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A� CERTIFICATE OF LIABILITY INSURANCE DATE <br />03X7120' ° °mY' <br />03107/2013 <br />THIS CERTIFICATE IS ISSUED AS A MATTER OF INFORMATION ONLY AND CONFERS NO RIGHTS UPON THE CERTIFICATE HOLDER. THIS <br />CERTIFICATE DOES NOT AFFIRMATIVELY OR NEGATIVELY AMEND, EXTEND OR ALTER THE COVERAGE AFFORDED BY THE POLICIES <br />BELOW. THIS CERTIFICATE OF INSURANCE DOES NOT CONSTITUTE A CONTRACT BETWEEN THE ISSUING INSURER(S), AUTHORIZED <br />REPRESENTATIVE OR PRODUCER, AND THE CERTIFICATE HOLDER. <br />IMPORTANT: If the certificate holder is an ADDITIONAL INSURED, the policy(ies) must be endorsed.. If SUBROGATION 15 WAIVED, subject to <br />the terms and conditions of the policy, certain policies may require an endorsement. A statement on this certificate, does not confer rights to the <br />345 CALIFORNIA STREET, SUITE 1300 <br />CALIFORNIA LICENSE N0.0437153 <br />SAN FRANCISCO, CA 94104 <br />INSURED <br />BLX GROUP LLC <br />777 SOUTH FIGUEROA STREET, SUITE 3200 <br />LOS ANGELES, CA 90017 <br />COVERAGES <br />N -2010- 094 -001 <br />CERTIFICATE NUMBER: <br />;TACT <br />NE: <br />JNE FA% <br />No Ext) rc Not <br />AIL <br />DRESS: <br />INSURERS) AFFORDING COVERAGE NAIC N <br />URER A: XL Speolalty Insurance Company 37885 <br />URER 8, <br />URER C: <br />URERD: <br />URER E: <br />URER F: <br />SEA - 00237520101 REVISION NUMBER:3 <br />THIS IS TO CERTIFY THAT THE POLICIES OF INSURANCE LISTED BELOW HAVE BEEN ISSUED TO THE INSURED NAMED ABOVE FOR THE POLICY PERIOD <br />INDICATED. NOTWITHSTANDING ANY REQUIREMENT, TERM OR CONDITION OF ANY CONTRACT OR OTHER DOCUMENT WITH RESPECT TO WHICH THIS <br />CERTIFICATE MAY BE ISSUED OR MAY PERTAIN, THE INSURANCE AFFORDED BY THE POLICIES DESCRIBED HEREIN IS SUBJECT TO ALL THE TERMS, <br />EXCLUSIONS AND CONDITIONS OF SUCH POLICIES, LIMITS SHOWN MAY HAVE BEEN REDUCED BY PAID CLAIMS. <br />ILR <br />T R <br />TYPE OF INSURANCE: <br />ADOL <br />JNM <br />SUBR <br />POLICY NUMBER <br />MMIDIDY <br />IYYYY <br />MMIDDVYYYY <br />LIMITS <br />GENERAL LIABILITY <br />EACH OCCURRENCE -- <br />$ — <br />COMMERCIAL GENERAL LIABILITY <br />DAMAGE( RENTED <br />PREMISES S Ea occurrence ) <br />$ <br />CLAIMS -MADE F—I OCCUR <br />- <br />- <br />MED EXP (Any one person) <br />$ <br />PERSONAL &ADV INJURY <br />$ <br />GENERAL AGGREGATE <br />$ <br />GEN'L AGGREGATE LI MIT APPLIES PER <br />PRODUCTS- COMPIOP AGG <br />$ <br />POLICY PRO- LOC <br />$ <br />AUTOMOBILE <br />LIABILITY <br />COMBINED SINGLE LIMIT <br />Ea accident <br />BODILY INJ DRY (Per person) <br />$ <br />ANY AUTO <br />k <br />ALL OWNED SCHEDULED <br />AUTOS AUTOS <br />BODILY INJURY (Par accldant) <br />$ <br />NON -OWNED <br />HIRED AUTOS AUTOS <br />PROPERTY DAMAGE <br />Per accitlent <br />$ <br />Is <br />UMBRELLA LIAB <br />OCCUR <br />EACH OCCURRENCE <br />$ <br />AGGREGATE <br />$ <br />EXCESS LIAB <br />CLAIMS -MADE <br />DED RETENTION$ <br />$ <br />WORKERS COMPENSATION <br />AND EMPLOYERS' LIABILITY YIN <br />WC STATU- OTH- <br />TORY LIMITS E <br />ANY <br />OFFICERIMEIMBEER EXCLUDED ?ECUTIVE� <br />NIA <br />E.L. EACH ACCIDENT <br />$ <br />E.L. DISEASE- EA EMPLOYE <br />$ <br />(Mandatory in NH) <br />If yes, describe under <br />DESCRIPTION OF OPERATIONS below <br />E.L. DISEASE - POLICY LIMIT <br />$ <br />A <br />PROFESSIONAL LIABILITY <br />ELU128066 -12 <br />1112812012 <br />1112612013 <br />INVESTMENT COMPANY <br />DESCRIPTION OF OPERATIONS I LOCATIONS I VEHICLES (Attach ACORD 101, Additional Remarks Schedule, If more space Is required) <br />REF: EVIDENCE OF PROFESSIONAL LIABILITY COVERAGE AS TO FORM <br />ARPR:���FsD <br />:LISA E. STORCK / <br />Tit City Attorney <br />CERTIFICATE HOLDER CANCELLATION / <br />CITY OF SANTA ANA <br />SHOULD ANY OF THE ABOVE DESCRIBED POLICIES BE CANCELLED BEFORE <br />ATTENTION: BICH TA <br />THE EXPIRATION DATE THEREOF, NOTICE WILL BE DELIVERED IN <br />20 CIVIC CENTER PLAZA, M-25 <br />ACCORDANCE WITH THE POLICY PROVISIONS. <br />SANTA ANA, CA 92701 <br />AUTHORIZED REPRESENTATIVE <br />of Marsh Risk S, Insurance Services <br />Evan Long �crllgv' <br />© 1988.2010 ACORD CORPORATION. All rights reserved. <br />ACORD 25 (2010105) 1 'he ACORD name and logo are registered marks of ACORD <br />