Geller Consulting Group LLC; Founders Financial Network LLC; Strategic Point Holdings LLC; Strategic Point Investment Advisors LLC; <br />Strategic Point Insurance Services LLC; Strategic Point Securities LLC; Capital Advisory Group LLC; HoyleCohen LLC; Resnick Investment Advisors LLC <br />Sentinel Benefits Group Inc; Sentinel Insurance Agency Inc; Sentinel Pension Advisors Inc (d/b /a Sentinel Advisors); Sentinel Securities Inc; <br />Be ntlnel Financial Group LLC; Sentinel/Forsberg Insurance Agency; QCM LLC; BAM Risk Management LLC; BAM Advisor Services LLC; <br />Buckingham Asset Management LLC; Acorn Insurance Agency Ine• BFSG LLC; Dion Money Management, LLC; GW & Wads LLC <br />GW & Wade Asset Management LLC; Lars, Shull & May LLC; JFS Wea� LLC; Fidelity Independent Adviser Newsletter, LLC <br />Graystone Financial Services (Holdings) Limited. Greystone Financial LTD; WESPAC Plan Services LLC; WESPAC Benefit S Insurance Services LLC; <br />JVESPAC Advlsora LLC; R W Harris Limited; Greystone Financial Services Ltd; Graystone Wealth Management Ltd; Gmystone Employee Benefit Ltd <br />Joel Isaacson & Co., LLC: LLBH Private Wealth Management LLC; Bridgewater Wealth & Financial Management LLC; JFS Risk Management LLC <br />tre included as Named Insureds under the policies listed above. <br />SHOULD ANY OF THE ABOVE DESCRIBED POLICIES BE CANCELLED BEFORE THE EXPIRATION <br />DATE THEREOF. THE ISSUING INSURER WILL ENDEAVOR TO MAIL SO DAYS WRITTEN <br />NOTICE TO THE CERTIFMATE HOLDER NAMED TO THE LEFT, BUT FAILURE TO DO SO SHALL <br />IMPOSE NO OBLIGATION OR LIABILITY OF ANY KIND UPON THE INSURER. ITS AGENTS OR <br />REPRESENTATIVES. <br />AUTH D RE NATATNC ` <br />� _ <br />av9enrr169W.T2 � T <br />